0001209191-21-051722.txt : 20210816
0001209191-21-051722.hdr.sgml : 20210816
20210816200329
ACCESSION NUMBER: 0001209191-21-051722
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210812
FILED AS OF DATE: 20210816
DATE AS OF CHANGE: 20210816
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HUTCHINS GLENN H
CENTRAL INDEX KEY: 0001027038
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37352
FILM NUMBER: 211180586
MAIL ADDRESS:
STREET 1: C/O SILVER LAKE
STREET 2: 2775 SAND HILL ROAD, SUITE 100
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GREIFELD ROBERT
CENTRAL INDEX KEY: 0001214669
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37352
FILM NUMBER: 211180585
MAIL ADDRESS:
STREET 1: C/O THE NASDAQ STOCK MARKET, INC
STREET 2: ONE LIBERTY PLAZA
CITY: NEW YORK
STATE: NY
ZIP: 10006
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: North Island Holdings I, LP
CENTRAL INDEX KEY: 0001711953
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37352
FILM NUMBER: 211180590
BUSINESS ADDRESS:
STREET 1: 51 WEST 52ND STREET, 30TH FLOOR
STREET 2: C/O NORTH ISLAND VENTURES, LLC
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 929-394-0010
MAIL ADDRESS:
STREET 1: 51 WEST 52ND STREET, 30TH FLOOR
STREET 2: C/O NORTH ISLAND VENTURES, LLC
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: North Island L.L.C.
CENTRAL INDEX KEY: 0001713500
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37352
FILM NUMBER: 211180588
BUSINESS ADDRESS:
STREET 1: C/O GLENN H. HUTCHINS, 51 W 52ND STREET
STREET 2: 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: (212)403-1191
MAIL ADDRESS:
STREET 1: C/O GLENN H. HUTCHINS, 51 W 52ND STREET
STREET 2: 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: North Island Holdings I GP, LP
CENTRAL INDEX KEY: 0001711954
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37352
FILM NUMBER: 211180589
BUSINESS ADDRESS:
STREET 1: 51 WEST 52ND STREET
STREET 2: 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: (929) 394-0010
MAIL ADDRESS:
STREET 1: 51 WEST 52ND STREET
STREET 2: 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: North Island Ventures, LLC
CENTRAL INDEX KEY: 0001711970
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37352
FILM NUMBER: 211180591
BUSINESS ADDRESS:
STREET 1: 51 WEST 52ND STREET, 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 9293940010
MAIL ADDRESS:
STREET 1: 51 WEST 52ND STREET, 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: West Meadow Group LLC
CENTRAL INDEX KEY: 0001713499
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37352
FILM NUMBER: 211180587
BUSINESS ADDRESS:
STREET 1: C/O ROBERT GREIFELD, 51 W 52ND ST
STREET 2: 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: (212)401-1191
MAIL ADDRESS:
STREET 1: C/O ROBERT GREIFELD, 51 W 52ND ST
STREET 2: 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Virtu Financial, Inc.
CENTRAL INDEX KEY: 0001592386
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 320420206
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE LIBERTY PLAZA
STREET 2: 165 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10006
BUSINESS PHONE: 212-418-0100
MAIL ADDRESS:
STREET 1: ONE LIBERTY PLAZA
STREET 2: 165 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10006
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-08-12
0
0001592386
Virtu Financial, Inc.
VIRT
0001711970
North Island Ventures, LLC
667 MADISON AVE
NEW YORK
NY
10065
0
0
1
0
0001711953
North Island Holdings I, LP
C/O ORDINAL VENTURES, LLC
667 MADISON AVE
NEW YORK
NY
10065
0
0
1
0
0001711954
North Island Holdings I GP, LP
C/O ORDINAL VENTURES, LLC
667 MADISON AVE
NEW YORK
NY
10065
0
0
1
0
0001713500
North Island L.L.C.
C/O GLENN H. HUTCHINS
667 MADISON AVE
NEW YORK
NY
10065
0
0
1
0
0001713499
West Meadow Group LLC
C/O ROBERT GREIFELD
667 MADISON AVE
NEW YORK
NY
10065
0
0
1
0
0001027038
HUTCHINS GLENN H
667 MADISON AVE
NEW YORK
NY
10065
1
0
1
0
0001214669
GREIFELD ROBERT
667 MADISON AVE
NEW YORK
NY
10065
1
0
1
0
Class A common stock, par value $0.00001 per share
2021-08-12
4
S
0
1500000
26.15
D
19859243
I
See footnotes
On August 12, 2021, Ordinal Holdings I, LP sold 1,500,000 shares of the Issuer's Class A common stock, par value $0.00001 per share for approximately $26.15 per share to the Issuer.
These shares are owned directly by Ordinal Holdings I, LP.
The sole general partner of Ordinal Holdings I, LP is Ordinal Holdings I GP, LP. The sole general partner of Ordinal Holdings I GP, LP is Ordinal Ventures, LLC. Messrs. Hutchins and Greifeld, directly and/or indirectly through Tide Mill L.L.C. and West Meadow Group LLC, respectively, each control 50% of the membership interests in Ordinal Ventures, LLC. Each of Ordinal Holdings I GP, LP, Ordinal Ventures, LLC, Tide Mill L.L.C., and West Meadow Group LLC and Messrs. Hutchins and Greifeld may be deemed to beneficially own the shares beneficially owned by Ordinal Holdings I, LP, but each (other than the Ordinal Holdings I, LP to the extent of its direct holdings) disclaims beneficial ownership of such shares, except to the extent of such Reporting Person's pecuniary interest therein. (continued in Footnote 4)
(continued from Footnote 3) The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.
Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.
(see attachment for signatures)
2021-08-16
EX-24.4_1004149
2
poa.txt
POA DOCUMENT
Exhibit 24
Power of Attorney
Know all by these presents, that the undersigned hereby constitutes and appoints
each of the following officers of Virtu Financial, Inc. (the "Company"):
General Counsel,
(i) Chief Financial Officer, and
(ii) Chief Executive Officer
signing singly, the undersigned's true and lawful attorney-in-fact to:
(1) execute for and on behalf of the undersigned, in the undersigned's capacity
as an officer, director or holder of 10% or more of the registered class of
securities of the Company, Forms 3, 4 and 5 in accordance with Section 16(a) of
the Securities Exchange Act of 1934, as amended, and the rules thereunder;
(2) do and perform any and all acts for and on behalf of the undersigned that
may be necessary or desirable to complete and execute any such Form 3, 4 or 5,
complete and execute any amendment or amendments thereto, and timely file such
forms or amendments with the United States Securities and Exchange Commission
and any stock exchange or similar authority; and
(3) take any other action of any type whatsoever in connection with the
foregoing which, in the opinion of such attorney-in-fact, may be of benefit, in
the best interest of, or legally required by, the undersigned, it being
understood that the documents executed by such attorney-in-fact on behalf of the
undersigned pursuant to this Power of Attorney shall be in such form and shall
contain such terms and conditions as such attorney-in-fact may approve in such
attorney-in-fact's discretion.
The undersigned hereby grants to each such attorney-in-fact full power and
authority to do and perform any and every act and thing whatsoever requisite,
necessary, or proper to be done in the exercise of any of the rights and powers
herein granted, as fully to all intents and purposes as the undersigned might or
could do if personally present, with full power of substitution or revocation,
hereby ratifying and confirming all that such attorney-in-fact, or such
attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be
done by virtue of this power of attorney and the rights and powers herein
granted. The undersigned acknowledges that the foregoing attorneys-in-fact,
serving in such capacity at the request of the undersigned, are not assuming,
nor is the Company assuming, any of the undersigned's responsibilities to comply
with Section 16 of the Exchange Act.
This Power of Attorney shall remain in full force and effect until the
undersigned is no longer required to file Forms 3, 4 and 5 with respect to the
undersigned's holdings of and transactions in securities issued by the Company,
unless earlier revoked by the undersigned in a signed writing delivered to the
foregoing attorneys-in-fact.
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be
executed as of this 31st day of July 2017.
/S/ Glenn H. Hutchins
GLENN H. HUTCHINS
Power of Attorney
Know all by these presents, that the undersigned hereby constitutes and appoints
each of the following officers of Virtu Financial, Inc. (the "Company"):
General Counsel,
(i) Chief Financial Officer, and
(ii) Chief Executive Officer
signing singly, the undersigned's true and lawful attorney-in-fact to:
(1) execute for and on behalf of the undersigned, in the undersigned's capacity
as an officer, director or holder of 10% or more of the registered class of
securities of the Company, Forms 3, 4 and 5 in accordance with Section 16(a) of
the Securities Exchange Act of 1934, as amended, and the rules thereunder;
(2) do and perform any and all acts for and on behalf of the undersigned that
may be necessary or desirable to complete and execute any such Form 3, 4 or 5,
complete and execute any amendment or amendments thereto, and timely file such
forms or amendments with the United States Securities and Exchange Commission
and any stock exchange or similar authority; and
(3) take any other action of any type whatsoever in connection with the
foregoing which, in the opinion of such attorney-in-fact, may be of benefit, in
the best interest of, or legally required by, the undersigned, it being
understood that the documents executed by such attorney-in-fact on behalf of the
undersigned pursuant to this Power of Attorney shall be in such form and shall
contain such terms and conditions as such attorney-in-fact may approve in such
attorney-in-fact's discretion.
The undersigned hereby grants to each such attorney-in-fact full power and
authority to do and perform any and every act and thing whatsoever requisite,
necessary, or proper to be done in the exercise of any of the rights and powers
herein granted, as fully to all intents and purposes as the undersigned might or
could do if personally present, with full power of substitution or revocation,
hereby ratifying and confirming all that such attorney-in-fact, or such
attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be
done by virtue of this power of attorney and the rights and powers herein
granted. The undersigned acknowledges that the foregoing attorneys-in-fact,
serving in such capacity at the request of the undersigned, are not assuming,
nor is the Company assuming, any of the undersigned's responsibilities to comply
with Section 16 of the Exchange Act.
This Power of Attorney shall remain in full force and effect until the
undersigned is no longer required to file Forms 3, 4 and 5 with respect to the
undersigned's holdings of and transactions in securities issued by the Company,
unless earlier revoked by the undersigned in a signed writing delivered to the
foregoing attorneys-in-fact.
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be
executed as of this 31st day of July 2017.
/S/ Robert Greifeld
ROBERT GREIFELD