0001179110-17-005242.txt : 20170330 0001179110-17-005242.hdr.sgml : 20170330 20170330154731 ACCESSION NUMBER: 0001179110-17-005242 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170317 FILED AS OF DATE: 20170330 DATE AS OF CHANGE: 20170330 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MULESOFT, INC CENTRAL INDEX KEY: 0001374684 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 205158650 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 77 GEARY ST. STREET 2: SUITE 400 CITY: SAN FRANCISCO STATE: CA ZIP: 94108 BUSINESS PHONE: 415-229-2009 MAIL ADDRESS: STREET 1: 77 GEARY ST. STREET 2: SUITE 400 CITY: SAN FRANCISCO STATE: CA ZIP: 94108 FORMER COMPANY: FORMER CONFORMED NAME: MULESOFT INC DATE OF NAME CHANGE: 20100401 FORMER COMPANY: FORMER CONFORMED NAME: MULESOURCE INC DATE OF NAME CHANGE: 20060906 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BROOKSIDE CAPITAL PARTNERS FUND LP CENTRAL INDEX KEY: 0001028348 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38031 FILM NUMBER: 17725552 BUSINESS ADDRESS: STREET 1: C/O BAIN CAPITAL PUBLIC EQUITY, LP STREET 2: 200 CLARENDON CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 617-516-2000 MAIL ADDRESS: STREET 1: C/O BAIN CAPITAL PUBLIC EQUITY, LP STREET 2: 200 CLARENDON CITY: BOSTON STATE: MA ZIP: 02116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bain Capital Public Equity Management, LLC CENTRAL INDEX KEY: 0001156175 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38031 FILM NUMBER: 17725553 BUSINESS ADDRESS: STREET 1: 200 CLARENDON STREET CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 617-516-2000 MAIL ADDRESS: STREET 1: 200 CLARENDON STREET CITY: BOSTON STATE: MA ZIP: 02116 FORMER NAME: FORMER CONFORMED NAME: BROOKSIDE CAPITAL MANAGEMENT LLC DATE OF NAME CHANGE: 20010801 3 1 edgar.xml FORM 3 - X0206 3 2017-03-17 0 0001374684 MULESOFT, INC MULE 0001156175 Bain Capital Public Equity Management, LLC C/O BAIN CAPITAL PUBLIC EQUITY, LP 200 CLARENDON STREET BOSTON MA 02116 0 0 1 0 0001028348 BROOKSIDE CAPITAL PARTNERS FUND LP C/O BAIN CAPITAL PUBLIC EQUITY, LP 200 CLARENDON STREET BOSTON MA 02116 0 0 1 0 Series G Convertible Preferred Stock Class B Common Stock 890689 I See Footnotes As of March 17, 2017, the 890,689 shares of Class B Common Stock of the Issuer are directly held by Brookside Capital Partners Fund, L.P. ("Partners Fund"), whose general partner is Brookside Capital Investors, L.P. ("Investors"). Bain Capital Public Equity Management, LLC ("BCPEM") is the general partner of Investors. As of March 17, 2017, BCPEM may be deemed to share beneficial ownership of all 890,690 shares of Class B Common Stock held of record by Partners Fund, but disclaims beneficial ownership of such shares, except to the extent of its respective pecuniary interest therein. Immediately prior to the completion of the Issuer's initial public offering, all shares of Series G Preferred Stock were converted into shares of Class B Common Stock on a 1:1 basis and have no expiration date. Upon the closing of the Issuer's initial public offering, the Class B Common Stock will become convertible at the holder's election into Class A Common Stock on a 1-for-1 basis and have no expiration date. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain transfers described in the Issuer's certificate of incorporation. /s/ Bain Capital Public Equity Management, LLC, by /s/ Ranesh Ramanathan, Managing Director and General Counsel 2017-03-30 Brookside Capital Partners Fund, L.P., by Brookside Capital Investors, L.P., its general partner, by Bain Capital Public Equity Management, LLC, its general partner, by /s/ Ranesh Ramanathan, Managing Director and General Counsel 2017-03-30