-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KhZab4HMId2pii0YBXJ/MT0cayKcwcOmMLJU3GUu/+YVdu3oixMoB3nRL6CUa9QI wX4Y+CpgkQ8jWFuXdxKBow== 0001209191-03-010418.txt : 20030703 0001209191-03-010418.hdr.sgml : 20030703 20030702215512 ACCESSION NUMBER: 0001209191-03-010418 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030702 FILED AS OF DATE: 20030703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HARTSHORN TERRY O CENTRAL INDEX KEY: 0001209518 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31700 FILM NUMBER: 03773639 MAIL ADDRESS: STREET 1: 5995 PLAZA DR CITY: CYPRESS STATE: CA ZIP: 90630 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PACIFICARE HEALTH SYSTEMS INC /DE/ CENTRAL INDEX KEY: 0001027974 STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324] IRS NUMBER: 954591529 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 3120 LAKE CENTER DRIVE CITY: SANTA ANA STATE: CA ZIP: 92704 BUSINESS PHONE: 7148255200 MAIL ADDRESS: STREET 1: 3120 LAKE CENTER DRIVE CITY: SANTA ANA STATE: CA ZIP: 92704 FORMER COMPANY: FORMER CONFORMED NAME: N T HOLDINGS INC DATE OF NAME CHANGE: 19961204 4 1 doc4.xml FORM 4 SUBMISSION X0101 42003-07-020001027974PACIFICARE HEALTH SYSTEMS INC /DE/ phs0001209518HARTSHORN TERRY O 1000Common Stock Units02003-07-014A02010A2003-07-012003-07-01Common Stock201201DCommon Stock Units02002-07-014A010840A2002-07-012002-07-01Common Stock10841084DThe Common Stock Units were received in lieu of annual director fees as provided for under the Director Plan. Under the Director Plan, non-employee directors may elect to defer all or a portion of their annual retainer fees (on a pre-tax basis) into Common Stock Units held in an account maintained for the director under the Director Plan. The number of Common Stock Units a director receives is based on the closing price of Issuer's common stock on the day the annual retainer fee would have been paid but for the deferral. When a director terminates his or her service as a director, a distribution from the director's Common Stoc k Unit account under the Director Plan is made in a single payment of shares of Issuer's common stock. With respect to the 2002 Common Stock Units, a Form 4 covering the Units deferred was inadvertently not filed at the time of deferral, but such Common Stock Units are being reported on this Form 4.s/Terry O Hartshorn2003-07-02 -----END PRIVACY-ENHANCED MESSAGE-----