0001193125-16-727678.txt : 20160930 0001193125-16-727678.hdr.sgml : 20160930 20160930165155 ACCESSION NUMBER: 0001193125-16-727678 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20160930 DATE AS OF CHANGE: 20160930 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: EPIQ SYSTEMS INC CENTRAL INDEX KEY: 0001027207 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 481056429 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-52999 FILM NUMBER: 161913335 BUSINESS ADDRESS: STREET 1: 501 KANSAS AVENUE CITY: KANSAS CITY STATE: KS ZIP: 66105-1309 BUSINESS PHONE: 9136219500 MAIL ADDRESS: STREET 1: 501 KANSAS AVENUE CITY: KANSAS CITY STATE: KS ZIP: 66105-1309 FORMER COMPANY: FORMER CONFORMED NAME: ELECTRONIC PROCESSING INC DATE OF NAME CHANGE: 19961116 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: OLOFSON TOM W CENTRAL INDEX KEY: 0001032024 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: BUSINESS PHONE: 9133216392 MAIL ADDRESS: STREET 1: ELECTRONIC PROCESSING INC STREET 2: 501 KANSAS AVENUE CITY: KANSAS CITY STATE: KS ZIP: 66105 SC 13G/A 1 d264176dsc13ga.htm SC 13G/A SC 13G/A

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

Schedule 13G/A

Under the Securities Exchange Act of 1934

(Amendment No. 1)*

 

 

Epiq Systems, Inc.

(Name of Issuer)

Common Stock, $0.01 Par Value

(Title of Class of Securities)

26882D109

(CUSIP Number)

September 30, 2016

(Date of Event which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨ Rule 13d-1(b)

¨ Rule 13d-1(c)

x Rule 13d-1(d)

 

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


CUSIP No. 26882D109    13G/A    Page 2 of 6 Pages

 

 

  1   

NAMES OF REPORTING PERSON

I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY):

 

Tom W. Olofson

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

(a)  ¨        (b)  ¨

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

United States of America

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

     

SOLE VOTING POWER

 

0

   6   

SHARED VOTING POWER

 

0

   7   

SOLE DISPOSITIVE POWER

 

0

   8   

SHARED DISPOSITIVE POWER

 

0

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

0

10  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)  ¨

 

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

0.00% (a)

12  

TYPE OF REPORTING PERSON (See Instructions)

 

IN

 

(a) The percentage is calculated using 38,126,452 shares outstanding as disclosed in Epiq Systems, Inc.’s quarterly report on Form 10-Q filed with the Securities and Exchange Commission on August 9, 2016.


CUSIP No. 26882D109    13G/A    Page 3 of 6 Pages

 

Item 1

 

(a)

  

Name of Issuer:

 

Epiq Systems, Inc.

Item 1   (b)   

Address of Issuer’s Principal Executive Offices:

 

    

501 Kansas Avenue

Kansas City, Kansas 66105-1300

    
Item 2   (a)   

Name of Person Filing:

 

     This Schedule 13G is being filed by Tom W. Olofson (the “Reporting Person”).
Item 2   (b)   

Address of Principal Business Office or, if none, Residence:

 

    

Tom W. Olofson

c/o Epiq Systems, Inc.

     501 Kansas Avenue
     Kansas City, Kansas 66105-1300
Item 2   (c)   

Citizenship:

 

     The Reporting Person is a citizen of the United States of America.
Item 2   (d)   

Title of Class of Securities:

 

     Common Stock, par value $0.01 per share.
Item 2   (e)   

CUSIP Number:

 

     26882D109
Item 3     

If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

  (a) ¨   

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).

 

  (b) ¨   

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).

 

  (c) ¨   

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).

 

  (d) ¨   

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).

 

  (e) ¨   

An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E).

 

  (f) ¨    An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F).


CUSIP No. 26882D109    13G/A    Page 4 of 6 Pages

 

   (g)  ¨    A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G).
   (h)  ¨    A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813).
   (i)   ¨    A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3).
   (j)   ¨    Non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J).
   (k)  ¨    Group, in accordance with §240.13d-1(b)(1)(ii)(K).
      Not applicable.
Item 4       Ownership:
   (a)    Amount beneficially owned: 0
   (b)    Percent of class: See Item 11 on the cover page hereto.
   (c)    Number of shares as to which such person has:
     

(i)       sole power to vote or to direct the vote: 0

     

(ii)      shared power to vote or to direct the vote: 0

     

(iii)     sole power to dispose or to direct the disposition of: 0

     

(iv)     shared power to dispose or to direct the disposition of: 0

Item 5       Ownership of Five Percent or Less of a Class:
      If this statement is being filed to report the fact that as of the date hereof the Reporting Person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following  x.


CUSIP No. 26882D109    13G/A    Page 5 of 6 Pages

 

Item 6    Ownership of More Than Five Percent on Behalf of Another Person:
   Not Applicable.
Item 7    Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company:
   Not Applicable.
Item 8    Identification and Classification of Members of the Group:
   Not Applicable.
Item 9    Notice of Dissolution of Group:
   Not Applicable.
Item 10    Certification:
   Not Applicable. This statement on Schedule 13G is not filed pursuant to Rule 13d-1(b) or Rule 13d-1(c).


SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Date: September 30, 2016
By:  

/s/ Tom W. Olofson

Tom W. Olofson