0001104659-14-005902.txt : 20140203 0001104659-14-005902.hdr.sgml : 20140203 20140203113530 ACCESSION NUMBER: 0001104659-14-005902 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20140203 DATE AS OF CHANGE: 20140203 GROUP MEMBERS: ANGLO AMERICAN PLATINUM LTD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ATLATSA RESOURCES CORP CENTRAL INDEX KEY: 0001028277 STANDARD INDUSTRIAL CLASSIFICATION: METAL MINING [1000] IRS NUMBER: 000000000 STATE OF INCORPORATION: A1 FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-80053 FILM NUMBER: 14567023 BUSINESS ADDRESS: STREET 1: 15TH FLOOR STREET 2: 1040 WEST GEORGIA STREET CITY: VANCOUVER STATE: A1 ZIP: V6E 4H8 BUSINESS PHONE: 604-684-6365 MAIL ADDRESS: STREET 1: 15TH FLOOR STREET 2: 1040 WEST GEORGIA STREET CITY: VANCOUVER STATE: A1 ZIP: V6E 4H8 FORMER COMPANY: FORMER CONFORMED NAME: ANOORAQ RESOURCES CORP DATE OF NAME CHANGE: 20000315 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Rustenburg Platinum Mines Ltd CENTRAL INDEX KEY: 0001597914 IRS NUMBER: 000000000 STATE OF INCORPORATION: T3 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 55 MARSHALL STREET STREET 2: MARSHALLTOWN CITY: JOHANNESBURG STATE: T3 ZIP: 2001 BUSINESS PHONE: 0027113736111 MAIL ADDRESS: STREET 1: 55 MARSHALL STREET STREET 2: MARSHALLTOWN CITY: JOHANNESBURG STATE: T3 ZIP: 2001 SC 13D/A 1 a14-4819_1sc13da.htm SC 13D/A

 

 

UNITED STATES

 

 

SECURITIES AND EXCHANGE COMMISSION

 

 

Washington, D.C. 20549

 

 

 

 

 

SCHEDULE 13D/A

 

 

Under the Securities Exchange Act of 1934
(Amendment No. 1)*

 

Atlatsa Resources Corporation

(Name of Issuer)

 

Common Shares, without par value

(Title of Class of Securities)

 

049477102

(CUSIP Number)

 

Meroonisha Pillay

Rustenburg Platinum Mines Limited

55 Marshall Street,

Marshalltown, Johannesburg, 2001

Republic of South Africa

+27 11 3736438

(Name, Address and Telephone Number of Person
Authorised to Receive Notices and Communications)

 

with copy to:

Michael Z. Bienenfeld

Linklaters LLP

One Silk Street

London EC2Y 8HQ

United Kingdom

+44 (0) 20 7456 3660

January 30, 2014

(Date of Event Which Requires Filing of this Statement)

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. o

 

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See § 240.13d-7 for other parties to whom copies are to be sent.

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

 

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 



 

CUSIP No.   049477102

 

 

1

Name of Reporting Persons.
Rustenburg Platinum Mines Limited and Anglo American Platinum Limited

 

 

2

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 o

 

 

(b)

 x (See Item 4)

 

 

3

SEC Use Only

 

 

4

Source of Funds (See Instructions)
OO

 

 

5

Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Item 2(d) or 2(e)     o

 

 

6

Citizenship or Place of Organization
Republic of South Africa

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7

Sole Voting Power
0

 

8

Shared Voting Power
125,000,000 (see Items 3 and 5)

 

9

Sole Dispositive Power
0

 

10

Shared Dispositive Power
125,000,000 (see Items 3 and 5)

 

 

11

Aggregate Amount Beneficially Owned by Reporting Person
125,000,000 (see Items 3 and 5)

 

 

12

Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   o

 

 

13

Percent of Class Represented by Amount in Row (11)
22.55 per cent. (see Item 5)

 

 

14

Type of Reporting Person (See Instructions)
CO

 

2



 

Item 1.

Security and Issuer

 

This Amendment No. 1 to Schedule 13D amends and supplements the statement on Schedule 13D originally filed by Rustenburg Platinum Mines Limited, a company incorporated under the laws of the Republic of South Africa (“RPM”), and Anglo American Platinum Limited, a company incorporated under the laws of the Republic of South Africa (“AAPL”), on January 24, 2013 (as amended and supplemented, the “Schedule 13D”) with the Securities and Exchange Commission (the “SEC”) relating to the common shares without par value (the “Shares”) of Atlatsa Resources Corporation (previously Anooraq Resources Corporation), a corporation incorporated under the laws of the Province of British Columbia (the “Company”), whose principal executive offices are at Suite 1020, 800 West Pender Street, Vancouver, British Columbia, Canada, V6C 2V6.

 

 

Item 2.

Identity and Background.

 

Item 2 of the Schedule 13D is hereby amended and restated in its entirety as follows:

 

The Schedule 13D is being filed by (i) RPM and (ii) AAPL.

 

RPM, a wholly-owned subsidiary of AAPL, is a major producer of platinum. AAPL, a major producer of platinum, is a public company, with its ordinary shares listed on the Johannesburg Stock Exchange. Anglo American plc (“AA”), a multinational mining company, holds a 77.96 per cent. interest in AAPL and is listed on the London Stock Exchange and the Johannesburg Stock Exchange.

 

The principal executive offices of RPM and AAPL are located at 55 Marshall Street, Johannesburg, 2107, Republic of South Africa. The principal executive offices of AA are located at 20 Carlton House Terrace, London SW1Y 5AN, United Kingdom.

 

The name, business address, present principal occupation or employment and citizenship of each of the executive officers and directors of each of RPM, AAPL and AA are set forth in Schedule A hereto and are incorporated by reference herein.

 

During the last five years, none of RPM, AAPL or AA, nor, to the best of their knowledge, any of the persons listed in Schedule A hereto has been: (i) convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) or (ii) a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and, as a result of such proceeding, was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.

 

RPM and AAPL have entered into a Joint Filing Agreement, dated February 3, 2014, a copy of which is filed with the Schedule 13D as Exhibit A, pursuant to which they have agreed to file the Schedule 13D jointly in accordance with the provisions of Rule 13d-1(k)(1) under the Securities Exchange Act of 1934.

 

 

Item 3.

Source and Amount of Funds or Other Consideration

 

Item 3 of the Schedule 13D is hereby amended and restated in its entirety as follows:

 

Prior to January 14, 2013, RPM held 115,800 B1 preference shares of no par value (the “B1 Shares”) in Pelawan Finance SPV Proprietary Limited (“Pelawan SPV”), a wholly owned subsidiary of Atlatsa Holdings Proprietary Limited (“Atlatsa Holdings”). Pelawan SPV held 115,800 B2 preference shares of no par value (the “B2 Shares”) and 111,600 B3 preference shares of no par value (the “B3 Shares”) in Plateau Resources Proprietary Limited (“Plateau”), a wholly owned subsidiary of the Company.

 

In accordance with the terms of a framework agreement entered into by, among others, the Company, Plateau, RPM and Atlatsa Holdings on March 27, 2013, on January 14, 2014, RPM’s

 

3



 

 

entire holding of B1 Shares was converted into ordinary shares of Pelawan SPV, and Pelawan SPV’s entire holding of B2 Shares and B3 Shares was converted into ordinary shares of Plateau. On the same date, pursuant to the implementation of certain forward sale agreements, Pelawan SPV received 227,400,000 Shares (representing approximately 66.18 per cent. of the issued ordinary shares of the Company) from the Company as the purchase consideration for the sale of its Plateau ordinary shares, of which RPM received 115,800,000 Shares (representing approximately 26.97 per cent. of the issued ordinary shares of the Company) from Pelawan SPV as the purchase consideration for the sale of the Pelawan SPV ordinary shares held by RPM to Pelawan SPV.

 

On January 22, 2014, RPM sold its holding of 115,800,000 Shares to Atlatsa Holdings for a purchase consideration of ZAR 463.2 million.

 

 

Item 4.

Purpose of Transaction

 

Item 4 of the Schedule 13D is hereby amended and restated in its entirety as follows:

 

RPM acquired the Shares reported herein without the intention of exercising any measure of control over the Company.

 

On January 30, 2014, RPM subscribed for 125,000,000 Shares, representing approximately 22.55 per cent. of the issued ordinary shares of the Company for consideration of ZAR 750 million (the “Subscription Price”).

 

RPM may decide to dispose of its entire shareholding in the short- or medium-term.

 

The Subscription Price was funded by RPM using cash on hand. The Company will use the full amount of the Subscription Price to reduce Plateau’s indebtedness to RPM.

 

Except as described above in Item 4 of the Schedule, none of RPM, AAPL or AA currently has any plans or proposals which would be related to, or would result in, any of the matters described in Items 4(a)-(j) of the Instructions to Schedule 13D. However, RPM retains the right to acquire additional Shares or other securities of the Company and/or to sell or otherwise dispose of all or part of the Shares or other securities of the Company in any manner permitted by law. RPM may engage, from time to time, in ordinary course transactions with financial institutions with respect to the securities described herein. Furthermore, as part of the ongoing evaluation of investment and investment alternatives, RPM, AAPL and AA may consider such matters and, subject to applicable law, may formulate a plan with respect to such matters, and, from time to time, may hold discussions with, or make formal proposals to, management or the Board of Directors of the Company or other third parties regarding such matters.

 

 

Item 5.

Interest in Securities of the Issuer

 

Item 5 of the Schedule 13D is hereby amended and restated in its entirety as follows:

 

(a)         The responses of RPM and AAPL to Rows (11) through (13) of the cover pages of the Schedule 13D and the information set forth in Item 3 are hereby incorporated by reference in this Item 5.

 

Neither AAPL nor AA hold any Shares in the Company.

 

The percentage of Shares held by RPM is based on 429,288,473 outstanding Shares as of January 30, 2014.

 

In addition, the Shares which are deemed beneficially owned by RPM with respect to which such person (i) had sole voting power, (ii) shared voting power, (iii) had sole dispositive power and (iv) shared dispositive power are listed in the responses to Items 7, 8, 9 and 10, respectively, of the cover page of the Schedule 13D relating to such person.

 

4



 

 

Except as disclosed in the Schedule 13D, neither AAPL or AA, nor, to the best of RPM’s, AAPL’s and AA’s knowledge, any of the persons listed in Schedule A hereto (with the exception of Vinogaren Parmanandhan Pillay (who holds 4,000 Shares)), beneficially owns any Shares or has the right to acquire any Shares.

 

(b)         Except as disclosed in the Schedule 13D, neither AAPL or AA, nor, to the best of RPM’s, AAPL’s and AA’s knowledge, any of the persons listed in Schedule A hereto (with the exception of Vinogaren Parmanandhan Pillay (who holds 4,000 Shares)), presently has the power to vote or to direct the vote or to dispose or direct the disposition of any other Shares which they may be deemed to beneficially own.

 

(c)          Except as disclosed in the Schedule 13D, neither AAPL or AA, nor, to the best of RPM’s, AAPL’s and AA’s knowledge, any of the persons listed in Schedule A hereto, has effected any transaction in the Shares during the past 60 days.

 

(d)         To the best knowledge of RPM, AAPL and AA, no other person has the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the Shares beneficially owned by RPM.

 

 

Item 6.

Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer

 

Item 6 of the Schedule 13D is hereby restated in its entirety as follows:

 

Forward sale agreements

 

In July 2009, the Company and AAPL concluded a transaction in terms of which the Company acquired a 51 per cent. indirect equity interest in the Bokoni group of companies, comprising Bokoni Platinum Holdings Proprietary Limited, and its subsidiaries, Bokoni Platinum Mine Proprietary Limited, Ga Phasha Platinum Mine Proprietary Limited, Boikgantsho Platinum Mine Proprietary Limited and Kwanda Platinum Mine Proprietary Limited (the “Bokoni Group”).

 

RPM retained a 49 per cent. equity interest in the Bokoni Group.

 

The funding required by the Company to pay the purchase consideration of ZAR 2.6 billion in respect of its 51 per cent. equity interest in the Bokoni Group was raised through a combination of bank funding and vendor funding.

 

The vendor funding included the subscription by RPM for B1 Shares in Pelawan SPV for the subscription price of ZAR 1.1 billion. Pelawan SPV, in turn, subscribed for B2 Shares and B3 Shares in Plateau for the aggregate subscription price of ZAR 1.1 billion.

 

The terms attaching to the B1 Shares, the B2 Shares and the B3 Shares provided for the conversion of such shares into ordinary shares of Pelawan SPV. The subsequent sale of such ordinary shares was carried out pursuant to the forward sale agreements (as described in Item 3 above). Pursuant to the terms of the forward sale agreements, Pelawan SPV was entitled to receive 111,600,000 Shares and RPM was entitled to receive 115,800,000 Shares.

 

 

Item 7.

Materials to be Filed as Exhibits

 

Exhibit

 

Description

A

 

Joint Filing Agreement between Rustenburg Platinum Mines Limited and Anglo American Platinum Limited

 

 

 

B

 

Sale and Purchase Agreement between Atlatsa Holdings Proprietary Limited and Rustenburg Platinum Mines Limited in respect of 115,800,000 common shares in the issued share capital of Atlatsa Resources Corporation(1)

 


(1)                                 Filed as an exhibit to the original Schedule 13D on January 24, 2014.

 

5



 

SIGNATURES

 

After reasonable inquiry and to the best of my knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct.

 

Dated: February 3, 2014

 

 

Rustenburg Platinum Mines Limited

 

 

 

 

 

 

By:

/s/ BONGANI NQWABABA

 

 

Signature

 

 

 

 

 

 

 

Bongani Nqwababa/Finance Director

 

 

Name/Title

 

 

 

 

 

Anglo American Platinum Limited

 

 

 

 

 

 

By:

/s/ BONGANI NQWABABA

 

 

Signature

 

 

 

 

 

 

 

Bongani Nqwababa/Finance Director

 

 

Name/Title

 

 

6



 

SCHEDULE A

 

The response set forth in Schedule A of the Schedule 13D is hereby restated in its entirety with the information below:

 

Rustenburg Platinum Mines Limited
Directors and Executive Officers

 

Name

 

Present Principal
Occupation

 

Business Address

 

Citizenship

Christopher Ivan Griffith

 

Chief Executive Officer, AAPL

 

55 Marshall Street, Johannesburg, 2001, Republic of South Africa

 

South African

 

 

 

 

 

 

 

Andrew Robert Hinkly

 

Head of Commercial

 

20 Carlton House Terrace, London, SW1Y 5AN, United Kingdom

 

British/American

 

 

 

 

 

 

 

Pieter Johannes Louw

 

Executive Director, Mining

 

55 Marshall Street, Johannesburg, 2001, Republic of South Africa

 

South African

 

 

 

 

 

 

 

Lorato Nelly Mogaki

 

Executive Director, Human Resources

 

55 Marshall Street, Johannesburg, 2001, Republic of South Africa

 

South African

 

 

 

 

 

 

 

Johannes Mokoka

 

Head of Business Development

 

55 Marshall Street, Johannesburg, 2001, Republic of South Africa

 

South African

 

 

 

 

 

 

 

July Ndlovu

 

Executive Director, Process Operations

 

55 Marshall Street, Johannesburg, 2001, Republic of South Africa

 

Zimbabwean

 

 

 

 

 

 

 

Bongani Nqwababa

 

Finance Director

 

55 Marshall Street, Johannesburg, 2001, Republic of South Africa

 

South African

 

 

 

 

 

 

 

Dean William Pelser

 

Executive Director, Safety, Health and Environment

 

MIB House, 30 General Joubert Street, Polokwane, Republic of South Africa

 

South African

 

 

 

 

 

 

 

Vinogaren Parmanandhan Pillay

 

Executive Director, Joint Ventures

 

55 Marshall Street, Johannesburg, 2001, Republic of South Africa

 

South African

 

 

 

 

 

 

 

Martin Poggiolini

 

Company Director, Finance and Performance Management, Corporate Finance

 

55 Marshall Street, Johannesburg, 2001, Republic of South Africa

 

South African

 

 

 

 

 

 

 

Gordon Leslie Smith

 

Executive Director, Technical

 

55 Marshall Street, Johannesburg, 2001, Republic of South Africa

 

South African

 

7



 

Anglo American Platinum Limited
Directors and Executive Officers

 

Name

 

Present Principal
Occupation

 

Business Address

 

Citizenship

Mark Cutifani

 

Chief Executive, AA

 

20 Carlton House Terrace, London, SW1Y 5AN, United Kingdom

 

Australian

 

 

 

 

 

 

 

Richard Matthew Wingfield Dunne

 

Company Director

 

P.O. Box 1982, Northcliff, 2115, Republic of South Africa

 

South African

 

 

 

 

 

 

 

Christopher Ivan Griffith

 

Chief Executive Officer

 

55 Marshall Street, Johannesburg 2107, Republic of South Africa

 

South African

 

 

 

 

 

 

 

Khanyisile Thandiwe Kweyama

 

Executive Director, Anglo American South Africa Limited

 

44 Main Street, Johannesburg, 2001, Republic of South Africa

 

South African

 

 

 

 

 

 

 

Nkateko Peter Mageza

 

Company Director

 

Unit 6 Kitamani, 34 Pont Road, Bryanston, 2012, Republic of South Africa

 

South African

 

 

 

 

 

 

 

René Médori

 

Finance Director, AA

 

20 Carlton House Terrace, London SW1Y 5AN, United Kingdom

 

French

 

 

 

 

 

 

 

Nombulelo Thokozile Moholi

 

Company Director

 

34 Merano Crescent, Kyalami Estates, Kyalami, Republic of South Africa

 

South African

 

 

 

 

 

 

 

Mohammed Valli Moosa

 

Company Director

 

1st Floor, 3 Commerce Square, 39 Rivonia Road, Sandhurst, Sandton, Republic of South Africa

 

South African

 

 

 

 

 

 

 

Dhanasagree Naidoo

 

Company Director

 

21 Mount Royal , Corner Kopje and Rivonia Road, Morningside, Johannesburg, 2196, Republic of South Africa

 

South African

 

 

 

 

 

 

 

Bongani Nqwababa

 

Financial Director

 

55 Marshall Street, Johannesburg 2107, Republic of South Africa

 

South African

 

 

 

 

 

 

 

Anthony Martin O’Neill

 

Group Director; Technical, AA

 

20 Carlton House Terrace, London, SW1Y 5AN, United Kingdom

 

Australian

 

 

 

 

 

 

 

John Meadway Vice

 

Company Director

 

6 Meyer Street, Oaklands, Johannesburg, 2192, Republic of South Africa

 

South African

 

 

 

 

 

 

 

Peter Graeme Whitcutt

 

Group Director, Strategy and Business Development, AA

 

20 Carlton House Terrace, London, SW1Y 5AN, United Kingdom

 

South African/British

 

8



 

Anglo American plc
Directors and Executive Officers

 

Name

 

Present Principal
Occupation

 

Business Address

 

Citizenship

David Challen

 

Company Director

 

Citigroup Centre, Canada Square, Canary Wharf, London, E14 5LB, United Kingdom

 

British

 

 

 

 

 

 

 

Sir CK Chow

 

Chairman, Hong Kong Exchanges Limited

 

One Harbour View Street, Central, Hong Kong

 

British

 

 

 

 

 

 

 

Mark Cutifani

 

Chief Executive

 

20 Carlton House Terrace, London, SW1Y 5AN, United Kingdom

 

Australian

 

 

 

 

 

 

 

Judy Dlamini

 

Chairman, Mbekani Group

 

3 Melrose Bvd, Melrose Arch, Johannesburg, Republic of South Africa

 

South African

 

 

 

 

 

 

 

Byron Elmer Grote

 

Company Director

 

20 Carlton House Terrace, London, SW1Y 5AN, United Kingdom

 

British/American

 

 

 

 

 

 

 

Sir Philip Hampton

 

Chairman, Royal Bank of Scotland plc

 

Gogarburn, Edinburgh, Scotland, EH12 1HQ, United Kingdom

 

British

 

 

 

 

 

 

 

René Médori

 

Finance Director

 

20 Carlton House Terrace, London, SW1Y 5AN, United Kingdom

 

French

 

 

 

 

 

 

 

Phuthuma Nhleko

 

Chairman, Pembani Group Limited

 

Worldwide House, 29 Impala Road, Sandton 2146 Republic of South Africa

 

South African

 

 

 

 

 

 

 

Raymond Gabriel O’Rourke

 

Chairman and Chief Executive, Laing O’Rourke Group

 

Bridge Place, Anchor Boulevard, Admirals Park, Crossways, Dartford, Kent, DA2 6SN, United Kingdom

 

Irish

 

 

 

 

 

 

 

Sir Thomas John Parker

 

Chairman

 

20 Carlton House Terrace, London, SW1Y 5AN, United Kingdom

 

British

 

 

 

 

 

 

 

Mphu Keneiloe Ramatlapeng

 

Executive Vice-President, HIV AIDS & TB Clinton Health Access

 

383 Dorchester Avenue, Suite 400 Boston MA 02127, United States

 

Lesotho

 

 

 

 

 

 

 

James Edmund Rutherford

 

Company Director

 

20 Carlton House Terrace, London, SW1Y 5AN, United Kingdom

 

British

 

 

 

 

 

 

 

Anne Stevens

 

Chairman, SA IT Services

 

SA IT Services, 3000 Northfield Place, Roswell, GA 30076, United States

 

American

 

 

 

 

 

 

 

Jack Edward Thompson

 

Company Director

 

3119 Stonegate Drive, Alamo CA 94507, United States

 

American

 

 

 

 

 

 

 

Paulo Roberto Castellari-Porchia

 

CEO, Iron Ore Brazil

 

Minério de Ferro Brasil Av. Das Américas 3443, bl 3 - 2º andar Barra da Tijuca Rio de Janeiro RJ Brasil — 22631-003

 

Brazilian

 

9



 

Name

 

Present Principal
Occupation

 

Business Address

 

Citizenship

Seamus French

 

CEO, Thermal Coal & Metallurgical Coal

 

Anglo American plc 20 Carlton House Terrace London SW1Y 5AN United Kingdom

 

Irish

 

 

 

 

 

 

 

Christopher Ivan Griffith

 

CEO, Platinum

 

Anglo American Platinum Limited 55 Marshall Street Johannesburg 2001 South Africa

 

South African

 

 

 

 

 

 

 

Khanyisile Thandiwe Kweyama

 

Executive Director, Anglo American South Africa Limited

 

Anglo American South Africa Limited 44 Main Street Johannesburg 2001 South Africa

 

South African

 

 

 

 

 

 

 

Philippe Jean Claude Mellier

 

CEO, De Beers Group

 

De Beers Group 17 Charterhouse Street London EC1N 6RA United Kingdom

 

French

 

 

 

 

 

 

 

Norman Bloe Mbazima

 

CEO, Kumba Iron Ore Limited

 

Kumba Iron Ore Limited Gateway Office Park Centurion 124 Akkerboom Road Centurion 0157 South Africa

 

Zambian

 

 

 

 

 

 

 

Anthony Martin O’Neill

 

Group Technical Director

 

Anglo American plc 20 Carlton House Terrace London SW1Y 5AN United Kingdom

 

Australian

 

 

 

 

 

 

 

Mervyn Alexander Stephen Walker

 

Group Director, HR & Corporate Affairs

 

Anglo American plc 20 Carlton House Terrace London SW1Y 5AN United Kingdom

 

British

 

 

 

 

 

 

 

Duncan Graham Wanblad

 

Group Director, Other Mining Industries

 

Anglo American plc 20 Carlton House Terrace London SW1Y 5AN United Kingdom

 

South African

 

 

 

 

 

 

 

Peter Graeme Whitcutt

 

Group Director, Strategy & Business Development

 

Anglo American plc 20 Carlton House Terrace London SW1Y 5AN United Kingdom

 

South African/British

 

10



 

EXHIBIT INDEX

 

Exhibit

 

Description

A

 

Joint Filing Agreement between Rustenburg Platinum Mines Limited and Anglo American Platinum Limited

 

 

 

B

 

Sale and Purchase Agreement between Atlatsa Holdings Proprietary Limited and Rustenburg Platinum Mines Limited in respect of 115,800,000 common shares in the issued share capital of Atlatsa Resources Corporation(1)

 


(1)           Filed as an exhibit to the original Schedule 13D on January 24, 2014.

 

11


EX-99.A 2 a14-4819_1ex99da.htm EX-99.A

Exhibit 99.A

 

EXHIBIT A

 

JOINT FILING AGREEMENT

 

The undersigned hereby agree that this Amendment No. 1 to Schedule 13D, dated February 3, 2014, with respect to the common shares, without par value, of Atlatsa Resources Corporation (previously Anooraq Resources Corporation) is, and any further amendments thereto executed by each of us shall be, filed on behalf of each of us pursuant to, and in accordance with, the provisions of Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, and that this Agreement shall be included as an Exhibit to the Schedule 13D and each such amendment. Each of the undersigned agrees to be responsible for the timely filing of the Schedule 13D and any amendments thereto, and for the completeness and accuracy of the information concerning itself contained therein. This Agreement may be executed in any number of counterparts, all of which taken together shall constitute one and the same instrument.

 

IN WITNESS WHEREOF, the undersigned have executed this Agreement as of the 3rd day of February, 2014.

 

 

 

 

Rustenburg Platinum Mines Limited

 

 

 

 

By:

/s/ BONGANI NQWABABA

 

 

Signature

 

 

 

 

 

 

 

Bongani Nqwababa/Finance Director

 

 

Name/Title

 

 

 

 

 

 

Anglo American Platinum Limited

 

 

 

 

By:

/s/ BONGANI NQWABABA

 

 

Signature

 

 

 

 

 

 

 

Bongani Nqwababa/Finance Director

 

 

Name/Title