N-PX 1 d518849dnpx.htm FORM N-PX Form N-PX

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number    811-07989  

Metropolitan West Funds

 

(Exact name of registrant as specified in charter)

865 South Figueroa Street, Suite 1800

Los Angeles, CA 90017

 

(Address of principal executive offices) (Zip code)

Kathryn Koch

Metropolitan West Funds

865 South Figueroa Street, Suite 1800

Los Angeles, CA 90017

 

(Name and address of agent for service)

Registrant’s telephone number, including area code:   (213) 244-0000

Date of fiscal year end:   March 31

Date of reporting period:   July 1, 2022 – June 30, 2023

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (17 CFR 239.24 and 274.5), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.


PROXY VOTING RECORD

FOR PERIOD JULY 1, 2022 TO JUNE 30, 2023


FORM N-PX SPREADSHEET*

REGISTRANT NAME: Metropolitan West AlphaTrak 500 Fund

INVESTMENT COMPANY ACT FILE NUMBER: 811-07989

REPORTING PERIOD: 07/01/2022 - 06/30/2023

REGISTRANT ADDRESS: TCW, LLC, 865 S. Figueroa Street, Suite 1800, Los Angeles, CA 90017

NAME OF SERIES (AS APPLICABLE):                                                                          

 

                 
Issuer of Portfolio Security    

 Exchange 

Ticker
Symbol

   CUSIP #   

Shareholder

 Meeting Date 

   Summary of Matter Voted On   

Who Proposed

 Matter: Issuer / 

Shareholder

 

Whether

 Fund Cast 

Vote on

Matter

 

Fund’s Vote For or

 Against Proposal, or 

Abstain; For or

Withhold Regarding

Election of Directors

 

 Whether Vote 

Was For or

Against

Management

Intelsat S.A.

  N/A   L5217E120   6/21/23   Approval of the statutory stand-alone financial statements   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Approval of the consolidated financial statements   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Approval of discharge (quitus) to directors for proper performance of their duties   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Approval of carry forward of net results   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Confirmation of David Wajsgras (co-opted) as director   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Confirmation of David Mack (co-opted) as director   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Re-election of Director: Roy Chestnutt   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Re-election of Director: Lisa Hammitt   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Re-election of Director: David Mack   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Re-election of Director: Marc Montagner   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Re-election of Director: Easwaran Sundaram   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Re-election of Director: David Wajsgras   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Re-election of Director: Jinhy Yoon   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Ratification of directors remuneration for 2022   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Approval of directors remuneration for 2023   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Approval of re-appointment of KPMG Audit S.a r.l. as approved statutory auditor   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Approval of share repurchases and treasury share holdings, pursuant to and in line with Article 9 of the articles of association of the Company (relating to communication laws)   Mgmt   Voted   For   For


FORM N-PX SPREADSHEET*

REGISTRANT NAME: Metropolitan West Flexible Income Fund

INVESTMENT COMPANY ACT FILE NUMBER:  811-07989

REPORTING PERIOD:  07/01/2022 - 06/30/2023

REGISTRANT ADDRESS: TCW, LLC, 865 S. Figueroa Street, Suite 1800, Los Angeles, CA 90017

NAME OF SERIES (AS APPLICABLE):                                                                      

 

                 
Issuer of Portfolio Security    

 Exchange 

Ticker

Symbol

   CUSIP #   

Shareholder

 Meeting Date 

   Summary of Matter Voted On   

Who Proposed

 Matter: Issuer / 

Shareholder

 

Whether

 Fund Cast 

Vote on

Matter

 

Fund’s Vote For or Against

Proposal, or Abstain; For or

 Withhold Regarding Election of 

Directors

 

 Whether Vote Was 

For or Against

Management

AGNC Investment Corp.

  AGNC   00123Q104   4/20/23   Elect Donna J. Blank   Mgmt   Voted   For   For

AGNC Investment Corp.

  AGNC   00123Q104   4/20/23   Elect Morris A. Davis   Mgmt   Voted   For   For

AGNC Investment Corp.

  AGNC   00123Q104   4/20/23   Elect Peter J. Federico   Mgmt   Voted   For   For

AGNC Investment Corp.

  AGNC   00123Q104   4/20/23   Elect John D. Fisk   Mgmt   Voted   For   For

AGNC Investment Corp.

  AGNC   00123Q104   4/20/23   Elect Andrew A. Johnson, Jr.   Mgmt   Voted   For   For

AGNC Investment Corp.

  AGNC   00123Q104   4/20/23   Elect Gary D. Kain   Mgmt   Voted   For   For

AGNC Investment Corp.

  AGNC   00123Q104   4/20/23   Elect Prue B. Larocca   Mgmt   Voted   For   For

AGNC Investment Corp.

  AGNC   00123Q104   4/20/23   Elect Paul E. Mullings   Mgmt   Voted   For   For

AGNC Investment Corp.

  AGNC   00123Q104   4/20/23   Elect Frances R Spark   Mgmt   Voted   For   For

AGNC Investment Corp.

  AGNC   00123Q104   4/20/23   Advisory Vote on Executive Compensation   Mgmt   Voted   For   For

AGNC Investment Corp.

  AGNC   00123Q104   4/20/23   Frequency of Advisory Vote on Executive Compensation   Mgmt   Voted   1 Year   For

AGNC Investment Corp.

  AGNC   00123Q104   4/20/23   Ratification of Auditor   Mgmt   Voted   For   For

AGNC Investment Corp.

  AGNC   00123Q104   4/20/23   Elimination of Supermajority Requirement to Amend Certain Provisions of the Certificate   Mgmt   Voted   For   For

AGNC Investment Corp.

  AGNC   00123Q104   4/20/23   Elimination of Supermajority Requirement to Amend the Bylaws   Mgmt   Voted   For   For

AGNC Investment Corp.

  AGNC   00123Q104   4/20/23   Elimination of Supermajority Requirement to Remove Directors   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Approval of the statutory stand-alone financial statements   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Approval of the consolidated financial statements   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Approval of discharge (quitus) to directors for proper performance of their duties   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Approval of carry forward of net results   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Confirmation of David Wajsgras (co-opted) as director   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Confirmation of David Mack (co-opted) as director   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Re-election of Director: Roy Chestnutt   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Re-election of Director: Lisa Hammitt   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Re-election of Director: David Mack   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Re-election of Director: Marc Montagner   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Re-election of Director: Easwaran Sundaram   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Re-election of Director: David Wajsgras   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Re-election of Director: Jinhy Yoon   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Ratification of directors remuneration for 2022   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Approval of directors remuneration for 2023   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Approval of re-appointment of KPMG Audit S.a r.l. as approved statutory auditor   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Approval of share repurchases and treasury share holdings, pursuant to and in line with Article 9 of the articles of association of the Company (relating to communication laws)   Mgmt   Voted   For   For


FORM N-PX SPREADSHEET*

REGISTRANT NAME: Metropolitan West Floating Rate Income Fund

INVESTMENT COMPANY ACT FILE NUMBER: 811-07989

REPORTING PERIOD:  07/01/2022 - 06/30/2023

REGISTRANT ADDRESS: TCW, LLC, 865 S. Figueroa Street, Suite 1800, Los Angeles, CA 90017

NAME OF SERIES (AS APPLICABLE):                                                                          

 

                 

Issuer of Portfolio  

Security

 

 Exchange 

Ticker
Symbol

   CUSIP #   

Shareholder

 Meeting Date 

   Summary of Matter Voted On   

Who Proposed

 Matter: Issuer / 

Shareholder

 

Whether

Fund

 Cast Vote 

on Matter

 

Fund’s Vote For or

Against Proposal, or

 Abstain; For or Withhold 

Regarding Election of

Directors

 

 Whether Vote Was 

For or Against

Management

Intelsat S.A.

  N/A   L5217E120   6/21/23   Approval of the statutory stand-alone financial statements   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Approval of the consolidated financial statements   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Approval of discharge (quitus) to directors for proper performance of their duties   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Approval of carry forward of net results   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Confirmation of David Wajsgras (co-opted) as director   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Confirmation of David Mack (co-opted) as director   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Re-election of Director: Roy Chestnutt   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Re-election of Director: Lisa Hammitt   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Re-election of Director: David Mack   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Re-election of Director: Marc Montagner   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Re-election of Director: Easwaran Sundaram   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Re-election of Director: David Wajsgras   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Re-election of Director: Jinhy Yoon   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Ratification of directors remuneration for 2022   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Approval of directors remuneration for 2023   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Approval of re-appointment of KPMG Audit S.a r.l. as approved statutory auditor   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Approval of share repurchases and treasury share holdings, pursuant to and in line with Article 9 of the articles of association of the Company (relating to communication laws)   Mgmt   Voted   For   For


FORM N-PX SPREADSHEET*

REGISTRANT NAME: Metropolitan West High Yield Bond Fund

INVESTMENT COMPANY ACT FILE NUMBER: 811-07989

REPORTING PERIOD:  07/01/2022 - 06/30/2023

REGISTRANT ADDRESS: TCW, LLC, 865 S. Figueroa Street, Suite 1800, Los Angeles, CA 90017

NAME OF SERIES (AS APPLICABLE):                                                                      

 

                 
Issuer of Portfolio Security    

 Exchange 

Ticker

Symbol

   CUSIP #   

Shareholder

 Meeting Date 

   Summary of Matter Voted On   

Who Proposed

 Matter: Issuer / 

Shareholder

 

Whether

 Fund Cast 

Vote on

Matter

 

Fund’s Vote For or

Against Proposal, or

 Abstain; For or Withhold 

Regarding Election of

Directors

 

 Whether Vote Was 

For or Against

Management

Hertz Global Holdings, Inc.

  HTZ   42806J700   5/17/23   Elect Jennifer Feikin   Mgmt   Voted   Withhold   Against

Hertz Global Holdings, Inc.

  HTZ   42806J700   5/17/23   Elect Mark Fields   Mgmt   Voted   For   For

Hertz Global Holdings, Inc.

  HTZ   42806J700   5/17/23   Elect Evelina Vougessis Machas   Mgmt   Voted   Withhold   Against

Hertz Global Holdings, Inc.

  HTZ   42806J700   5/17/23   Ratification of Auditor   Mgmt   Voted   For   For

Hertz Global Holdings, Inc.

  HTZ   42806J700   5/17/23   Advisory Vote on Executive Compensation   Mgmt   Voted   Against   Against

Hertz Global Holdings, Inc.

  HTZ   42806J700   5/17/23   Frequency of Advisory Vote on Executive Compensation   Mgmt   Voted   1 Year   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Approval of the statutory stand-alone financial statements   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Approval of the consolidated financial statements   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Approval of discharge (quitus) to directors for proper performance of their duties   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Approval of carry forward of net results   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Confirmation of David Wajsgras (co-opted) as director   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Confirmation of David Mack (co-opted) as director   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Re-election of Director: Roy Chestnutt   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Re-election of Director: Lisa Hammitt   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Re-election of Director: David Mack   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Re-election of Director: Marc Montagner   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Re-election of Director: Easwaran Sundaram   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Re-election of Director: David Wajsgras   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Re-election of Director: Jinhy Yoon   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Ratification of directors remuneration for 2022   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Approval of directors remuneration for 2023   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Approval of re-appointment of KPMG Audit S.a r.l. as approved statutory auditor   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Approval of share repurchases and treasury share holdings, pursuant to and in line with Article 9 of the articles of association of the Company (relating to communication laws)   Mgmt   Voted   For   For


FORM N-PX SPREADSHEET*

REGISTRANT NAME: Metropolitan West Intermediate Bond Fund

INVESTMENT COMPANY ACT FILE NUMBER: 811-07989

REPORTING PERIOD: 07/01/2022 - 06/30/2023

REGISTRANT ADDRESS: TCW, LLC, 865 S. Figueroa Street, Suite 1800, Los Angeles, CA 90017

NAME OF SERIES (AS APPLICABLE):                                                                      

 

                 
Issuer of Portfolio Security    

 Exchange 

Ticker

Symbol

   CUSIP #   

Shareholder

 Meeting Date 

   Summary of Matter Voted On   

Who Proposed

 Matter: Issuer / 

Shareholder

 

Whether

 Fund Cast 

Vote on

Matter

 

Fund’s Vote For or

 Against Proposal, or 

Abstain; For or

Withhold Regarding

Election of Directors

 

 Whether Vote 

Was For or

Against
Management

Intelsat S.A.

  N/A   L5217E120   6/21/23   Approval of the statutory stand-alone financial statements   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Approval of the consolidated financial statements   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Approval of discharge (quitus) to directors for proper performance of their duties   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Approval of carry forward of net results   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Confirmation of David Wajsgras (co-opted) as director   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Confirmation of David Mack (co-opted) as director   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Re-election of Director: Roy Chestnutt   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Re-election of Director: Lisa Hammitt   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Re-election of Director: David Mack   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Re-election of Director: Marc Montagner   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Re-election of Director: Easwaran Sundaram   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Re-election of Director: David Wajsgras   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Re-election of Director: Jinhy Yoon   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Ratification of directors remuneration for 2022   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Approval of directors remuneration for 2023   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Approval of re-appointment of KPMG Audit S.a r.l. as approved statutory auditor   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Approval of share repurchases and treasury share holdings, pursuant to and in line with Article 9 of the articles of association of the Company (relating to communication laws)   Mgmt   Voted   For   For


FORM N-PX SPREADSHEET*

REGISTRANT NAME: Metropolitan West Opportunistic High Income Credit Fund

INVESTMENT COMPANY ACT FILE NUMBER: 811-07989

REPORTING PERIOD:  07/01/2022 - 06/30/2023

REGISTRANT ADDRESS: TCW, LLC, 865 S. Figureoa Street, Suite 1800, Los Angeles, CA 90017

NAME OF SERIES (AS APPLICABLE):                                                                  

 

                 
Issuer of Portfolio Security    

Exchange

 Ticker Symbol 

   CUSIP #   

Shareholder

 Meeting Date 

   Summary of Matter Voted On   

Who Proposed

 Matter: Issuer 

/ Shareholder

 

Whether

 Fund Cast 

Vote on

Matter

 

Fund’s Vote For or

Against Proposal, or

 Abstain; For or Withhold 

Regarding Election of

Directors

 

 Whether Vote 

Was For or

Against
Management

Altice USA, Inc.

  ATUS   02156K103   6/14/23   Elect Alexandre Fonseca   Mgmt   Voted   For   For

Altice USA, Inc.

  ATUS   02156K103   6/14/23   Elect Patrick Drahi   Mgmt   Voted   For   For

Altice USA, Inc.

  ATUS   02156K103   6/14/23   Elect David Drahi   Mgmt   Voted   For   For

Altice USA, Inc.

  ATUS   02156K103   6/14/23   Elect Dexter Goei   Mgmt   Voted   For   For

Altice USA, Inc.

  ATUS   02156K103   6/14/23   Elect Mark Mullen   Mgmt   Voted   Against   Against

Altice USA, Inc.

  ATUS   02156K103   6/14/23   Elect Dennis Okhuijsen   Mgmt   Voted   For   For

Altice USA, Inc.

  ATUS   02156K103   6/14/23   Elect Susan C. Schnabel   Mgmt   Voted   For   For

Altice USA, Inc.

  ATUS   02156K103   6/14/23   Elect Charles Stewart   Mgmt   Voted   Against   Against

Altice USA, Inc.

  ATUS   02156K103   6/14/23   Elect Raymond Svider   Mgmt   Voted   Against   Against

Altice USA, Inc.

  ATUS   02156K103   6/14/23   Ratification of Auditor   Mgmt   Voted   For   For

AT&T Inc.

  T   00206R102   5/18/23   Elect Scott T. Ford   Mgmt   Voted   For   For

AT&T Inc.

  T   00206R102   5/18/23   Elect Glenn H. Hutchins   Mgmt   Voted   Against   Against

AT&T Inc.

  T   00206R102   5/18/23   Elect William E. Kennard   Mgmt   Voted   Against   Against

AT&T Inc.

  T   00206R102   5/18/23   Elect Stephen J. Luczo   Mgmt   Voted   For   For

AT&T Inc.

  T   00206R102   5/18/23   Elect Michael B. McCallister   Mgmt   Voted   For   For

AT&T Inc.

  T   00206R102   5/18/23   Elect Beth E. Mooney   Mgmt   Voted   For   For

AT&T Inc.

  T   00206R102   5/18/23   Elect Matthew K. Rose   Mgmt   Voted   For   For

AT&T Inc.

  T   00206R102   5/18/23   Elect John T. Stankey   Mgmt   Voted   For   For

AT&T Inc.

  T   00206R102   5/18/23   Elect Cindy B. Taylor   Mgmt   Voted   For   For

AT&T Inc.

  T   00206R102   5/18/23   Elect Luis A. Ubinas   Mgmt   Voted   Against   Against

AT&T Inc.

  T   00206R102   5/18/23   Ratification of Auditor   Mgmt   Voted   Against   Against

AT&T Inc.

  T   00206R102   5/18/23   Advisory Vote on Executive Compensation   Mgmt   Voted   For   For

AT&T Inc.

  T   00206R102   5/18/23   Frequency of Advisory Vote on Executive Compensation   Mgmt   Voted   1 Year   For

AT&T Inc.

  T   00206R102   5/18/23   Shareholder Proposal Regarding Independent Chair   ShrHoldr   Voted   Against   Against

AT&T Inc.

  T   00206R102   5/18/23   Shareholder Proposal Regarding Racial Equity Audit   ShrHoldr   Voted   For   Against

Bausch + Lomb Corp

  BLCO   71705107   4/24/23   Elect Nathalie Bernier   Mgmt   Voted   For   For

Bausch + Lomb Corp

  BLCO   71705107   4/24/23   Elect Richard U. De Schutter   Mgmt   Voted   For   For

Bausch + Lomb Corp

  BLCO   71705107   4/24/23   Elect Gary Hu   Mgmt   Voted   For   For

Bausch + Lomb Corp

  BLCO   71705107   4/24/23   Elect Brett Icahn   Mgmt   Voted   For   For

Bausch + Lomb Corp

  BLCO   71705107   4/24/23   Elect Sarah B. Kavanagh   Mgmt   Voted   For   For

Bausch + Lomb Corp

  BLCO   71705107   4/24/23   Elect John A. Paulson   Mgmt   Voted   For   For

Bausch + Lomb Corp

  BLCO   71705107   4/24/23   Elect Russel C. Robertson   Mgmt   Voted   For   For

Bausch + Lomb Corp

  BLCO   71705107   4/24/23   Elect Thomas W. Ross, Sr.   Mgmt   Voted   For   For

Bausch + Lomb Corp

  BLCO   71705107   4/24/23   Elect Brenton L. Saunders   Mgmt   Voted   Against   Against

Bausch + Lomb Corp

  BLCO   71705107   4/24/23   Elect Andrew C. von Eschenbach   Mgmt   Voted   For   For


                 
Issuer of Portfolio Security    

Exchange

 Ticker Symbol 

   CUSIP #   

Shareholder

 Meeting Date 

   Summary of Matter Voted On   

Who Proposed

 Matter: Issuer 

/ Shareholder

 

Whether

 Fund Cast 

Vote on

Matter

 

Fund’s Vote For or

Against Proposal, or

 Abstain; For or Withhold 

Regarding Election of

Directors

 

 Whether Vote 

Was For or

Against
Management

Bausch + Lomb Corp

  BLCO   71705107   4/24/23   Advisory Vote on Executive Compensation   Mgmt   Voted   Against   Against

Bausch + Lomb Corp

  BLCO   71705107   4/24/23   Frequency of Advisory Vote on Executive Compensation   Mgmt   Voted   1 Year   For

Bausch + Lomb Corp

  BLCO   71705107   4/24/23   Amendment to the 2022 Omnibus Incentive Plan   Mgmt   Voted   For   For

Bausch + Lomb Corp

  BLCO   71705107   4/24/23   Appointment of Auditor and Authority to Set Fees   Mgmt   Voted   For   For

Bausch Health Companies Inc.

  BHC   71734107   5/16/23   Elect Thomas J. Appio   Mgmt   Voted   For   For

Bausch Health Companies Inc.

  BHC   71734107   5/16/23   Elect Brett Icahn   Mgmt   Voted   For   For

Bausch Health Companies Inc.

  BHC   71734107   5/16/23   Elect Sarah B. Kavanagh   Mgmt   Voted   For   For

Bausch Health Companies Inc.

  BHC   71734107   5/16/23   Elect Steven D. Miller   Mgmt   Voted   For   For

Bausch Health Companies Inc.

  BHC   71734107   5/16/23   Elect Richard C. Mulligan   Mgmt   Voted   Withhold   Against

Bausch Health Companies Inc.

  BHC   71734107   5/16/23   Elect John A. Paulson   Mgmt   Voted   For   For

Bausch Health Companies Inc.

  BHC   71734107   5/16/23   Elect Robert N. Power   Mgmt   Voted   For   For

Bausch Health Companies Inc.

  BHC   71734107   5/16/23   Elect Russel C. Robertson   Mgmt   Voted   For   For

Bausch Health Companies Inc.

  BHC   71734107   5/16/23   Elect Thomas W. Ross, Sr.   Mgmt   Voted   For   For

Bausch Health Companies Inc.

  BHC   71734107   5/16/23   Elect Amy B. Wechsler   Mgmt   Voted   For   For

Bausch Health Companies Inc.

  BHC   71734107   5/16/23   Advisory Vote on Executive Compensation   Mgmt   Voted   For   For

Bausch Health Companies Inc.

  BHC   71734107   5/16/23   Frequency of Advisory Vote on Executive Compensation   Mgmt   Voted   1 Year   For

Bausch Health Companies Inc.

  BHC   71734107   5/16/23   Amendment to the 2014 Omnibus Incentive Plan   Mgmt   Voted   For   For

Bausch Health Companies Inc.

  BHC   71734107   5/16/23   Ratification of Auditor   Mgmt   Voted   For   For

Centene Corporation

  CNC   15135B101   5/10/23   Elect Jessica L. Blume   Mgmt   Voted   For   For

Centene Corporation

  CNC   15135B101   5/10/23   Elect Kenneth A. Burdick   Mgmt   Voted   For   For

Centene Corporation

  CNC   15135B101   5/10/23   Elect Christopher J. Coughlin   Mgmt   Voted   For   For

Centene Corporation

  CNC   15135B101   5/10/23   Elect H. James Dallas   Mgmt   Voted   For   For

Centene Corporation

  CNC   15135B101   5/10/23   Elect Wayne S. DeVeydt   Mgmt   Voted   For   For

Centene Corporation

  CNC   15135B101   5/10/23   Elect Frederick H. Eppinger   Mgmt   Voted   For   For

Centene Corporation

  CNC   15135B101   5/10/23   Elect Monte E. Ford   Mgmt   Voted   For   For

Centene Corporation

  CNC   15135B101   5/10/23   Elect Sarah M. London   Mgmt   Voted   For   For

Centene Corporation

  CNC   15135B101   5/10/23   Elect Lori J. Robinson   Mgmt   Voted   For   For

Centene Corporation

  CNC   15135B101   5/10/23   Elect Theodore R. Samuels, II   Mgmt   Voted   For   For

Centene Corporation

  CNC   15135B101   5/10/23   Advisory Vote on Executive Compensation   Mgmt   Voted   Against   Against

Centene Corporation

  CNC   15135B101   5/10/23   Frequency of Advisory Vote on Executive Compensation   Mgmt   Voted   1 Year   For

Centene Corporation

  CNC   15135B101   5/10/23   Ratification of Auditor   Mgmt   Voted   For   For

Centene Corporation

  CNC   15135B101   5/10/23   Shareholder Proposal Regarding Severance Approval Policy   ShrHoldr   Voted   Against   Against

Centene Corporation

  CNC   15135B101   5/10/23   Shareholder Proposal Regarding Report on Linking Executive Pay to Maternal Morbidity Metrics   ShrHoldr   Voted   For   Against

Centene Corporation

  CNC   15135B101   9/27/22   Repeal of Classified Board   Mgmt   Voted   For   For

Centene Corporation

  CNC   15135B101   9/27/22   Permit Shareholders to Call Special Meetings   Mgmt   Voted   For   For

Centene Corporation

  CNC   15135B101   9/27/22   Permit Shareholders to Act by Written Consent   Mgmt   Voted   For   For

Centene Corporation

  CNC   15135B101   9/27/22   Right to Adjourn Meeting   Mgmt   Voted   For   For

Commscope Holding Company, Inc.

  COMM   20337X109   5/11/23   Elect Mary S. Chan   Mgmt   Voted   For   For


                 
Issuer of Portfolio Security    

Exchange

 Ticker Symbol 

   CUSIP #   

Shareholder

 Meeting Date 

   Summary of Matter Voted On   

Who Proposed

 Matter: Issuer 

/ Shareholder

 

Whether

 Fund Cast 

Vote on

Matter

 

Fund’s Vote For or

Against Proposal, or

 Abstain; For or Withhold 

Regarding Election of

Directors

 

 Whether Vote 

Was For or

Against
Management

Commscope Holding Company, Inc.

  COMM   20337X109   5/11/23   Elect Stephen C. Gray   Mgmt   Voted   For   For

Commscope Holding Company, Inc.

  COMM   20337X109   5/11/23   Elect L. William Krause   Mgmt   Voted   For   For

Commscope Holding Company, Inc.

  COMM   20337X109   5/11/23   Elect Joanne M. Maguire   Mgmt   Voted   Against   Against

Commscope Holding Company, Inc.

  COMM   20337X109   5/11/23   Elect Thomas J. Manning   Mgmt   Voted   For   For

Commscope Holding Company, Inc.

  COMM   20337X109   5/11/23   Elect Derrick Roman   Mgmt   Voted   For   For

Commscope Holding Company, Inc.

  COMM   20337X109   5/11/23   Elect Charles L Treadway   Mgmt   Voted   For   For

Commscope Holding Company, Inc.

  COMM   20337X109   5/11/23   Elect Claudius E. Watts, IV   Mgmt   Voted   For   For

Commscope Holding Company, Inc.

  COMM   20337X109   5/11/23   Elect Timothy T. Yates   Mgmt   Voted   For   For

Commscope Holding Company, Inc.

  COMM   20337X109   5/11/23   Advisory Vote on Executive Compensation   Mgmt   Voted   For   For

Commscope Holding Company, Inc.

  COMM   20337X109   5/11/23   Amendment to the 2019 Long-Term Incentive Plan   Mgmt   Voted   For   For

Commscope Holding Company, Inc.

  COMM   20337X109   5/11/23   Ratification of Auditor   Mgmt   Voted   For   For

Enterprise Products Partners L.P.

  EPD   293792107   11/22/22   Amendment to the 2008 Long-Term Incentive Plan   Mgmt   Voted   For   For

Enterprise Products Partners L.P.

  EPD   293792107   11/22/22   Amendment to the Unit Purchase Plan   Mgmt   Voted   For   For

FirstCash Holdings, Inc.

  FCFS   33768G107   6/8/23   Elect Daniel E. Berce   Mgmt   Voted   For   For

FirstCash Holdings, Inc.

  FCFS   33768G107   6/8/23   Elect Mikel D. Faulkner   Mgmt   Voted   For   For

FirstCash Holdings, Inc.

  FCFS   33768G107   6/8/23   Elect Randel G. Owen   Mgmt   Voted   For   For

FirstCash Holdings, Inc.

  FCFS   33768G107   6/8/23   Ratification of Auditor   Mgmt   Voted   For   For

FirstCash Holdings, Inc.

  FCFS   33768G107   6/8/23   Advisory Vote on Executive Compensation   Mgmt   Voted   For   For

FirstCash Holdings, Inc.

  FCFS   33768G107   6/8/23   Frequency of Advisory Vote on Executive Compensation   Mgmt   Voted   1 Year   For

Firstenergy Corp.

  FE   337932107   5/24/23   Elect Jana T. Croom   Mgmt   Voted   For   For

Firstenergy Corp.

  FE   337932107   5/24/23   Elect Steven J. Demetriou   Mgmt   Voted   For   For

Firstenergy Corp.

  FE   337932107   5/24/23   Elect Lisa Winston Hicks   Mgmt   Voted   For   For

Firstenergy Corp.

  FE   337932107   5/24/23   Elect Paul Kaleta   Mgmt   Voted   For   For

Firstenergy Corp.

  FE   337932107   5/24/23   Elect Sean T. Klimczak   Mgmt   Voted   For   For

Firstenergy Corp.

  FE   337932107   5/24/23   Elect Jesse A. Lynn   Mgmt   Voted   For   For

Firstenergy Corp.

  FE   337932107   5/24/23   Elect James F. O’Neil III   Mgmt   Voted   For   For

Firstenergy Corp.

  FE   337932107   5/24/23   Elect John W. Somerhalder II   Mgmt   Voted   For   For

Firstenergy Corp.

  FE   337932107   5/24/23   Elect Andrew J. Teno   Mgmt   Voted   For   For

Firstenergy Corp.

  FE   337932107   5/24/23   Elect Leslie M. Turner   Mgmt   Voted   For   For

Firstenergy Corp.

  FE   337932107   5/24/23   Elect Melvin Williams   Mgmt   Voted   For   For

Firstenergy Corp.

  FE   337932107   5/24/23   Ratification of Auditor   Mgmt   Voted   For   For

Firstenergy Corp.

  FE   337932107   5/24/23   Advisory Vote on Executive Compensation   Mgmt   Voted   For   For

Firstenergy Corp.

  FE   337932107   5/24/23   Frequency of Advisory Vote on Executive Compensation   Mgmt   Voted   1 Year   For

Firstenergy Corp.

  FE   337932107   5/24/23   Reduce Ownership Threshold for Shareholders to Call Special Meetings   Mgmt   Voted   For   For

Firstenergy Corp.

  FE   337932107   5/24/23   Shareholder Proposal Regarding Severance Approval Policy   ShrHoldr   Voted   Against   For

Firstenergy Corp.

  FE   337932107   5/24/23   Shareholder Proposal Regarding Formation of Decarbonization Risk Committee   ShrHoldr   Voted   Against   For

Gaming And Leisure Properties, Inc.

  GLPI   36467J108   6/15/23   Elect Peter M. Carlino   Mgmt   Voted   For   For

Gaming And Leisure Properties, Inc.

  GLPI   36467J108   6/15/23   Elect JoAnne A. Epps   Mgmt   Voted   For   For

Gaming And Leisure Properties, Inc.

  GLPI   36467J108   6/15/23   Elect Carol Lynton   Mgmt   Voted   For   For

Gaming And Leisure Properties, Inc.

  GLPI   36467J108   6/15/23   Elect Joseph W. Marshall, III   Mgmt   Voted   For   For

Gaming And Leisure Properties, Inc.

  GLPI   36467J108   6/15/23   Elect James B. Perry   Mgmt   Voted   For   For


                 
Issuer of Portfolio Security    

Exchange

 Ticker Symbol 

   CUSIP #   

Shareholder

 Meeting Date 

   Summary of Matter Voted On   

Who Proposed

 Matter: Issuer 

/ Shareholder

 

Whether

 Fund Cast 

Vote on

Matter

 

Fund’s Vote For or

Against Proposal, or

 Abstain; For or Withhold 

Regarding Election of

Directors

 

 Whether Vote 

Was For or

Against
Management

Gaming And Leisure Properties, Inc.

  GLPI   36467J108   6/15/23   Elect Barry F. Schwartz   Mgmt   Voted   For   For

Gaming And Leisure Properties, Inc.

  GLPI   36467J108   6/15/23   Elect Earl C. Shanks   Mgmt   Voted   For   For

Gaming And Leisure Properties, Inc.

  GLPI   36467J108   6/15/23   Elect E. Scott Urdang   Mgmt   Voted   For   For

Gaming And Leisure Properties, Inc.

  GLPI   36467J108   6/15/23   Ratification of Auditor   Mgmt   Voted   For   For

Gaming And Leisure Properties, Inc.

  GLPI   36467J108   6/15/23   Advisory Vote on Executive Compensation   Mgmt   Voted   For   For

Gaming And Leisure Properties, Inc.

  GLPI   36467J108   6/15/23   Frequency of Advisory Vote on Executive Compensation   Mgmt   Voted   1 Year   For

Hertz Global Holdings, Inc.

  HTZ   42806J700   5/17/23   Elect Jennifer Feikin   Mgmt   Voted   Withhold   Against

Hertz Global Holdings, Inc.

  HTZ   42806J700   5/17/23   Elect Mark Fields   Mgmt   Voted   For   For

Hertz Global Holdings, Inc.

  HTZ   42806J700   5/17/23   Elect Evelina Vougessis Machas   Mgmt   Voted   Withhold   Against

Hertz Global Holdings, Inc.

  HTZ   42806J700   5/17/23   Ratification of Auditor   Mgmt   Voted   For   For

Hertz Global Holdings, Inc.

  HTZ   42806J700   5/17/23   Advisory Vote on Executive Compensation   Mgmt   Voted   Against   Against

Hertz Global Holdings, Inc.

  HTZ   42806J700   5/17/23   Frequency of Advisory Vote on Executive Compensation   Mgmt   Voted   1 Year   For

Hudson Pacific Properties, Inc.

  HPP   444097109   5/25/23   Elect Victor J. Coleman   Mgmt   Voted   For   For

Hudson Pacific Properties, Inc.

  HPP   444097109   5/25/23   Elect Theodore R. Antenucci   Mgmt   Voted   For   For

Hudson Pacific Properties, Inc.

  HPP   444097109   5/25/23   Elect Karen Brodkin   Mgmt   Voted   For   For

Hudson Pacific Properties, Inc.

  HPP   444097109   5/25/23   Elect Ebs Burnough   Mgmt   Voted   For   For

Hudson Pacific Properties, Inc.

  HPP   444097109   5/25/23   Elect Richard B. Fried   Mgmt   Voted   For   For

Hudson Pacific Properties, Inc.

  HPP   444097109   5/25/23   Elect Jonathan M. Glaser   Mgmt   Voted   For   For

Hudson Pacific Properties, Inc.

  HPP   444097109   5/25/23   Elect Christy Haubegger   Mgmt   Voted   For   For

Hudson Pacific Properties, Inc.

  HPP   444097109   5/25/23   Elect Mark D. Linehan   Mgmt   Voted   For   For

Hudson Pacific Properties, Inc.

  HPP   444097109   5/25/23   Elect Barry A. Sholem   Mgmt   Voted   For   For

Hudson Pacific Properties, Inc.

  HPP   444097109   5/25/23   Elect Andrea L. Wong   Mgmt   Voted   For   For

Hudson Pacific Properties, Inc.

  HPP   444097109   5/25/23   Amendment to the 2010 Incentive Award Plan   Mgmt   Voted   For   For

Hudson Pacific Properties, Inc.

  HPP   444097109   5/25/23   Ratification of Auditor   Mgmt   Voted   For   For

Hudson Pacific Properties, Inc.

  HPP   444097109   5/25/23   Advisory Vote on Executive Compensation   Mgmt   Voted   For   For

Hudson Pacific Properties, Inc.

  HPP   444097109   5/25/23   Frequency of Advisory Vote on Executive Compensation   Mgmt   Voted   1 Year   For

NCR Corporation

  NCR   62886E108   5/16/23   Elect Mark W. Begor   Mgmt   Voted   For   For

NCR Corporation

  NCR   62886E108   5/16/23   Elect Gregory R. Blank   Mgmt   Voted   For   For

NCR Corporation

  NCR   62886E108   5/16/23   Elect Catherine L. Burke   Mgmt   Voted   For   For

NCR Corporation

  NCR   62886E108   5/16/23   Elect Deborah A. Farrington   Mgmt   Voted   For   For

NCR Corporation

  NCR   62886E108   5/16/23   Elect Michael D. Hayford   Mgmt   Voted   For   For

NCR Corporation

  NCR   62886E108   5/16/23   Elect Georgette D. Kiser   Mgmt   Voted   For   For

NCR Corporation

  NCR   62886E108   5/16/23   Elect Kirk T. Larsen   Mgmt   Voted   For   For

NCR Corporation

  NCR   62886E108   5/16/23   Elect Martin Mucci   Mgmt   Voted   For   For

NCR Corporation

  NCR   62886E108   5/16/23   Elect Joseph E. Reece   Mgmt   Voted   For   For

NCR Corporation

  NCR   62886E108   5/16/23   Elect Laura J. Sen   Mgmt   Voted   For   For

NCR Corporation

  NCR   62886E108   5/16/23   Elect Glenn W. Welling   Mgmt   Voted   For   For

NCR Corporation

  NCR   62886E108   5/16/23   Advisory Vote on Executive Compensation   Mgmt   Voted   Against   Against

NCR Corporation

  NCR   62886E108   5/16/23   Frequency of Advisory Vote on Executive Compensation   Mgmt   Voted   1 Year   For

NCR Corporation

  NCR   62886E108   5/16/23   Ratification of Auditor   Mgmt   Voted   Against   Against

NCR Corporation

  NCR   62886E108   5/16/23   Amendment to the 2017 Stock Incentive Plan   Mgmt   Voted   For   For

Newell Brands Inc.

  NWL   651229106   5/16/23   Elect Bridget M. Ryan-Berman   Mgmt   Voted   For   For

Newell Brands Inc.

  NWL   651229106   5/16/23   Elect Patrick D. Campbell   Mgmt   Voted   For   For

Newell Brands Inc.

  NWL   651229106   5/16/23   Elect Gary Hu   Mgmt   Voted   For   For


                 
Issuer of Portfolio Security    

Exchange

 Ticker Symbol 

   CUSIP #   

Shareholder

 Meeting Date 

   Summary of Matter Voted On   

Who Proposed

 Matter: Issuer 

/ Shareholder

 

Whether

 Fund Cast 

Vote on

Matter

 

Fund’s Vote For or

Against Proposal, or

 Abstain; For or Withhold 

Regarding Election of

Directors

 

 Whether Vote 

Was For or

Against
Management

Newell Brands Inc.

  NWL   651229106   5/16/23   Elect Jay L. Johnson   Mgmt   Voted   Against   Against

Newell Brands Inc.

  NWL   651229106   5/16/23   Elect Gerardo I. Lopez   Mgmt   Voted   For   For

Newell Brands Inc.

  NWL   651229106   5/16/23   Elect Courtney R. Mather   Mgmt   Voted   For   For

Newell Brands Inc.

  NWL   651229106   5/16/23   Elect Christopher H. Peterson   Mgmt   Voted   For   For

Newell Brands Inc.

  NWL   651229106   5/16/23   Elect Judith A. Sprieser   Mgmt   Voted   For   For

Newell Brands Inc.

  NWL   651229106   5/16/23   Elect Stephanie P. Stahl   Mgmt   Voted   For   For

Newell Brands Inc.

  NWL   651229106   5/16/23   Elect Robert A. Steele   Mgmt   Voted   Against   Against

Newell Brands Inc.

  NWL   651229106   5/16/23   Elect David P. Willetts   Mgmt   Voted   Against   Against

Newell Brands Inc.

  NWL   651229106   5/16/23   Ratification of Auditor   Mgmt   Voted   For   For

Newell Brands Inc.

  NWL   651229106   5/16/23   Advisory Vote on Executive Compensation   Mgmt   Voted   Against   Against

Newell Brands Inc.

  NWL   651229106   5/16/23   Frequency of Advisory Vote on Executive Compensation   Mgmt   Voted   1 Year   For

Newell Brands Inc.

  NWL   651229106   5/16/23   Shareholder Proposal Regarding Length of Share Ownership Required to Initiate Written Consent   ShrHoldr   Voted   Against   For

Nexstar Media Group, Inc.

  NXST   65336K103   6/15/23   Repeal of Classified Board   Mgmt   Voted   For   For

Nexstar Media Group, Inc.

  NXST   65336K103   6/15/23   Adoption of Federal Forum Provision   Mgmt   Voted   Against   Against

Nexstar Media Group, Inc.

  NXST   65336K103   6/15/23   Amendment to Articles to Reflect New Delaware Law Provisions Regarding Officer Exculpation   Mgmt   Voted   Against   Against

Nexstar Media Group, Inc.

  NXST   65336K103   6/15/23   Charter Amendments to Eliminate Certain Provisions that are No Longer Effective or Applicable   Mgmt   Voted   For   For

Nexstar Media Group, Inc.

  NXST   65336K103   6/15/23   Elect John R. Muse   Mgmt   Voted   For   For

Nexstar Media Group, Inc.

  NXST   65336K103   6/15/23   Elect I. Martin Pompadur   Mgmt   Voted   Against   Against

Nexstar Media Group, Inc.

  NXST   65336K103   6/15/23   Ratification of Auditor   Mgmt   Voted   For   For

Nexstar Media Group, Inc.

  NXST   65336K103   6/15/23   Advisory Vote on Executive Compensation   Mgmt   Voted   Against   Against

Nexstar Media Group, Inc.

  NXST   65336K103   6/15/23   Frequency of Advisory Vote on Executive Compensation   Mgmt   Voted   1 Year   Against

Nexstar Media Group, Inc.

  NXST   65336K103   6/15/23   Shareholder Proposal Regarding Independent Chair   ShrHoldr   Voted   For   Against

PENN Entertainment, Inc.

  PENN   707569109   6/6/23   Elect Vilma Black-Gupta   Mgmt   Voted   For   For

PENN Entertainment, Inc.

  PENN   707569109   6/6/23   Elect Marla Kaplowitz   Mgmt   Voted   For   For

PENN Entertainment, Inc.

  PENN   707569109   6/6/23   Elect Jane Scaccetti   Mgmt   Voted   For   For

PENN Entertainment, Inc.

  PENN   707569109   6/6/23   Elect Jay A. Snowden   Mgmt   Voted   For   For

PENN Entertainment, Inc.

  PENN   707569109   6/6/23   Ratification of Auditor   Mgmt   Voted   For   For

PENN Entertainment, Inc.

  PENN   707569109   6/6/23   Advisory Vote on Executive Compensation   Mgmt   Voted   Against   Against

PENN Entertainment, Inc.

  PENN   707569109   6/6/23   Frequency of Advisory Vote on Executive Compensation   Mgmt   Voted   1 Year   For

PENN Entertainment, Inc.

  PENN   707569109   6/6/23   Amendment to the 2022 Long-Term Incentive Plan   Mgmt   Voted   For   For

Qurate Retail, Inc.

  QRTEA   74915M100   6/6/23   Elect Fiona P. Dias   Mgmt   Voted   Withhold   Against

Qurate Retail, Inc.

  QRTEA   74915M100   6/6/23   Elect Evan D. Malone   Mgmt   Voted   Withhold   Against

Qurate Retail, Inc.

  QRTEA   74915M100   6/6/23   Elect Larry E. Romrell   Mgmt   Voted   For   For

Qurate Retail, Inc.

  QRTEA   74915M100   6/6/23   Reverse Stock Split   Mgmt   Voted   For   For

Qurate Retail, Inc.

  QRTEA   74915M100   6/6/23   Ratification of Auditor   Mgmt   Voted   For   For

Qurate Retail, Inc.

  QRTEA   74915M100   6/6/23   Advisory Vote on Executive Compensation   Mgmt   Voted   Against   Against


                 
Issuer of Portfolio Security    

Exchange

 Ticker Symbol 

  CUSIP #   

Shareholder

 Meeting Date 

   Summary of Matter Voted On   

Who Proposed

 Matter: Issuer 

/ Shareholder

 

Whether

 Fund Cast 

Vote on

Matter

 

Fund’s Vote For or

Against Proposal, or

 Abstain; For or Withhold 

Regarding Election of

Directors

 

 Whether Vote 

Was For or

Against
Management

Qurate Retail, Inc.

  QRTEA   74915M100   6/6/23   Frequency of Advisory Vote on Executive Compensation   Mgmt   Voted   1 Year   Against

Spectrum Brands Holdings, Inc.

  SPB   84790A105   8/9/22   Elect Sherianne James   Mgmt   Voted   For   For

Spectrum Brands Holdings, Inc.

  SPB   84790A105   8/9/22   Elect Leslie L. Campbell   Mgmt   Voted   For   For

Spectrum Brands Holdings, Inc.

  SPB   84790A105   8/9/22   Elect Joan K. Chow   Mgmt   Voted   For   For

Spectrum Brands Holdings, Inc.

  SPB   84790A105   8/9/22   Ratification of Auditor   Mgmt   Voted   For   For

Spectrum Brands Holdings, Inc.

  SPB   84790A105   8/9/22   Advisory Vote on Executive Compensation   Mgmt   Voted   Against   Against

SS&C Technologies Holdings, Inc.

  SSNC   78467J100   5/17/23   Elect Normand A. Boulanger   Mgmt   Voted   For   For

SS&C Technologies Holdings, Inc.

  SSNC   78467J100   5/17/23   Elect David A. Varsano   Mgmt   Voted   Against   Against

SS&C Technologies Holdings, Inc.

  SSNC   78467J100   5/17/23   Elect Michael J. Zamkow   Mgmt   Voted   For   For

SS&C Technologies Holdings, Inc.

  SSNC   78467J100   5/17/23   Advisory Vote on Executive Compensation   Mgmt   Voted   Against   Against

SS&C Technologies Holdings, Inc.

  SSNC   78467J100   5/17/23   Frequency of Advisory Vote on Executive Compensation   Mgmt   Voted   1 Year   For

SS&C Technologies Holdings, Inc.

  SSNC   78467J100   5/17/23   Ratification of Auditor   Mgmt   Voted   Against   Against

SS&C Technologies Holdings, Inc.

  SSNC   78467J100   5/17/23   Approval of the 2023 Stock Incentive   Mgmt   Voted   Against   Against

T-Mobile US, Inc.

  TMUS   872590104   6/16/23   Elect Andre Almeida   Mgmt   Voted   For   For

T-Mobile US, Inc.

  TMUS   872590104   6/16/23   Elect Marcelo Claure   Mgmt   Voted   For   For

T-Mobile US, Inc.

  TMUS   872590104   6/16/23   Elect Srikant M. Datar   Mgmt   Voted   For   For

T-Mobile US, Inc.

  TMUS   872590104   6/16/23   Elect Srinivasan Gopalan   Mgmt   Voted   For   For

T-Mobile US, Inc.

  TMUS   872590104   6/16/23   Elect Timotheus Hottges   Mgmt   Voted   For   For

T-Mobile US, Inc.

  TMUS   872590104   6/16/23   Elect Christian P. Illek   Mgmt   Voted   For   For

T-Mobile US, Inc.

  TMUS   872590104   6/16/23   Elect Raphael Kubler   Mgmt   Voted   For   For

T-Mobile US, Inc.

  TMUS   872590104   6/16/23   Elect Thorsten Langheim   Mgmt   Voted   For   For

T-Mobile US, Inc.

  TMUS   872590104   6/16/23   Elect Dominique Leroy   Mgmt   Voted   For   For

T-Mobile US, Inc.

  TMUS   872590104   6/16/23   Elect Letitia A. Long   Mgmt   Voted   For   For

T-Mobile US, Inc.

  TMUS   872590104   6/16/23   Elect G. Michael Sievert   Mgmt   Voted   For   For

T-Mobile US, Inc.

  TMUS   872590104   6/16/23   Elect Teresa A. Taylor   Mgmt   Voted   For   For

T-Mobile US, Inc.

  TMUS   872590104   6/16/23   Elect Kelvin R. Westbrook   Mgmt   Voted   For   For

T-Mobile US, Inc.

  TMUS   872590104   6/16/23   Ratification of Auditor   Mgmt   Voted   For   For

T-Mobile US, Inc.

  TMUS   872590104   6/16/23   Advisory Vote on Executive Compensation   Mgmt   Voted   For   For

T-Mobile US, Inc.

  TMUS   872590104   6/16/23   Frequency of Advisory Vote on Executive Compensation   Mgmt   Voted   1 Year   Against

T-Mobile US, Inc.

  TMUS   872590104   6/16/23   Approval of the 2023 Incentive Award Plan   Mgmt   Voted   For   For

T-Mobile US, Inc.

  TMUS   872590104   6/16/23   Amendment to the 2014 Employee Stock Purchase Plan   Mgmt   Voted   For   For

Transdigm Group Incorporated

  TDG   893641100   3/9/23   Elect David A. Barr   Mgmt   Voted   Withhold   Against

Transdigm Group Incorporated

  TDG   893641100   3/9/23   Elect Jane Cronin   Mgmt   Voted   For   For

Transdigm Group Incorporated

  TDG   893641100   3/9/23   Elect Mervin Dunn   Mgmt   Voted   Withhold   Against

Transdigm Group Incorporated

  TDG   893641100   3/9/23   Elect Michael Graff   Mgmt   Voted   Withhold   Against

Transdigm Group Incorporated

  TDG   893641100   3/9/23   Elect Sean P. Hennessy   Mgmt   Voted   Withhold   Against

Transdigm Group Incorporated

  TDG   893641100   3/9/23   Elect W. Nicholas Howley   Mgmt   Voted   For   For

Transdigm Group Incorporated

  TDG   893641100   3/9/23   Elect Gary E. McCullough   Mgmt   Voted   Withhold   Against

Transdigm Group Incorporated

  TDG   893641100   3/9/23   Elect Michele Santana   Mgmt   Voted   For   For

Transdigm Group Incorporated

  TDG   893641100   3/9/23   Elect Robert J. Small   Mgmt   Voted   Withhold   Against

Transdigm Group Incorporated

  TDG   893641100   3/9/23   Elect John Staer   Mgmt   Voted   Withhold   Against

Transdigm Group Incorporated

  TDG   893641100   3/9/23   Elect Kevin Stein   Mgmt   Voted   For   For

Transdigm Group Incorporated

  TDG   893641100   3/9/23   Ratification of Auditor   Mgmt   Voted   For   For

Transdigm Group Incorporated

  TDG   893641100   3/9/23   Advisory Vote on Executive Compensation   Mgmt   Voted   Against   Against


                 
Issuer of Portfolio Security    

Exchange

 Ticker Symbol 

   CUSIP #   

Shareholder

 Meeting Date 

   Summary of Matter Voted On   

Who Proposed

 Matter: Issuer 

/ Shareholder

 

Whether

 Fund Cast 

Vote on

Matter

 

Fund’s Vote For or

Against Proposal, or

 Abstain; For or Withhold 

Regarding Election of

Directors

 

 Whether Vote 

Was For or

Against
Management

Transdigm Group Incorporated

  TDG   893641100   3/9/23   Frequency of Advisory Vote on Executive Compensation   Mgmt   Voted   1 Year   N/A

Transdigm Group Incorporated

  TDG   893641100   7/12/22   Elect David A. Barr   Mgmt   Voted   Withhold   Against

Transdigm Group Incorporated

  TDG   893641100   7/12/22   Elect Jane Cronin   Mgmt   Voted   For   For

Transdigm Group Incorporated

  TDG   893641100   7/12/22   Elect Mervin Dunn   Mgmt   Voted   Withhold   Against

Transdigm Group Incorporated

  TDG   893641100   7/12/22   Elect Michael Graff   Mgmt   Voted   Withhold   Against

Transdigm Group Incorporated

  TDG   893641100   7/12/22   Elect Sean P. Hennessy   Mgmt   Voted   Withhold   Against

Transdigm Group Incorporated

  TDG   893641100   7/12/22   Elect W. Nicholas Howley   Mgmt   Voted   For   For

Transdigm Group Incorporated

  TDG   893641100   7/12/22   Elect Gary E. McCullough   Mgmt   Voted   Withhold   Against

Transdigm Group Incorporated

  TDG   893641100   7/12/22   Elect Michele Santana   Mgmt   Voted   For   For

Transdigm Group Incorporated

  TDG   893641100   7/12/22   Elect Robert J. Small   Mgmt   Voted   Withhold   Against

Transdigm Group Incorporated

  TDG   893641100   7/12/22   Elect John Staer   Mgmt   Voted   Withhold   Against

Transdigm Group Incorporated

  TDG   893641100   7/12/22   Elect Kevin Stein   Mgmt   Voted   For   For

Transdigm Group Incorporated

  TDG   893641100   7/12/22   Ratification of Auditor   Mgmt   Voted   For   For

Transdigm Group Incorporated

  TDG   893641100   7/12/22   Advisory Vote on Executive Compensation   Mgmt   Voted   Against   Against

Upbound Group, Inc.

  UPBD   76009N100   6/6/23   Elect Jeffrey J. Brown   Mgmt   Voted   For   For

Upbound Group, Inc.

  UPBD   76009N100   6/6/23   Elect Mitchell E. Fadel   Mgmt   Voted   For   For

Upbound Group, Inc.

  UPBD   76009N100   6/6/23   Elect Christopher B. Hetrick   Mgmt   Voted   For   For

Upbound Group, Inc.

  UPBD   76009N100   6/6/23   Elect Harold Lewis   Mgmt   Voted   For   For

Upbound Group, Inc.

  UPBD   76009N100   6/6/23   Elect Glenn P. Marino   Mgmt   Voted   For   For

Upbound Group, Inc.

  UPBD   76009N100   6/6/23   Elect Carol A. McFate   Mgmt   Voted   For   For

Upbound Group, Inc.

  UPBD   76009N100   6/6/23   Elect Jen You   Mgmt   Voted   For   For

Upbound Group, Inc.

  UPBD   76009N100   6/6/23   Ratification of Auditor   Mgmt   Voted   For   For

Upbound Group, Inc.

  UPBD   76009N100   6/6/23   Advisory Vote on Executive Compensation   Mgmt   Voted   For   For

Upbound Group, Inc.

  UPBD   76009N100   6/6/23   Amendment to the 2021 Long-Term Incentive Plan   Mgmt   Voted   For   For

Warner Bros. Discovery, Inc.

  WBD   934423104   5/8/23   Elect Li Haslett Chen   Mgmt   Voted   For   For

Warner Bros. Discovery, Inc.

  WBD   934423104   5/8/23   Elect Kenneth W. Lowe   Mgmt   Voted   Withhold   Against

Warner Bros. Discovery, Inc.

  WBD   934423104   5/8/23   Elect Paula A. Price   Mgmt   Voted   For   For

Warner Bros. Discovery, Inc.

  WBD   934423104   5/8/23   Elect David M. Zaslav   Mgmt   Voted   Withhold   Against

Warner Bros. Discovery, Inc.

  WBD   934423104   5/8/23   Ratification of Auditor   Mgmt   Voted   For   For

Warner Bros. Discovery, Inc.

  WBD   934423104   5/8/23   Advisory Vote on Executive Compensation   Mgmt   Voted   Against   Against

Warner Bros. Discovery, Inc.

  WBD   934423104   5/8/23   Frequency of Advisory Vote on Executive Compensation   Mgmt   Voted   1 Year   For

Warner Bros. Discovery, Inc.

  WBD   934423104   5/8/23   Shareholder Proposal Regarding Simple Majority Vote   ShrHoldr   Voted   For   Against

Warner Bros. Discovery, Inc.

  WBD   934423104   5/8/23   Shareholder Proposal Regarding Political Contributions and Expenditures Report   ShrHoldr   Voted   For   Against

Wells Fargo & Company

  WFC   949746101   4/25/23   Elect Steven D. Black   Mgmt   Voted   Against   Against

Wells Fargo & Company

  WFC   949746101   4/25/23   Elect Mark A. Chancy   Mgmt   Voted   For   For

Wells Fargo & Company

  WFC   949746101   4/25/23   Elect Celeste A. Clark   Mgmt   Voted   For   For

Wells Fargo & Company

  WFC   949746101   4/25/23   Elect Theodore F. Craver, Jr.   Mgmt   Voted   For   For

Wells Fargo & Company

  WFC   949746101   4/25/23   Elect Richard K. Davis   Mgmt   Voted   For   For

Wells Fargo & Company

  WFC   949746101   4/25/23   Elect Wayne M. Hewett   Mgmt   Voted   Against   Against

Wells Fargo & Company

  WFC   949746101   4/25/23   Elect CeCelia Morken   Mgmt   Voted   For   For

Wells Fargo & Company

  WFC   949746101   4/25/23   Elect Maria R. Morris   Mgmt   Voted   For   For

Wells Fargo & Company

  WFC   949746101   4/25/23   Elect Felicia F. Norwood   Mgmt   Voted   For   For

Wells Fargo & Company

  WFC   949746101   4/25/23   Elect Richard B. Payne, Jr.   Mgmt   Voted   For   For


                 
Issuer of Portfolio Security    

Exchange

 Ticker Symbol 

   CUSIP #   

Shareholder

 Meeting Date 

   Summary of Matter Voted On   

Who Proposed

 Matter: Issuer 

/ Shareholder

 

Whether

 Fund Cast 

Vote on

Matter

 

Fund’s Vote For or

Against Proposal, or

 Abstain; For or Withhold 

Regarding Election of

Directors

 

 Whether Vote 

Was For or

Against
Management

Wells Fargo & Company

  WFC   949746101   4/25/23   Elect Ronald L. Sargent   Mgmt   Voted   For   For

Wells Fargo & Company

  WFC   949746101   4/25/23   Elect Charles W. Scharf   Mgmt   Voted   For   For

Wells Fargo & Company

  WFC   949746101   4/25/23   Elect Suzanne M. Vautrinot   Mgmt   Voted   For   For

Wells Fargo & Company

  WFC   949746101   4/25/23   Advisory Vote on Executive Compensation   Mgmt   Voted   For   For

Wells Fargo & Company

  WFC   949746101   4/25/23   Frequency of Advisory Vote on Executive Compensation   Mgmt   Voted   1 Year   For

Wells Fargo & Company

  WFC   949746101   4/25/23   Ratification of Auditor   Mgmt   Voted   Against   Against

Wells Fargo & Company

  WFC   949746101   4/25/23   Shareholder Proposal Regarding Simple Majority Vote   ShrHoldr   Voted   Against   For

Wells Fargo & Company

  WFC   949746101   4/25/23   Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency   ShrHoldr   Voted   For   Against

Wells Fargo & Company

  WFC   949746101   4/25/23   Shareholder Proposal Regarding Lobbying Activity Alignment with the Paris Agreement   ShrHoldr   Voted   For   Against

Wells Fargo & Company

  WFC   949746101   4/25/23   Shareholder Proposal Regarding Transition Plan Report for Financing Activities   ShrHoldr   Voted   For   Against

Wells Fargo & Company

  WFC   949746101   4/25/23   Shareholder Proposal Regarding Fossil Fuel Lending and Underwriting Policy   ShrHoldr   Voted   For   Against

Wells Fargo & Company

  WFC   949746101   4/25/23   Shareholder Proposal Regarding Report on Harassment and Discrimination   ShrHoldr   Voted   For   Against

Wells Fargo & Company

  WFC   949746101   4/25/23   Shareholder Proposal Regarding Policy on Freedom of Association   ShrHoldr   Voted   For   Against


FORM N-PX SPREADSHEET*

REGISTRANT NAME: Metropolitan West Strategic Income Fund

INVESTMENT COMPANY ACT FILE NUMBER: 811-07989

REPORTING PERIOD: 07/01/2022 - 06/30/2023

REGISTRANT ADDRESS: TCW, LLC, 865 S. Figueroa Street, Suite 1800, Los Angeles, CA 90017

NAME OF SERIES (AS APPLICABLE):                                                                    

 

                 
Issuer of Portfolio Security    

 Exchange 

Ticker

Symbol

   CUSIP #   

Shareholder

 Meeting Date 

   Summary of Matter Voted On   

Who Proposed

 Matter: Issuer / 

Shareholder

 

Whether

 Fund Cast 

Vote on

Matter

 

Fund’s Vote For or

 Against Proposal, or 

Abstain; For or

Withhold Regarding

Election of Directors

 

 Whether Vote 

Was For or

Against

Management

AGNC Investment Corp.

  AGNC   00123Q104   4/20/23   Elect Donna J. Blank   Mgmt   Voted   For   For

AGNC Investment Corp.

  AGNC   00123Q104   4/20/23   Elect Morris A. Davis   Mgmt   Voted   For   For

AGNC Investment Corp.

  AGNC   00123Q104   4/20/23   Elect Peter J. Federico   Mgmt   Voted   For   For

AGNC Investment Corp.

  AGNC   00123Q104   4/20/23   Elect John D. Fisk   Mgmt   Voted   For   For

AGNC Investment Corp.

  AGNC   00123Q104   4/20/23   Elect Andrew A. Johnson, Jr.   Mgmt   Voted   For   For

AGNC Investment Corp.

  AGNC   00123Q104   4/20/23   Elect Gary D. Kain   Mgmt   Voted   For   For

AGNC Investment Corp.

  AGNC   00123Q104   4/20/23   Elect Prue B. Larocca   Mgmt   Voted   For   For

AGNC Investment Corp.

  AGNC   00123Q104   4/20/23   Elect Paul E. Mullings   Mgmt   Voted   For   For

AGNC Investment Corp.

  AGNC   00123Q104   4/20/23   Elect Frances R Spark   Mgmt   Voted   For   For

AGNC Investment Corp.

  AGNC   00123Q104   4/20/23   Advisory Vote on Executive Compensation   Mgmt   Voted   For   For

AGNC Investment Corp.

  AGNC   00123Q104   4/20/23   Frequency of Advisory Vote on Executive Compensation   Mgmt   Voted   1 Year   For

AGNC Investment Corp.

  AGNC   00123Q104   4/20/23   Ratification of Auditor   Mgmt   Voted   For   For

AGNC Investment Corp.

  AGNC   00123Q104   4/20/23   Elimination of Supermajority Requirement to Amend Certain Provisions of the Certificate   Mgmt   Voted   For   For

AGNC Investment Corp.

  AGNC   00123Q104   4/20/23   Elimination of Supermajority Requirement to Amend the Bylaws   Mgmt   Voted   For   For

AGNC Investment Corp.

  AGNC   00123Q104   4/20/23   Elimination of Supermajority Requirement to Remove Directors   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Approval of the statutory stand-alone financial statements   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Approval of the consolidated financial statements   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Approval of discharge (quitus) to directors for proper performance of their duties   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Approval of carry forward of net results   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Confirmation of David Wajsgras (co-opted) as director   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Confirmation of David Mack (co-opted) as director   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Re-election of Director: Roy Chestnutt   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Re-election of Director: Lisa Hammitt   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Re-election of Director: David Mack   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Re-election of Director: Marc Montagner   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Re-election of Director: Easwaran Sundaram   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Re-election of Director: David Wajsgras   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Re-election of Director: Jinhy Yoon   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Ratification of directors remuneration for 2022   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Approval of directors remuneration for 2023   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Approval of re-appointment of KPMG Audit S.a r.l. as approved statutory auditor   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Approval of share repurchases and treasury share holdings, pursuant to and in line with Article 9 of the articles of association of the Company (relating to communication laws)   Mgmt   Voted   For   For


FORM N-PX SPREADSHEET*

REGISTRANT NAME: Metropolitan West Total Return Bond Fund

INVESTMENT COMPANY ACT FILE NUMBER: 811-07989

REPORTING PERIOD: 07/01/2022 - 06/30/2023

REGISTRANT ADDRESS: TCW, LLC, 865 S. Figueroa Street, Suite 1800, Los Angeles, CA 90017

NAME OF SERIES (AS APPLICABLE):                                                                      

 

                 
Issuer of Portfolio Security    

 Exchange 

Ticker

Symbol

   CUSIP #   

Shareholder

 Meeting Date 

   Summary of Matter Voted On   

Who Proposed

 Matter: Issuer / 

Shareholder

 

Whether

Fund

 Cast Vote 

on Matter

 

Fund’s Vote For or

 Against Proposal, or 

Abstain; For or

Withhold Regarding

Election of Directors

 

 Whether Vote 

Was For or

Against

Management

Intelsat S.A.

  N/A   L5217E120   6/21/23   Approval of the statutory stand-alone financial statements   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Approval of the consolidated financial statements   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Approval of discharge (quitus) to directors for proper performance of their duties   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Approval of carry forward of net results   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Confirmation of David Wajsgras (co-opted) as director   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Confirmation of David Mack (co-opted) as director   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Re-election of Director: Roy Chestnutt   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Re-election of Director: Lisa Hammitt   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Re-election of Director: David Mack   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Re-election of Director: Marc Montagner   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Re-election of Director: Easwaran Sundaram   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Re-election of Director: David Wajsgras   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Re-election of Director: Jinhy Yoon   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Ratification of directors remuneration for 2022   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Approval of directors remuneration for 2023   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Approval of re-appointment of KPMG Audit S.a r.l. as approved statutory auditor   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Approval of share repurchases and treasury share holdings, pursuant to and in line with Article 9 of the articles of association of the Company (relating to communication laws)   Mgmt   Voted   For   For


FORM N-PX SPREADSHEET*

REGISTRANT NAME: Metropolitan West Unconstrained Bond Fund

INVESTMENT COMPANY ACT FILE NUMBER: 811-07989

REPORTING PERIOD: 07/01/2022 - 06/30/2023

REGISTRANT ADDRESS: TCW, LLC, 865 S. Figueroa Street, Suite 1800, Los Angeles, CA 90017

NAME OF SERIES (AS APPLICABLE):                                                                      

 

                 
Issuer of Portfolio Security    

 Exchange 

Ticker

Symbol

   CUSIP #   

Shareholder

 Meeting Date 

   Summary of Matter Voted On   

Who Proposed

 Matter: Issuer / 

Shareholder

 

Whether

Fund

Cast Vote
 on Matter 

 

Fund’s Vote For or

Against Proposal, or

Abstain; For or

 Withhold Regarding 

Election of Directors

 

 Whether Vote 

Was For or

Against

Management

AGNC Investment Corp.

  AGNC   00123Q104   4/20/23   Elect Donna J. Blank   Mgmt   Voted   For   For

AGNC Investment Corp.

  AGNC   00123Q104   4/20/23   Elect Morris A. Davis   Mgmt   Voted   For   For

AGNC Investment Corp.

  AGNC   00123Q104   4/20/23   Elect Peter J. Federico   Mgmt   Voted   For   For

AGNC Investment Corp.

  AGNC   00123Q104   4/20/23   Elect John D. Fisk   Mgmt   Voted   For   For

AGNC Investment Corp.

  AGNC   00123Q104   4/20/23   Elect Andrew A. Johnson, Jr.   Mgmt   Voted   For   For

AGNC Investment Corp.

  AGNC   00123Q104   4/20/23   Elect Gary D. Kain   Mgmt   Voted   For   For

AGNC Investment Corp.

  AGNC   00123Q104   4/20/23   Elect Prue B. Larocca   Mgmt   Voted   For   For

AGNC Investment Corp.

  AGNC   00123Q104   4/20/23   Elect Paul E. Mullings   Mgmt   Voted   For   For

AGNC Investment Corp.

  AGNC   00123Q104   4/20/23   Elect Frances R Spark   Mgmt   Voted   For   For

AGNC Investment Corp.

  AGNC   00123Q104   4/20/23   Advisory Vote on Executive Compensation   Mgmt   Voted   For   For

AGNC Investment Corp.

  AGNC   00123Q104   4/20/23   Frequency of Advisory Vote on Executive Compensation   Mgmt   Voted   1 Year   For

AGNC Investment Corp.

  AGNC   00123Q104   4/20/23   Ratification of Auditor   Mgmt   Voted   For   For

AGNC Investment Corp.

  AGNC   00123Q104   4/20/23   Elimination of Supermajority Requirement to Amend Certain Provisions of the Certificate   Mgmt   Voted   For   For

AGNC Investment Corp.

  AGNC   00123Q104   4/20/23   Elimination of Supermajority Requirement to Amend the Bylaws   Mgmt   Voted   For   For

AGNC Investment Corp.

  AGNC   00123Q104   4/20/23   Elimination of Supermajority Requirement to Remove Directors   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Approval of the statutory stand-alone financial statements   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Approval of the consolidated financial statements   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Approval of discharge (quitus) to directors for proper performance of their duties   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Approval of carry forward of net results   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Confirmation of David Wajsgras (co-opted) as director   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Confirmation of David Mack (co-opted) as director   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Re-election of Director: Roy Chestnutt   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Re-election of Director: Lisa Hammitt   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Re-election of Director: David Mack   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Re-election of Director: Marc Montagner   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Re-election of Director: Easwaran Sundaram   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Re-election of Director: David Wajsgras   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Re-election of Director: Jinhy Yoon   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Ratification of directors remuneration for 2022   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Approval of directors remuneration for 2023   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Approval of re-appointment of KPMG Audit S.a r.l. as approved statutory auditor   Mgmt   Voted   For   For

Intelsat S.A.

  N/A   L5217E120   6/21/23   Approval of share repurchases and treasury share holdings, pursuant to and in line with Article 9 of the articles of association of the Company (relating to communication laws)   Mgmt   Voted   For   For

 


The following series of the Metropolitan West Funds did not own any voting security for which a proxy instruction for a meeting of security holders was given by the series or solicited from the series during the time the series held the security.

Metropolitan West Corporate Bond Fund

Metropolitan West ESG Securitized Fund

Metropolitan West Investment Grade Credit Fund

Metropolitan West Low Duration Bond Fund

Metropolitan West Ultra Short Bond Fund


SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Registrant                             Metropolitan West Funds                                                                                                

By (Signature and Title)*    /s/ Kathryn Koch                                                                                                              

   Kathryn Koch, President and Principal Executive Officer

   (principal executive officer)

Date August 11, 2023                                                                                                                                                    

*Print the name and title of each signing officer under his or her signature.