0001179110-17-005311.txt : 20170331 0001179110-17-005311.hdr.sgml : 20170331 20170331170703 ACCESSION NUMBER: 0001179110-17-005311 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170331 DATE AS OF CHANGE: 20170331 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MULESOFT, INC CENTRAL INDEX KEY: 0001374684 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 205158650 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 77 GEARY ST. STREET 2: SUITE 400 CITY: SAN FRANCISCO STATE: CA ZIP: 94108 BUSINESS PHONE: 415-229-2009 MAIL ADDRESS: STREET 1: 77 GEARY ST. STREET 2: SUITE 400 CITY: SAN FRANCISCO STATE: CA ZIP: 94108 FORMER COMPANY: FORMER CONFORMED NAME: MULESOFT INC DATE OF NAME CHANGE: 20100401 FORMER COMPANY: FORMER CONFORMED NAME: MULESOURCE INC DATE OF NAME CHANGE: 20060906 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brookside Capital Trading Fund, L.P. CENTRAL INDEX KEY: 0001461875 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-38031 FILM NUMBER: 17731250 BUSINESS ADDRESS: STREET 1: C/O BROOKSIDE CAPITAL, LLC STREET 2: JOHN HANCOCK TOWER, 200 CLARENDON STREET CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 617-516-2000 MAIL ADDRESS: STREET 1: C/O BROOKSIDE CAPITAL, LLC STREET 2: JOHN HANCOCK TOWER, 200 CLARENDON STREET CITY: BOSTON STATE: MA ZIP: 02116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BROOKSIDE CAPITAL PARTNERS FUND LP CENTRAL INDEX KEY: 0001028348 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-38031 FILM NUMBER: 17731251 BUSINESS ADDRESS: STREET 1: C/O BAIN CAPITAL PUBLIC EQUITY, LP STREET 2: 200 CLARENDON CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 617-516-2000 MAIL ADDRESS: STREET 1: C/O BAIN CAPITAL PUBLIC EQUITY, LP STREET 2: 200 CLARENDON CITY: BOSTON STATE: MA ZIP: 02116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bain Capital Public Equity Management, LLC CENTRAL INDEX KEY: 0001156175 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-38031 FILM NUMBER: 17731252 BUSINESS ADDRESS: STREET 1: 200 CLARENDON STREET CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 617-516-2000 MAIL ADDRESS: STREET 1: 200 CLARENDON STREET CITY: BOSTON STATE: MA ZIP: 02116 FORMER NAME: FORMER CONFORMED NAME: BROOKSIDE CAPITAL MANAGEMENT LLC DATE OF NAME CHANGE: 20010801 3/A 1 edgar.xml FORM 3/A - X0206 3/A 2017-03-31 2017-03-30 0 0001374684 MULESOFT, INC MULE 0001156175 Bain Capital Public Equity Management, LLC C/O BAIN CAPITAL PUBLIC EQUITY, LP 200 CLARENDON STREET BOSTON MA 02116 0 0 1 0 0001028348 BROOKSIDE CAPITAL PARTNERS FUND LP C/O BAIN CAPITAL PUBLIC EQUITY, LP 200 CLARENDON STREET BOSTON MA 02116 0 0 1 0 0001461875 Brookside Capital Trading Fund, L.P. C/O BAIN CAPITAL PUBLIC EQUITY, LP 200 CLARENDON STREET BOSTON MA 02116 0 0 1 0 Class A Common Stock 500000 I See Footnotes Class B Common Stock Class A Common Stock 890689 I See Footnotes These shares were omitted from the reporting persons' original Form 3. The 500,000 shares of Class A Common Stock of the Issuer are directly held by Brookside Capital Trading Fund, L.P. ("Trading Fund"), whose general partner is Brookside Capital Investors II, L.P. ("Investors II"). Bain Capital Public Equity Management, LLC ("BCPEM") is the general partner of Investors II. The Class B Common Stock of the Issuer reported herein was erroneously reported on the original Form 3 as Series G Convertible Preferred Stock. The Class B Common Stock is convertible at any time at the holder's election into Class A Common Stock on a 1-for-1 basis and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain transfers described in the Issuer's certificate of incorporation. The 890,689 shares of Class B Common Stock of the Issuer are directly held by Brookside Capital Partners Fund, L.P. ("Partners Fund"), whose general partner is Brookside Capital Investors, L.P. ("Investors"). BCPEM is the general partner of Investors. BCPEM may be deemed to share indirect beneficial ownership of all 500,000 shares of Class A Common Stock held of record by Trading Fund and all 890,690 shares of Class B Common Stock held of record by Partners Fund, but disclaims beneficial ownership of such shares, except to the extent of its respective pecuniary interest therein. Bain Capital Public Equity Management, LLC, by /s/ Ranesh Ramanathan, Managing Director and General Counsel 2017-03-31 Brookside Capital Partners Fund, L.P., by Brookside Capital Investors, L.P., its general partner, by Bain Capital Public Equity Management, LLC, its general partner, by /s/ Ranesh Ramanathan, Managing Director and General Counsel 2017-03-31 Brookside Capital Trading Fund, L.P., by Brookside Capital Investors II, L.P., its general partner, by Bain Capital Public Equity Management, LLC, its general partner, by /s/ Ranesh Ramanathan, Managing Director and General Counsel 2017-03-31