0001104659-24-036707.txt : 20240320 0001104659-24-036707.hdr.sgml : 20240320 20240320161626 ACCESSION NUMBER: 0001104659-24-036707 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240318 FILED AS OF DATE: 20240320 DATE AS OF CHANGE: 20240320 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SOKOLOW NICOLAS CENTRAL INDEX KEY: 0001027431 ORGANIZATION NAME: STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40698 FILM NUMBER: 24767991 MAIL ADDRESS: STREET 1: 100 BLVD MALESHERBES CITY: PARIS STATE: I0 ZIP: 00000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Cadre Holdings, Inc. CENTRAL INDEX KEY: 0001860543 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] ORGANIZATION NAME: 08 Industrial Applications and Services IRS NUMBER: 383873146 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 13386 INTERNATIONAL PKWY CITY: JACKSONVILLE STATE: FL ZIP: 32218 BUSINESS PHONE: (904) 741-5400 MAIL ADDRESS: STREET 1: 13386 INTERNATIONAL PKWY CITY: JACKSONVILLE STATE: FL ZIP: 32218 4 1 tm249207-4_4seq1.xml OWNERSHIP DOCUMENT X0508 4 2024-03-18 0 0001860543 Cadre Holdings, Inc. CDRE 0001027431 SOKOLOW NICOLAS C/O CADRE HOLDINGS, INC. 13386 INTERNATIONAL PKWY JACKSONVILLE FL 32218 1 0 0 0 0 Common Stock, $.0001 par value ("Common Stock") 2024-03-18 4 M 0 11000 A 62347 D Common Stock 587620 I See Footnote Common Stock 252701 I See Footnote Common Stock 84231 I See Footnote Phantom Stock 2024-03-18 4 M 0 11000 0 D Common Stock 11000 0 D Stock Option (right to purchase) 34.66 2024-03-18 4 A 0 16000 0 A 2034-03-18 Common Stock 16000 16000 D On March 9, 2024, the Reporting Person was granted a phantom stock award under the Safariland Group Amended and Restated 2021 Phantom Restricted Share Plan consisting of 33,000 shares of phantom stock. Each share of phantom stock is the economic equivalent of one share of Cadre Holdings, Inc. (the "Issuer") Common Stock. 11,000 shares of phantom stock vested and became non-forfeitable on each of March 18, 2022, March 18, 2023 and March 18, 2024, respectively. The securities reported herein are owned by ST Investors Fund, LLC, a limited liability company of which the Reporting Person is the general manager. The securities reported herein are owned by Korsak Holdings, LLC, a limited liability company of which the Reporting Person is the general manager. The securities reported herein are owned by Madetys Investments, LLC, a limited liability company of which the Reporting Person is the general manager. The Reporting Person disclaims beneficial ownership of the securities described in this statement, except to the extent of his pecuniary interest in such securities. 16,000 options to purchase shares of the Issuer's Common Stock were granted under the Issuer's 2021 Stock Incentive Plan. Options to purchase 4,000 shares of the Issuer's Common Stock will vest and become exercisable in four equal consecutive quarterly tranches on each of March 31, 2024, June 30, 2024, September 30, 2024 and December 31, 2024, respectively. /s/ Nicolas Sokolow 2024-03-20