0001179110-17-005243.txt : 20170330
0001179110-17-005243.hdr.sgml : 20170330
20170330155923
ACCESSION NUMBER: 0001179110-17-005243
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170317
FILED AS OF DATE: 20170330
DATE AS OF CHANGE: 20170330
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MULESOFT, INC
CENTRAL INDEX KEY: 0001374684
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 205158650
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 77 GEARY ST.
STREET 2: SUITE 400
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94108
BUSINESS PHONE: 415-229-2009
MAIL ADDRESS:
STREET 1: 77 GEARY ST.
STREET 2: SUITE 400
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94108
FORMER COMPANY:
FORMER CONFORMED NAME: MULESOFT INC
DATE OF NAME CHANGE: 20100401
FORMER COMPANY:
FORMER CONFORMED NAME: MULESOURCE INC
DATE OF NAME CHANGE: 20060906
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Brookside Capital Trading Fund, L.P.
CENTRAL INDEX KEY: 0001461875
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38031
FILM NUMBER: 17725610
BUSINESS ADDRESS:
STREET 1: C/O BROOKSIDE CAPITAL, LLC
STREET 2: JOHN HANCOCK TOWER, 200 CLARENDON STREET
CITY: BOSTON
STATE: MA
ZIP: 02116
BUSINESS PHONE: 617-516-2000
MAIL ADDRESS:
STREET 1: C/O BROOKSIDE CAPITAL, LLC
STREET 2: JOHN HANCOCK TOWER, 200 CLARENDON STREET
CITY: BOSTON
STATE: MA
ZIP: 02116
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BROOKSIDE CAPITAL PARTNERS FUND LP
CENTRAL INDEX KEY: 0001028348
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38031
FILM NUMBER: 17725611
BUSINESS ADDRESS:
STREET 1: C/O BAIN CAPITAL PUBLIC EQUITY, LP
STREET 2: 200 CLARENDON
CITY: BOSTON
STATE: MA
ZIP: 02116
BUSINESS PHONE: 617-516-2000
MAIL ADDRESS:
STREET 1: C/O BAIN CAPITAL PUBLIC EQUITY, LP
STREET 2: 200 CLARENDON
CITY: BOSTON
STATE: MA
ZIP: 02116
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bain Capital Public Equity Management, LLC
CENTRAL INDEX KEY: 0001156175
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38031
FILM NUMBER: 17725612
BUSINESS ADDRESS:
STREET 1: 200 CLARENDON STREET
CITY: BOSTON
STATE: MA
ZIP: 02116
BUSINESS PHONE: 617-516-2000
MAIL ADDRESS:
STREET 1: 200 CLARENDON STREET
CITY: BOSTON
STATE: MA
ZIP: 02116
FORMER NAME:
FORMER CONFORMED NAME: BROOKSIDE CAPITAL MANAGEMENT LLC
DATE OF NAME CHANGE: 20010801
4
1
edgar.xml
FORM 4 -
X0306
4
2017-03-17
0
0001374684
MULESOFT, INC
MULE
0001156175
Bain Capital Public Equity Management, LLC
C/O BAIN CAPITAL PUBLIC EQUITY, LP
200 CLARENDON STREET
BOSTON
MA
02116
0
0
1
0
0001028348
BROOKSIDE CAPITAL PARTNERS FUND LP
C/O BAIN CAPITAL PUBLIC EQUITY, LP
200 CLARENDON STREET
BOSTON
MA
02116
0
0
1
0
0001461875
Brookside Capital Trading Fund, L.P.
C/O BAIN CAPITAL PUBLIC EQUITY, LP
200 CLARENDON STREET
BOSTON
MA
02116
0
0
1
0
Class A Common Stock
2017-03-17
4
P
0
500000
17.00
A
500000
I
See Footnotes
Class A Common Stock
2017-03-17
4
P
0
203082
25.06
A
703082
I
See Fotonotes
Series G Convertible Preferred Stock
2017-03-17
4
C
0
890689
A
Class B Common Stock
890689
0
I
See Footnotes
Class B Common Stock
2017-03-17
4
C
0
890689
A
Class A Common Stock
890689
890689
I
See Footnotes
As of March 17, 2017, (a) 890,689 shares of Class B Common Stock of the Issuer were directly held by Brookside Capital Partners Fund, L.P. ("Partners Fund"), whose general partner is Brookside Capital Investors, L.P. ("Investors"), and (b) 703,082 shares of Class A Common Stock of the Issuer were held directly by Brookside Capital Trading Fund, L.P. ("Trading Fund"), whose general partner is Brookside Capital Investors II, L.P. ("Investors II"). Bain Capital Public Equity Management, LLC ("BCPEM") is the general partner of Investors and Investors II.
As of March 17, 2017, BCPEM may be deemed to share beneficial ownership of all 890,689 shares of Class B Common Stock held of record by Partners Fund and the 703,082 shares of Class A Common Stock held of record by Trading Fund, but disclaims beneficial ownership of such shares, except to the extent of its respective pecuniary interest therein.
Immediately prior to the completion of the Issuer's initial public offering, all shares of Series G Preferred Stock converted into shares of Class B Common Stock on a 1:1 basis and have no expiration date.
Each share of Common Stock was reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. Upon the closing of the Issuer's initial public offering, the Class B Common Stock will become convertible at the holder's election into Class A Common Stock on a 1-for-1 basis and have no expiration date. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain transfers described in the Issuer's certificate of incorporation.
Bain Capital Public Equity Management, LLC, by /s/ Ranesh Ramanathan, Managing Director and General Counsel
2017-03-30
Brookside Capital Partners Fund, L.P., by Brookside Capital Investors, L.P., its general partner, by Bain Capital Public Equity Management, LLC, its general partner, by /s/ Ranesh Ramanathan, Managing Director and General Counsel
2017-03-30
Brookside Capital Trading Fund, L.P., by Brookside Capital Investors II, L.P., its general partner, by Bain Capital Public Equity Management, LLC, its general partner, by /s/ Ranesh Ramanathan, Managing Director and General Counsel
2017-03-30