0001104659-17-051085.txt : 20170810
0001104659-17-051085.hdr.sgml : 20170810
20170810164230
ACCESSION NUMBER: 0001104659-17-051085
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170810
FILED AS OF DATE: 20170810
DATE AS OF CHANGE: 20170810
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GREIFELD ROBERT
CENTRAL INDEX KEY: 0001214669
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37352
FILM NUMBER: 171021974
MAIL ADDRESS:
STREET 1: C/O THE NASDAQ STOCK MARKET, INC
STREET 2: ONE LIBERTY PLAZA
CITY: NEW YORK
STATE: NY
ZIP: 10006
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HUTCHINS GLENN H
CENTRAL INDEX KEY: 0001027038
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37352
FILM NUMBER: 171021975
MAIL ADDRESS:
STREET 1: C/O SILVER LAKE
STREET 2: 2775 SAND HILL ROAD, SUITE 100
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: North Island L.L.C.
CENTRAL INDEX KEY: 0001713500
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37352
FILM NUMBER: 171021977
BUSINESS ADDRESS:
STREET 1: C/O GLENN H. HUTCHINS, 51 W 52ND STREET
STREET 2: 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: (212)403-1191
MAIL ADDRESS:
STREET 1: C/O GLENN H. HUTCHINS, 51 W 52ND STREET
STREET 2: 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: North Island Ventures, LLC
CENTRAL INDEX KEY: 0001711970
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37352
FILM NUMBER: 171021980
BUSINESS ADDRESS:
STREET 1: 51 WEST 52ND STREET, 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 9293940010
MAIL ADDRESS:
STREET 1: 51 WEST 52ND STREET, 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: North Island Holdings I GP, LP
CENTRAL INDEX KEY: 0001711954
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37352
FILM NUMBER: 171021978
BUSINESS ADDRESS:
STREET 1: 51 WEST 52ND STREET
STREET 2: 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: (929) 394-0010
MAIL ADDRESS:
STREET 1: 51 WEST 52ND STREET
STREET 2: 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: North Island Holdings I, LP
CENTRAL INDEX KEY: 0001711953
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37352
FILM NUMBER: 171021979
BUSINESS ADDRESS:
STREET 1: 51 WEST 52ND STREET, 30TH FLOOR
STREET 2: C/O NORTH ISLAND VENTURES, LLC
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 929-394-0010
MAIL ADDRESS:
STREET 1: 51 WEST 52ND STREET, 30TH FLOOR
STREET 2: C/O NORTH ISLAND VENTURES, LLC
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: West Meadow Group LLC
CENTRAL INDEX KEY: 0001713499
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37352
FILM NUMBER: 171021976
BUSINESS ADDRESS:
STREET 1: C/O ROBERT GREIFELD, 51 W 52ND ST
STREET 2: 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: (212)401-1191
MAIL ADDRESS:
STREET 1: C/O ROBERT GREIFELD, 51 W 52ND ST
STREET 2: 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Virtu Financial, Inc.
CENTRAL INDEX KEY: 0001592386
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 320420206
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 300 VESEY STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
BUSINESS PHONE: 212-418-0100
MAIL ADDRESS:
STREET 1: 300 VESEY STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
4
1
a4.xml
4
X0306
4
2017-08-10
1
0001592386
Virtu Financial, Inc.
VIRT
0001711970
North Island Ventures, LLC
51 WEST 52ND STREET, 30TH FLOOR
NEW YORK
NY
10019
0
0
1
0
0001711953
North Island Holdings I, LP
51 WEST 52ND STREET, 30TH FLOOR
C/O NORTH ISLAND VENTURES, LLC
NEW YORK
NY
10019
0
0
1
0
0001711954
North Island Holdings I GP, LP
51 WEST 52ND STREET
30TH FLOOR
NEW YORK
NY
10019
0
0
1
0
0001713500
North Island L.L.C.
C/O GLENN H. HUTCHINS, 51 W 52ND STREET
30TH FLOOR
NEW YORK
NY
10019
0
0
1
0
0001713499
West Meadow Group LLC
C/O ROBERT GREIFELD, 51 W 52ND ST
30TH FLOOR
NEW YORK
NY
10019
0
0
1
0
0001027038
HUTCHINS GLENN H
C/O SILVER LAKE
2775 SAND HILL ROAD, SUITE 100
MENLO PARK
CA
94025
1
0
1
0
0001214669
GREIFELD ROBERT
C/O THE NASDAQ STOCK MARKET, INC
ONE LIBERTY PLAZA
NEW YORK
NY
10006
1
0
1
0
Class A common stock, par value $0.00001 per share
2017-08-10
4
P
0
338124
15.44
A
40064103
I
See Footnotes
On August 10, 2017, pursuant to a privately negotiated investment agreement with the Issuer and a letter agreement, dated July 19, 2017, with the Issuer, North Island Holdings I, LP purchased 338,124 shares of the Issuer's Class A common stock, par value $0.00001 per share for approximately $15.44 per share.
These shares are owned directly by North Island Holdings I, LP.
The sole general partner of North Island Holdings I, LP is North Island Holdings I GP, LP. The sole general partner of North Island Holdings I GP, LP is North Island Ventures, LLC. Messrs. Hutchins and Greifeld, directly and/or indirectly through North Island L.L.C. and West Meadow Group LLC, respectively, each control 50% of the membership interests in North Island Ventures, LLC. Each of North Island Holdings I GP, LP, North Island Ventures, LLC, North Island L.L.C., and West Meadow Group LLC and Messrs. Hutchins and Greifeld may be deemed to beneficially own the shares beneficially owned by North Island Holdings I, LP, but each (other than the North Island Holdings I, LP to the extent of its direct holdings) disclaims beneficial ownership of such shares, except to the extent of such Reporting Person's pecuniary interest therein.
The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.
Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.
NORTH ISLAND HOLDINGS I, LP By: North Island Holdings I GP, LP, its general partner By: North Island Ventures, LLC, its general partner By: /s/ Glenn H. Hutchins Name: Glenn H. Hutchins Title: Chief Executive Officer
2017-08-10
NORTH ISLAND HOLDINGS I GP, LP By: North Island Ventures, LLC, its general partner By: /s/ Glenn H. Hutchins Name: Glenn H. Hutchins Title: Chief Executive Officer
2017-08-10
NORTH ISLAND VENTURES, LLC By: /s/ Glenn H. Hutchins Name: Glenn H. Hutchins Title: Chief Executive Officer
2017-08-10
NORTH ISLAND L.L.C. By: /s/ Glenn H. Hutchins Name: Glenn H. Hutchins Title: Investment Manager
2017-08-10
WEST MEADOW GROUP LLC By: /s/ Robert Greifeld Name: Robert Greifeld Title: Administrative Manager
2017-08-10
GLENN H. HUTCHINS /s/ Glenn H. Hutchins
2017-08-10
ROBERT GREIFELD /s/ Robert Greifeld
2017-08-10