-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FD50UJElcWs0O9cMplnv9gmrDhFuZhOGF/v4+hZiLwjyeUSceQzjhKr/C/FDyX52 SjKV1bznPMWlJ2GglpzKTw== 0001249013-03-000028.txt : 20031002 0001249013-03-000028.hdr.sgml : 20031002 20031002201923 ACCESSION NUMBER: 0001249013-03-000028 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031002 FILED AS OF DATE: 20031002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCOTT GREGORY W CENTRAL INDEX KEY: 0001209547 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31700 FILM NUMBER: 03926103 MAIL ADDRESS: STREET 1: 5995 PLAZA DR CITY: CYPRESS STATE: CA ZIP: 90630 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PACIFICARE HEALTH SYSTEMS INC /DE/ CENTRAL INDEX KEY: 0001027974 STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324] IRS NUMBER: 954591529 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 3120 LAKE CENTER DRIVE CITY: SANTA ANA STATE: CA ZIP: 92704 BUSINESS PHONE: 7148255200 MAIL ADDRESS: STREET 1: 3120 LAKE CENTER DRIVE CITY: SANTA ANA STATE: CA ZIP: 92704 FORMER COMPANY: FORMER CONFORMED NAME: N T HOLDINGS INC DATE OF NAME CHANGE: 19961204 4 1 edgardoc.xml PRIMARY DOCUMENT X0201 4 2003-10-02 0 0001027974 PACIFICARE HEALTH SYSTEMS INC /DE/ PHS 0001209547 SCOTT GREGORY W 5995 PLAZA DRIVE CYPRESS CA 90630 0 1 0 0 EVP, Chief Financial Officer Common Stock 2003-09-30 4 M 0 2400 18.38 A 18325.478 D Common Stock 2003-09-30 4 S 0 2400 49.11 D 15925.478 D Common Stock 2003-09-30 4 M 0 800 18.38 A 16725.478 D Common Stock 2003-09-30 4 S 0 800 49.1 D 15925.478 D Common Stock 2003-09-30 4 M 0 800 18.38 A 16725.478 D Common Stock 2003-09-30 4 S 0 800 49.09 D 15925.478 D Common Stock 2003-09-30 4 M 0 400 18.38 A 16325.478 D Common Stock 2003-09-30 4 S 0 400 49.08 D 15925.478 D Common Stock 2003-09-30 4 M 0 100 18.38 A 16025.478 D Common Stock 2003-09-30 4 S 0 100 49.07 D 15925.478 D Common Stock 2003-09-30 4 M 0 200 18.38 A 16125.478 D Common Stock 2003-09-30 4 S 0 200 49.06 D 15925.478 D Common Stock 2003-09-30 4 M 0 100 18.38 A 16025.478 D Common Stock 2003-09-30 4 S 0 100 49.05 D 15925.478 D Common Stock 2003-09-30 4 M 0 400 18.38 A 16325.478 D Common Stock 2003-09-30 4 S 0 400 49.04 D 15925.478 D Common Stock 1393 I By 401(k) plan Non-Qualified Stock Option (right to buy) 18.38 2003-09-30 4 M 0 4200 0 D 2003-01-24 2012-01-24 Common Stock 4200 145800 D Non-Qualified Stock Option (right to buy) 18.38 2003-09-30 4 M 0 300 0 D 2003-01-24 2012-01-24 Common Stock 300 145500 D Non-Qualified Stock Option (right to buy) 18.38 2003-09-30 4 M 0 100 0 D 2003-01-24 2012-01-24 Common Stock 100 145400 D Non-Qualified Stock Option (right to buy) 18.38 2003-09-30 4 M 0 6700 0 D 2003-01-24 2012-01-24 Common Stock 6700 138700 D Non-Qualified Stock Option (right to buy) 18.38 2003-09-30 4 M 0 200 0 D 2003-01-24 2012-01-24 Common Stock 200 138500 D Non-Qualified Stock Option (right to buy) 18.38 2003-09-30 4 M 0 300 0 D 2003-01-24 2012-01-24 Common Stock 300 138200 D Non-Qualified Stock Option (right to buy) 18.38 2003-09-30 4 M 0 200 0 D 2003-01-24 2012-01-24 Common Stock 200 138000 D Non-Qualified Stock Option (right to buy) 18.38 2003-09-30 4 M 0 800 0 D 2003-01-24 2012-01-24 Common Stock 800 137200 D Non-Qualified Stock Option (right to buy) 18.38 2003-09-30 4 M 0 1000 0 D 2003-01-24 2012-01-24 Common Stock 1000 136200 D Non-Qualified Stock Option (right to buy) 18.38 2003-09-30 4 M 0 700 0 D 2003-01-24 2012-01-24 Common Stock 700 135500 D Non-Qualified Stock Option (right to buy) 18.38 2003-09-30 4 M 0 1000 0 D 2003-01-24 2012-01-24 Common Stock 1000 134500 D Non-Qualified Stock Option (right to buy) 18.38 2003-09-30 4 M 0 10800 0 D 2003-01-24 2012-01-24 Common Stock 10800 123700 D Non-Qualified Stock Option (right to buy) 18.38 2003-09-30 4 M 0 4300 0 D 2003-01-24 2012-01-24 Common Stock 4300 119400 D Non-Qualified Stock Option (right to buy) 18.38 2003-09-30 4 M 0 800 0 D 2003-01-24 2012-01-24 Common Stock 800 118600 D Non-Qualified Stock Option (right to buy) 18.38 2003-09-30 4 M 0 900 0 D 2003-01-24 2012-01-24 Common Stock 900 117700 D Non-Qualified Stock Option (right to buy) 18.38 2003-09-30 4 M 0 2400 0 D 2003-01-24 2012-01-24 Common Stock 2400 115300 D Non-Qualified Stock Option (right to buy) 18.38 2003-09-30 4 M 0 800 0 D 2003-01-24 2012-01-24 Common Stock 800 114500 D Non-Qualified Stock Option (right to buy) 18.38 2003-09-30 4 M 0 800 0 D 2003-01-24 2012-01-24 Common Stock 800 113700 D Non-Qualified Stock Option (right to buy) 18.38 2003-09-30 4 M 0 400 0 D 2003-01-24 2012-01-24 Common Stock 400 113300 D Non-Qualified Stock Option (right to buy) 18.38 2003-09-30 4 M 0 100 0 D 2003-01-24 2012-01-24 Common Stock 100 113200 D Non-Qualified Stock Option (right to buy) 18.38 2003-09-30 4 M 0 200 0 D 2003-01-24 2012-01-24 Common Stock 200 113000 D Non-Qualified Stock Option (right to buy) 18.38 2003-09-30 4 M 0 100 0 D 2003-01-24 2012-01-24 Common Stock 100 112900 D Non-Qualified Stock Option (right to buy) 18.38 2003-09-30 4 M 0 400 0 D 2003-01-24 2012-01-24 Common Stock 400 112500 D Exercise of stock option granted under the 1996 Stock Option Plan for Officers and Key Employees of PacifiCare Health Systems, Inc., as amended in a transaction exempt under Rule 16b-3. Scott, Gregory W 2003-10-02 -----END PRIVACY-ENHANCED MESSAGE-----