-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JXlpdp3PY3w4zzK5BJtiS/CUNsd9PcWT6Un+r38I9edJWZeBa1Q9ZTFEaNX33tm+ fKKRrYJTPLjWW/ZIssB+fg== 0001209191-03-010416.txt : 20030703 0001209191-03-010416.hdr.sgml : 20030703 20030702215243 ACCESSION NUMBER: 0001209191-03-010416 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030702 FILED AS OF DATE: 20030703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHATER SHIRLEY S CENTRAL INDEX KEY: 0001209510 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31700 FILM NUMBER: 03773637 MAIL ADDRESS: STREET 1: 5995 PLAZA DR CITY: CYPRESS STATE: CA ZIP: 90630 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PACIFICARE HEALTH SYSTEMS INC /DE/ CENTRAL INDEX KEY: 0001027974 STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324] IRS NUMBER: 954591529 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 3120 LAKE CENTER DRIVE CITY: SANTA ANA STATE: CA ZIP: 92704 BUSINESS PHONE: 7148255200 MAIL ADDRESS: STREET 1: 3120 LAKE CENTER DRIVE CITY: SANTA ANA STATE: CA ZIP: 92704 FORMER COMPANY: FORMER CONFORMED NAME: N T HOLDINGS INC DATE OF NAME CHANGE: 19961204 4 1 doc4.xml FORM 4 SUBMISSION X0101 42003-07-020001027974PACIFICARE HEALTH SYSTEMS INC /DE/ phs0001209510CHATER SHIRLEY S 1000Common Stock Units02003-07-014A07630A2003-07-012003-07-01Common Stock763763DCommon Stock Units02002-07-014A010840A2002-07-012002-07-01common Stock10841084DThe Common Stock Units were received in lieu of annual director fees as provided for under the Director Plan. Under the Director Plan, non-employee directors may elect to defer all or a portion of their annual retainer fees (on a pre-tax basis) into Common Stock Units held in an account maintained for the director under the Director Plan. The number of Common Stock Units a director receives is based on the closing price of Issuer's common stock on the day the annual retainer fee would have been paid but for the deferral. When a director terminates his or her service as a director, a distribution from the director's Common Stock Unit account under the Director Plan is made in a single payment of shares of Issuer's common stock. With respect to the 2002 Common Stock Units, a Form 4 covering the Units deferred was inadvertently not filed at the time of deferral, but such Common Stock Units are being reported on this Form 4.s/Shirley S Chater, PhD2003-07-02 -----END PRIVACY-ENHANCED MESSAGE-----