0000899243-16-030461.txt : 20160930 0000899243-16-030461.hdr.sgml : 20160930 20160930173916 ACCESSION NUMBER: 0000899243-16-030461 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20160930 DATE AS OF CHANGE: 20160930 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EPIQ SYSTEMS INC CENTRAL INDEX KEY: 0001027207 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 481056429 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 501 KANSAS AVENUE CITY: KANSAS CITY STATE: KS ZIP: 66105-1309 BUSINESS PHONE: 9136219500 MAIL ADDRESS: STREET 1: 501 KANSAS AVENUE CITY: KANSAS CITY STATE: KS ZIP: 66105-1309 FORMER COMPANY: FORMER CONFORMED NAME: ELECTRONIC PROCESSING INC DATE OF NAME CHANGE: 19961116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tjon Sien Fat Karin - Joyce CENTRAL INDEX KEY: 0001612994 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36633 FILM NUMBER: 161913847 MAIL ADDRESS: STREET 1: 501 KANSAS AVENUE CITY: KANSAS CITY STATE: KS ZIP: 66105 FORMER NAME: FORMER CONFORMED NAME: Tjon Karin - Joyce DATE OF NAME CHANGE: 20140708 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-09-30 1 0001027207 EPIQ SYSTEMS INC EPIQ 0001612994 Tjon Sien Fat Karin - Joyce 501 KANSAS AVE KANSAS CITY KS 66105 0 1 0 0 EVP & CFO Common Stock 2016-09-30 4 A 0 34042 0.00 A 193732 D Common Stock 2016-09-30 4 D 0 151711 16.50 D 42021 D Common Stock 2016-09-30 4 D 0 42021 16.50 D 0 D Represents unvested performance restricted stock units (PRSUs) granted on January 28, 2016 that represented a contingent right to receive one share of common stock per PRSU. Pursuant to the Agreement and Plan of Merger, dated as of July 26, 2016, by and among Epiq Systems, Inc., Document Technologies, LLC and DTI Merger Sub, Inc. (the "Merger Agreement") and the applicable award agreement, these PRSUs became fully vested at the effective time of the merger. Pursuant to the Merger Agreement, these shares were canceled and converted into the right to receive $16.50 per share in cash, without interest and less any applicable withholding taxes (the "Merger Consideration"). Pursuant to the Merger Agreement, these shares of unvested restricted stock became fully vested at the effective time of the merger and were canceled and converted into the right to receive the Merger Consideration. /s/ Karin-Joyce Tjon Sien Fat 2016-09-30