0001104659-23-035065.txt : 20230321 0001104659-23-035065.hdr.sgml : 20230321 20230321161334 ACCESSION NUMBER: 0001104659-23-035065 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230318 FILED AS OF DATE: 20230321 DATE AS OF CHANGE: 20230321 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SOKOLOW NICOLAS CENTRAL INDEX KEY: 0001027431 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40698 FILM NUMBER: 23749857 MAIL ADDRESS: STREET 1: 100 BLVD MALESHERBES CITY: PARIS STATE: I0 ZIP: 00000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Cadre Holdings, Inc. CENTRAL INDEX KEY: 0001860543 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 383873146 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 13386 INTERNATIONAL PKWY CITY: JACKSONVILLE STATE: FL ZIP: 32218 BUSINESS PHONE: (904) 741-5400 MAIL ADDRESS: STREET 1: 13386 INTERNATIONAL PKWY CITY: JACKSONVILLE STATE: FL ZIP: 32218 4 1 tm2310038d2_4seq1.xml OWNERSHIP DOCUMENT X0407 4 2023-03-18 0 0001860543 Cadre Holdings, Inc. CDRE 0001027431 SOKOLOW NICOLAS C/O CADRE HOLDINGS, INC. 13386 INTERNATIONAL PKWY JACKSONVILLE FL 32218 1 0 0 0 0 Common Stock, $.0001 par value ("Common Stock") 2023-03-18 4 M 0 11000 A 128347 D Common Stock 589620 I See Footnote Common Stock 252701 I See Footnote Common Stock 84231 I See Footnote Phantom Stock 2023-03-18 4 M 0 11000 0 A Common Stock 11000 11000 D On March 9, 2022, the Reporting Person was granted a phantom stock award under the Safariland Group Amended and Restated 2021 Phantom Restricted Share Plan consisting of 33,000 shares of phantom stock. Each share of phantom stock is the economic equivalent of one share of Common Stock. 11,000 shares of phantom stock vested and became non-forfeitable on March 18, 2022, 11,000 shares of phantom stock vested and became non-forfeitable on March 18, 2023, and 11,000 shares of phantom stock will vest and become non-forfeitable on March 18, 2024. The securities reported herein are owned by ST Investors Fund, LLC, a limited liability company of which the Reporting Person is the general manager. The securities reported herein are owned by Korsak Holdings, LLC, a limited liability company of which the Reporting Person is the general manager. The securities reported herein are owned by Madetys Investments, LLC, a limited liability company of which the Reporting Person is the general manager. The Reporting Person disclaims beneficial ownership of the securities described in this statement, except to the extent of his pecuniary interest in such securities. /s/ Nicolas Sokolow 2023-03-21