0001028918-19-000009.txt : 20190130
0001028918-19-000009.hdr.sgml : 20190130
20190130121418
ACCESSION NUMBER: 0001028918-19-000009
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190126
FILED AS OF DATE: 20190130
DATE AS OF CHANGE: 20190130
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Nicolas Ronald J. Jr.
CENTRAL INDEX KEY: 0001406485
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-22193
FILM NUMBER: 19551008
MAIL ADDRESS:
STREET 1: 2727 E. IMPERIAL HIGHWAY
CITY: BREA
STATE: CA
ZIP: 92821
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PACIFIC PREMIER BANCORP INC
CENTRAL INDEX KEY: 0001028918
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 330743196
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 17901 VON KARMAN AVE
STREET 2: SUITE 1200
CITY: IRVINE
STATE: CA
ZIP: 92614
BUSINESS PHONE: 949-864-8000
MAIL ADDRESS:
STREET 1: 17901 VON KARMAN AVE
STREET 2: SUITE 1200
CITY: IRVINE
STATE: CA
ZIP: 92614
4
1
wf-form4_154886844125513.xml
FORM 4
X0306
4
2019-01-26
0
0001028918
PACIFIC PREMIER BANCORP INC
PPBI
0001406485
Nicolas Ronald J. Jr.
17901 VON KARMAN
SUITE 1200
IRVINE
CA
92614
0
1
0
0
SEVP & CFO
PPBI Common Stock
2019-01-26
4
M
0
468
A
30115
D
PPBI Common Stock
2019-01-26
4
F
0
767
29.25
D
29348
D
PPBI Common Stock
2019-01-26
5
G
0
E
1106
0
D
28242
D
PPBI Common Stock
2019-01-26
5
G
0
E
1106
0
A
8478
I
The Nicolas Living Trust
PPBI Restricted Stock Unit
2019-01-26
4
M
0
468
0
D
PPBI Common Stock
468.0
468
D
PPBI Restricted Stock Unit
PPBI Common Stock
6838.0
6838
D
Restricted Stock Units convert into common stock on a one-for-one basis.
Represents shares withheld to cover the tax liability incident to the vesting of Restricted Stock Units and Restricted Stock Awards
Includes 28,242 shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant.
On January 29, 2019, the reporting person transferred 1,106 directly owned shares of PPBI common stock to The Nicolas Living Trust under agreement date 8/8/2006 (the "Trust"), Ronald J. Nicolas, Jr., Co-Trustee. The reporting person shares voting and dispositive control over shares held by the Trust.
These shares are held by The Nicolas Living Trust under agreement date 8/8/2006 (the "Trust"), Ronald J. Nicolas, Jr., Co-Trustee. The reporting person shares voting and dispositive control over shares held by the Trust.
Each Restricted Stock Unit represents the right to receive one share of common stock. The Restricted Stock Units will vest annually, if at all, commencing January 26, 2018 in three installments ranging between 1/5 and 1/3 of the reported number of Restricted Stock Units.
Not applicable
Each Restricted Stock Unit represents the right to receive one share of common stock. The amount reported reflects the maximum number of Restricted Stock Units that may vest upon achievement of certain predetermined performance goals and assuming continued employment through the vesting period. The Restricted Stock Units will vest annually, if at all, commencing February 28, 2019. Vesting will be tied entirely to performance, measured by a 3-year average relative total shareholder return percentile range compared to the Keefe, Bruyette & Woods, Inc. Regional Banking Index.
Ronald J. Nicolas Jr.
2019-01-30