0001181431-13-043544.txt : 20130808
0001181431-13-043544.hdr.sgml : 20130808
20130808095214
ACCESSION NUMBER: 0001181431-13-043544
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130806
FILED AS OF DATE: 20130808
DATE AS OF CHANGE: 20130808
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EPIQ SYSTEMS INC
CENTRAL INDEX KEY: 0001027207
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371]
IRS NUMBER: 481056429
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 501 KANSAS AVENUE
CITY: KANSAS CITY
STATE: KS
ZIP: 66105-1309
BUSINESS PHONE: 9136219500
MAIL ADDRESS:
STREET 1: 501 KANSAS AVENUE
CITY: KANSAS CITY
STATE: KS
ZIP: 66105-1309
FORMER COMPANY:
FORMER CONFORMED NAME: ELECTRONIC PROCESSING INC
DATE OF NAME CHANGE: 19961116
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pelofsky Joel
CENTRAL INDEX KEY: 0001299337
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-22081
FILM NUMBER: 131020274
MAIL ADDRESS:
STREET 1: 501 KANSAS AVE.
CITY: KANSAS CITY
STATE: KS
ZIP: 66105-1309
4
1
rrd387601.xml
08/06/2013 NET SHARE SETTLEMENT
X0306
4
2013-08-06
0
0001027207
EPIQ SYSTEMS INC
EPIQ
0001299337
Pelofsky Joel
501 KANSAS AVE.
KANSAS CITY
KS
66105
1
0
0
0
Common Stock
2013-08-06
4
M
0
9800
8.13
A
16800
D
Common Stock
2013-08-06
4
F
0
6124
13.01
D
10676
D
Non-Qualified Stock Options (right to buy)
8.13
2013-08-06
4
M
0
9800
0
D
2005-05-14
2015-02-14
Common Stock
9800
0
D
The stock option was exercised using a Cashless Net Share Settlement in accordance with the terms of the Issuer's 2004 Equity Incentive Plan. A Cashless Net Share Settlement results in the reporting person holding shares upon exercise of the stock option and obligates them to surrender a portion of the shares received upon exercise of the stock option in order to satisfy the aggregate exercise price obligation.
This component of the Cashless Net Share Settlement reflects the shares that the reporting person was obligated to surrender to the Issuer to pay for the aggregate exercise price for the shares acquired on August 6, 2013.
Common stock of 10,676 shown in Table I above excludes options of 86,000. Total amount of common stock and options is 96,676.
/s/Joel Pelofsky
2013-08-08