0001104659-24-036707.txt : 20240320
0001104659-24-036707.hdr.sgml : 20240320
20240320161626
ACCESSION NUMBER: 0001104659-24-036707
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240318
FILED AS OF DATE: 20240320
DATE AS OF CHANGE: 20240320
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SOKOLOW NICOLAS
CENTRAL INDEX KEY: 0001027431
ORGANIZATION NAME:
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40698
FILM NUMBER: 24767991
MAIL ADDRESS:
STREET 1: 100 BLVD MALESHERBES
CITY: PARIS
STATE: I0
ZIP: 00000
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Cadre Holdings, Inc.
CENTRAL INDEX KEY: 0001860543
STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842]
ORGANIZATION NAME: 08 Industrial Applications and Services
IRS NUMBER: 383873146
STATE OF INCORPORATION: DE
BUSINESS ADDRESS:
STREET 1: 13386 INTERNATIONAL PKWY
CITY: JACKSONVILLE
STATE: FL
ZIP: 32218
BUSINESS PHONE: (904) 741-5400
MAIL ADDRESS:
STREET 1: 13386 INTERNATIONAL PKWY
CITY: JACKSONVILLE
STATE: FL
ZIP: 32218
4
1
tm249207-4_4seq1.xml
OWNERSHIP DOCUMENT
X0508
4
2024-03-18
0
0001860543
Cadre Holdings, Inc.
CDRE
0001027431
SOKOLOW NICOLAS
C/O CADRE HOLDINGS, INC.
13386 INTERNATIONAL PKWY
JACKSONVILLE
FL
32218
1
0
0
0
0
Common Stock, $.0001 par value ("Common Stock")
2024-03-18
4
M
0
11000
A
62347
D
Common Stock
587620
I
See Footnote
Common Stock
252701
I
See Footnote
Common Stock
84231
I
See Footnote
Phantom Stock
2024-03-18
4
M
0
11000
0
D
Common Stock
11000
0
D
Stock Option (right to purchase)
34.66
2024-03-18
4
A
0
16000
0
A
2034-03-18
Common Stock
16000
16000
D
On March 9, 2024, the Reporting Person was granted a phantom stock award under the Safariland Group Amended and Restated 2021 Phantom Restricted Share Plan consisting of 33,000 shares of phantom stock. Each share of phantom stock is the economic equivalent of one share of Cadre Holdings, Inc. (the "Issuer") Common Stock. 11,000 shares of phantom stock vested and became non-forfeitable on each of March 18, 2022, March 18, 2023 and March 18, 2024, respectively.
The securities reported herein are owned by ST Investors Fund, LLC, a limited liability company of which the Reporting Person is the general manager.
The securities reported herein are owned by Korsak Holdings, LLC, a limited liability company of which the Reporting Person is the general manager.
The securities reported herein are owned by Madetys Investments, LLC, a limited liability company of which the Reporting Person is the general manager.
The Reporting Person disclaims beneficial ownership of the securities described in this statement, except to the extent of his pecuniary interest in such securities.
16,000 options to purchase shares of the Issuer's Common Stock were granted under the Issuer's 2021 Stock Incentive Plan. Options to purchase 4,000 shares of the Issuer's Common Stock will vest and become exercisable in four equal consecutive quarterly tranches on each of March 31, 2024, June 30, 2024, September 30, 2024 and December 31, 2024, respectively.
/s/ Nicolas Sokolow
2024-03-20