-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AxPsUdWAKCLf/0AiSYzTIAf95kZFqqG0ax1PyykOfhtRgZnRgQJmjutdYyeq9RYe adEDssg54vzz1e1XAZvOrw== 0001104659-03-021440.txt : 20030924 0001104659-03-021440.hdr.sgml : 20030924 20030924124952 ACCESSION NUMBER: 0001104659-03-021440 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20030917 ITEM INFORMATION: Other events ITEM INFORMATION: Financial statements and exhibits FILED AS OF DATE: 20030924 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MID-STATE BANCSHARES CENTRAL INDEX KEY: 0001027324 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 770442667 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-23925 FILM NUMBER: 03907435 BUSINESS ADDRESS: STREET 1: 1026 GRAND AVE CITY: ARROYO GRANDE STATE: CA ZIP: 93420 BUSINESS PHONE: 8054737700 MAIL ADDRESS: STREET 1: 1026 GRAND AVE CITY: ARROYO GRANDE STATE: CA ZIP: 93420 FORMER COMPANY: FORMER CONFORMED NAME: MID STATE BANCSHARES DATE OF NAME CHANGE: 19980820 FORMER COMPANY: FORMER CONFORMED NAME: BSM BANCORP DATE OF NAME CHANGE: 19961121 8-K 1 a03-3590_18k.htm 8-K

 

United States
Securities and Exchange Commission

Washington, D.C. 20549

 

 

FORM 8-K

 

 

Current Report Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934

 

 

Date of Report (Date of earliest event reported):  September 17, 2003

 

 

MID-STATE BANCSHARES

(Name of Small Business Issuer in its Charter)

 

California

 

000-23925

 

77-0442667

(State or Other Jurisdiction of
Incorporation or Organization)

 

(File Number)

 

(I.R.S. Employer Identification No.)

 

 

 

 

 

1026 Grand Ave. Arroyo Grande, CA

 

 

 

93420

(Address of Principal Executive Offices)

 

 

 

(Zip Code)

 

 

 

 

 

Registrant’s Telephone Number, including area code:   (805) 473-7700

 

 



 

Item 5.                                   OTHER EVENTS AND REGULATION FD DISCLOSURE

 

On September 17, 2003, at its regular meeting of the Board of Directors of Mid-State Bancshares, the Board declared a thirteen cents per-share quarterly cash dividend for all shareholders of record on September 30, 2003, payable on October 15, 2003.  Please refer to the Press Release dated September 19, 2003 attached hereto and made a part hereof.

 

Item 7.                                   FINANCIAL STATEMENTS AND EXHIBITS

 

Exhibits

 

Exhibit No.

 

Description

99

 

Press Release announcing third quarter cash dividend – September 19, 2003

 

2



 

SIGNATURES

 

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

Date:   September 22, 2003

MID-STATE BANCSHARES

 

 

 

 

 

 

 

By:

/s/ JAMES W. LOKEY

 

 

 

James W. Lokey

 

 

President

 

 

Chief Executive Officer

 

 

 

 

 

 

 

By:

/S/ JAMES G. STATHOS

 

 

 

James G. Stathos

 

 

Executive Vice President

 

 

Chief Financial Officer

 

3



 

EXHIBIT INDEX

 

Exhibit No.

 

Description

 

 

 

99

 

Press Release announcing third quarter cash dividend – September 19, 2003

 

4


EX-99 3 a03-3590_1ex99.htm EX-99

Exhibit 99

 

 

News Release

 

 

 

Date:  September 19, 2003

 

Phone Number: 805/473-6803

Contact: James G. Stathos

 

NASDAQ Symbol: MDST

Title: Executive Vice President and Chief Financial Officer

 

Web site: www.midstatebank.com

 

Mid-State Bancshares Announces Third Quarter 2003 Dividend

 

ARROYO GRANDE, CA – The board of directors of Mid-State Bancshares (NASDAQ: MDST) has declared a third quarter cash dividend of $0.13 per share, announced Chairman Carrol R. Pruett. The amount is consistent with the dividend paid in the second quarter 2003 and a 30% increase over the $0.10 per share paid in third quarter 2002.

 

The dividend is payable to all shareholders of record on September 30, 2003, with a payable date of October 15, 2003.  Based on the approximate 23,216,384 shares outstanding, the total amount of the dividend will be approximately $3.0 million.

 

The payment represents the 81st consecutive cash or stock dividend paid by Mid-State Bancshares or its subsidiary, Mid-State Bank & Trust.  “A consistent dividend represents a direct return on our shareholders’ investment and also confirms the Board’s continuing faith in the Bank’s fundamental strengths,” said Pruett.

 

Mid-State Bancshares is a $2.0 billion holding company for Mid-State Bank & Trust, an independent, community bank serving California’s San Luis Obispo, Santa Barbara, and Ventura Counties.  Since opening its doors in 1961, the Bank has grown to 39 offices serving almost 100,000 households.

 



 

This Press Release includes “forward-looking statements” within the meaning of Section 27A of the Securities Act. All of the statements contained in the Press Release, other than statements of historical fact, should be considered forward-looking statements, including, but not limited to, those concerning (i) the Bank’s strategies, objectives and plans for expansion of its operations, products and services, and growth of its portfolio of loans, investments and deposits, (ii) the Bank’s beliefs and expectations regarding actions that may be taken by regulatory authorities having oversight of the operation, (iii) the Bank’s beliefs as to the adequacy of its existing and anticipated allowances for loan and real estate losses and (iv) the Bank’s beliefs and expectations concerning future operating results. Although the Bank believes the expectations reflected in those forward-looking statements are reasonable, it can give no assurance that those expectations will prove to have been correct. All subsequent written and oral forward-looking statements by or attributable to the Bank or persons acting on its behalf are expressly qualified in their entirety by this qualification. Investors are cautioned not to place undue reliance on these forward-looking statements, which speak only as of the date hereof and are not intended to give any assurance as to future results. The Bank undertakes no obligation to publicly release any revisions to these forward-looking statements to reflect events or circumstances after the date hereof or to reflect the occurrence of unanticipated events.

 

2


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