S-8 1 s-8.txt S-8 As filed with the Securities and Exchange Commission on June 5, 2000 Registration No. 333-_________________ ================================================================================ SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 MID-STATE BANCSHARES ------------------------- (Exact name of registrant as specified in its charter) California 77-0442667 (State or other jurisdiction of (I.R.S. Employer incorporation or organization) Identification No.) 1026 Grand Avenue Arroyo Grande, California 93420 (805) 473-7700 (Address, including zip code and telephone number, including area code, of registrant's principal office) 1996 STOCK OPTION PLAN ---------------------- (FULL TITLE OF THE PLAN) ---------------------------------------------- CARROL R. PRUETT Chairman of the Board 1026 Grand Avenue Arroyo Grande, California 93420 (805) 473-7700 (Name, address, including zip code, and telephone number, including area code, of agent for service) ------------------------------------------------
CALCULATION OF REGISTRATION FEE --------------------- ------------------- ------------------ -------------------- ------------------ PROPOSED PROPOSED TITLE OF MAXIMUM MAXIMUM SECURITIES AMOUNT OFFERING AGGREGATE AMOUNT OF TO BE TO BE PRICE OFFERING REGISTRATION REGISTERED REGISTERED (1) PER SHARE (2) PRICE (2) FEE --------------------- ------------------- ------------------ -------------------- ------------------ Common Stock, 607,458 shares $27.75 $16,856,960 $4,450 no par value
-------------------------------------------------------------------------------- (1) This Registration Statement covers, in addition to the number of shares of Common Stock stated above, such indeterminate number of shares as may become subject to options under the 1996 Plan as a result of the adjustment provisions thereof. (2) Estimated solely for the purpose of calculating the amount of the registration fee pursuant to Rule 457 (g). STATEMENT PURSUANT TO GENERAL INSTRUCTION E Mid-State Bancshares has previously registered shares of its common stock in connection with the 1996 Stock Option Plan. This Registration Statement merely registers additional shares of common stock in connection with such Plan and is filed in accordance with General Instruction E of Form S-8. The file number of the previous Registration Statement relating to shares for the 1996 Stock Option Plan is 333-29161 and the contents of such Registration Statement are incorporated herein by this reference. Registration Statement 333-29161 was filed under the name of "BSM Bancorp," the previous name of Mid-State Bancshares. ITEM 8. EXHIBITS. 4 1996 Stock Option Plan, as amended 5 Opinion of Reitner & Stuart relating to the legality of securities being registered, and consent 23a Consent of Arthur Andersen LLP 23b Consent of Reitner & Stuart is contained in the opinion filed as Exhibit 5 23c Consent of Vavrinek, Trine, Day & Co., LLP 23d Consent of KPMG LLP SIGNATURES Pursuant to the requirements of the Securities Act of 1933, the Corporation certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Arroyo Grande, State of California on May 18, 2000. MID-STATE BANCSHARES By: /s/ Carrol R. Pruett ------------------------- CARROL R. PRUETT Chairman of the Board By: /s/ James G. Stathos ------------------------- JAMES G. STATHOS Chief Financial Officer Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.
Dated: /s/ Carrol R. Pruett Chairman May 18, 2000 ---------------------- of the Board CARROL R. PRUETT /s/ Gracia B. Bello Director May 18, 2000 ---------------------- GRACIA B. BELLO ---------------------- Director May ____, 2000 TRUDI CAREY /s/ A. J. Diani Director May 18, 2000 ---------------------- A. J. DIANI /s/ Daryl L. Flood Director May 18, 2000 ---------------------- DARYL L. FLOOD /s/ H. Edward Heron Director May 18, 2000 ---------------------- H. EDWARD HERON /s/ Raymond E. Jones Director May 18, 2000 ---------------------- RAYMOND E. JONES /s/ James W. Lokey Director May 18, 2000 ---------------------- JAMES W. LOKEY ---------------------- Director May ____, 2000 STEPHEN P. MAGUIRE ---------------------- Director May ____, 2000 GREGORY R. MORRIS /s/ William L. Snelling Director May 18, 2000 ---------------------- WILLIAM L. SNELLING
EXHIBIT INDEX
Page at which Exhibit Appears in Sequentially Exhibit Description Numbered Copy ------- ----------- ------------- 4 1996 Stock Option Plan, as amended 5 Opinion of Reitner & Stuart relating to the legality of securities being registered, and consent 23a Consent of Arthur Andersen LLP 23b Consent of Reitner & Stuart* 23c Consent of Vavrinek, Trine, Day & Co., LLP 23d Consent of KPMG LLP ----------------------------------------------
* Contained in the opinion filed as Exhibit 5