0001179110-17-005311.txt : 20170331
0001179110-17-005311.hdr.sgml : 20170331
20170331170703
ACCESSION NUMBER: 0001179110-17-005311
CONFORMED SUBMISSION TYPE: 3/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170331
FILED AS OF DATE: 20170331
DATE AS OF CHANGE: 20170331
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MULESOFT, INC
CENTRAL INDEX KEY: 0001374684
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 205158650
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 77 GEARY ST.
STREET 2: SUITE 400
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94108
BUSINESS PHONE: 415-229-2009
MAIL ADDRESS:
STREET 1: 77 GEARY ST.
STREET 2: SUITE 400
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94108
FORMER COMPANY:
FORMER CONFORMED NAME: MULESOFT INC
DATE OF NAME CHANGE: 20100401
FORMER COMPANY:
FORMER CONFORMED NAME: MULESOURCE INC
DATE OF NAME CHANGE: 20060906
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Brookside Capital Trading Fund, L.P.
CENTRAL INDEX KEY: 0001461875
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38031
FILM NUMBER: 17731250
BUSINESS ADDRESS:
STREET 1: C/O BROOKSIDE CAPITAL, LLC
STREET 2: JOHN HANCOCK TOWER, 200 CLARENDON STREET
CITY: BOSTON
STATE: MA
ZIP: 02116
BUSINESS PHONE: 617-516-2000
MAIL ADDRESS:
STREET 1: C/O BROOKSIDE CAPITAL, LLC
STREET 2: JOHN HANCOCK TOWER, 200 CLARENDON STREET
CITY: BOSTON
STATE: MA
ZIP: 02116
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BROOKSIDE CAPITAL PARTNERS FUND LP
CENTRAL INDEX KEY: 0001028348
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38031
FILM NUMBER: 17731251
BUSINESS ADDRESS:
STREET 1: C/O BAIN CAPITAL PUBLIC EQUITY, LP
STREET 2: 200 CLARENDON
CITY: BOSTON
STATE: MA
ZIP: 02116
BUSINESS PHONE: 617-516-2000
MAIL ADDRESS:
STREET 1: C/O BAIN CAPITAL PUBLIC EQUITY, LP
STREET 2: 200 CLARENDON
CITY: BOSTON
STATE: MA
ZIP: 02116
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bain Capital Public Equity Management, LLC
CENTRAL INDEX KEY: 0001156175
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38031
FILM NUMBER: 17731252
BUSINESS ADDRESS:
STREET 1: 200 CLARENDON STREET
CITY: BOSTON
STATE: MA
ZIP: 02116
BUSINESS PHONE: 617-516-2000
MAIL ADDRESS:
STREET 1: 200 CLARENDON STREET
CITY: BOSTON
STATE: MA
ZIP: 02116
FORMER NAME:
FORMER CONFORMED NAME: BROOKSIDE CAPITAL MANAGEMENT LLC
DATE OF NAME CHANGE: 20010801
3/A
1
edgar.xml
FORM 3/A -
X0206
3/A
2017-03-31
2017-03-30
0
0001374684
MULESOFT, INC
MULE
0001156175
Bain Capital Public Equity Management, LLC
C/O BAIN CAPITAL PUBLIC EQUITY, LP
200 CLARENDON STREET
BOSTON
MA
02116
0
0
1
0
0001028348
BROOKSIDE CAPITAL PARTNERS FUND LP
C/O BAIN CAPITAL PUBLIC EQUITY, LP
200 CLARENDON STREET
BOSTON
MA
02116
0
0
1
0
0001461875
Brookside Capital Trading Fund, L.P.
C/O BAIN CAPITAL PUBLIC EQUITY, LP
200 CLARENDON STREET
BOSTON
MA
02116
0
0
1
0
Class A Common Stock
500000
I
See Footnotes
Class B Common Stock
Class A Common Stock
890689
I
See Footnotes
These shares were omitted from the reporting persons' original Form 3.
The 500,000 shares of Class A Common Stock of the Issuer are directly held by Brookside Capital Trading Fund, L.P. ("Trading Fund"), whose general partner is Brookside Capital Investors II, L.P. ("Investors II"). Bain Capital Public Equity Management, LLC ("BCPEM") is the general partner of Investors II.
The Class B Common Stock of the Issuer reported herein was erroneously reported on the original Form 3 as Series G Convertible Preferred Stock.
The Class B Common Stock is convertible at any time at the holder's election into Class A Common Stock on a 1-for-1 basis and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain transfers described in the Issuer's certificate of incorporation.
The 890,689 shares of Class B Common Stock of the Issuer are directly held by Brookside Capital Partners Fund, L.P. ("Partners Fund"), whose general partner is Brookside Capital Investors, L.P. ("Investors"). BCPEM is the general partner of Investors.
BCPEM may be deemed to share indirect beneficial ownership of all 500,000 shares of Class A Common Stock held of record by Trading Fund and all 890,690 shares of Class B Common Stock held of record by Partners Fund, but disclaims beneficial ownership of such shares, except to the extent of its respective pecuniary interest therein.
Bain Capital Public Equity Management, LLC, by /s/ Ranesh Ramanathan, Managing Director and General Counsel
2017-03-31
Brookside Capital Partners Fund, L.P., by Brookside Capital Investors, L.P., its general partner, by Bain Capital Public Equity Management, LLC, its general partner, by /s/ Ranesh Ramanathan, Managing Director and General Counsel
2017-03-31
Brookside Capital Trading Fund, L.P., by Brookside Capital Investors II, L.P., its general partner, by Bain Capital Public Equity Management, LLC, its general partner, by /s/ Ranesh Ramanathan, Managing Director and General Counsel
2017-03-31