0001181431-13-043544.txt : 20130808 0001181431-13-043544.hdr.sgml : 20130808 20130808095214 ACCESSION NUMBER: 0001181431-13-043544 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130806 FILED AS OF DATE: 20130808 DATE AS OF CHANGE: 20130808 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EPIQ SYSTEMS INC CENTRAL INDEX KEY: 0001027207 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 481056429 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 501 KANSAS AVENUE CITY: KANSAS CITY STATE: KS ZIP: 66105-1309 BUSINESS PHONE: 9136219500 MAIL ADDRESS: STREET 1: 501 KANSAS AVENUE CITY: KANSAS CITY STATE: KS ZIP: 66105-1309 FORMER COMPANY: FORMER CONFORMED NAME: ELECTRONIC PROCESSING INC DATE OF NAME CHANGE: 19961116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pelofsky Joel CENTRAL INDEX KEY: 0001299337 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22081 FILM NUMBER: 131020274 MAIL ADDRESS: STREET 1: 501 KANSAS AVE. CITY: KANSAS CITY STATE: KS ZIP: 66105-1309 4 1 rrd387601.xml 08/06/2013 NET SHARE SETTLEMENT X0306 4 2013-08-06 0 0001027207 EPIQ SYSTEMS INC EPIQ 0001299337 Pelofsky Joel 501 KANSAS AVE. KANSAS CITY KS 66105 1 0 0 0 Common Stock 2013-08-06 4 M 0 9800 8.13 A 16800 D Common Stock 2013-08-06 4 F 0 6124 13.01 D 10676 D Non-Qualified Stock Options (right to buy) 8.13 2013-08-06 4 M 0 9800 0 D 2005-05-14 2015-02-14 Common Stock 9800 0 D The stock option was exercised using a Cashless Net Share Settlement in accordance with the terms of the Issuer's 2004 Equity Incentive Plan. A Cashless Net Share Settlement results in the reporting person holding shares upon exercise of the stock option and obligates them to surrender a portion of the shares received upon exercise of the stock option in order to satisfy the aggregate exercise price obligation. This component of the Cashless Net Share Settlement reflects the shares that the reporting person was obligated to surrender to the Issuer to pay for the aggregate exercise price for the shares acquired on August 6, 2013. Common stock of 10,676 shown in Table I above excludes options of 86,000. Total amount of common stock and options is 96,676. /s/Joel Pelofsky 2013-08-08