0001028918-18-000064.txt : 20180308 0001028918-18-000064.hdr.sgml : 20180308 20180308204546 ACCESSION NUMBER: 0001028918-18-000064 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180306 FILED AS OF DATE: 20180308 DATE AS OF CHANGE: 20180308 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GARDNER STEVEN R CENTRAL INDEX KEY: 0001267342 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22193 FILM NUMBER: 18678303 MAIL ADDRESS: STREET 1: 12131 ORVILLINA DRIVE CITY: SANTA ANA STATE: CA ZIP: 92705 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PACIFIC PREMIER BANCORP INC CENTRAL INDEX KEY: 0001028918 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 330743196 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 17901 VON KARMAN AVE STREET 2: SUITE 1200 CITY: IRVINE STATE: CA ZIP: 92614 BUSINESS PHONE: 949-864-8000 MAIL ADDRESS: STREET 1: 17901 VON KARMAN AVE STREET 2: SUITE 1200 CITY: IRVINE STATE: CA ZIP: 92614 4 1 wf-form4_152055992180122.xml FORM 4 X0306 4 2018-03-06 0 0001028918 PACIFIC PREMIER BANCORP INC PPBI 0001267342 GARDNER STEVEN R 17901 VON KARMAN AVE., SUITE 1200 IRVINE CA 92614 1 1 0 0 Chairman, President & CEO PPBI Common Stock 2018-03-06 4 M 0 5000 6.30 A 257569 D PPBI Common Stock 2018-03-06 4 M 0 34562 7.87 A 292131 D PPBI Common Stock 2018-03-06 4 M 0 6596 15.16 A 298727 D PPBI Common Stock 2018-03-06 4 F 0 712 44.23 D 298015 D PPBI Common Stock 2018-03-06 4 F 0 8359 44.50 D 289656 D Options on PPBI Common Stock 6.3 2018-03-06 4 M 0 5000 0 D 2021-01-05 PPBI Common Stock 5000.0 0 D Options on PPBI Common Stock 7.87 2018-03-06 4 M 0 34562 0 D 2022-06-05 PPBI Common Stock 34562.0 37438 D Options on PPBI Common Stock 15.16 2018-03-06 4 M 0 6596 0 D 2025-01-28 PPBI Common Stock 6596.0 43404 D Options on PPBI Common Stock 10.44 2023-01-02 PPBI Common Stock 50000.0 50000 D Options on PPBI Common Stock 15.68 2024-01-02 PPBI Common Stock 50000.0 50000 D PPBI Restricted Stock Unit PPBI Common Stock 4875.0 4875 D PPBI Restricted Stock Unit PPBI Common Stock 9364.0 9364 D PPBI Restricted Stock Unit PPBI Common Stock 26754.0 26754 D Includes 83,178 shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant. Represents the surrender of already-owned shares on March 6, 2018 to cover payment of option exercise price. The option vests in three equal annual installments beginning on 1/5/2012. The option vests in three equal annual installments beginning on 6/5/2013. The option vests in three equal annual installments beginning on 1/28/2016. The option vests in three equal annual installments beginning on 1/2/2014. The option vests in three equal annual installments beginning on 1/2/2015. Each Restricted Stock Unit represents the right to receive one share of common stock. The Restricted Stock Units will vest annually, if at all, commencing January 25, 2017 in three installments ranging between 1/5 and 1/3 of the reported number of Restricted Stock Units. Not applicable. Each Restricted Stock Unit represents the right to receive one share of common stock. The Restricted Stock Units will vest annually, if at all, commencing January 26, 2018 in three installments ranging between 1/5 and 1/3 of the reported number of Restricted Stock Units. Each Restricted Stock Unit represents the right to receive one share of common stock. The amount reported reflects the maximum number of Restricted Stock Units that may vest upon achievement of certain predetermined performance goals and assuming continued employment through the vesting period. The Restricted Stock Units will vest annually, if at all, commencing February 28, 2019. Vesting will be tied entirely to performance, measured by a 3-year average relative total shareholder return percentile range compared to the Keefe, Bruyette & Woods, Inc. Regional Banking Index. Steven R. Gardner 2018-03-08