-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DTwVQSf1K6lTzTpYmB3vAnvZj3jxi5HW4IZV72IHr2rXA0mXoWiBs6t9x86qvlCo +ftIzsVwDXTkKHQjbdo14A== 0001249013-04-000173.txt : 20041215 0001249013-04-000173.hdr.sgml : 20041215 20041215191249 ACCESSION NUMBER: 0001249013-04-000173 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041213 FILED AS OF DATE: 20041215 DATE AS OF CHANGE: 20041215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MILLER SAMUEL V CENTRAL INDEX KEY: 0001081113 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31700 FILM NUMBER: 041206075 BUSINESS ADDRESS: BUSINESS PHONE: 9206615418 MAIL ADDRESS: STREET 1: AMERICAN MEDICAL SECURITY GROUP INC STREET 2: 3100 AMS BLVD CITY: GREEN BAY STATE: WI ZIP: 54313 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PACIFICARE HEALTH SYSTEMS INC /DE/ CENTRAL INDEX KEY: 0001027974 STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324] IRS NUMBER: 954591529 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5995 PLAZA DRIVE CITY: CYPRESS STATE: CA ZIP: 90630-5028 BUSINESS PHONE: 714-952-1121 MAIL ADDRESS: STREET 1: 5995 PLAZA DRIVE CITY: CYPRESS STATE: CA ZIP: 90630-5028 FORMER COMPANY: FORMER CONFORMED NAME: N T HOLDINGS INC DATE OF NAME CHANGE: 19961204 3 1 edgardoc.xml PRIMARY DOCUMENT X0202 3 2004-12-13 0 0001027974 PACIFICARE HEALTH SYSTEMS INC /DE/ PHS 0001081113 MILLER SAMUEL V 5995 PLAZA DRIVE CYPRESS CA 90630 0 1 0 0 Executive Vice President Non-Qualified Stock Option (right to buy) 54.57 2006-12-13 2014-12-13 Common Stock 31000 D Restricted Stock Unit Common Stock 13400 D Option granted under the PHS 1996 Stock Option Plan for Officers and Key Employees in a transaction exempt under Rule 16b-3. The option vests in three equal annual installments commencing on the date two years after the grant date. (2) Restricted stock units granted under the Stock Unit Deferred Compensation Plan (the "Stock Unit Plan"), which units represent shares of restricted stock of PHS granted under the 1996 Plan in a transaction exempt under Rule 16b-3. The underlying restricted stock granted under the 1996 Plan was subject to mandatory deferral into restricted stock units under the Stock Unit Plan as follows: (i) 50% of the units become distributable upon the earlier of retirement or termination of the Reporting Person and (ii) 50% of the units become distributable on the date four years after the grant date (or such later date as may be elected by the Reporting Person). The underlying shares of restricted stock represented by the units vest in three equal annual installments commencing on the date two years after the grant date. Under the Stock Unit Plan, the units are converted into underlying shares of restricted stock upon distribution. Samuel V Miller 2004-12-15 -----END PRIVACY-ENHANCED MESSAGE-----