-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, McuX41rSv9ZxUu34sRWKYP0mACyUvsh8D65h5EgpWo8/yU8Aq1m7iEmjaM0RRvlV oNjrLZwKDR6XPhmV4zSl1Q== 0001027430-99-000009.txt : 19990624 0001027430-99-000009.hdr.sgml : 19990624 ACCESSION NUMBER: 0001027430-99-000009 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990527 ITEM INFORMATION: FILED AS OF DATE: 19990528 FILER: COMPANY DATA: COMPANY CONFORMED NAME: COLONIAL DOWNS HOLDINGS INC CENTRAL INDEX KEY: 0001027430 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-RACING, INCLUDING TRACK OPERATION [7948] IRS NUMBER: 541826807 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: SEC FILE NUMBER: 000-22213 FILM NUMBER: 99636409 BUSINESS ADDRESS: STREET 1: 10515 COLONIAL DOWNS PARKWAY CITY: NEW KENT STATE: VA ZIP: 23124 BUSINESS PHONE: 8049667223 MAIL ADDRESS: STREET 1: 10515 COLONIAL DOWNS PKWY. CITY: NEW KENT STATE: VA ZIP: 23124 8-K 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 28, 1999 Colonial Downs Holdings , Inc. ------------------------------ (Exact name of registrant as specified in its charter) VIRGINIA 333-18295 54-1826807 (State or other jurisdiction (Commission (IRS Employer of incorporation) File Number) Identification No.) 10515 Colonial Downs Parkway, New Kent, Virginia 23124 ------------------------------------------------------ (Address of principal executive offices) Registrant's telephone number, including area code (804) 966-7223 Former name of former address, if changed since last report 2 ITEM 5. Change in NASDAQ Market Listing - ------------------------------- The listing of securities of Colonial Downs Holdings, Inc. (the "Corporation") will be transferred from the NASDAQ National Market to the NASDAQ SmallCap Market effective May 28, 1999. In late 1998, the Corporation's stock price fell below the market value public float maintenance and minimum bid requirements for inclusion on the NASDAQ National Market. Because the Corporation satisfied these National Market requirements in April, the Corporation sought continued listing of its securities on the NASDAQ National Market before a Listing Qualifications Panel. However, the Panel recommended that the Corporation's securities listing be transferred to the SmallCap Market. The Corporation currently satisfies the listing requirements of the SmallCap Market and will continue to list it securities under "CDWN". COLONIAL DOWNS HOLDINGS, INC. May 27, 1997 /s/ Ian M. Stewart - ------------ ------------------ Date Ian M. Stewart, President and Chief Financial Officer -----END PRIVACY-ENHANCED MESSAGE-----