0001028918-18-000048.txt : 20180302 0001028918-18-000048.hdr.sgml : 20180302 20180302211305 ACCESSION NUMBER: 0001028918-18-000048 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180228 FILED AS OF DATE: 20180302 DATE AS OF CHANGE: 20180302 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RICE TOM CENTRAL INDEX KEY: 0001576227 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22193 FILM NUMBER: 18664259 MAIL ADDRESS: STREET 1: 17901 VON KARMAN AVENUE STREET 2: SUITE 1200 CITY: IRVINE STATE: CA ZIP: 92614 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PACIFIC PREMIER BANCORP INC CENTRAL INDEX KEY: 0001028918 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 330743196 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 17901 VON KARMAN AVE STREET 2: SUITE 1200 CITY: IRVINE STATE: CA ZIP: 92614 BUSINESS PHONE: 949-864-8000 MAIL ADDRESS: STREET 1: 17901 VON KARMAN AVE STREET 2: SUITE 1200 CITY: IRVINE STATE: CA ZIP: 92614 4 1 wf-form4_152004317130753.xml FORM 4 X0306 4 2018-02-28 0 0001028918 PACIFIC PREMIER BANCORP INC PPBI 0001576227 RICE TOM 17901 VON KARMAN SUITE 1200 IRVINE CA 92614 0 1 0 0 SEVP & Chief Operating Officer PPBI Common Stock 2018-02-28 4 M 0 22036 15.16 A 68349 D PPBI Common Stock 2018-02-28 4 S 0 22036 42.7628 D 46313 D PPBI Common Stock 2018-02-28 4 A 0 5945 0 A 52258 D Options on PPBI Common Stock 15.16 2018-02-28 4 M 0 22036 15.16 D 2025-01-28 PPBI Common Stock 22036.0 2964 D PPBI Restricted Stock Unit 2018-02-28 4 A 0 5945 0 A PPBI Common Stock 5945.0 5945 D Options on PPBI Common Stock 6.3 2021-01-05 PPBI Common Stock 2000.0 2000 D Options on PPBI Common Stock 6.26 2021-12-14 PPBI Common Stock 5000.0 5000 D Options on PPBI Common Stock 15.68 2024-01-02 PPBI Common Stock 20000.0 20000 D PPBI Restricted Stock Unit PPBI Common Stock 750.0 750 D PPBI Restricted Stock Unit PPBI Common Stock 728.0 728 D Includes 23,986 shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.10 to $43.40, inclusive. Restricted Stock with an evenly distributed 3 year vesting schedule. Includes 29,931 shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant. The options vests in three equal annual installments beginning on 1/28/2016. Each Restricted Stock Unit represents the right to receive one share of common stock. The amount reported reflects the maximum number of Restricted Stock Units that may vest upon achievement of certain predetermined performance goals and assuming continued employment through the vesting period. The Restricted Stock Units will vest annually, if at all, commencing February 28, 2019. Vesting will be tied entirely to performance, measured by a 3-year average relative total shareholder return percentile range compared to the Keefe, Bruyette & Woods, Inc. Regional Banking Index. Not applicable. The options vests in three equal annual installments beginning on 1/5/2012. The options vests in three equal annual installments beginning on 12/14/2012. The options vests in three equal annual installments beginning on 1/2/2015. Each Restricted Stock Unit represents the right to receive one share of common stock. The Restricted Stock Units will vest annually, if at all, commencing January 25, 2017 in three installments ranging between1/5 and 1/3 of the reported number of Restricted Stock Units. Each Restricted Stock Unit represents the right to receive one share of common stock. The Restricted Stock Units will vest annually, if at all, commencing January 26, 2018 in three installments ranging between 1/5 and 1/3 of the reported number of Restricted Stock Units. Tom Rice 2018-03-02