-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Gpoipeupqrr/jZie1w27pL5qer9BcefHNjJGpUMaFYOkP3dgdE2qBFBivVmiV4Yb /HUZw2gN34bb2zGY9ZkSjg== 0000102710-97-000079.txt : 19970821 0000102710-97-000079.hdr.sgml : 19970821 ACCESSION NUMBER: 0000102710-97-000079 CONFORMED SUBMISSION TYPE: S-2/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970820 SROS: AMEX FILER: COMPANY DATA: COMPANY CONFORMED NAME: VALLEY RESOURCES INC /RI/ CENTRAL INDEX KEY: 0000102710 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS DISTRIBUTION [4924] IRS NUMBER: 050384723 STATE OF INCORPORATION: RI FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: S-2/A SEC ACT: 1933 Act SEC FILE NUMBER: 333-30113 FILM NUMBER: 97667032 BUSINESS ADDRESS: STREET 1: 1595 MENDON RD CITY: CUMBERLAND STATE: RI ZIP: 02864 BUSINESS PHONE: 4013341188 MAIL ADDRESS: STREET 1: PO BOX 7900 CITY: CUMBERLAND STATE: RI ZIP: 02864-7900 S-2/A 1 As Filed with the Securities and Exchange Commission on August 20, 1997 Registration No. 333-30113 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ---------------------- AMENDMENT NO. 2 TO FORM S-2 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 -------------------------- VALLEY RESOURCES, INC. (Exact name of Registrant as specified in its charter) RHODE ISLAND 05-0384723 (State of incorporation) (I.R.S. Employer Identification No.) 1595 MENDON ROAD, CUMBERLAND, RHODE ISLAND 02864, (401) 334-1188 (Address, including zip code, and telephone number, including area code, of Registrant's principal executive offices) -------------------------------------------- ALFRED P. DEGEN PRESIDENT AND CHIEF EXECUTIVE OFFICER VALLEY RESOURCES, INC. 1595 MENDON ROAD CUMBERLAND, RHODE ISLAND 02864 (401) 334-1188 (Name, address, including zip code, and telephone number, including area code, of agent for service) COPIES TO: CHRISTINE M. MARX, ESQ. JOHN L. GILLIS, JR., ESQ. EDWARDS & ANGELL ARMSTRONG, TEASDALE, SCHLAFLY & DAVIS 150 JOHN F. KENNEDY PARKWAY ONE METROPOLITAN SQUARE SHORT HILLS, NEW JERSEY 07078 ST. LOUIS, MISSOURI 63102 (201) 376-7700 (314) 621-5070 ----------------------- APPROXIMATE DATE OF COMMENCEMENT OF PROPOSED SALE TO THE PUBLIC: As soon as practicable after the Registration Statement becomes effective. ----------------------- THE REGISTRANT HEREBY AMENDS THIS REGISTRATION STATEMENT ON SUCH DATE OR DATES AS MAY BE NECESSARY TO DELAY ITS EFFECTIVE DATE UNTIL THE REGISTRANT SHALL FILE A FURTHER AMENDMENT WHICH SPECIFICALLY STATES THAT THIS REGISTRATION STATEMENT SHALL THEREAFTER BECOME EFFECTIVE IN ACCORDANCE WITH SECTION 8(A) OF THE SECURITIES ACT OF 1933 OR UNTIL THE REGISTRATION STATEMENT SHALL BECOME EFFECTIVE ON SUCH DATE AS THE COMMISSION, ACTING PURSUANT TO SAID SECTION 8(A), MAY DETERMINE. PART II INFORMATION NOT REQUIRED IN PROSPECTUS ITEM 16. EXHIBITS. Number Description 10 Loan Agreement between Valley Resources, Inc. and Fleet National Bank dated June 30, 1997 (Exhibit 10 to the Corporation's Quarterly Report on Form 10-Q for the quarter ended May 31, 1997 is hereby incorporated by reference.) II-1 SIGNATURES Pursuant to the requirement of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirement for filing on Form S-2 and had duly caused this Amendment to the Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the Town of Cumberland, State of Rhode Island, on the 20th of August, 1997. VALLEY RESOURCES, INC. By: s/Alfred P. Degen -------------------------------------- Alfred P. Degen President & Chief Executive Officer Pursuant to the requirements of the Securities Act of 1933, this Amendment to the Registration Statement has been signed by the following persons in the capacities indicated on August 20, 1997. Signature Title --------- ----- s/Alfred P. Degen - ---------------------------------- (Alfred P. Degen) President, Chief Executive Officer & Director s/K. W. Hogan - ---------------------------------- (K. W. Hogan) Senior Vice President, Chief Financial Officer & Secretary * - ---------------------------------- (Ernest N. Agresti) Director * - ---------------------------------- (Melvin G. Alperin) Director * - ---------------------------------- (C. Hamilton Davison) Director * - ---------------------------------- (Don A. DeAngelis) Director - ---------------------------------- (James M. Dillon) Director * - ---------------------------------- (Jonathan K. Farnum) Director * - ---------------------------------- (John F. Guthrie) Director * - ---------------------------------- (Eleanor M. McMahon) Director *By s/Alfred P. Degen ------------------------------ (Alfred P. Degen, Attorney-in-Fact) II-2 -----END PRIVACY-ENHANCED MESSAGE-----