0000894189-23-005995.txt : 20230822
0000894189-23-005995.hdr.sgml : 20230822
20230822120029
ACCESSION NUMBER: 0000894189-23-005995
CONFORMED SUBMISSION TYPE: N-PX
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230630
FILED AS OF DATE: 20230822
DATE AS OF CHANGE: 20230822
EFFECTIVENESS DATE: 20230822
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ADVISORS SERIES TRUST
CENTRAL INDEX KEY: 0001027596
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
FILING VALUES:
FORM TYPE: N-PX
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-07959
FILM NUMBER: 231191729
BUSINESS ADDRESS:
STREET 1: U.S BANCORP FUND SERVICES, LLC
STREET 2: 615 E MICHIGAN STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
BUSINESS PHONE: 414-765-5340
MAIL ADDRESS:
STREET 1: 615 E MICHIGAN STREET
STREET 2: MK-WI-LC2
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
0001027596
S000074724
VegTech Plant-based Innovation & Climate ETF
C000232856
VegTech Plant-based Innovation & Climate ETF
EATV
N-PX
1
ast-vegtech_npx.txt
ANNUAL REPORT OF PROXY VOTING
******************************* FORM N-PX REPORT *******************************
ICA File Number: 811-07959
Reporting Period: 07/01/2022 - 06/30/2023
ADVISORS SERIES TRUST
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-07959
ADVISORS SERIES TRUST
(Exact name of registrant as specified in charter)
615 EAST MICHIGAN STREET
MILWAUKEE, WISCONSIN 53202
(Address of principal executive offices) (Zip code)
JEFFREY T. RAUMAN, PRESIDENT/CHIEF EXECUTIVE OFFICER
ADVISORS SERIES TRUST
C/O U.S. BANCORP FUND SERVICES, LLC
777 EAST WISCONSIN AVENUE, 5th FLOOR
MILWAUKEE, WISCONSIN 53202
(Name and address of agent for service)
Registrant's telephone number, including area code: (626) 914-7363
Date of fiscal year end: OCTOBER 31
Date of reporting period: JULY 1, 2022 - JUNE 30, 2023
================= VegTech Plant-based Innovation & Climate ETF =================
AGRONOMICS LTD.
Ticker: ANIC Security ID: G0133Q105
Meeting Date: FEB 02, 2023 Meeting Type: Annual
Record Date: JAN 31, 2023
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Re-elect Richard Reed as Director For For Management
3 Elect Denham Eke as Director For Abstain Management
4 Ratify KPMG Audit LLC, Isle of Man as For For Management
Auditors
5 Authorise Board to Fix Remuneration of For For Management
Auditors
6 Authorise Issue of Equity For Against Management
--------------------------------------------------------------------------------
AMYRIS, INC.
Ticker: AMRS Security ID: 03236M200
Meeting Date: MAY 25, 2023 Meeting Type: Annual
Record Date: MAR 28, 2023
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ana Dutra For For Management
1b Elect Director Geoffrey Duyk For For Management
1c Elect Director James McCann For For Management
1d Elect Director Steven Mills For For Management
2 Ratify Macias Gini & O'Connell LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
ANHEUSER-BUSCH INBEV SA/NV
Ticker: ABI Security ID: 03524A108
Meeting Date: APR 26, 2023 Meeting Type: Annual/Special
Record Date: MAR 14, 2023
# Proposal Mgt Rec Vote Cast Sponsor
A.1 Amend Articles Re: Composition Rules For For Management
for the Board of Directors
B.2 Receive Directors' Reports (Non-Voting) None None Management
B.3 Receive Auditors' Reports (Non-Voting) None None Management
B.4 Receive Consolidated Financial None None Management
Statements and Statutory Reports
(Non-Voting)
B.5 Approve Financial Statements, For For Management
Allocation of Income and Dividends of
EUR 0.75 per Share
B.6 Approve Discharge of Directors For For Management
B.7 Approve Discharge of Auditors For For Management
B.8.a Elect Aradhana Sarin as Independent For For Management
Director
B.8.b Elect Dirk Van de Put as Independent For For Management
Director
B.8.c Elect Lynne Biggar as Independent For For Management
Director
B.8.d Reelect Sabine Chalmers as Director For Against Management
B.8.e Reelect Claudio Garcia as Director For Against Management
B.8.f Elect Heloisa Sicupira as Director For Against Management
B.8.g Reelect Martin J. Barrington as For Against Management
Restricted Share Director
B.8.h Reelect Alejandro Santo Domingo as For Against Management
Restricted Share Director
B.8.i Elect Salvatore Mancuso as Restricted For Against Management
Share Director
B.9 Approve Remuneration Report For Against Management
C.10 Authorize Implementation of Approved For For Management
Resolutions and Filing of Required
Documents/Formalities at Trade Registry
--------------------------------------------------------------------------------
APPHARVEST, INC.
Ticker: APPH Security ID: 03783T103
Meeting Date: JUN 09, 2023 Meeting Type: Annual
Record Date: APR 12, 2023
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jonathan Webb For For Management
1.2 Elect Director Anthony Martin For For Management
1.3 Elect Director Kiran Bhatraju For For Management
1.4 Elect Director Greg Couch For Withhold Management
1.5 Elect Director Hollie P. Harris For For Management
1.6 Elect Director David Lee For For Management
1.7 Elect Director R. Geof Rochester For For Management
1.8 Elect Director Martha Stewart For For Management
1.9 Elect Director J. Kevin Willis For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Reverse Stock Split For For Management
--------------------------------------------------------------------------------
BEYOND MEAT, INC.
Ticker: BYND Security ID: 08862E109
Meeting Date: MAY 24, 2023 Meeting Type: Annual
Record Date: MAR 28, 2023
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Seth Goldman For Withhold Management
1.2 Elect Director C. James Koch For For Management
1.3 Elect Director Kathy N. Waller For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BURCON NUTRASCIENCE CORPORATION
Ticker: BU Security ID: 120831102
Meeting Date: NOV 23, 2022 Meeting Type: Annual
Record Date: OCT 05, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Lorne John Tyrrell For For Management
1.2 Elect Director Alan Chan For For Management
1.3 Elect Director J. Douglas Gilpin For For Management
1.4 Elect Director Peter H. Kappel For For Management
1.5 Elect Director Debora S. Fang For For Management
1.6 Elect Director Jeanne McCaherty For For Management
1.7 Elect Director Alfred T. L. Lau For For Management
1.8 Elect Director Aaron T. Ratner For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
CELSIUS HOLDINGS, INC.
Ticker: CELH Security ID: 15118V207
Meeting Date: JUN 01, 2023 Meeting Type: Annual
Record Date: APR 03, 2023
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Fieldly For For Management
1.2 Elect Director Nicholas Castaldo For For Management
1.3 Elect Director Caroline Levy For For Management
1.4 Elect Director Hal Kravitz For For Management
1.5 Elect Director Alexandre Ruberti For For Management
1.6 Elect Director Cheryl S. Miller For For Management
1.7 Elect Director Damon DeSantis For For Management
1.8 Elect Director Joyce Russell For For Management
1.9 Elect Director James Lee For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
--------------------------------------------------------------------------------
CORBION NV
Ticker: CRBN Security ID: N2334V109
Meeting Date: MAY 17, 2023 Meeting Type: Annual
Record Date: APR 19, 2023
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Receive Report of Management Board None None Management
(Non-Voting)
3 Adopt Financial Statements and For For Management
Statutory Reports
4 Approve Remuneration Report For For Management
5 Receive Explanation on Company's None None Management
Reserves and Dividend Policy
6 Approve Dividends of EUR 0.56 Per Share For For Management
7 Approve Discharge of Management Board For For Management
8 Approve Discharge of Supervisory Board For For Management
9 Reelect Olivier Rigaud to Management For For Management
Board
10 Reelect Mathieu Vrijsen to Supervisory For For Management
Board
11 Reelect Liz Doherty to Supervisory For For Management
Board
12 Grant Board Authority to Issue Shares For For Management
Up to 10 Percent of Issued Capital for
General Purposes
13 Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances under Item
12
14 Grant Board Authority to Issue Shares For Against Management
Up to 10 Percent of Issued Capital in
Case of Mergers, Acquisitions, or
Strategic Alliances
15 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
16 Approve Cancellation of Repurchased For For Management
Shares
17 Reappoint KPMG Accountants N.V as For For Management
Auditors
18 Other Business (Non-Voting) None None Management
19 Close Meeting None None Management
--------------------------------------------------------------------------------
CROCS, INC.
Ticker: CROX Security ID: 227046109
Meeting Date: JUN 20, 2023 Meeting Type: Annual
Record Date: APR 21, 2023
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas J. Smach For For Management
1.2 Elect Director Beth J. Kaplan For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
DESERT CONTROL AS
Ticker: DSRT Security ID: R1810P103
Meeting Date: JUN 01, 2023 Meeting Type: Annual
Record Date: JUN 01, 2023
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting; Designate For For Management
Inspector(s) of Minutes of Meeting
2 Approve Notice of Meeting and Agenda For For Management
3 Accept Financial Statements and For For Management
Statutory Reports
4 Approve Remuneration of Auditors For For Management
5 Approve Remuneration of Directors in For For Management
the Amount of NOK 250,000 for Chair
and NOK 100,000 for Other Directors
6 Elect Knut Nesse (Chair), Kristian For Against Management
Peter Olesen, Geir Hjellvik, Marit
Roed Odegaard and Maryne Lemvik as
Directors
7 Approve Creation of 10 Percent of Pool For For Management
of Capital without Preemptive Rights
8 Approve Equity Plan Financing Through For Against Management
Issuance of Shares
9 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
--------------------------------------------------------------------------------
DOLE PLC
Ticker: DOLE Security ID: G27907107
Meeting Date: JUN 26, 2023 Meeting Type: Annual
Record Date: MAY 08, 2023
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jacinta Devine For For Management
1.2 Elect Director Johan Linden For For Management
1.3 Elect Director Jimmy Tolan For For Management
1.4 Elect Director Kevin Toland For For Management
2 Ratify KPMG LLP as Auditors and For For Management
Authorise Their Remuneration
--------------------------------------------------------------------------------
E.L.F. BEAUTY, INC.
Ticker: ELF Security ID: 26856L103
Meeting Date: AUG 25, 2022 Meeting Type: Annual
Record Date: JUL 06, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tarang Amin For Withhold Management
1.2 Elect Director Tiffany Daniele For For Management
1.3 Elect Director Lori Keith For Withhold Management
1.4 Elect Director Beth Pritchard For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ELSE NUTRITION HOLDINGS INC.
Ticker: BABY Security ID: 290257104
Meeting Date: JUN 29, 2023 Meeting Type: Annual
Record Date: MAY 08, 2023
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Seven For For Management
2.1 Elect Director Hamutal Yitzhak For Withhold Management
2.2 Elect Director Uriel Kesler For Withhold Management
2.3 Elect Director Sokhie Puar For Withhold Management
2.4 Elect Director Satwinder Mann For For Management
2.5 Elect Director Eli Ronen For For Management
2.6 Elect Director Akash Bedi For For Management
2.7 Elect Director Yaki Lutski For For Management
3 Approve Kost Forer Gabbay & Kasierer For For Management
as Auditors and Authorize Board to Fix
Their Remuneration
4 Approve Amendment to Key Person For Against Management
Warrants
5 Approve Common Share Issuance Pursuant For For Management
to a Convertible Security Funding
Agreement
6 Amend Stock Option Plan For Against Management
--------------------------------------------------------------------------------
FRESH DEL MONTE PRODUCE INC.
Ticker: FDP Security ID: G36738105
Meeting Date: MAY 04, 2023 Meeting Type: Annual
Record Date: MAR 07, 2023
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Berthelot For Against Management
1.2 Elect Director Lori Tauber Marcus For Against Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
GINKGO BIOWORKS HOLDINGS, INC.
Ticker: DNA Security ID: 37611X100
Meeting Date: JUN 16, 2023 Meeting Type: Annual
Record Date: APR 20, 2023
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Arie Belldegrun For For Management
1b Elect Director Marijn E. Dekkers For For Management
1c Elect Director Kathy Hopinkah Hannan For For Management
1d Elect Director Christian Henry For For Management
1e Elect Director Reshma Kewalramani For Against Management
1f Elect Director Shyam Sankar For Against Management
1g Elect Director Harry E. Sloan For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
GIVAUDAN SA
Ticker: GIVN Security ID: H3238Q102
Meeting Date: MAR 23, 2023 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 67 per Share
4 Approve Discharge of Board of Directors For For Management
5.1 Amend Articles Re: Annulment of the For For Management
Conversion of Shares Clause
5.2 Amend Articles of Association (Incl. For For Management
Approval of Virtual-Only Shareholder
Meetings)
5.3 Amend Articles Re: Board of Directors; For For Management
Compensation; External Mandates for
Members of the Board of Directors and
Executive Committee
5.4 Approve Creation of Capital Band For For Management
within the Upper Limit of CHF 101.6
Million and the Lower Limit of CHF 92.
3 Million with or without Exclusion of
Preemptive Rights and Amend
Conditional Capital Authorization
6.1.1 Reelect Victor Balli as Director For For Management
6.1.2 Reelect Ingrid Deltenre as Director For For Management
6.1.3 Reelect Olivier Filliol as Director For For Management
6.1.4 Reelect Sophie Gasperment as Director For For Management
6.1.5 Reelect Calvin Grieder as Director and For For Management
Board Chair
6.1.6 Reelect Tom Knutzen as Director For Against Management
6.2 Elect Roberto Guidetti as Director For For Management
6.3.1 Reappoint Ingrid Deltenre as Member of For For Management
the Compensation Committee
6.3.2 Reappoint Victor Balli as Member of For For Management
the Compensation Committee
6.3.3 Appoint Olivier Filliol as Member of For For Management
the Compensation Committee
6.4 Designate Manuel Isler as Independent For For Management
Proxy
6.5 Ratify KPMG AG as Auditors For For Management
7.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 3 Million
7.2.1 Approve Short Term Variable For For Management
Remuneration of Executive Committee in
the Amount of CHF 3.3 Million
7.2.2 Approve Fixed and Long Term Variable For For Management
Remuneration of Executive Committee in
the Amount of CHF 15.4 Million
8 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
GURU ORGANIC ENERGY CORP.
Ticker: GURU Security ID: 36260M100
Meeting Date: MAR 16, 2023 Meeting Type: Annual/Special
Record Date: FEB 03, 2023
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Joseph Zakher For For Management
1b Elect Director Carl Goyette For For Management
1c Elect Director Eric Graveline For For Management
1d Elect Director Philippe Meunier For Against Management
1e Elect Director Alain Miquelon For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Re-approve Omnibus Incentive Plan For Against Management
--------------------------------------------------------------------------------
HYDROFARM HOLDINGS GROUP, INC.
Ticker: HYFM Security ID: 44888K209
Meeting Date: JUN 06, 2023 Meeting Type: Annual
Record Date: APR 10, 2023
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard D. Moss For Withhold Management
1b Elect Director Susan P. Peters For Withhold Management
2 Amend Certificate of Incorporation to For For Management
Reflect New Delaware Law Provisions
Regarding Officer Exculpation
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ICL GROUP LTD.
Ticker: ICL Security ID: M53213100
Meeting Date: MAY 10, 2023 Meeting Type: Annual
Record Date: APR 10, 2023
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Reelect Yoav Doppelt as Director For For Management
1.2 Reelect Aviad Kaufman as Director For For Management
1.3 Reelect Avisar Paz as Director For For Management
1.4 Reelect Sagi Kabla as Director For For Management
1.5 Reelect Reem Aminoach as Director For For Management
1.6 Reelect Lior Reitblatt as Director For For Management
1.7 Reelect Tzipi Ozer Armon as Director For For Management
1.8 Reelect Gadi Lesin as Director For For Management
1.9 Reelect Michal Silverberg as Director For For Management
2 Reappoint Somekh Chaikin (KPMG) as For For Management
Auditors
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
B1 If you are an Interest Holder as None Against Management
defined in Section 1 of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B2 If you are a Senior Officer as defined None Against Management
in Section 37(D) of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B3 If you are an Institutional Investor None Against Management
as defined in Regulation 1 of the
Supervision Financial Services
Regulations 2009 or a Manager of a
Joint Investment Trust Fund as defined
in the Joint Investment Trust Law,
1994, vote FOR. Otherwise, vote
against.
--------------------------------------------------------------------------------
INGREDION INCORPORATED
Ticker: INGR Security ID: 457187102
Meeting Date: MAY 19, 2023 Meeting Type: Annual
Record Date: MAR 22, 2023
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David B. Fischer For For Management
1b Elect Director Paul Hanrahan For For Management
1c Elect Director Rhonda L. Jordan For For Management
1d Elect Director Gregory B. Kenny For For Management
1e Elect Director Charles V. Magro For For Management
1f Elect Director Victoria J. Reich For For Management
1g Elect Director Catherine A. Suever For For Management
1h Elect Director Stephan B. Tanda For For Management
1i Elect Director Jorge A. Uribe For For Management
1j Elect Director Patricia Verduin For For Management
1k Elect Director Dwayne A. Wilson For For Management
1l Elect Director James P. Zallie For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify KPMG LLP as Auditors For For Management
5 Amend Bylaws to Add Federal Forum For For Management
Selection Provision
6 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
LENZING AG
Ticker: LNZ Security ID: A39226112
Meeting Date: APR 19, 2023 Meeting Type: Annual
Record Date: APR 09, 2023
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2022
(Non-Voting)
2 Approve Discharge of Management Board For For Management
for Fiscal Year 2022
3 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2022
4 Approve Remuneration of Supervisory For Against Management
Board Members
5.1 Approve Increase in Size of For For Management
Supervisory Board to Ten Members
5.2 Elect Gerhard Schwartz as Supervisory For Against Management
Board Member
5.3 Elect Nicole van der Elst Desai as For For Management
Supervisory Board Member
5.4 Elect Helmut Bernkopf as Supervisory For For Management
Board Member
5.5 Elect Christian Bruch as Supervisory For For Management
Board Member
5.6 Elect Franz Gasselsberger as For Against Management
Supervisory Board Member
6 Approve Remuneration Report For Against Management
7 Ratify KPMG Austria GmbH as Auditors For For Management
for Fiscal Year 2023
8 Approve Creation of EUR 13.8 Million For Against Management
Pool of Authorized Capital with or
without Exclusion of Preemptive Rights
9.1 Approve Issuance of Warrants/Bonds For Against Management
with Warrants Attached/Convertible
Bonds with or without Exclusion of
Preemptive Rights
9.2 Approve Creation of EUR 13.8 Million For Against Management
Pool of Capital to Guarantee
Conversion Rights
10.1 New/Amended Proposals from Shareholders None Against Management
10.2 New/Amended Proposals from Management None Against Management
and Supervisory Board
--------------------------------------------------------------------------------
LIMONEIRA COMPANY
Ticker: LMNR Security ID: 532746104
Meeting Date: MAR 21, 2023 Meeting Type: Annual
Record Date: JAN 27, 2023
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Elizabeth Blanchard For For Management
Chess
1.2 Elect Director Elizabeth Mora For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Amend Certificate of Incorporation to For For Management
Allow Exculpation of Officers
--------------------------------------------------------------------------------
LOCAL BOUNTI CORPORATION
Ticker: LOCL Security ID: 53960E106
Meeting Date: APR 26, 2023 Meeting Type: Special
Record Date: APR 03, 2023
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reverse Stock Split For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
MEATECH 3D LTD.
Ticker: MTTCF Security ID: 583435102
Meeting Date: JUL 18, 2022 Meeting Type: Annual
Record Date: JUN 16, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Change Company Name For For Management
2 Reappoint Somekh Chaikin (KPMG) as For For Management
Auditors
--------------------------------------------------------------------------------
MGP INGREDIENTS, INC.
Ticker: MGPI Security ID: 55303J106
Meeting Date: MAY 25, 2023 Meeting Type: Annual
Record Date: MAR 27, 2023
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas A. Gerke For For Management
1b Elect Director Donn Lux For For Management
1c Elect Director Kevin S. Rauckman For For Management
1d Elect Director Todd B. Siwak For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
MISSION PRODUCE, INC.
Ticker: AVO Security ID: 60510V108
Meeting Date: APR 13, 2023 Meeting Type: Annual
Record Date: FEB 14, 2023
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen J. Barnard For For Management
1.2 Elect Director Bonnie C. Lind For Withhold Management
1.3 Elect Director Linda B. Segre For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
MOLSON COORS BEVERAGE COMPANY
Ticker: TAP Security ID: 60871R209
Meeting Date: MAY 17, 2023 Meeting Type: Annual
Record Date: MAR 24, 2023
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roger G. Eaton For For Management
1.2 Elect Director Charles M. Herington For For Management
1.3 Elect Director H. Sanford Riley For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
OATLY GROUP AB
Ticker: OTLY Security ID: 67421J108
Meeting Date: MAR 06, 2023 Meeting Type: Extraordinary Shareholders
Record Date: JAN 23, 2023
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Designate Timothy Sjovall as Inspector For For Management
of Minutes of Meeting
6 Acknowledge Proper Convening of Meeting For For Management
7 Amend Articles Re: Set Minimum (SEK For For Management
850,000) and Maximum (SEK 3.4 Million)
Share Capital; Set Minimum (500
Million) and Maximum (2 Billion)
Number of Shares
8 Approve Creation of Pool of Capital For Against Management
without Preemptive Rights
9 Close Meeting None None Management
--------------------------------------------------------------------------------
OATLY GROUP AB
Ticker: OTLY Security ID: 67421J108
Meeting Date: MAY 25, 2023 Meeting Type: Annual
Record Date: APR 14, 2023
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Designate Timothy Sjovall as Inspector For For Management
of Minutes of Meeting
6 Acknowledge Proper Convening of Meeting For For Management
7 Receive Financial Statements and None None Management
Statutory Reports
8 Accept Financial Statements and For For Management
Statutory Reports
9 Approve Allocation of Income and For For Management
Omission of Dividends
10.a Approve Discharge of Eric Melloul For For Management
10.b Approve Discharge of Tim Zhang For For Management
10.c Approve Discharge of Bernard Hours For For Management
10.d Approve Discharge of Mattias Klintemar For For Management
10.e Approve Discharge of Hannah Jones For For Management
10.f Approve Discharge of Frances Rathke For For Management
10.g Approve Discharge of Steven Chu For For Management
10.h Approve Discharge of Toni Petersson For For Management
10.i Approve Discharge of Ann Chung For For Management
10.j Approve Discharge of Po Sing Lai For For Management
10.k Approve Discharge of Yawen Wu For For Management
10.l Approve Discharge of Fredrik Berg For For Management
10.m Approve Discharge of Lai Shu Tuen-Muk For For Management
11 Determine Number of Members (12) and For For Management
Deputy Members (0) of Board
12 Elect Directors For For Management
13 Approve Remuneration of Directors in For For Management
the Amount of USD 60,000 for Each
Directors; Approve Remuneration for
Committee Work
14 Approve Remuneration of Auditors For For Management
15 Ratify Ernst & Young as Auditors For For Management
16 Amend Long Term Incentive Programs For Against Management
2021-2026
17 Amend Non-Executive Director Incentive For Against Management
Plan
18 Approve Issuance of up to 20 Percent For Against Management
of Share Capital without Preemptive
Rights
19 Close Meeting None None Management
--------------------------------------------------------------------------------
ODD BURGER CORP.
Ticker: ODD Security ID: 67578E100
Meeting Date: SEP 29, 2022 Meeting Type: Annual/Special
Record Date: AUG 15, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Six For For Management
2a Elect Director James McInnes For Withhold Management
2b Elect Director Vasiliki McInnes For Withhold Management
2c Elect Director Edward (Ted) Sehl For Withhold Management
2d Elect Director Michael Fricker For For Management
2e Elect Director Utsang Desai For For Management
2f Elect Director Francois Arbour For For Management
3 Approve MNP LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
4 Amend Stock Option Plan For For Management
--------------------------------------------------------------------------------
OLAPLEX HOLDINGS, INC.
Ticker: OLPX Security ID: 679369108
Meeting Date: JUN 22, 2023 Meeting Type: Annual
Record Date: APR 26, 2023
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Janet Gurwitch For Withhold Management
1.2 Elect Director Martha (Marti) Morfitt For For Management
1.3 Elect Director David Mussafer For Withhold Management
1.4 Elect Director Emily White For Withhold Management
2 Advisory Vote on Say on Pay Frequency One Year One Year Management
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SENSIENT TECHNOLOGIES CORPORATION
Ticker: SXT Security ID: 81725T100
Meeting Date: APR 27, 2023 Meeting Type: Annual
Record Date: MAR 01, 2023
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph Carleone For For Management
1.2 Elect Director Kathleen Da Cunha For For Management
1.3 Elect Director Mario Ferruzzi For For Management
1.4 Elect Director Carol R. Jackson For For Management
1.5 Elect Director Sharad P. Jain For For Management
1.6 Elect Director Donald W. Landry For For Management
1.7 Elect Director Paul Manning For For Management
1.8 Elect Director Deborah For For Management
McKeithan-Gebhardt
1.9 Elect Director Scott C. Morrison For For Management
1.10 Elect Director Essie Whitelaw For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
SMURFIT KAPPA GROUP PLC
Ticker: SKG Security ID: G8248F104
Meeting Date: APR 28, 2023 Meeting Type: Annual
Record Date: APR 24, 2023
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Elect Mary Lynn Ferguson-McHugh as For For Management
Director
5a Re-elect Irial Finan as Director For For Management
5b Re-elect Anthony Smurfit as Director For For Management
5c Re-elect Ken Bowles as Director For For Management
5d Re-elect Anne Anderson as Director For For Management
5e Re-elect Frits Beurskens as Director For For Management
5f Re-elect Carol Fairweather as Director For For Management
5g Re-elect Kaisa Hietala as Director For For Management
5h Re-elect James Lawrence as Director For For Management
5i Re-elect Lourdes Melgar as Director For For Management
5j Re-elect Jorgen Rasmussen as Director For For Management
6 Authorise Board to Fix Remuneration of For For Management
Auditors
7 Authorise Issue of Equity For For Management
8 Authorise Issue of Equity without For For Management
Pre-emptive Rights
9 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
10 Authorise Market Purchase of Ordinary For For Management
Shares
11 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
SPINNOVA OYJ
Ticker: SPINN Security ID: X84439102
Meeting Date: MAY 04, 2023 Meeting Type: Annual
Record Date: APR 21, 2023
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Call the Meeting to Order None None Management
3 Designate Inspector or Shareholder None None Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting None None Management
5 Prepare and Approve List of None None Management
Shareholders
6 Receive Financial Statements and None None Management
Statutory Reports; Receive Auditor's
Report
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Omission of Dividends
9 Approve Discharge of Board and For For Management
President
10 Approve Remuneration Report (Advisory For Against Management
Vote)
11 Approve Remuneration of Directors in For For Management
the Monthly Amount of EUR 2,000 for
Chairman and other Directors
12 Fix Number of Directors at Seven For For Management
13 Reelect Janne Poranen, Harri Sundvik, For For Management
Hanna Liiri and Juha Salmela as
Directors; Elect Julio Ramundo, Kirsi
Sormunen and Petri Kalliokoski as New
Directors
14 Approve Remuneration of Auditor For Against Management
15 Ratify PricewaterhouseCoopers as For For Management
Auditor
16 Approve Issuance of up to 5.15 Million For For Management
Shares without Preemptive Rights
17 Close Meeting None None Management
--------------------------------------------------------------------------------
SUNOPTA INC.
Ticker: STKL Security ID: 8676EP108
Meeting Date: MAY 25, 2023 Meeting Type: Annual/Special
Record Date: MAR 24, 2023
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Albert Bolles For For Management
1b Elect Director Rebecca Fisher For For Management
1c Elect Director Joseph Ennen For For Management
1d Elect Director Dean Hollis For For Management
1e Elect Director Katrina Houde For For Management
1f Elect Director Leslie Starr Keating For For Management
1g Elect Director Diego Reynoso For For Management
1h Elect Director Mahes S. Wickramasinghe For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
5 Amend Bylaws For For Management
--------------------------------------------------------------------------------
TESLA, INC.
Ticker: TSLA Security ID: 88160R101
Meeting Date: AUG 04, 2022 Meeting Type: Annual
Record Date: JUN 06, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ira Ehrenpreis For Against Management
1.2 Elect Director Kathleen Wilson-Thompson For Against Management
2 Reduce Director Terms from Three to For For Management
Two Years
3 Eliminate Supermajority Voting For For Management
Provisions
4 Increase Authorized Common Stock For For Management
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
6 Adopt Proxy Access Right Against For Shareholder
7 Report on Efforts to Prevent Against For Shareholder
Harassment and Discrimination in the
Workplace
8 Report on Racial and Gender Board Against Against Shareholder
Diversity
9 Report on the Impacts of Using Against For Shareholder
Mandatory Arbitration
10 Report on Corporate Climate Lobbying Against For Shareholder
in line with Paris Agreement
11 Adopt a Policy on Respecting Rights to Against For Shareholder
Freedom of Association and Collective
Bargaining
12 Report on Eradicating Child Labor in Against Against Shareholder
Battery Supply Chain
13 Report on Water Risk Exposure Against For Shareholder
--------------------------------------------------------------------------------
TESLA, INC.
Ticker: TSLA Security ID: 88160R101
Meeting Date: MAY 16, 2023 Meeting Type: Annual
Record Date: MAR 20, 2023
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Elon Musk For For Management
1.2 Elect Director Robyn Denholm For Against Management
1.3 Elect Director JB Straubel For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Report on Key-Person Risk and Efforts Against Against Shareholder
to Ameliorate It
--------------------------------------------------------------------------------
THE VITA COCO COMPANY, INC.
Ticker: COCO Security ID: 92846Q107
Meeting Date: JUN 07, 2023 Meeting Type: Annual
Record Date: APR 10, 2023
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Kirban For For Management
1.2 Elect Director John Leahy For For Management
1.3 Elect Director Kenneth Sadowsky For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
VEGANZ GROUP AG
Ticker: VEZ Security ID: D8T4KG110
Meeting Date: JUL 12, 2022 Meeting Type: Annual
Record Date: JUN 20, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2021
(Non-Voting)
2 Approve Discharge of Management Board For For Management
for Fiscal Year 2021
3 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2021
4 Ratify ECOVIS Audit AG as Auditors for For For Management
Fiscal Year 2022
--------------------------------------------------------------------------------
VILLAGE FARMS INTERNATIONAL, INC.
Ticker: VFF Security ID: 92707Y108
Meeting Date: JUN 23, 2023 Meeting Type: Annual
Record Date: MAY 01, 2023
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael A. DeGiglio For For Management
1b Elect Director John P. Henry For For Management
1c Elect Director David Holewinski For For Management
1d Elect Director Kathleen M. Mahoney For For Management
1e Elect Director John R. McLernon For For Management
1f Elect Director Stephen C. Ruffini For For Management
1g Elect Director Christopher C. Woodward For For Management
2 Advisory Vote on Executive For For Management
Compensation Approach
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
VITASOY INTERNATIONAL HOLDINGS LIMITED
Ticker: 345 Security ID: Y93794108
Meeting Date: AUG 30, 2022 Meeting Type: Annual
Record Date: AUG 24, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2A1 Elect Winston Yau-lai Lo as Director For For Management
2A2 Elect Paul Jeremy Brough as Director For For Management
2A3 Elect Roberto Guidetti as Director For For Management
2B Authorize Board to Fix Remuneration of For For Management
Directors
3 Approve KPMG as Auditors and Authorize For For Management
Board to Fix Their Remuneration
4A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
4B Authorize Repurchase of Issued Share For For Management
Capital
4C Authorize Reissuance of Repurchased For Against Management
Shares
4D Adopt New Share Option Scheme For Against Management
--------------------------------------------------------------------------------
YARA INTERNATIONAL ASA
Ticker: YAR Security ID: R9900C106
Meeting Date: JUL 07, 2022 Meeting Type: Extraordinary Shareholders
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Notice of Meeting and Agenda For For Management
2 Elect Chairman of Meeting; Designate For For Management
Inspector(s) of Minutes of Meeting
3.1 Approve Spin-Off Agreement For For Management
3.2 Approve Merger Agreement with Yara For For Management
Clean Ammonia NewCo AS and Yara Clean
Ammonia Holding AS
--------------------------------------------------------------------------------
YARA INTERNATIONAL ASA
Ticker: YAR Security ID: R9900C106
Meeting Date: DEC 06, 2022 Meeting Type: Extraordinary Shareholders
Record Date: DEC 05, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Notice of Meeting and Agenda For For Management
2 Elect Ketil E. Boe as Chairman of For For Management
Meeting; Designate Lars Mattis H.
Hanssen as Inspector of Minutes of
Meeting
3 Approve Additional Dividends of NOK 10. For For Management
00 Per Share
--------------------------------------------------------------------------------
YARA INTERNATIONAL ASA
Ticker: YAR Security ID: R9900C106
Meeting Date: JUN 12, 2023 Meeting Type: Annual
Record Date: JUN 09, 2023
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Notice of Meeting and Agenda For For Management
2 Elect Chairman of Meeting; Designate For For Management
Inspector(s) of Minutes of Meeting
3 Approve Remuneration of Auditors For For Management
4 Accept Financial Statements and For For Management
Statutory Reports; Approve Allocation
of Income and Dividends of NOK 55.00
Per Share
5.1 Approve Remuneration Policy And Other For Against Management
Terms of Employment For Executive
Management
5.2 Approve Remuneration Statement For Against Management
6 Approve Company's Corporate Governance For For Management
Statement
7 Elect Therese Log Bergjord, Tina For Against Management
Lawton and Harald Thorstein as New
Directors
8 Approve Remuneration of Directors in For For Management
the Amount of NOK 780,600 for the
Chairman, NOK 444,700 for the Vice
Chairman, and NOK 392,000 for the
Other Directors; Approve Committee Fees
9 Elect Lars Mattis Hanssen as Member of For For Management
Nominating Committee
10 Approve Remuneration of Nominating For For Management
Committee
11 Amend Articles Re: Prior Notice for For For Management
General Meetings
12 Authorize Share Repurchase Program and For For Management
Cancellation of Repurchased Shares
13 Initiate Special Investigation to Against Against Shareholder
Determine if Violations of the Working
Environment Act Took Place at
Company's Contractor
--------------------------------------------------------------------------------
ZEVIA PBC
Ticker: ZVIA Security ID: 98955K104
Meeting Date: JUN 15, 2023 Meeting Type: Annual
Record Date: APR 18, 2023
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David J. Lee For For Management
1b Elect Director Rosemary L. Ripley For For Management
1c Elect Director Justin Shaw For Against Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940,
the registrant has duly caused this report to be signed on its behalf
by the undersigned, thereunto duly authorized.
(Registrant) Advisors Series Trust
By (Signature and Title) /s/ Jeffrey T. Rauman
Jeffrey T. Rauman, President, Chief Executive Officer,
Principal Executive Officer
Date 8/18/23