8-K 1 a04-14352_18k.htm 8-K

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C.  20549

 

FORM 8-K

 

CURRENT REPORT
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported)     December 1, 2004

 

MID-STATE BANCSHARES

(Exact Name of registrant as specified in its charter)

 

California

 

000-23925

 

77-0442667

(State or other jurisdiction
of incorporation)

 

(Commission
File Number)

 

(IRS Employer
Identification No.)

 

1026 East Grand Avenue, Arroyo Grande, CA

 

93420

(Address of principal executive offices)

 

(Zip Code)

 

Registrant’s telephone number, including area code      (805) 473-7700

 

N/A

(Former name or former address, if changed since last report.)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

o   Written communications Pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o   Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o    Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o   Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 


 

SECTION 5 - Corporate Governance and Management

 

Item   5.02-Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers

 

On November 17, 2004,  the Board of Directors of Mid-State Bancshares,  after a thorough review, named George H. Andrews as a new director of the Company and its wholly owned subsidiary, Mid-State Bank & Trust, effective December 1, 2004.

 

SECTION 9 — FINANCIAL STATEMENTS AND EXHIBITS

 

Item 9.01 - Financial Statements and Exhibits.

 

(c)Exhibits

 

Exhibit No.

 

Description

99.1

 

Press Release announcing appointment of George H. Andrews to the Board dated December 2, 2004.

 

 

2


 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

 

Registrant:

 

 

 

 

 

MID-STATE BANCSHARES

 

 

 

Date:

December 2, 2004

 

By:

/s/ JAMES W. LOKEY

 

 

 

 

James W. Lokey

 

 

 

President

 

 

 

Chief Executive Officer

 

 

 

 

 

 

By:

/s/ JAMES G. STATHOS

 

 

 

 

James G. Stathos

 

 

 

Executive Vice President

 

 

 

Chief Financial Officer

 

 

3