0001104659-17-051085.txt : 20170810 0001104659-17-051085.hdr.sgml : 20170810 20170810164230 ACCESSION NUMBER: 0001104659-17-051085 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170810 FILED AS OF DATE: 20170810 DATE AS OF CHANGE: 20170810 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GREIFELD ROBERT CENTRAL INDEX KEY: 0001214669 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37352 FILM NUMBER: 171021974 MAIL ADDRESS: STREET 1: C/O THE NASDAQ STOCK MARKET, INC STREET 2: ONE LIBERTY PLAZA CITY: NEW YORK STATE: NY ZIP: 10006 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HUTCHINS GLENN H CENTRAL INDEX KEY: 0001027038 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37352 FILM NUMBER: 171021975 MAIL ADDRESS: STREET 1: C/O SILVER LAKE STREET 2: 2775 SAND HILL ROAD, SUITE 100 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: North Island L.L.C. CENTRAL INDEX KEY: 0001713500 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37352 FILM NUMBER: 171021977 BUSINESS ADDRESS: STREET 1: C/O GLENN H. HUTCHINS, 51 W 52ND STREET STREET 2: 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: (212)403-1191 MAIL ADDRESS: STREET 1: C/O GLENN H. HUTCHINS, 51 W 52ND STREET STREET 2: 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: North Island Ventures, LLC CENTRAL INDEX KEY: 0001711970 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37352 FILM NUMBER: 171021980 BUSINESS ADDRESS: STREET 1: 51 WEST 52ND STREET, 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 9293940010 MAIL ADDRESS: STREET 1: 51 WEST 52ND STREET, 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: North Island Holdings I GP, LP CENTRAL INDEX KEY: 0001711954 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37352 FILM NUMBER: 171021978 BUSINESS ADDRESS: STREET 1: 51 WEST 52ND STREET STREET 2: 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: (929) 394-0010 MAIL ADDRESS: STREET 1: 51 WEST 52ND STREET STREET 2: 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: North Island Holdings I, LP CENTRAL INDEX KEY: 0001711953 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37352 FILM NUMBER: 171021979 BUSINESS ADDRESS: STREET 1: 51 WEST 52ND STREET, 30TH FLOOR STREET 2: C/O NORTH ISLAND VENTURES, LLC CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 929-394-0010 MAIL ADDRESS: STREET 1: 51 WEST 52ND STREET, 30TH FLOOR STREET 2: C/O NORTH ISLAND VENTURES, LLC CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: West Meadow Group LLC CENTRAL INDEX KEY: 0001713499 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37352 FILM NUMBER: 171021976 BUSINESS ADDRESS: STREET 1: C/O ROBERT GREIFELD, 51 W 52ND ST STREET 2: 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: (212)401-1191 MAIL ADDRESS: STREET 1: C/O ROBERT GREIFELD, 51 W 52ND ST STREET 2: 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Virtu Financial, Inc. CENTRAL INDEX KEY: 0001592386 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 320420206 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 300 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10282 BUSINESS PHONE: 212-418-0100 MAIL ADDRESS: STREET 1: 300 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10282 4 1 a4.xml 4 X0306 4 2017-08-10 1 0001592386 Virtu Financial, Inc. VIRT 0001711970 North Island Ventures, LLC 51 WEST 52ND STREET, 30TH FLOOR NEW YORK NY 10019 0 0 1 0 0001711953 North Island Holdings I, LP 51 WEST 52ND STREET, 30TH FLOOR C/O NORTH ISLAND VENTURES, LLC NEW YORK NY 10019 0 0 1 0 0001711954 North Island Holdings I GP, LP 51 WEST 52ND STREET 30TH FLOOR NEW YORK NY 10019 0 0 1 0 0001713500 North Island L.L.C. C/O GLENN H. HUTCHINS, 51 W 52ND STREET 30TH FLOOR NEW YORK NY 10019 0 0 1 0 0001713499 West Meadow Group LLC C/O ROBERT GREIFELD, 51 W 52ND ST 30TH FLOOR NEW YORK NY 10019 0 0 1 0 0001027038 HUTCHINS GLENN H C/O SILVER LAKE 2775 SAND HILL ROAD, SUITE 100 MENLO PARK CA 94025 1 0 1 0 0001214669 GREIFELD ROBERT C/O THE NASDAQ STOCK MARKET, INC ONE LIBERTY PLAZA NEW YORK NY 10006 1 0 1 0 Class A common stock, par value $0.00001 per share 2017-08-10 4 P 0 338124 15.44 A 40064103 I See Footnotes On August 10, 2017, pursuant to a privately negotiated investment agreement with the Issuer and a letter agreement, dated July 19, 2017, with the Issuer, North Island Holdings I, LP purchased 338,124 shares of the Issuer's Class A common stock, par value $0.00001 per share for approximately $15.44 per share. These shares are owned directly by North Island Holdings I, LP. The sole general partner of North Island Holdings I, LP is North Island Holdings I GP, LP. The sole general partner of North Island Holdings I GP, LP is North Island Ventures, LLC. Messrs. Hutchins and Greifeld, directly and/or indirectly through North Island L.L.C. and West Meadow Group LLC, respectively, each control 50% of the membership interests in North Island Ventures, LLC. Each of North Island Holdings I GP, LP, North Island Ventures, LLC, North Island L.L.C., and West Meadow Group LLC and Messrs. Hutchins and Greifeld may be deemed to beneficially own the shares beneficially owned by North Island Holdings I, LP, but each (other than the North Island Holdings I, LP to the extent of its direct holdings) disclaims beneficial ownership of such shares, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. NORTH ISLAND HOLDINGS I, LP By: North Island Holdings I GP, LP, its general partner By: North Island Ventures, LLC, its general partner By: /s/ Glenn H. Hutchins Name: Glenn H. Hutchins Title: Chief Executive Officer 2017-08-10 NORTH ISLAND HOLDINGS I GP, LP By: North Island Ventures, LLC, its general partner By: /s/ Glenn H. Hutchins Name: Glenn H. Hutchins Title: Chief Executive Officer 2017-08-10 NORTH ISLAND VENTURES, LLC By: /s/ Glenn H. Hutchins Name: Glenn H. Hutchins Title: Chief Executive Officer 2017-08-10 NORTH ISLAND L.L.C. By: /s/ Glenn H. Hutchins Name: Glenn H. Hutchins Title: Investment Manager 2017-08-10 WEST MEADOW GROUP LLC By: /s/ Robert Greifeld Name: Robert Greifeld Title: Administrative Manager 2017-08-10 GLENN H. HUTCHINS /s/ Glenn H. Hutchins 2017-08-10 ROBERT GREIFELD /s/ Robert Greifeld 2017-08-10