0000899243-16-030447.txt : 20160930
0000899243-16-030447.hdr.sgml : 20160930
20160930173124
ACCESSION NUMBER: 0000899243-16-030447
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160930
FILED AS OF DATE: 20160930
DATE AS OF CHANGE: 20160930
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EPIQ SYSTEMS INC
CENTRAL INDEX KEY: 0001027207
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371]
IRS NUMBER: 481056429
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 501 KANSAS AVENUE
CITY: KANSAS CITY
STATE: KS
ZIP: 66105-1309
BUSINESS PHONE: 9136219500
MAIL ADDRESS:
STREET 1: 501 KANSAS AVENUE
CITY: KANSAS CITY
STATE: KS
ZIP: 66105-1309
FORMER COMPANY:
FORMER CONFORMED NAME: ELECTRONIC PROCESSING INC
DATE OF NAME CHANGE: 19961116
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SATTERLEE W BRYAN
CENTRAL INDEX KEY: 0001032028
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36633
FILM NUMBER: 161913797
BUSINESS ADDRESS:
BUSINESS PHONE: 9133216392
MAIL ADDRESS:
STREET 1: ELECTRONIC PROCESSING INC
STREET 2: 501 KANSAS AVENUE
CITY: KANSAS CITY
STATE: KS
ZIP: 66105
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-09-30
1
0001027207
EPIQ SYSTEMS INC
EPIQ
0001032028
SATTERLEE W BRYAN
501 KANSAS AVE
KANSAS CITY
KS
66105
1
0
0
0
Common Stock
2016-09-30
4
D
0
44653
16.50
D
5000
D
Common Stock
2016-09-30
4
D
0
5000
16.50
D
0
D
Non-Qualified Stock Option (right to buy)
11.86
2016-09-30
4
D
0
15000
4.64
D
2017-01-24
Common Stock
15000
0
D
Non-Qualified Stock Option (right to buy)
14.70
2016-09-30
4
D
0
10000
1.80
D
2018-02-04
Common Stock
10000
0
D
Non-Qualified Stock Option (right to buy)
14.49
2016-09-30
4
D
0
10000
2.01
D
2019-02-23
Common Stock
10000
0
D
Non-Qualified Stock Option (right to buy)
11.67
2016-09-30
4
D
0
10000
4.83
D
2020-02-25
Common Stock
10000
0
D
Non-Qualified Stock Option (right to buy)
13.39
2016-09-30
4
D
0
10000
3.11
D
2021-02-10
Common Stock
10000
0
D
Non-Qualified Stock Option (right to buy)
11.85
2016-09-30
4
D
0
10000
4.65
D
2022-02-14
Common Stock
10000
0
D
Pursuant to the Agreement and Plan of Merger by and among Epiq Systems, Inc., Document Technologies, LLC and DTI Merger Sub, Inc. (the "Merger Agreement"), these shares were canceled and converted into the right to receive $16.50 per share in cash, without interest and less any applicable withholding taxes (the "Merger Consideration").
Pursuant to the Merger Agreement, these shares of unvested restricted stock became fully vested at the effective time of the merger and were canceled and converted into the right to receive the Merger Consideration.
Represents an exercisable option, which vested in five equal annual installments commencing on January 24, 2008. The option was cancelled pursuant to the Merger Agreement in exchange for a cash payment of $4.64 per share subject to the option. This per share price represents the difference between the applicable exercise price of the option and the Merger Consideration.
Represents an exercisable option, which vested in five equal annual installments commencing on February 4, 2009. The option was cancelled pursuant to the Merger Agreement in exchange for a cash payment of $1.80 per share subject to the option. This per share price represents the difference between the applicable exercise price of the option and the Merger Consideration.
Represents an exercisable option, which vested in five equal annual installments commencing on February 23, 2010. The option was cancelled pursuant to the Merger Agreement in exchange for a cash payment of $2.01 per share subject to the option. This per share price represents the difference between the applicable exercise price of the option and the Merger Consideration.
Represents an exercisable option, which vested in five equal installments commencing on February 25, 2011 The option was cancelled pursuant to the Merger Agreement in exchange for a cash payment of $4.83 per share subject to the option. This per share price represents the difference between the applicable exercise price of the option and the Merger Consideration.
Represents an exercisable option, which vested in five equal annual installments commencing on February 10, 2012. The option was cancelled pursuant to the Merger Agreement in exchange for a cash payment of $3.11 per share subject to the option. This per share price represents the difference between the applicable exercise price of the option and the Merger Consideration.
Represents a partially exercisable option, which vests in five equal annual installments commencing on February 14, 2013. The option was cancelled pursuant to the Merger Agreement in exchange for a cash payment of $4.65 per share subject to the option. This per share price represents the difference between the applicable exercise price of the option and the Merger Consideration.
/s/ Bryan W. Satterlee
2016-09-30