0001181431-13-017451.txt : 20130318 0001181431-13-017451.hdr.sgml : 20130318 20130318162305 ACCESSION NUMBER: 0001181431-13-017451 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130315 FILED AS OF DATE: 20130318 DATE AS OF CHANGE: 20130318 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ELIZABETH M BRAHAM CENTRAL INDEX KEY: 0001182039 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22081 FILM NUMBER: 13697924 MAIL ADDRESS: STREET 1: EPIQ SYSTEMS INC STREET 2: 501 KANSAS AVE CITY: KANSAS CITY STATE: KS ZIP: 66105-1309 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EPIQ SYSTEMS INC CENTRAL INDEX KEY: 0001027207 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 481056429 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 501 KANSAS AVENUE CITY: KANSAS CITY STATE: KS ZIP: 66105-1309 BUSINESS PHONE: 9136219500 MAIL ADDRESS: STREET 1: 501 KANSAS AVENUE CITY: KANSAS CITY STATE: KS ZIP: 66105-1309 FORMER COMPANY: FORMER CONFORMED NAME: ELECTRONIC PROCESSING INC DATE OF NAME CHANGE: 19961116 4 1 rrd374372.xml SWAP EXERCISE OPTIONS X0306 4 2013-03-15 0 0001027207 EPIQ SYSTEMS INC EPIQ 0001182039 ELIZABETH M BRAHAM 501 KANSAS AVE. KANSAS CITY KS 66105 0 1 0 0 Executive Vice President & CFO Common Stock 2013-03-15 4 M 0 30000 12.61 A 419193 D Common Stock 2013-03-15 4 F 0 28713 13.175 D 390480 D Common Stock 2013-03-15 4 F 0 598 13.175 D 389882 D Non-Qualified Stock Options (right to buy) 12.61 2013-03-15 4 M 0 30000 0 D 2005-06-30 2013-05-19 Common Stock 30000 0 D The stock option grant was set to expire on May 19, 2013. The stock option was exercised using a Cashless Net Share Settlement in accordance with the terms of the Issuer's 1995 Equity Incentive Plan. A Cashless Net Share Settlement results in the reporting person holding shares upon exercise of the stock option and obligates them to surrender a portion of the shares received upon exercise of the stock option in order to satisfy the aggregate exercise price obligation and the related payroll withholding tax obligation. This component of the Cashless Net Share Settlement reflects the shares that the reporting person was obligated to surrender to the Issuer to pay for the aggregate exercise price for the shares acquired on March 15, 2013. This component of the Cashless Net Share Settlement represents surrendered shares to fund payroll taxes due by the reporting person in connection with the option exercised on March 15, 2013. Common Stock of 389,882 shown in Table I above excludes options of 605,000. Total amount of common stock and options is 994,882. /s/ Elizabeth M Braham 2013-03-18