0001628280-21-006407.txt : 20210401 0001628280-21-006407.hdr.sgml : 20210401 20210401180630 ACCESSION NUMBER: 0001628280-21-006407 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210330 FILED AS OF DATE: 20210401 DATE AS OF CHANGE: 20210401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NOVA DANIEL J CENTRAL INDEX KEY: 0001027730 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40249 FILM NUMBER: 21799675 MAIL ADDRESS: STREET 1: C/O HIGHLAND CAPITAL PARTNERS INC STREET 2: TWO INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ThredUp Inc. CENTRAL INDEX KEY: 0001484778 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-CATALOG & MAIL-ORDER HOUSES [5961] IRS NUMBER: 264009181 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 969 BROADWAY STREET 2: SUITE 200 CITY: OAKLAND STATE: CA ZIP: 94607 BUSINESS PHONE: 415-402-5202 MAIL ADDRESS: STREET 1: 969 BROADWAY STREET 2: SUITE 200 CITY: OAKLAND STATE: CA ZIP: 94607 FORMER COMPANY: FORMER CONFORMED NAME: thredUP DATE OF NAME CHANGE: 20100222 4 1 wf-form4_161731474369202.xml FORM 4 X0306 4 2021-03-30 0 0001484778 ThredUp Inc. TDUP 0001027730 NOVA DANIEL J C/O THREDUP, INC. 969 BROADWAY, SUITE 200 OAKLAND CA 94607 1 0 1 0 Common Stock 2021-03-30 4 J 0 23441 D 0 I See Footnote Common Stock 2021-03-30 4 J 0 5680 D 0 I See Footnote Common Stock 2021-03-30 4 J 0 8272 D 0 I See Footnote Common Stock 2021-03-30 4 J 0 735 D 0 I See Footnote Series A Preferred Stock 2021-03-30 4 C 0 110343 0 D Common Stock 110343.0 0 I See Footnote Series A Preferred Stock 2021-03-30 4 C 0 26738 0 D Common Stock 26738.0 0 I See Footnote Series A Preferred Stock 2021-03-30 4 C 0 38939 0 D Common Stock 38939.0 0 I See Footnote Series A Preferred Stock 2021-03-30 4 C 0 3458 0 D Common Stock 3458.0 0 I See Footnote Series A-1 Preferred Stock 2021-03-30 4 C 0 72292 0 D Common Stock 72292.0 0 I See Footnote Series A-1 Preferred Stock 2021-03-30 4 C 0 17518 0 D Common Stock 17518.0 0 I See Footnote Series A-1 Preferred Stock 2021-03-30 4 C 0 25511 0 D Common Stock 25511.0 0 I See Footnote Series A-1 Preferred Stock 2021-03-30 4 C 0 2265 0 D Common Stock 2265.0 0 I See Footnote Series C Preferred Stock 2021-03-30 4 C 0 1343565 0 D Common Stock 1343565.0 0 I See Footnote Series C Preferred Stock 2021-03-30 4 C 0 325572 0 D Common Stock 325572.0 0 I See Footnote Series C Preferred Stock 2021-03-30 4 C 0 474136 0 D Common Stock 474136.0 0 I See Footnote Series C Preferred Stock 2021-03-30 4 C 0 42100 0 D Common Stock 42100.0 0 I See Footnote Series D Preferred Stock 2021-03-30 4 C 0 364449 0 D Common Stock 364449.0 0 I See Footnote Series D Preferred Stock 2021-03-30 4 C 0 88313 0 D Common Stock 88313.0 0 I See Footnote Series D Preferred Stock 2021-03-30 4 C 0 128611 0 D Common Stock 128611.0 0 I See Footnote Series D Preferred Stock 2021-03-30 4 C 0 11420 0 D Common Stock 11420.0 0 I See Footnote Series E Preferred Stock 2021-03-30 4 C 0 230374 0 D Common Stock 230374.0 0 I See Footnote Series E Preferred Stock 2021-03-30 4 C 0 55824 0 D Common Stock 55824.0 0 I See Footnote Series E Preferred Stock 2021-03-30 4 C 0 81297 0 D Common Stock 81297.0 0 I See Footnote Series E Preferred Stock 2021-03-30 4 C 0 7219 0 D Common Stock 7219.0 0 I See Footnote Series E-1 Preferred Stock 2021-03-30 4 C 0 120344 0 D Common Stock 120344.0 0 I See Footnote Series E-1 Preferred Stock 2021-03-30 4 C 0 29162 0 D Common Stock 29162.0 0 I See Footnote Series E-1 Preferred Stock 2021-03-30 4 C 0 42469 0 D Common Stock 42469.0 0 I See Footnote Series E-1 Preferred Stock 2021-03-30 4 C 0 3771 0 D Common Stock 3771.0 0 I See Footnote Series F Preferred Stock 2021-03-30 4 C 0 28132 0 D Common Stock 28132.0 0 I See Footnote Series F Preferred Stock 2021-03-30 4 C 0 6817 0 D Common Stock 6817.0 0 I See Footnote Series F Preferred Stock 2021-03-30 4 C 0 9928 0 D Common Stock 9928.0 0 I See Footnote Series F Preferred Stock 2021-03-30 4 C 0 882 0 D Common Stock 882.0 0 I See Footnote Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation. These shares are held of record by Highland Capital Partners VII Limited Partnership ("Highland Capital VII"). Highland Management Partners VII, LLC ("HMP VII LLC") is the general partner of Highland Management Partners VII Limited Partnership ("HMP VII LP") which is the general partner of Highland Capital VII. Robert J. Davis, Paul A. Maeder, Corey M. Mulloy and the Reporting Person, a member of the Issuer's board of directors (collectively, the "Managing Members"), are the managing members of HMP VII LLC. Each of HMP VII LP, HMP VII LLC and the Managing Members may be deemed to share voting, investment and dispositive power over the shares held by Highland Capital VII and as a result may be deemed to have beneficial ownership over such shares. Each of HMP VII LLC, HMP VII LP and the Managing Members disclaims beneficial ownership over the shares held by Highland Capital VII to the extent of their respective pecuniary interests therein, if any. These shares are held of record by Highland Capital Partners VII-B Limited Partnership ("Highland Capital VII-B"). HMP VII LLC is the general partner of HMP VII LP which is the general partner of Highland Capital VII-B. The Managing Members are the managing members of HMP VII LLC. Each of HMP VII LP, HMP VII LLC and the Managing Members may be deemed to share voting, investment and dispositive power over the shares held by Highland Capital VII-B and as a result may be deemed to have beneficial ownership over such shares. Each of HMP VII LLC, HMP VII LP and the Managing Members disclaims beneficial ownership over the shares held by Highland Capital VII-B to the extent of their respective pecuniary interests therein, if any. These shares are held of record by Highland Capital Partners VII-C Limited Partnership ("Highland Capital VII-C"). HMP VII LLC is the general partner of HMP VII LP which is the general partner of Highland Capital VII-C. The Managing Members are the managing members of HMP VII LLC. Each of HMP VII LP, HMP VII LLC and the Managing Members may be deemed to share voting, investment and dispositive power over the shares held by Highland Capital VII-C and as a result may be deemed to have beneficial ownership over such shares. Each of HMP VII LLC, HMP VII LP and the Managing Members disclaims beneficial ownership over the shares held by Highland Capital VII-C to the extent of their respective pecuniary interests therein, if any. These shares are held of record by Highland Entrepreneurs' Fund VII Limited Partnership ("Highland Entrepreneurs' Fund"). HMP VII LLC is the general partner of HMP VII LP which is the general partner of Highland Entrepreneurs' Fund. The Managing Members are the managing members of HMP VII LLC. Each of HMP VII LP, HMP VII LLC and the Managing Members may be deemed to share voting, investment and dispositive power over the shares held by Highland Entrepreneurs' Fund and as a result may be deemed to have beneficial ownership over such shares. Each of HMP VII LLC, HMP VII LP and the Managing Members disclaims beneficial ownership over the shares held by Highland Entrepreneurs' Fund to the extent of their respective pecuniary interests therein, if any. Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series E-1 Preferred Stock and Series F Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date. Due to SEC restrictions on the number of rows allowed in Table II, this is Form 1 of 2. /s/ Alon Rotem, Attorney-in-Fact 2021-04-01