0001028918-19-000009.txt : 20190130 0001028918-19-000009.hdr.sgml : 20190130 20190130121418 ACCESSION NUMBER: 0001028918-19-000009 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190126 FILED AS OF DATE: 20190130 DATE AS OF CHANGE: 20190130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nicolas Ronald J. Jr. CENTRAL INDEX KEY: 0001406485 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22193 FILM NUMBER: 19551008 MAIL ADDRESS: STREET 1: 2727 E. IMPERIAL HIGHWAY CITY: BREA STATE: CA ZIP: 92821 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PACIFIC PREMIER BANCORP INC CENTRAL INDEX KEY: 0001028918 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 330743196 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 17901 VON KARMAN AVE STREET 2: SUITE 1200 CITY: IRVINE STATE: CA ZIP: 92614 BUSINESS PHONE: 949-864-8000 MAIL ADDRESS: STREET 1: 17901 VON KARMAN AVE STREET 2: SUITE 1200 CITY: IRVINE STATE: CA ZIP: 92614 4 1 wf-form4_154886844125513.xml FORM 4 X0306 4 2019-01-26 0 0001028918 PACIFIC PREMIER BANCORP INC PPBI 0001406485 Nicolas Ronald J. Jr. 17901 VON KARMAN SUITE 1200 IRVINE CA 92614 0 1 0 0 SEVP & CFO PPBI Common Stock 2019-01-26 4 M 0 468 A 30115 D PPBI Common Stock 2019-01-26 4 F 0 767 29.25 D 29348 D PPBI Common Stock 2019-01-26 5 G 0 E 1106 0 D 28242 D PPBI Common Stock 2019-01-26 5 G 0 E 1106 0 A 8478 I The Nicolas Living Trust PPBI Restricted Stock Unit 2019-01-26 4 M 0 468 0 D PPBI Common Stock 468.0 468 D PPBI Restricted Stock Unit PPBI Common Stock 6838.0 6838 D Restricted Stock Units convert into common stock on a one-for-one basis. Represents shares withheld to cover the tax liability incident to the vesting of Restricted Stock Units and Restricted Stock Awards Includes 28,242 shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant. On January 29, 2019, the reporting person transferred 1,106 directly owned shares of PPBI common stock to The Nicolas Living Trust under agreement date 8/8/2006 (the "Trust"), Ronald J. Nicolas, Jr., Co-Trustee. The reporting person shares voting and dispositive control over shares held by the Trust. These shares are held by The Nicolas Living Trust under agreement date 8/8/2006 (the "Trust"), Ronald J. Nicolas, Jr., Co-Trustee. The reporting person shares voting and dispositive control over shares held by the Trust. Each Restricted Stock Unit represents the right to receive one share of common stock. The Restricted Stock Units will vest annually, if at all, commencing January 26, 2018 in three installments ranging between 1/5 and 1/3 of the reported number of Restricted Stock Units. Not applicable Each Restricted Stock Unit represents the right to receive one share of common stock. The amount reported reflects the maximum number of Restricted Stock Units that may vest upon achievement of certain predetermined performance goals and assuming continued employment through the vesting period. The Restricted Stock Units will vest annually, if at all, commencing February 28, 2019. Vesting will be tied entirely to performance, measured by a 3-year average relative total shareholder return percentile range compared to the Keefe, Bruyette & Woods, Inc. Regional Banking Index. Ronald J. Nicolas Jr. 2019-01-30