-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, L98kweKoltAmHmHYoHx0Ak67hsb/im64g64Juc+KHpXVMYGy8AH8Ouf/igiee3EI Er4DMGut5Xip5PCmYg/yVA== 0001209191-03-016099.txt : 20030807 0001209191-03-016099.hdr.sgml : 20030807 20030807201300 ACCESSION NUMBER: 0001209191-03-016099 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030805 FILED AS OF DATE: 20030807 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PINCKERT WARREN E II CENTRAL INDEX KEY: 0001200623 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31700 FILM NUMBER: 03829871 MAIL ADDRESS: STREET 1: 3868 MOCKINGBIRD LN CITY: DALLAS STATE: TX ZIP: 75205 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PACIFICARE HEALTH SYSTEMS INC /DE/ CENTRAL INDEX KEY: 0001027974 STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324] IRS NUMBER: 954591529 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 3120 LAKE CENTER DRIVE CITY: SANTA ANA STATE: CA ZIP: 92704 BUSINESS PHONE: 7148255200 MAIL ADDRESS: STREET 1: 3120 LAKE CENTER DRIVE CITY: SANTA ANA STATE: CA ZIP: 92704 FORMER COMPANY: FORMER CONFORMED NAME: N T HOLDINGS INC DATE OF NAME CHANGE: 19961204 4 1 doc4.xml FORM 4 SUBMISSION X0201 42003-08-0500001027974PACIFICARE HEALTH SYSTEMS INC /DE/ phs0001200623PINCKERT WARREN E II5995 PLAZA DRIVECYPRESSCA906301000Common Stock2003-08-054M0200037.75A3632DCommon Stock2003-08-054S0200052.5D1632DCommon Stock2003-08-054M078425.5A2416DCommon Stock2003-08-054S078452.5D1632DCommon Stock2003-08-054M01000025.5 A11632DCommon Stock2003-08-054S01000052.5D1632 DCommon Stock2003-08-054M0500016.3A6632DCommon Stock2003-08-054S0500052.5D1632DCommon Stock 2003-08-054M0500025.85A6632DCommon Stock2003-08-054S0500052.5D1632DNon-Qualified Stock Option (right to buy)16.32003-08-054M050000D2001-06-292011-06-30Common Stock50000DNon-Qualified Stock Option (right to buy)25.52003-08-054M07840D2001-02-052011-02-05Common Stock78410000DNon-Qualified Stock Option (right to buy)25.52003-08-054M0100000D2001-02-052011-02-05Common Stock100000DNon-Qualified Stock Option (right to buy)25.852003-08-054M050000D2002-07-012012-07-01Common Stock50000DNon-Qualified Stock Option (right to buy)37.752003-08-054M020000D1993-12-312004-01-01Common Stock20000DExercise of stock option granted under the Amended and Restated 2000 Non-Employee Directors Stock Plan of PacifiCare Health Systems, Inc., in a transaction exempt under Rule 16b-3.Exercise of stock option granted under the Amended and Restated 1996 Non-Officer Directors Stock Plan of PacifiCare Health Systems, Inc., in a transaction exempt under Rule 16b-3. Exercise of stock option granted under the Amended and Restated 2000 Non-Employee Directors Stock Plan of PacifiCare Health Systems, Inc., in a transaction exempt under Rule 16b-3.Exercise of stock option granted under the 1992 Non-Officers Directors Stock Plan of PacifiCare Health Systems, Inc., in a transaction exempt under Rule 16b-3. s/Warren E Pinck ert II2003-08-07 -----END PRIVACY-ENHANCED MESSAGE-----