0001104659-17-048162.txt : 20170731 0001104659-17-048162.hdr.sgml : 20170731 20170731220003 ACCESSION NUMBER: 0001104659-17-048162 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170720 FILED AS OF DATE: 20170731 DATE AS OF CHANGE: 20170731 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GREIFELD ROBERT CENTRAL INDEX KEY: 0001214669 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37352 FILM NUMBER: 17994565 MAIL ADDRESS: STREET 1: C/O THE NASDAQ STOCK MARKET, INC STREET 2: ONE LIBERTY PLAZA CITY: NEW YORK STATE: NY ZIP: 10006 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HUTCHINS GLENN H CENTRAL INDEX KEY: 0001027038 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37352 FILM NUMBER: 17994566 MAIL ADDRESS: STREET 1: C/O SILVER LAKE STREET 2: 2775 SAND HILL ROAD, SUITE 100 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: North Island L.L.C. CENTRAL INDEX KEY: 0001713500 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37352 FILM NUMBER: 17994568 BUSINESS ADDRESS: STREET 1: C/O GLENN H. HUTCHINS, 51 W 52ND STREET STREET 2: 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: (212)403-1191 MAIL ADDRESS: STREET 1: C/O GLENN H. HUTCHINS, 51 W 52ND STREET STREET 2: 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: North Island Ventures, LLC CENTRAL INDEX KEY: 0001711970 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37352 FILM NUMBER: 17994571 BUSINESS ADDRESS: STREET 1: 51 WEST 52ND STREET, 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 9293940010 MAIL ADDRESS: STREET 1: 51 WEST 52ND STREET, 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: North Island Holdings I GP, LP CENTRAL INDEX KEY: 0001711954 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37352 FILM NUMBER: 17994569 BUSINESS ADDRESS: STREET 1: 51 WEST 52ND STREET STREET 2: 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: (929) 394-0010 MAIL ADDRESS: STREET 1: 51 WEST 52ND STREET STREET 2: 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: North Island Holdings I, LP CENTRAL INDEX KEY: 0001711953 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37352 FILM NUMBER: 17994570 BUSINESS ADDRESS: STREET 1: 51 WEST 52ND STREET, 30TH FLOOR STREET 2: C/O NORTH ISLAND VENTURES, LLC CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 929-394-0010 MAIL ADDRESS: STREET 1: 51 WEST 52ND STREET, 30TH FLOOR STREET 2: C/O NORTH ISLAND VENTURES, LLC CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: West Meadow Group LLC CENTRAL INDEX KEY: 0001713499 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37352 FILM NUMBER: 17994567 BUSINESS ADDRESS: STREET 1: C/O ROBERT GREIFELD, 51 W 52ND ST STREET 2: 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: (212)401-1191 MAIL ADDRESS: STREET 1: C/O ROBERT GREIFELD, 51 W 52ND ST STREET 2: 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Virtu Financial, Inc. CENTRAL INDEX KEY: 0001592386 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 320420206 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 300 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10282 BUSINESS PHONE: 212-418-0100 MAIL ADDRESS: STREET 1: 300 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10282 3 1 a3.xml 3 X0206 3 2017-07-20 0 0001592386 Virtu Financial, Inc. VIRT 0001711970 North Island Ventures, LLC 51 WEST 52ND STREET, 30TH FLOOR NEW YORK NY 10019 0 0 1 0 0001711953 North Island Holdings I, LP 51 WEST 52ND STREET, 30TH FLOOR NEW YORK NY 10019 0 0 1 0 0001711954 North Island Holdings I GP, LP 51 WEST 52ND STREET, 30TH FLOOR NEW YORK NY 10019 0 0 1 0 0001713500 North Island L.L.C. 51 WEST 52ND STREET, 30TH FLOOR NEW YORK NY 10019 0 0 1 0 0001713499 West Meadow Group LLC 51 WEST 52ND STREET, 30TH FLOOR NEW YORK NY 10019 0 0 1 0 0001027038 HUTCHINS GLENN H 51 WEST 52ND STREET, 30TH FLOOR NEW YORK NY 10019 1 0 1 0 0001214669 GREIFELD ROBERT 51 WEST 52ND STREET, 30TH FLOOR NEW YORK NY 10019 1 0 1 0 Class A common stock, par value $0.00001 per share 39725979 I See Footnotes These shares are owned directly by North Island Holdings I, LP. The sole general partner of North Island Holdings I, LP is North Island Holdings I GP, LP. The sole general partner of North Island Holdings I GP, LP is North Island Ventures, LLC. Messrs. Hutchins and Greifeld, directly and/or indirectly through North Island L.L.C. and West Meadow Group LLC, respectively, each control 50% of the membership interests in North Island Ventures, LLC. Each of North Island Holdings I GP, LP, North Island Ventures, LLC, North Island L.L.C., and West Meadow Group LLC and Messrs. Hutchins and Greifeld may be deemed to beneficially own the shares beneficially owned by North Island Holdings I, LP, but each (other than the North Island Holdings I, LP to the extent of its direct holdings) disclaims beneficial ownership of such shares, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. Upon the acquisition of these shares by North Island Holdings I, LP, Messrs. Hutchins and Greifeld became Directors of the Issuer. Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. Exhibit List: Exhibit 24 - Powers of Attorney. NORTH ISLAND HOLDINGS I, LP By: North Island Holdings I GP, LP, its general partner By: North Island Ventures, LLC, its general partner By: Name: Glenn H. Hutchins Title: Chief Executive Officer 2017-07-31 NORTH ISLAND HOLDINGS I GP, LP By: North Island Ventures, LLC, its general partner By: Name: Glenn H. Hutchins Title: Chief Executive Officer 2017-07-31 NORTH ISLAND VENTURES, LLC By: Name: Glenn H. Hutchins Title: Chief Executive Officer 2017-07-31 NORTH ISLAND L.L.C. By: Name: Glenn H. Hutchins Title: Investment Manager 2017-07-31 WEST MEADOW GROUP LLC By: Name: Robert Greifeld Title: Administrative Manager 2017-07-31 GLENN H. HUTCHINS 2017-07-31 ROBERT GREIFELD 2017-07-31 EX-24.1 2 ex-24d1.htm EX-24.1

Exhibit 24.1

 

Power of Attorney

 

Know all by these presents, that the undersigned hereby constitutes and appoints each of the following officers of Virtu Financial, Inc. (the “Company”):

 

(i)                                     General Counsel,

 

(ii)                                  Chief Financial Officer, and

 

(iii)                               Chief Executive Officer

 

signing singly, the undersigned’s true and lawful attorney-in-fact to:

 

(1) execute for and on behalf of the undersigned, in the undersigned’s capacity as an officer, director or holder of 10% or more of the registered class of securities of the Company, Forms 3, 4 and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934, as amended, and the rules thereunder;

 

(2) do and perform any and all acts for and on behalf of the undersigned that may be necessary or desirable to complete and execute any such Form 3, 4 or 5, complete and execute any amendment or amendments thereto, and timely file such forms or amendments with the United States Securities and Exchange Commission and any stock exchange or similar authority; and

 

(3) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact’s discretion.

 

The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact’s substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted.  The undersigned acknowledges that the foregoing attorneys-in-fact, serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned’s responsibilities to comply with Section 16 of the Exchange Act.

 

This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4 and 5 with respect to the undersigned’s holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact.

 


 

IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 31st day of July 2017.

 

 

GLENN H. HUTCHINS

 

 

 

/s/ Glenn H. Hutchins

 

[Signature Page to Power of Attorney (Forms 3, 4 & 5)]

 


 

Power of Attorney

 

Know all by these presents, that the undersigned hereby constitutes and appoints each of the following officers of Virtu Financial, Inc. (the “Company”):

 

(i)                                     General Counsel,

 

(ii)                                  Chief Financial Officer, and

 

(iii)                               Chief Executive Officer

 

signing singly, the undersigned’s true and lawful attorney-in-fact to:

 

(1) execute for and on behalf of the undersigned, in the undersigned’s capacity as an officer, director or holder of 10% or more of the registered class of securities of the Company, Forms 3, 4 and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934, as amended, and the rules thereunder;

 

(2) do and perform any and all acts for and on behalf of the undersigned that may be necessary or desirable to complete and execute any such Form 3, 4 or 5, complete and execute any amendment or amendments thereto, and timely file such forms or amendments with the United States Securities and Exchange Commission and any stock exchange or similar authority; and

 

(3) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact’s discretion.

 

The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact’s substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted.  The undersigned acknowledges that the foregoing attorneys-in-fact, serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned’s responsibilities to comply with Section 16 of the Exchange Act.

 

This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4 and 5 with respect to the undersigned’s holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact.

 


 

IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 31st day of July 2017.

 

 

ROBERT GREIFELD

 

 

 

/s/ Robert Greifeld

 

[Signature Page to Power of Attorney (Forms 3, 4 & 5)]