0001104659-23-035065.txt : 20230321
0001104659-23-035065.hdr.sgml : 20230321
20230321161334
ACCESSION NUMBER: 0001104659-23-035065
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230318
FILED AS OF DATE: 20230321
DATE AS OF CHANGE: 20230321
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SOKOLOW NICOLAS
CENTRAL INDEX KEY: 0001027431
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40698
FILM NUMBER: 23749857
MAIL ADDRESS:
STREET 1: 100 BLVD MALESHERBES
CITY: PARIS
STATE: I0
ZIP: 00000
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Cadre Holdings, Inc.
CENTRAL INDEX KEY: 0001860543
STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842]
IRS NUMBER: 383873146
STATE OF INCORPORATION: DE
BUSINESS ADDRESS:
STREET 1: 13386 INTERNATIONAL PKWY
CITY: JACKSONVILLE
STATE: FL
ZIP: 32218
BUSINESS PHONE: (904) 741-5400
MAIL ADDRESS:
STREET 1: 13386 INTERNATIONAL PKWY
CITY: JACKSONVILLE
STATE: FL
ZIP: 32218
4
1
tm2310038d2_4seq1.xml
OWNERSHIP DOCUMENT
X0407
4
2023-03-18
0
0001860543
Cadre Holdings, Inc.
CDRE
0001027431
SOKOLOW NICOLAS
C/O CADRE HOLDINGS, INC.
13386 INTERNATIONAL PKWY
JACKSONVILLE
FL
32218
1
0
0
0
0
Common Stock, $.0001 par value ("Common Stock")
2023-03-18
4
M
0
11000
A
128347
D
Common Stock
589620
I
See Footnote
Common Stock
252701
I
See Footnote
Common Stock
84231
I
See Footnote
Phantom Stock
2023-03-18
4
M
0
11000
0
A
Common Stock
11000
11000
D
On March 9, 2022, the Reporting Person was granted a phantom stock award under the Safariland Group Amended and Restated 2021 Phantom Restricted Share Plan consisting of 33,000 shares of phantom stock. Each share of phantom stock is the economic equivalent of one share of Common Stock. 11,000 shares of phantom stock vested and became non-forfeitable on March 18, 2022, 11,000 shares of phantom stock vested and became non-forfeitable on March 18, 2023, and 11,000 shares of phantom stock will vest and become non-forfeitable on March 18, 2024.
The securities reported herein are owned by ST Investors Fund, LLC, a limited liability company of which the Reporting Person is the general manager.
The securities reported herein are owned by Korsak Holdings, LLC, a limited liability company of which the Reporting Person is the general manager.
The securities reported herein are owned by Madetys Investments, LLC, a limited liability company of which the Reporting Person is the general manager.
The Reporting Person disclaims beneficial ownership of the securities described in this statement, except to the extent of his pecuniary interest in such securities.
/s/ Nicolas Sokolow
2023-03-21