0001028734-17-000051.txt : 20170316 0001028734-17-000051.hdr.sgml : 20170316 20170316194458 ACCESSION NUMBER: 0001028734-17-000051 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170316 FILED AS OF DATE: 20170316 DATE AS OF CHANGE: 20170316 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COBIZ FINANCIAL INC CENTRAL INDEX KEY: 0001028734 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 840826324 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1401 LAWRENCE ST. STREET 2: SUITE 1200 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 3033123400 MAIL ADDRESS: STREET 1: 1401 LAWRENCE ST. STREET 2: SUITE 1200 CITY: DENVER STATE: CO ZIP: 80202 FORMER COMPANY: FORMER CONFORMED NAME: COBIZ INC DATE OF NAME CHANGE: 20010322 FORMER COMPANY: FORMER CONFORMED NAME: COLORADO BUSINESS BANKSHARES INC DATE OF NAME CHANGE: 19980407 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROTHMAN NOEL N CENTRAL INDEX KEY: 0001195903 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15955 FILM NUMBER: 17696126 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2017-03-16 0 0001028734 COBIZ FINANCIAL INC COBZ 0001195903 ROTHMAN NOEL N 1401 LAWRENCE ST., STE.1200 DENVER CO 80202 1 0 0 0 Common Stock 2017-03-16 4 M 0 1000 7.22 A 1268260 D Common Stock 2017-03-16 4 M 0 1000 7.54 A 1269260 D Common Stock 325 I by Managed Account Common Stock 148218 I by Partnership Common Stock 56881 I by Spouse Common Stock 177941 I by Trust Non-Qualified Stock Option (right to buy) 7.22 2017-03-16 4 M 0 1000 0.0 D 2011-05-18 2018-05-18 Common Stock 1000 0 D Non-Qualified Stock Option (right to buy) 7.54 2017-03-16 4 M 0 1000 0.0 D 2010-05-19 2017-05-19 Common Stock 1000 0 D By: Lyne Andrich For: Noel Rothman 2017-03-16