0001752724-24-048392.txt : 20240229 0001752724-24-048392.hdr.sgml : 20240229 20240229120615 ACCESSION NUMBER: 0001752724-24-048392 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20231231 FILED AS OF DATE: 20240229 DATE AS OF CHANGE: 20240229 PERIOD START: 20240930 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CITY NATIONAL ROCHDALE FUNDS CENTRAL INDEX KEY: 0001026977 ORGANIZATION NAME: IRS NUMBER: 911766001 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-07923 FILM NUMBER: 24701025 BUSINESS ADDRESS: STREET 1: 400 NORTH ROXBURY DRIVE CITY: BEVERLY HILLS STATE: CA ZIP: 90210 BUSINESS PHONE: (800) 708-8881 MAIL ADDRESS: STREET 1: 400 NORTH ROXBURY DRIVE CITY: BEVERLY HILLS STATE: CA ZIP: 90210 FORMER COMPANY: FORMER CONFORMED NAME: City National Rochdale Funds DATE OF NAME CHANGE: 20130910 FORMER COMPANY: FORMER CONFORMED NAME: CNI CHARTER FUNDS DATE OF NAME CHANGE: 19990503 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AUTH REV N/A GLENDALE AZ INDL DEV AUTH GLENDALE INDUSTRIAL DEVELOPMENT AUTHORITY 378286JA7 1000000.00000000 PA USD 733170.90000000 0.074944829942 Long DBT MUN US N 2 2046-11-15 Fixed 5.25000000 Y N N N N N VILLAGE CMNTY DEV DIST NO 12 FLA SPL ASSMT REV N/A VLG FL CDD #12 SPL ASSMNT REVE VILLAGE COMMUNITY DEVELOPMENT DISTRICT NO 12 92708FAH1 2275000.00000000 PA USD 2091675.04000000 0.213811309434 Long DBT MUN US N 2 2043-05-01 Fixed 4.25000000 N N N N N N ALLENTOWN PA NEIGHBORHOOD IMPT ZONE DEV AUTH TAX REV N/A ALLENTOWN PA NEIGHBORHOOD IMPT ALLENTOWN NEIGHBORHOOD IMPROVEMENT ZONE DEVELOPMEN 018444BF5 3000000.00000000 PA USD 3025658.70000000 0.309283247243 Long DBT MUN US Y 2 2042-05-01 Fixed 5.37500000 N N N N N N LEES SUMMIT MO INDL DEV AUTH SR LIVING FACS REV N/A LEES SUMMIT MO INDL DEV AUTH S LEES SUMMIT INDUSTRIAL DEVELOPMENT AUTHORITY 524292BG3 2400000.00000000 PA USD 2081983.44000000 0.212820632753 Long DBT MUN US N 2 2042-08-15 Fixed 5.00000000 N N N N N N FLORIDA DEV FIN CORP EDL FACS REV N/A FLORIDA ST DEV FIN CORP EDUCTN FLORIDA DEVELOPMENT FINANCE CORP 34061UBV9 4930000.00000000 PA USD 4949071.21000000 0.505894737786 Long DBT MUN US Y 2 2046-06-15 Fixed 6.12500000 N N N N N N 2023-12-31 City National Rochdale Funds Faria Adam Faria Adam Compliance XXXX NPORT-EX 2 Sched_F_CNR.htm SCHEDULE F

 

Schedule of Investments

December 31, 2023 (Unaudited)

 

City National Rochdale Municipal High Income Fund

 

Description   Face Amount (000)     Value (000)  
Municipal Bonds [99.0%]
Alabama [0.9%]              
Energy Southeast A Cooperative District, Ser B-1, RB
Callable 08/01/31 @ 100
5.750%, 04/01/54(A)   $ 1,000     $ 1,120  
Hoover Industrial Development Board, RB, AMT
Callable 10/01/29 @ 100
5.750%, 10/01/49     4,750       4,826  
Tuscaloosa County, Industrial Development Authority, Ser A, RB
Callable 05/01/29 @ 100
5.250%, 05/01/44(B)     3,000       2,764  
Total Alabama             8,710  
Alaska [0.3%]              
Northern Tobacco Securitization, Ser A-CLASS, RB
Callable 06/01/31 @ 100
4.000%, 06/01/50     3,500       3,241  
Arizona [1.9%]              
Arizona State, Industrial Development Authority, RB
Callable 07/01/28 @ 100
5.000%, 07/01/43(B)     310       293  
Arizona State, Industrial Development Authority, RB
Callable 07/01/29 @ 100
5.000%, 01/01/54     375       229  
Arizona State, Industrial Development Authority, RB
Callable 07/15/29 @ 100
4.000%, 07/15/51(B)     500       374  
Arizona State, Industrial Development Authority, RB
Callable 07/15/29 @ 100
4.000%, 07/15/56(B)     225       163  
Glendale, Industrial Development Authority, Glencroft Retirement Community, RB
Callable 11/15/26 @ 100
5.250%, 11/15/46     1,000       733  
Glendale, Industrial Development Authority, Glencroft Retirement Community, RB
Callable 11/15/26 @ 100
5.250%, 11/15/51     1,850       1,307  
 
Description   Face Amount (000)     Value (000)  
Glendale, Industrial Development Authority, Glencroft Retirement Community, RB
Callable 11/15/26 @ 100
5.000%, 11/15/36   $ 600     $ 484  
Maricopa County, Industrial Development Authority, RB
Callable 07/01/30 @ 100
6.250%, 07/01/53(B)     1,400       1,409  
Phoenix, Civic Improvement, Ser A, RB
Callable 07/01/25 @ 100
5.000%, 07/01/45     250       253  
Phoenix, Industrial Development Authority, Legacy Traditional School Projects, RB
Callable 07/01/25 @ 100
5.000%, 07/01/45(B)     3,300       3,158  
Pima County, Industrial Development Authority, Noah Webster School Project, RB
Callable 02/05/24 @ 100
7.000%, 12/15/43     1,500       1,502  
Sierra Vista, Industrial Development Authority, RB
Callable 06/15/30 @ 100
5.750%, 06/15/53(B)     5,400       5,432  
Tempe, Industrial Development Authority, Mirrabella at ASU Project, Ser A, RB
Callable 10/01/27 @ 100
6.125%, 10/01/52(B)     1,200       721  
Yavapai County, Industrial Development Authority, Ser A, RB
Callable 03/01/25 @ 100
5.000%, 09/01/34(B)     2,015       1,971  
Total Arizona             18,029  
Arkansas [0.5%]              
Arkansas State, Development Finance Authority, RB, AMT
Callable 09/01/26 @ 103
4.500%, 09/01/49(B)     4,750       4,714  
California [8.2%]              
California County, Tobacco Securitization Agency, RB
Callable 12/01/30 @ 100
4.000%, 06/01/49     1,000       958  
California County, Tobacco Securitization Agency, Sub-Ser A, RB
Callable 01/22/24 @ 24
0.000%, 06/01/46(C)     10,000       2,386  

 

CITY NATIONAL ROCHDALE FUNDS | PAGE 1

 

 

Schedule of Investments

December 31, 2023 (Unaudited)

 

City National Rochdale Municipal High Income Fund

 

Description   Face Amount (000)     Value (000)  
California State, Community Choice Financing Authority, RB
Callable 08/01/32 @ 100
3.000%, 02/01/57(B)   $ 8,500     $ 5,446  
California State, Community Choice Financing Authority, Ser B-1-GREEN, RB
Callable 05/01/31 @ 101
4.000%, 02/01/52(A)     3,750       3,775  
California State, Infrastructure & Economic Development Bank, RB, AMT
Callable 03/01/24 @ 105
8.000%, 01/01/50(A)(B)     5,000       5,092  
California State, Infrastructure & Economic Development Bank, RB, AMT
3.650%, 01/01/50(A)(B)     2,100       2,097  
California State, Municipal Finance Authority, California Baptist University, Ser A, RB
Callable 11/01/25 @ 100
5.500%, 11/01/45(B)     4,000       4,019  
California State, Municipal Finance Authority, RB
Callable 09/01/29 @ 103
5.000%, 09/01/52     875       907  
California State, Municipal Finance Authority, RB
Callable 11/01/31 @ 100
4.000%, 11/01/36(B)     2,370       2,190  
California State, Municipal Finance Authority, Ser A, RB
Callable 12/01/30 @ 100
5.000%, 12/01/54(B)     875       865  
California State, Municipal Finance Authority, Ser A, RB, AGM
Callable 11/01/32 @ 100
5.250%, 11/01/52     1,000       1,122  
California State, Municipal Finance Authority, Ser D, RB
Callable 09/01/29 @ 103
6.000%, 09/01/42     2,000       2,120  
California State, Pollution Control Financing Authority, RB, AMT
7.500%, 07/01/32(B) (D)     1,275       17  
California State, Pollution Control Financing Authority, RB, AMT
Callable 07/01/33 @ 100
5.000%, 07/01/34(B)     1,000       1,080  
California State, School Finance Authority, RB
Callable 08/01/32 @ 100
5.375%, 08/01/42(B)     50       53  
 
Description   Face Amount (000)     Value (000)  
California State, School Finance Authority, View Park Elementary & Middle School Project, Ser A, RB
Callable 10/01/24 @ 100
6.000%, 10/01/49   $ 1,120     $ 1,122  
California State, School Finance Authority, View Park Elementary & Middle School Project, Ser A, RB
Callable 10/01/24 @ 100
5.875%, 10/01/44     1,000       1,001  
California State, School Finance Authority, View Park Elementary & Middle School Project, Ser A, RB
Callable 10/01/24 @ 100
5.625%, 10/01/34     575       577  
California State, Statewide Communities Development Authority, RB
Callable 06/01/28 @ 100
5.500%, 12/01/58(B)     1,500       1,534  
California State, Statewide Communities Development Authority, RB
Callable 06/01/28 @ 100
5.250%, 12/01/43(B)     500       515  
California State, Statewide Communities Development Authority, RB
Callable 12/01/24 @ 100
5.250%, 12/01/44     7,380       7,398  
City & County of San Francisco California Community Facilities District No. 2016-1, Ser 2021, SPL Tax
Callable 09/01/27 @ 103
4.000%, 09/01/51     1,500       1,322  
City & County of San Francisco California Community Facilities District No. 2016-1, SPL Tax
Callable 09/01/28 @ 103
4.000%, 09/01/42(B)     2,250       2,119  
City & County of San Francisco California Infrastructure & Revitalization Fing Dist No. 1, SPL Tax
Callable 09/01/32 @ 100
5.000%, 09/01/52(B)     1,320       1,301  
CMFA Special Finance Agency VII, RB
Callable 08/01/31 @ 100
3.000%, 08/01/56(B)     5,500       3,629  
CSCDA Community Improvement Authority, RB
Callable 05/01/32 @ 100
3.250%, 05/01/57(B)     6,430       4,209  

 

CITY NATIONAL ROCHDALE FUNDS | PAGE 2

 

 

Schedule of Investments

December 31, 2023 (Unaudited)

 

City National Rochdale Municipal High Income Fund

 

Description   Face Amount (000)     Value (000)  
CSCDA Community Improvement Authority, RB
Callable 06/01/31 @ 100
3.000%, 06/01/47(B)   $ 3,840     $ 2,775  
Golden State, Tobacco Securitization, Sub-Ser B-2, RB
Callable 12/01/31 @ 28
0.000%, 06/01/66(C)     38,000       4,471  
Golden State, Tobacco Securitization, Sub-Ser, RB
Callable 12/01/31 @ 100
3.850%, 06/01/50     4,010       3,709  
Inland Empire, Tobacco Securitization Authority, RB
Callable 01/22/24 @ 45
0.000%, 06/01/36(C)     12,500       5,567  
Orange County Community Facilities District, Ser A, SPL Tax
Callable 08/15/29 @ 103
5.000%, 08/15/52     3,200       3,284  
State of California, GO
Callable 09/01/26 @ 100
5.000%, 09/01/27     5,000       5,323  
Total California             81,983  
Colorado [11.0%]              
9th Avenue Metropolitan District No. 2, GO
Callable 02/05/24 @ 103
5.000%, 12/01/48     1,000       917  
Amber Creek, Metropolitan District, Ser A, GO
Callable 02/05/24 @ 102
5.125%, 12/01/47     1,041       909  
Amber Creek, Metropolitan District, Ser A, GO
Callable 02/05/24 @ 102
5.000%, 12/01/37     684       627  
Banning Lewis Ranch Metropolitan District No. 8, GO
Callable 06/01/26 @ 103
4.875%, 12/01/51(B)     3,500       2,713  
Base Village Metropolitan District No. 2, Ser A, GO
Callable 02/05/24 @ 101
5.750%, 12/01/46     3,055       3,063  
Broadway Station Metropolitan District No. 2, Ser A, GO
Callable 06/01/24 @ 103
5.000%, 12/01/35     729       604  
Broadway Station Metropolitan District No. 3, GO
Callable 06/01/24 @ 103
5.000%, 12/01/49     1,500       1,185  
 
Description   Face Amount (000)     Value (000)  
Buffalo Highlands Metropolitan District, Ser A, GO
Callable 01/25/24 @ 103
5.375%, 12/01/48   $ 1,775     $ 1,710  
Canyons Metropolitan District No. 5, Ser A, GO
Callable 02/05/24 @ 102
6.125%, 12/01/47     1,000       1,001  
Canyons Metropolitan District No. 5, Ser A, GO
Callable 02/05/24 @ 102
6.000%, 12/01/37     2,000       2,000  
Chambers Highpoint Metropolitan District No. 2, GO
Callable 09/01/26 @ 103
5.000%, 12/01/41     515       458  
Chambers Highpoint Metropolitan District No. 2, GO
Callable 09/01/26 @ 103
5.000%, 12/01/51     1,505       1,251  
City & County of Denver Colorado, RB, AMT
Callable 02/05/24 @ 100
5.000%, 10/01/32     2,000       2,000  
Colorado State, Educational & Cultural Facilities Authority, Aspen Ridge School Project, RB
Callable 07/01/25 @ 100
5.250%, 07/01/46(B)     1,930       1,830  
Colorado State, Educational & Cultural Facilities Authority, Aspen Ridge School Project, RB
Callable 07/01/25 @ 100
5.000%, 07/01/36(B)     1,415       1,391  
Colorado State, Educational & Cultural Facilities Authority, Charter School Preparatory School Project, RB
Pre-Refunded @ 100
5.250%, 04/01/25(B) (E)     2,655       2,727  
Colorado State, Educational & Cultural Facilities Authority, Charter School Preparatory School Project, RB
Pre-Refunded @ 100
5.125%, 04/01/25(B) (E)     1,515       1,554  
Colorado State, Health Facilities Authority, RB
Callable 05/15/28 @ 100
5.000%, 11/15/48     2,800       2,914  
Colorado State, Health Facilities Authority, Ser A, RB
Callable 05/15/28 @ 103
5.000%, 05/15/35     1,170       947  

 

CITY NATIONAL ROCHDALE FUNDS | PAGE 3

 

 

Schedule of Investments

December 31, 2023 (Unaudited)

 

City National Rochdale Municipal High Income Fund

 

Description   Face Amount (000)     Value (000)  
Colorado State, Health Facilities Authority, Ser A, RB
Callable 05/15/28 @ 103
5.000%, 05/15/49   $ 3,000     $ 1,932  
Colorado State, Health Facilities Authority, Ser A, RB
Callable 05/15/28 @ 103
5.000%, 05/15/58     5,145       3,147  
Colorado State, Health Facilities Authority, Ser A-, RB
Callable 08/01/29 @ 100
4.000%, 08/01/44     4,155       4,097  
Colorado State, High Performance Transportation Enterprise, U.S. 36 & I-25 Managed Lanes Project, RB, AMT
Callable 02/05/24 @ 100
5.750%, 01/01/44     2,000       2,003  
Constitution Heights Metropolitan District, GO
Callable 06/01/25 @ 103
5.000%, 12/01/49     1,260       1,178  
Cottonwood Highlands Metropolitan District No. 1, Ser A, GO
Callable 06/01/24 @ 103
5.000%, 12/01/49     1,398       1,303  
Denver, International Business Center Metropolitan District No. 1, Ser A, RB
Callable 06/01/24 @ 100
4.000%, 12/01/48     850       752  
Denver, International Business Center Metropolitan District No. 1, Sub-Ser B, GO
Callable 06/01/24 @ 103
6.000%, 12/01/48     2,290       2,303  
Erie Highlands, Metropolitan District No. 1, GO, BAM
Callable 12/01/30 @ 100
2.250%, 12/01/40     900       679  
Erie Highlands, Metropolitan District No. 2, Ser A, GO
Callable 01/25/24 @ 103
5.250%, 12/01/48     5,700       5,441  
First Creek Village Metropolitan District, Ser A, GO
Callable 09/01/24 @ 103
5.000%, 12/01/39     595       595  
First Creek Village Metropolitan District, Ser A, GO
Callable 09/01/24 @ 103
5.000%, 08/01/49     1,085       1,034  
 
Description   Face Amount (000)     Value (000)  
First Creek Village Metropolitan District, Ser A, GO
Callable 09/01/24 @ 103
3.000%, 12/01/29   $ 500     $ 454  
Four Corners Business Improvement District, GO
Callable 09/01/27 @ 103
6.000%, 12/01/52     1,130       1,057  
Green Valley Ranch East Metropolitan District No. 6, Ser A, GO
Callable 09/01/25 @ 103
5.875%, 12/01/50     1,195       1,193  
Greenways Metropolitan District No. 1, Ser A, GO
Callable 09/01/26 @ 103
4.625%, 12/01/51     3,685       2,658  
Jefferson Center, Metropolitan District No. 1, Ser A-2, RB
Callable 02/05/24 @ 103
4.375%, 12/01/47     750       634  
Jefferson Center, Metropolitan District No. 1, Ser A-2, RB
Callable 02/05/24 @ 103
4.125%, 12/01/40     575       503  
Karl's Farm Metropolitan District No. 2, Ser A, GO
Callable 09/01/25 @ 103
5.625%, 12/01/50(B)     1,900       1,795  
Karl's Farm Metropolitan District No. 2, Ser A, GO
Callable 09/01/25 @ 103
5.375%, 12/01/40(B)     645       619  
Lanterns Metropolitan District No. 3, Sub-Ser A-1, GO
Callable 12/01/28 @ 103
7.250%, 12/01/53     2,300       2,421  
Legato Community Authority, Ser A-1, RB
Callable 06/01/26 @ 103
5.000%, 12/01/51     1,025       877  
Legato Community Authority, Ser A-2, RB
Callable 06/01/26 @ 101
0.000%, 12/01/51(F)     7,335       5,039  
Meadowlark Metropolitan District, Ser A-SENIOR-LIMITED, GO
Callable 09/01/25 @ 103
5.125%, 12/01/50     750       680  
Mirabelle Metropolitan District No. 2, Ser A, GO
Callable 03/01/25 @ 103
5.000%, 12/01/49     1,950       1,794  
North Holly, Metropolitan District, Ser A, GO
Callable 01/25/24 @ 103
5.500%, 12/01/48     1,755       1,726  
North Range Metropolitan District No. 3, Ser A, GO
Callable 12/01/25 @ 103
5.250%, 12/01/50     3,000       2,851  

 

CITY NATIONAL ROCHDALE FUNDS | PAGE 4

 

 

Schedule of Investments

December 31, 2023 (Unaudited)

 

City National Rochdale Municipal High Income Fund

 

Description   Face Amount (000)     Value (000)  
Rampart Range Metropolitan District No. 5, RB
Callable 10/01/26 @ 102
4.000%, 12/01/51   $ 3,725     $ 2,722  
Regional Transportation District, RB
4.000%, 07/15/40     500       499  
Senac South Metropolitan District No. 1, Ser A, GO
Callable 12/01/26 @ 103
5.250%, 12/01/51     5,000       4,390  
Southglenn, Metropolitan District, GO
Callable 02/05/24 @ 101
5.000%, 12/01/46     1,558       1,467  
Spring Hill, Metropolitan District No. 3, Ser A, GO
Callable 12/01/27 @ 103
6.750%, 12/01/52(B)     5,000       5,102  
Trails at Crowfoot Metropolitan District No. 3, Ser ES-, GO
Callable 09/01/24 @ 103
5.000%, 12/01/39     2,070       1,999  
Verve Metropolitan District No. 1, GO
Callable 03/01/26 @ 103
5.000%, 12/01/51     5,000       3,886  
Village at Dry Creek Metropolitan District No. 2, GO
Callable 09/01/24 @ 103
4.375%, 12/01/44     945       837  
Villas Metropolitan District, Ser A, GO
Callable 02/05/24 @ 103
5.125%, 12/01/48     1,233       1,169  
Water Valley, Metropolitan District No. 01, GO
Callable 12/01/26 @ 100
5.250%, 12/01/40     545       545  
Water Valley, Metropolitan District No. 01, GO
Callable 12/01/26 @ 100
5.000%, 12/01/35     100       100  
Water Valley, Metropolitan District No. 01, GO
Callable 12/01/26 @ 100
4.000%, 12/01/33     375       343  
Water Valley, Metropolitan District No. 02, GO
Callable 12/01/26 @ 100
5.250%, 12/01/40     1,045       1,046  
Water Valley, Metropolitan District No. 02, GO
Callable 12/01/26 @ 100
4.000%, 12/01/33     250       229  
Waterview II Metropolitan District, Ser A, GO
Callable 03/01/27 @ 103
5.000%, 12/01/41     980       913  
 
Description   Face Amount (000)     Value (000)  
Waterview II Metropolitan District, Ser A, GO
Callable 03/01/27 @ 103
5.000%, 12/01/51   $ 2,500     $ 2,212  
Westcreek Metropolitan District No. 2, Ser A, GO
Callable 06/01/24 @ 103
5.375%, 12/01/48     1,300       1,257  
Wild Plum Metropolitan District, Ser A, GO
Pre-Refunded @ 100
5.000%, 12/01/24(E)     595       623  
Wyndham Hill Metropolitan District No. 2, Ser A, GO, BAM
Callable 12/01/28 @ 100
4.000%, 12/01/49     1,500       1,436  
Total Colorado             109,341  
Connecticut [0.1%]              
Steel Point Infrastructure Improvement District, TA
Callable 04/01/30 @ 100
4.000%, 04/01/51(B)     1,280       1,043  
Delaware [0.2%]              
Delaware State, Economic Development Authority, Ser V, RB
Callable 10/01/25 @ 100
1.250%, 10/01/45(A)     2,000       1,872  
District of Columbia [1.0%]              
District of Columbia, Ser A, GO
Callable 04/15/29 @ 100
4.000%, 10/15/39     5,000       5,144  
Metropolitan Washington, Airports Authority, Dulles Toll Road Revenue, Sub-Ser, RB
Callable 10/01/29 @ 100
4.000%, 10/01/49     4,965       4,685  
Total District of Columbia             9,829  
Florida [6.7%]              
Alachua County, Health Facilities Authority, RB
Callable 11/15/24 @ 100
6.375%, 11/15/49     5,190       3,498  
Capital Trust Agency, RB
Callable 01/01/29 @ 100
5.375%, 07/01/54(B)     1,500       1,407  
Capital Trust Agency, RB
Callable 01/01/29 @ 100
5.125%, 07/01/39(B)     1,500       1,440  
Capital Trust Agency, RB
Callable 06/15/26 @ 100
5.000%, 06/15/39(B)     3,610       3,360  
Capital Trust Agency, RB
Callable 06/15/26 @ 100
4.000%, 06/15/41(B)     2,250       1,837  

 

CITY NATIONAL ROCHDALE FUNDS | PAGE 5

 

 

Schedule of Investments

December 31, 2023 (Unaudited)

 

City National Rochdale Municipal High Income Fund

 

Description   Face Amount (000)     Value (000)  
Charlotte County, Industrial Development Authority, RB, AMT
Callable 10/01/27 @ 100
5.000%, 10/01/49(B)   $ 1,915     $ 1,872  
Charlotte County, Industrial Development Authority, RB, AMT
Callable 10/01/31 @ 100
4.000%, 10/01/41(B)     905       807  
Charlotte County, Industrial Development Authority, RB, AMT
Callable 10/01/31 @ 100
4.000%, 10/01/51(B)     500       410  
County of Monroe Florida Airport Revenue, Ser 202, RB, AMT
Callable 10/01/32 @ 100
5.000%, 10/01/52     750       771  
County of Osceola Florida Transportation Revenue, Ser A-2, RB
Callable 10/01/29 @ 49
0.000%, 10/01/49(C)     1,325       326  
Florida State, Development Finance, RB
Callable 06/15/32 @ 100
5.750%, 06/15/47     2,750       2,930  
Florida State, Development Finance, RB
Callable 06/01/27 @ 103
5.250%, 06/01/50(B)     750       612  
Florida State, Development Finance, RB
Callable 06/01/28 @ 103
5.000%, 06/01/35(B)     200       188  
Florida State, Development Finance, RB
Callable 09/15/27 @ 100
5.000%, 09/15/40(B)     1,045       941  
Florida State, Development Finance, RB
Callable 09/15/27 @ 100
5.000%, 09/15/50(B)     1,950       1,635  
Florida State, Development Finance, RB
Callable 06/01/28 @ 103
5.000%, 06/01/51(B)     1,750       1,424  
Florida State, Development Finance, RB
Callable 06/01/28 @ 103
4.000%, 06/01/46(B)     300       201  
Florida State, Development Finance, RB, AMT
Callable 02/05/24 @ 104
8.000%, 07/01/57(A)(B)     3,000       3,062  
Florida State, Development Finance, RB, AMT
Callable 02/05/24 @ 107
7.375%, 01/01/49(B)     5,000       5,029  
 
Description   Face Amount (000)     Value (000)  
Florida State, Development Finance, RB, AMT
Callable 04/02/26 @ 100
6.125%, 07/01/32(A)(B)   $ 2,970     $ 2,994  
Florida State, Development Finance, RB, AMT
5.250%, 08/01/29(B)     1,375       1,327  
Florida State, Development Finance, RB, AMT
Callable 02/05/24 @ 104
5.000%, 05/01/29(B)     3,500       3,351  
Florida State, Development Finance, Renaissance Charter School Project, RB
Callable 06/15/25 @ 100
6.125%, 06/15/46(B)     4,930       4,949  
Florida State, Development Finance, Renaissance Charter School Project, Ser A, RB
Callable 06/15/24 @ 100
6.125%, 06/15/44(B)     3,000       3,004  
Florida State, Development Finance, Renaissance Charter School Project, Ser A, RB
Callable 06/15/24 @ 100
6.000%, 06/15/34(B)     2,110       2,117  
Lakewood Ranch, Stewardship District, SAB
Callable 05/01/27 @ 100
5.250%, 05/01/37     1,810       1,833  
Lakewood Ranch, Stewardship District, SPA
Callable 05/01/33 @ 100
6.125%, 05/01/43     1,000       1,041  
Lakewood Ranch, Stewardship District, SPA
5.450%, 05/01/33     500       518  
Miami-Dade County, Industrial Development Authority, Pinecrest Academy Project, RB
Callable 09/15/24 @ 100
5.250%, 09/15/44     2,500       2,511  
Miami-Dade County, Industrial Development Authority, Youth CO-OP Charter Schools Project, Ser A, RB
Callable 09/15/25 @ 100
5.750%, 09/15/35(B)     1,605       1,609  
Osceola County, Transportation Revenue, Ser A-1, RB
Callable 10/01/29 @ 100
4.000%, 10/01/54     800       682  
Palm Beach County, Health Facilities Authority, RB
Callable 06/01/25 @ 103
5.000%, 06/01/55     645       566  

 

CITY NATIONAL ROCHDALE FUNDS | PAGE 6

 

 

Schedule of Investments

December 31, 2023 (Unaudited)

 

City National Rochdale Municipal High Income Fund

 

Description   Face Amount (000)     Value (000)  
Village Community Development District No. 12, SAB
Callable 05/01/28 @ 100
4.250%, 05/01/43   $ 2,275     $ 2,092  
Village Community Development District No. 14, SAB
Callable 05/01/30 @ 100
5.375%, 05/01/42     2,510       2,577  
Village Community Development District No. 8, SAB, AGM
Callable 05/01/30 @ 100
4.500%, 05/01/39     2,085       2,202  
Total Florida             65,123  
Georgia [0.8%]              
Atlanta, Airport Passenger Facility Charge, Sub-Ser, RB, AMT
Callable 07/01/29 @ 100
4.000%, 07/01/38     4,000       4,025  
Gainesville & Hall County, Development Authority, Riverside Military Academy, RB
Callable 03/01/27 @ 100
5.000%, 03/01/47     4,000       2,954  
Savannah, Economic Development Authority, Marshes Skidaway Island Project, RB
Pre-Refunded @ 100
7.250%, 01/01/24(E)     810       810  
Total Georgia             7,789  
Hawaii [0.1%]              
Hawaii State, Department of Budget & Finance, Hawaiian Electric Project, RB, AMT
Callable 03/01/27 @ 100
4.000%, 03/01/37     2,000       1,358  
Idaho [0.2%]              
Idaho Falls Auditorium District, RB
Callable 05/15/26 @ 102
5.250%, 05/15/51(B)     2,250       2,174  
Illinois [12.0%]              
Aurora, Tax Increase Revenue, Ser A, RB
5.000%, 12/30/27     600       593  
Bridgeview Village, Ser A, GO
Callable 12/01/25 @ 100
5.750%, 12/01/35     2,000       2,036  
Chicago, Board of Education, Ser B, GO
Callable 12/01/27 @ 100
7.000%, 12/01/42(B)     5,250       5,694  
 
Description   Face Amount (000)     Value (000)  
Chicago, Midway International Airport, Ser A, RB, AMT
Callable 04/03/24 @ 100
5.000%, 01/01/41   $ 485     $ 487  
Chicago, Midway International Airport, Ser B, RB
Callable 02/06/24 @ 100
5.000%, 01/01/35     2,000       2,003  
Chicago, O'Hare International Airport, Ser A, RB, AMT
Callable 01/01/29 @ 100
5.000%, 01/01/48     6,300       6,492  
Chicago, Ser A, GO
Callable 01/01/27 @ 100
6.000%, 01/01/38     9,000       9,449  
Chicago, Ser A, GO
Callable 01/01/29 @ 100
5.500%, 01/01/35     5,000       5,448  
Chicago, Ser A, GO
5.000%, 01/01/27     1,750       1,832  
Chicago, Ser A, GO
Callable 01/01/29 @ 100
5.000%, 01/01/40     1,500       1,556  
Illinois State, Finance Authority, Columbia College Chicago, Ser S, RB
Callable 12/01/25 @ 100
4.125%, 12/01/30     1,505       1,510  
Illinois State, Finance Authority, Presence Health Network, Ser C, RB
Callable 02/15/27 @ 100
5.000%, 02/15/36     1,935       2,020  
Illinois State, Finance Authority, Presence Health Network, Ser C, RB
Callable 02/15/27 @ 100
5.000%, 02/15/41     1,000       1,026  
Illinois State, Finance Authority, RB
Callable 11/15/29 @ 103
6.500%, 05/15/42     1,000       1,028  
Illinois State, Finance Authority, RB
Callable 11/15/29 @ 103
6.500%, 05/15/47     1,000       1,015  
Illinois State, Finance Authority, RB
Callable 01/01/30 @ 102
6.375%, 01/01/48(B)     4,330       4,330  
Illinois State, Finance Authority, RB
Callable 09/01/29 @ 100
5.000%, 09/01/40     250       230  
Illinois State, Finance Authority, RB
Callable 12/01/29 @ 100
5.000%, 12/01/44     2,175       2,213  

 

CITY NATIONAL ROCHDALE FUNDS | PAGE 7

 

 

Schedule of Investments

December 31, 2023 (Unaudited)

 

City National Rochdale Municipal High Income Fund

 

Description   Face Amount (000)     Value (000)  
Illinois State, Finance Authority, RB
Callable 09/01/32 @ 100
5.000%, 03/01/52   $ 830     $ 790  
Illinois State, Finance Authority, RB
Callable 04/01/31 @ 100
4.000%, 10/01/32     400       363  
Illinois State, Finance Authority, RB
Callable 04/01/31 @ 100
4.000%, 10/01/33     350       314  
Illinois State, Finance Authority, RB
Callable 09/01/29 @ 100
4.000%, 09/01/37     350       296  
Illinois State, Finance Authority, RB
Callable 04/01/31 @ 100
4.000%, 10/01/38     230       188  
Illinois State, Finance Authority, RB
Callable 10/01/30 @ 100
4.000%, 10/01/40     4,250       4,046  
Illinois State, Finance Authority, RB, AMT
Callable 06/01/33 @ 100
7.375%, 09/01/42(A)(B)     1,500       1,594  
Illinois State, Finance Authority, RB, AMT
Callable 06/03/30 @ 100
7.250%, 09/01/52(A)(B)     1,500       1,570  
Illinois State, Finance Authority, Ser A, RB
Callable 10/01/28 @ 101
6.125%, 04/01/49(B)     4,995       4,699  
Illinois State, Finance Authority, Ser A, RB
Callable 10/01/28 @ 101
6.000%, 04/01/38(B)     2,195       2,106  
Illinois State, Finance Authority, Ser A, RB
Callable 05/15/25 @ 100
5.000%, 11/15/38     1,010       1,018  
Illinois State, Finance Authority, Ser A, RB
Callable 11/01/26 @ 103
5.000%, 11/01/49     2,000       1,622  
Illinois State, Finance Authority, Ser S, RB
Callable 12/01/25 @ 100
5.000%, 12/01/37     2,425       2,454  
Illinois State, Finance Authority, Wesleyan University, RB
Callable 09/01/26 @ 100
4.000%, 09/01/41     6,640       6,501  
Illinois State, GO
Callable 05/01/24 @ 100
5.000%, 05/01/27     5,000       5,024  
Illinois State, GO
Callable 05/01/24 @ 100
5.000%, 05/01/31     5,000       5,023  
 
Description   Face Amount (000)     Value (000)  
Illinois State, GO
Callable 05/01/24 @ 100
5.000%, 05/01/35   $ 5,000     $ 5,017  
Illinois State, Housing Development Authority, Stonebridge Gurnee Project, Ser A, RB
Callable 01/01/26 @ 100
5.600%, 01/01/56(B)     5,200       3,612  
Morton Grove, Tax Increment Revenue, RB
Callable 01/01/26 @ 100
5.000%, 01/01/39     2,000       1,906  
Morton Grove, Tax Increment Revenue, RB
Callable 01/01/26 @ 100
4.250%, 01/01/29     785       763  
Romeoville Village, Lewis University, Ser B, RB
Callable 04/01/25 @ 100
4.125%, 10/01/41     2,415       2,233  
Southwestern Illinois, Development Authority, Collinsville Project, RB
Callable 02/05/24 @ 100
5.350%, 03/01/31     75       51  
Upper Illinois River Valley Development Authority, RB
Callable 12/01/28 @ 100
5.000%, 12/01/48     2,000       2,024  
Village of Bolingbrook, Special Service Area No. 1, SPL Tax
Callable 03/01/28 @ 100
5.250%, 03/01/41     3,500       3,308  
Village of Gilberts, RB
Callable 01/22/24 @ 100
5.000%, 11/15/34     2,155       2,089  
Village of Hodgkins, Redevelopment Project Area #4, TA
Callable 01/01/27 @ 100
5.625%, 01/01/37     4,705       4,716  
Village of Lincolnwood Il, Ser A, RB
Callable 11/10/26 @ 100
4.820%, 01/01/41(B)     2,415       2,249  
Village of Matteson Illinois, GO
Callable 12/01/26 @ 100
6.500%, 12/01/35     750       781  
Village of Villa Park Illinois, TA
Callable 12/31/28 @ 100
0.000%, 12/31/38(F)     1,680       1,341  
Total Illinois             116,660  
Indiana [1.7%]              
Anderson Indiana, RB
Callable 01/01/27 @ 102
5.375%, 01/01/40(B)     2,745       2,196  

 

CITY NATIONAL ROCHDALE FUNDS | PAGE 8

 

 

Schedule of Investments

December 31, 2023 (Unaudited)

 

City National Rochdale Municipal High Income Fund

 

Description   Face Amount (000)     Value (000)  
Anderson Indiana, RB
5.000%, 01/01/25   $ 250     $ 247  
Indiana State, Finance Authority, RB, AMT
Callable 11/01/30 @ 100
6.750%, 05/01/39     1,750       1,911  
Indiana State, Finance Authority, Ser A-, RB
4.250%, 11/01/30     2,500       2,532  
Indiana State, Housing & Community Development Authority, Ser A, RB
Callable 04/01/29 @ 102
5.250%, 04/01/41(B)     5,750       4,561  
Indianapolis Local Public Improvement Bond Bank, RB
Callable 03/01/33 @ 100
6.000%, 03/01/53     600       654  
Lafayette City, Finance Authority, Glasswater Creek Project, RB
Callable 07/01/26 @ 101
5.800%, 01/01/37     3,310       2,875  
Terre Haute, Westminster Village Project, RB
Callable 02/05/24 @ 100
6.000%, 08/01/39     2,355       1,434  
Total Indiana             16,410  
Iowa [0.4%]              
Iowa State, Finance Authority, Child Serve Project, Ser B, RB
Callable 06/01/25 @ 100
5.000%, 06/01/36     2,000       1,845  
Iowa State, Tobacco Settlement Authority, Sub-Ser B, RB
Callable 06/01/31 @ 26
0.000%, 06/01/65(C)     14,000       1,833  
Total Iowa             3,678  
Kansas [0.7%]              
University of Kansas Hospital Authority, RB
Pre-Refunded @ 100
4.000%, 03/01/27(E)     1,330       1,386  
University of Kansas Hospital Authority, RB
Callable 03/01/27 @ 100
4.000%, 03/01/42     1,170       1,153  
Wichita City, Masonic Home, Ser II-A, RB
Callable 12/01/26 @ 100
5.375%, 12/01/46(D)     1,500       330  
Wichita City, Masonic Home, Ser II-A, RB
Callable 12/01/26 @ 100
5.250%, 12/01/36(D)     500       110  
 
Description   Face Amount (000)     Value (000)  
Wyandotte County, Kansas City Unified Government, RB
Callable 09/01/25 @ 100
5.750%, 09/01/32   $ 4,080     $ 3,795  
Total Kansas             6,774  
Kentucky [0.5%]              
County of Trimble Kentucky, RB, AMT
1.300%, 09/01/44(A)     1,000       884  
Henderson Kentucky, RB, AMT
Callable 01/01/32 @ 100
4.700%, 01/01/52(B)     500       473  
Kentucky State, Economic Development Finance Authority, Masonic Home Independent Living, RB
Callable 05/15/26 @ 100
5.000%, 05/15/46     4,500       3,363  
Kentucky State, Economic Development Finance Authority, Ser A-, RB
Callable 08/01/29 @ 100
5.000%, 08/01/44     1,000       1,041  
Total Kentucky             5,761  
Louisiana [0.6%]              
Juban Crossing, Economic Development District, General Infrastructure Project, Ser C, RB
Callable 03/15/25 @ 100
7.000%, 09/15/44(B)     5,450       5,455  
Louisiana State, Public Facilities Authority, Pellets Project, RB, AMT
Callable 02/05/24 @ 100
10.500%, 07/01/39(D)     1,435       —  
Louisiana State, Public Facilities Authority, Pellets Project, RB, AMT
7.000%, 07/01/24(B) (D)     1,319       —  
Louisiana State, Public Facilities Authority, Pellets Project, Ser A, RB, AMT
Callable 07/01/24 @ 100
8.375%, 07/01/39(D)     3,474       —  
Total Louisiana             5,455  
Maine [0.1%]              
Maine State, Financing Authority, Casella Waste Systems Project, RB, AMT
4.375%, 08/01/35(A)(B)     1,000       990  
Maryland [2.2%]              
Baltimore, Harbor Point Project, RB
Callable 06/01/26 @ 100
5.000%, 06/01/36     1,000       1,005  

 

CITY NATIONAL ROCHDALE FUNDS | PAGE 9

 

 

Schedule of Investments

December 31, 2023 (Unaudited)

 

City National Rochdale Municipal High Income Fund

 

Description   Face Amount (000)     Value (000)  
Baltimore, RB
Callable 06/01/29 @ 100
3.625%, 06/01/46(B)   $ 1,370     $ 1,142  
Baltimore, RB
Callable 06/01/29 @ 100
3.500%, 06/01/39(B)     650       559  
Baltimore, Sub-Ser B, RB
Callable 01/25/24 @ 100
3.875%, 06/01/46(B)     350       293  
Baltimore, Sub-Ser B, RB
Callable 01/25/24 @ 100
3.700%, 06/01/39(B)     200       173  
Baltimore, Sub-Ser, RB
Callable 06/01/31 @ 100
5.000%, 06/01/51     800       799  
Baltimore, Sub-Ser, RB
Callable 06/01/31 @ 100
4.875%, 06/01/42     740       743  
Brunswick, RB
Callable 01/01/29 @ 100
5.000%, 07/01/36     1,550       1,577  
Brunswick, RB
Callable 01/01/29 @ 100
4.000%, 07/01/29     945       933  
Frederick County, RB
Callable 07/01/29 @ 100
3.750%, 07/01/39     1,410       1,258  
Howard County, Annapolis Junction Town Center Project, TA
Callable 02/15/24 @ 100
6.100%, 02/15/44     1,425       1,425  
Howard County, Annapolis Junction Town Center Project, TA
Callable 02/15/24 @ 100
5.800%, 02/15/34     725       725  
Howard County, Downtown Columbia Project, Ser A, TA
Callable 02/15/26 @ 100
4.500%, 02/15/47(B)     1,250       1,162  
Howard County, Downtown Columbia Project, Ser A, TA
Callable 02/15/26 @ 100
4.375%, 02/15/39(B)     1,000       961  
Maryland State, Economic Development, GO
Callable 09/01/30 @ 100
4.000%, 09/01/40     875       791  
Maryland State, Economic Development, GO
Callable 09/01/30 @ 100
4.000%, 09/01/50     875       733  
Prince George's County, RB
Callable 07/01/28 @ 100
5.250%, 07/01/48(B)     2,000       1,910  
Prince George's County, RB
Callable 07/01/28 @ 100
5.125%, 07/01/39(B)     1,000       961  
 
Description   Face Amount (000)     Value (000)  
Westminster, Luther Village Millers Grant Project, RB
Callable 07/01/24 @ 100
6.250%, 07/01/44   $ 1,780     $ 1,776  
Westminster, Luther Village Millers Grant Project, RB
Callable 07/01/24 @ 100
6.125%, 07/01/39     750       750  
Westminster, Luther Village Millers Grant Project, RB
Callable 07/01/24 @ 100
6.000%, 07/01/34     1,205       1,208  
Total Maryland             20,884  
Massachusetts [0.9%]              
Massachusetts State, Development Finance Agency, RB
Callable 07/01/28 @ 103
5.000%, 07/01/51(B)     3,500       2,824  
Massachusetts State, Development Finance Agency, RB
Callable 07/01/28 @ 103
5.000%, 07/01/56(B)     910       719  
Massachusetts State, Development Finance Agency, Ser A, RB
Callable 10/01/26 @ 100
5.000%, 10/01/43     4,905       4,947  
Total Massachusetts             8,490  
Michigan [2.3%]              
Detroit City, GO
Callable 04/01/28 @ 100
5.000%, 04/01/38     625       645  
Kalamazoo Economic Development, RB
Callable 05/15/26 @ 103
5.000%, 05/15/37     2,450       2,248  
Kalamazoo Economic Development, RB
Callable 05/15/26 @ 103
5.000%, 05/15/42     1,300       1,133  
Kalamazoo Economic Development, RB
Callable 08/15/28 @ 103
5.000%, 08/15/51(B)     1,505       1,174  
Michigan State, Finance Authority, Old Redford School Project, Ser A, RB
Callable 02/05/24 @ 100
6.500%, 12/01/40     3,745       3,626  
Michigan State, Hospital Finance Authority, Ser Senior CR, RB
Callable 05/15/30 @ 100
5.000%, 11/15/47     4,000       4,221  

 

CITY NATIONAL ROCHDALE FUNDS | PAGE 10

 

 

Schedule of Investments

December 31, 2023 (Unaudited)

 

City National Rochdale Municipal High Income Fund

 

Description   Face Amount (000)     Value (000)  
Michigan State, Public Educational Facilities Authority, Old Redford Project, Ser A, RB
Callable 02/05/24 @ 100
5.875%, 12/01/30   $ 1,795     $ 1,762  
Michigan State, Strategic Fund, RB
Callable 08/15/28 @ 103
5.000%, 08/15/41(B)     895       758  
Michigan State, Tobacco Settlement Finance Authority, Ser C, RB
Callable 06/01/33 @ 11
0.000%, 06/01/58(C)     28,000       1,177  
Michigan State, Trunk Line Revenue, RB
Callable 11/15/30 @ 100
4.000%, 11/15/39     5,000       5,197  
Total Michigan             21,941  
Minnesota [0.8%]              
Anoka, Housing Revenue Authority, Homestead Project, RB
Callable 11/01/24 @ 103
4.750%, 11/01/35     3,000       2,616  
Bethel, Senior Housing Revenue, Lodge at Lakes at Stillwater Project, RB
Callable 02/05/24 @ 102
5.250%, 06/01/58     2,840       2,226  
Duluth Economic Development Authority, RB
Callable 07/01/26 @ 103
4.000%, 07/01/41     1,860       1,447  
Minneapolis State, Riverton Community Housing Project, RB
Callable 08/01/24 @ 102
5.000%, 08/01/53(B)     500       472  
Minneapolis State, Riverton Community Housing Project, RB
Callable 08/01/24 @ 102
4.750%, 08/01/43(B)     1,600       1,488  
Total Minnesota             8,249  
Missouri [2.4%]              
Hanley, Transportation Development, Eager Road Transportation Development District, Ser A, SAB
Callable 02/05/24 @ 100
4.000%, 03/01/42     1,000       839  
 
Description   Face Amount (000)     Value (000)  
Hanley, Transportation Development, Eager Road Transportation Development District, Ser A, SAB
Callable 02/05/24 @ 100
3.625%, 03/01/33   $ 500     $ 444  
Hanley, Transportation Development, Eager Road Transportation Development District, Ser A, SAB
Callable 02/05/24 @ 100
3.000%, 03/01/26     285       275  
Kansas City, Industrial Development Authority, Ser A, RB
Callable 04/01/26 @ 100
5.000%, 04/01/36(B)     2,000       1,889  
Kirkwood, Industrial Development Authority, RB
Callable 05/15/27 @ 100
5.250%, 05/15/30     2,515       2,355  
Lees Summit, Industrial Development Authority, John Knox Village, Ser A, RB
Callable 08/15/24 @ 102
5.000%, 08/15/46     2,000       1,678  
Lees Summit, Industrial Development Authority, John Knox Village, Ser A, RB
Callable 08/15/24 @ 102
5.000%, 08/15/51     500       410  
Lees Summit, Industrial Development Authority, RB
Callable 08/15/25 @ 103
5.000%, 08/15/42     2,400       2,082  
Missouri State, Health & Educational Facilities Authority, RB
Callable 08/01/31 @ 100
4.000%, 08/01/36     440       378  
Missouri State, Health & Educational Facilities Authority, RB
Callable 08/01/31 @ 100
4.000%, 08/01/41     410       321  
St. Louis County, Industrial Development Authority, RB
Callable 09/01/25 @ 103
5.250%, 09/01/53     2,000       1,769  
St. Louis, Industrial Development Authority, Ballpark Village Development Project, RB
Callable 11/15/26 @ 100
4.375%, 11/15/35     2,250       1,828  

 

CITY NATIONAL ROCHDALE FUNDS | PAGE 11

 

 

Schedule of Investments

December 31, 2023 (Unaudited)

 

City National Rochdale Municipal High Income Fund

 

Description   Face Amount (000)     Value (000)  
St. Louis, Industrial Development Authority, Ballpark Village Development Project, RB
Callable 11/15/26 @ 100
3.875%, 11/15/29   $ 1,100     $ 968  
St. Louis, Industrial Development Authority, Innovation District Project, TA
Callable 05/15/24 @ 100
4.375%, 05/15/36     2,405       2,300  
St. Louis, Industrial Development Authority, RB
Callable 05/15/29 @ 100
5.000%, 05/15/41     3,250       3,262  
University City, Industrial Development Authority, Ser A, RB
Callable 06/15/33 @ 100
4.875%, 06/15/36     1,900       1,921  
Total Missouri             22,719  
Nevada [1.4%]              
Henderson Local Improvement Districts, SAB
Callable 09/01/31 @ 100
4.000%, 09/01/51     250       200  
Henderson Local Improvement Districts, SAB
Callable 09/01/31 @ 100
3.500%, 09/01/45     700       524  
Henderson Local Improvement Districts, SPA
Callable 03/01/33 @ 100
5.000%, 03/01/43     930       919  
Las Vegas, Special Improvement District No. 611, RB
Callable 06/01/30 @ 100
4.125%, 06/01/50     860       724  
Las Vegas, Special Improvement District No. 612 Skye Hills, GO
Callable 06/01/30 @ 100
3.500%, 06/01/35     195       165  
Las Vegas, Special Improvement District No. 812, Special Improvement District No. 812, SAB
Callable 12/01/25 @ 100
5.000%, 12/01/35     880       884  
Las Vegas, Special Improvement District No. 814, GO
Callable 06/01/29 @ 100
4.000%, 06/01/44     700       611  
Las Vegas, Special Improvement District No. 815, GO
Callable 12/01/30 @ 100
4.750%, 12/01/40     740       714  
 
Description   Face Amount (000)     Value (000)  
Las Vegas, Special Improvement District No. 816, SPA
Callable 06/01/31 @ 100
3.125%, 06/01/46   $ 2,290     $ 1,592  
Las Vegas, Special Improvement District No. 816, SPA
Callable 06/01/31 @ 100
3.125%, 06/01/51     1,060       696  
Las Vegas, Special Improvement District No. 816, SPA
Callable 06/01/31 @ 100
3.000%, 06/01/41     950       692  
Las Vegas, Special Improvement District No. 817 Summerlin Village 29, SPA
Callable 06/01/33 @ 100
6.000%, 06/01/48     250       260  
Nevada State, Department of Business & Industry, Green-Fulcrum Sierra Biofuels, RB, AMT
Callable 12/15/27 @ 100
6.250%, 12/15/37(B) (D)     100       40  
Nevada State, Department of Business & Industry, Ser A, RB
Callable 12/15/25 @ 100
5.000%, 12/15/38(B)     1,000       974  
Nevada State, Department of Business & Industry, Sumerset Academy, Ser A, RB
Callable 12/15/25 @ 100
5.000%, 12/15/35(B)     1,595       1,599  
Reno Nevada, Sub-Ser, RB
Callable 07/01/38 @ 31
0.000%, 07/01/58(B)(C)     15,500       2,027  
Total Nevada             12,621  
New Hampshire [0.6%]              
New Hampshire, Business Finance Authority, Ser A, RB
Callable 07/01/25 @ 103
5.750%, 07/01/54(B)     1,250       1,114  
New Hampshire, Business Finance Authority, Ser A, RB
Callable 07/01/25 @ 103
5.625%, 07/01/46(B)     500       450  

 

CITY NATIONAL ROCHDALE FUNDS | PAGE 12

 

 

Schedule of Investments

December 31, 2023 (Unaudited)

 

City National Rochdale Municipal High Income Fund

 

Description   Face Amount (000)     Value (000)  
New Hampshire, Business Finance Authority, Ser B, RB, AMT
Callable 07/01/25 @ 100
3.750%, 07/01/45(A)(B)   $ 5,615     $ 4,388  
Total New Hampshire             5,952  
New Jersey [2.8%]              
New Jersey State, Economic Development Authority, Continental Airlines Project, RB, AMT
Callable 02/05/24 @ 101
5.250%, 09/15/29     750       751  
New Jersey State, Economic Development Authority, RB
Pre-Refunded @ 100
5.000%, 12/15/28(E)     370       418  
New Jersey State, Economic Development Authority, RB
Callable 12/15/28 @ 100
5.000%, 06/15/43     630       664  
New Jersey State, Economic Development Authority, RB
Callable 11/01/29 @ 100
4.000%, 11/01/37     1,100       1,128  
New Jersey State, Economic Development Authority, RB, AMT
Callable 03/05/24 @ 101
5.625%, 11/15/30     1,000       1,008  
New Jersey State, Economic Development Authority, Ser A, RB
Callable 12/15/27 @ 100
5.000%, 06/15/42     1,155       1,207  
New Jersey State, Economic Development Authority, Ser A, RB
Callable 12/15/27 @ 100
5.000%, 06/15/47     1,230       1,275  
New Jersey State, Transportation Trust Fund Authority, Ser A, RB
Callable 06/15/33 @ 100
5.000%, 06/15/37     2,000       2,319  
New Jersey State, Transportation Trust Fund Authority, Ser A, RB
Callable 06/15/33 @ 100
5.000%, 06/15/38     2,000       2,297  
New Jersey State, Transportation Trust Fund Authority, Ser AA, RB
Callable 06/15/25 @ 100
5.250%, 06/15/41     5,245       5,345  
 
Description   Face Amount (000)     Value (000)  
New Jersey State, Transportation Trust Fund Authority, Ser BB, RB
Callable 12/15/28 @ 100
4.000%, 06/15/37   $ 3,500     $ 3,584  
New Jersey State, Transportation Trust Fund Authority, Ser S, RB
Callable 12/15/28 @ 100
5.000%, 06/15/46     1,000       1,049  
New Jersey State, Transportation Trust Fund Authority, Ser S, RB
Callable 12/15/28 @ 100
4.500%, 06/15/49     4,015       4,064  
Tobacco Settlement Financing, Sub-Ser B, RB
Callable 06/01/28 @ 100
5.000%, 06/01/46     2,330       2,365  
Total New Jersey             27,474  
New Mexico [0.7%]              
Farmington New Mexico, RB
1.150%, 06/01/40(A)     3,500       3,451  
Lower Petroglyphs, Public Improvement District, RB
Callable 10/01/27 @ 100
5.000%, 10/01/33     500       492  
Lower Petroglyphs, Public Improvement District, RB
Callable 10/01/27 @ 100
5.000%, 10/01/38     500       481  
Lower Petroglyphs, Public Improvement District, RB
Callable 10/01/27 @ 100
5.000%, 10/01/48     1,750       1,633  
Total New Mexico             6,057  
New York [5.7%]              
Dutchess County, Local Development, Ser A, RB
Callable 07/01/30 @ 100
5.000%, 07/01/45     875       904  
Dutchess County, Local Development, Ser A, RB
Callable 07/01/30 @ 100
5.000%, 07/01/51     875       895  
Jefferson County, Civic Facility Development, RB
Callable 11/01/27 @ 100
4.000%, 11/01/42     4,500       3,527  
Jefferson County, Civic Facility Development, RB
Callable 11/01/27 @ 100
4.000%, 11/01/47     375       274  
Metropolitan Transportation Authority, Ser A-1, RB
Callable 05/15/31 @ 100
4.000%, 11/15/49     3,000       2,865  
Metropolitan Transportation Authority, Ser C-1, RB
Callable 05/15/30 @ 100
4.750%, 11/15/45     2,000       2,060  

 

CITY NATIONAL ROCHDALE FUNDS | PAGE 13

 

 

Schedule of Investments

December 31, 2023 (Unaudited)

 

City National Rochdale Municipal High Income Fund

 

Description   Face Amount (000)     Value (000)  
Metropolitan Transportation Authority, Ser D1, RB
Callable 11/15/30 @ 100
5.000%, 11/15/44   $ 2,450     $ 2,606  
Metropolitan Transportation Authority, Sub-Ser A-SUB, RB
Callable 11/15/28 @ 100
5.000%, 11/15/45     690       715  
Nassau County, Industrial Development Agency, RB
Callable 10/01/26 @ 107
5.000%, 01/01/58(A)     4,358       1,044  
New York City Housing Development, RB, HUD SECT 8
Callable 08/01/31 @ 100
4.800%, 02/01/53     1,000       1,028  
New York City Housing Development, RB, HUD SECT 8
Callable 08/01/31 @ 100
4.600%, 08/01/48     3,000       3,034  
New York City Housing Development, RB, HUD SECT 8
Callable 08/01/31 @ 100
4.450%, 08/01/43     2,000       2,048  
New York State, Liberty Development, Bank of America Tower, RB
Callable 03/15/29 @ 100
2.800%, 09/15/69     1,000       909  
New York State, Transportation Development, American Airlines, RB, AMT
Callable 01/25/24 @ 100
5.000%, 08/01/26     1,535       1,535  
New York State, Transportation Development, Delta Airlines, RB, AMT
Callable 04/01/31 @ 100
6.000%, 04/01/35     1,500       1,671  
New York State, Transportation Development, JFK International Airport, RB, AMT
Callable 06/30/31 @ 100
6.000%, 06/30/54     2,000       2,208  
New York State, Transportation Development, American Airlines, RB, AMT
Callable 08/01/30 @ 100
5.250%, 08/01/31     1,575       1,639  
New York State, Transportation Development, Delta Airlines, RB, AMT
Callable 01/01/28 @ 100
5.000%, 01/01/36     5,000       5,056  
 
Description   Face Amount (000)     Value (000)  
New York State, Transportation Development, Delta Airlines, RB, AMT
Callable 10/01/30 @ 100
5.000%, 10/01/40   $ 800     $ 809  
Niagara, Tobacco Asset Securitization, RB
Callable 05/15/24 @ 100
5.250%, 05/15/40     1,000       1,001  
Port Authority of New York & New Jersey, Ser 221, RB, AMT
Callable 07/15/30 @ 100
4.000%, 07/15/50     2,000       1,925  
TSASC, Ser B, RB
Callable 06/01/27 @ 100
5.000%, 06/01/48     6,000       5,406  
TSASC, Sub-Ser, RB
Callable 06/01/27 @ 100
5.000%, 06/01/45     4,000       3,651  
Westchester, Tobacco Asset Securitization, Ser B, RB
Callable 06/01/27 @ 100
5.000%, 06/01/41     2,485       2,545  
Westchester, Tobacco Asset Securitization, Sub-Ser C, RB
Callable 06/01/27 @ 100
5.125%, 06/01/51     7,000       6,959  
Total New York             56,314  
North Carolina [0.2%]              
North Carolina State, Department of Transportation, I-77 Hot Lanes Project, RB, AMT
Callable 06/30/25 @ 100
5.000%, 12/31/37     1,405       1,424  
North Carolina State, Medical Care Commission, Ser A, RB
Callable 09/01/27 @ 100
4.000%, 09/01/50     250       190  
North Carolina State, Turnpike Authority, RB, ETM
5.000%, 02/01/24     1,000       1,001  
Total North Carolina             2,615  
North Dakota [0.6%]              
Burleigh County, Educational Facilities Revenue, Education Facilities, University of Mary Project, RB
Callable 04/15/26 @ 100
5.200%, 04/15/46     1,100       1,044  
County of Grand Forks North Dakota, RB, AMT
Callable 06/15/26 @ 103
7.000%, 12/15/43(B) (D)     5,000       1,000  

 

CITY NATIONAL ROCHDALE FUNDS | PAGE 14

 

 

Schedule of Investments

December 31, 2023 (Unaudited)

 

City National Rochdale Municipal High Income Fund

 

Description   Face Amount (000)     Value (000)  
County of Ward North Dakota, Ser C, RB
Callable 06/01/28 @ 100
5.000%, 06/01/38   $ 4,000     $ 3,716  
Total North Dakota             5,760  
Ohio [3.7%]              
Buckeye Tobacco Settlement, Financing Authority, Ser A-2-Class, RB
Callable 06/01/30 @ 100
4.000%, 06/01/48     3,500       3,232  
Buckeye Tobacco Settlement, Financing Authority, Ser B-2, RB
Callable 06/01/30 @ 100
5.000%, 06/01/55     9,345       8,782  
Buckeye Tobacco Settlement, Financing Authority, Ser B-3, RB
Callable 06/01/30 @ 22
0.000%, 06/01/57(C)     40,000       4,289  
County of Cuyahoga Ohio, RB
Callable 02/15/27 @ 100
5.500%, 02/15/52     3,800       3,882  
County of Hamilton Ohio, RB
Callable 01/01/30 @ 103
5.750%, 01/01/53     500       511  
Cuyahoga County, RB
Callable 02/15/27 @ 100
5.000%, 02/15/57     5,000       4,980  
Muskingum County, Hospital Facilities Authority, Genesis Healthcare Systems Project, RB
Callable 02/05/24 @ 100
5.000%, 02/15/48     250       229  
Ohio State, Air Quality Development Authority, Pratt Paper Project, RB, AMT
Callable 01/15/28 @ 100
4.500%, 01/15/48(B)     970       908  
Ohio State, Air Quality Development Authority, Pratt Paper Project, RB, AMT
Callable 01/15/28 @ 100
4.250%, 01/15/38(B)     3,555       3,406  
Ohio State, Air Quality Development Authority, RB, AMT
Callable 07/01/29 @ 100
5.000%, 07/01/49(B)     3,500       3,194  
 
Description   Face Amount (000)     Value (000)  
Ohio State, Housing Finance Agency, Sanctuary at Springboro Project, RB
Callable 10/01/25 @ 101
5.450%, 01/01/38(B)   $ 2,500     $ 1,930  
Total Ohio             35,343  
Oklahoma [0.4%]              
Oklahoma County, Finance Authority, Epworth Village Project, Ser A, RB
Callable 02/05/24 @ 100
5.125%, 04/01/42(D)     4,000       2,600  
Oklahoma State, Development Finance Authority, RB
Callable 08/01/27 @ 100
5.250%, 08/01/57(D)     1,622       3  
Oklahoma State, Development Finance Authority, Ser B, RB
Callable 08/15/28 @ 100
5.250%, 08/15/48     1,000       968  
Payne County, Economic Development Authority, Epworth Living at the Ranch, RB
Callable 11/01/26 @ 100
6.875%, 11/01/46(D)     3,843       3  
Payne County, Economic Development Authority, Epworth Living at the Ranch, RB
Callable 11/01/26 @ 100
6.625%, 11/01/36(D)     1,664       1  
Total Oklahoma             3,575  
Oregon [0.3%]              
Clackamas County, Hospital Facility Authority, Ser A, RB
Callable 11/15/25 @ 102
5.375%, 11/15/55     875       796  
Hospital Facilities Authority of Multnomah County Oregon, RB
Callable 12/01/28 @ 103
4.000%, 12/01/36     1,180       1,012  
Hospital Facilities Authority of Multnomah County Oregon, RB
Callable 12/01/28 @ 103
4.000%, 12/01/51     2,000       1,397  
Total Oregon             3,205  
Pennsylvania [2.6%]              
Allentown, Neighborhood Improvement Zone Development Authority, City Center Project, RB
Callable 05/01/27 @ 100
5.000%, 05/01/42(B)     1,750       1,731  

 

CITY NATIONAL ROCHDALE FUNDS | PAGE 15

 

 

Schedule of Investments

December 31, 2023 (Unaudited)

 

City National Rochdale Municipal High Income Fund

 

Description   Face Amount (000)     Value (000)  
Allentown, Neighborhood Improvement Zone Development Authority, Sub-Ser, RB
Callable 05/01/28 @ 100
5.375%, 05/01/42(B)   $ 3,000     $ 3,026  
Allentown, Neighborhood Improvement Zone Development Authority, Sub-Ser, RB
Callable 05/01/28 @ 100
5.125%, 05/01/32(B)     1,500       1,531  
Berks County, Industrial Development Authority, RB
Callable 11/01/27 @ 100
4.000%, 11/01/47     3,325       1,732  
Berks County, Industrial Development Authority, RB
Callable 11/01/27 @ 100
4.000%, 11/01/50     3,500       1,823  
Chester County, Health and Education Facilities Authority, Ser S, RB
Callable 12/01/25 @ 100
5.250%, 12/01/45     1,400       1,090  
Chester County, Industrial Development Authority, Woodlands at Graystone Project, RB
Callable 03/01/28 @ 100
5.125%, 03/01/48(B)     700       666  
Chester County, Industrial Development Authority, Woodlands at Graystone Project, RB
Callable 03/01/28 @ 100
5.000%, 03/01/38(B)     425       421  
Dauphin County, General Authority, Harrisburg University of Science and Technology Project, RB
Callable 10/15/27 @ 100
5.125%, 10/15/41(B)     1,135       881  
Dauphin County, General Authority, RB
Callable 10/15/28 @ 100
6.250%, 10/15/53(B)     750       620  
Dauphin County, General Authority, RB
Callable 10/15/27 @ 100
5.000%, 10/15/34(B)     3,310       2,861  
Franklin County, Industrial Development Authority, RB
Callable 12/01/25 @ 103
5.000%, 12/01/49     780       619  
Franklin County, Industrial Development Authority, RB
Callable 12/01/25 @ 103
5.000%, 12/01/54     1,000       766  
 
Description   Face Amount (000)     Value (000)  
Pennsylvania State, Economic Development Financing Authority, RB, AMT
Callable 12/31/32 @ 100
5.750%, 06/30/48   $ 625     $ 685  
Pennsylvania State, Turnpike Commission, Convertible Capital Appreciation Project, Sub-Ser E, RB
Callable 12/01/27 @ 100
6.375%, 12/01/38     2,000       2,229  
Pennsylvania State, Turnpike Commission, Ser A, RB
Callable 12/01/24 @ 100
5.000%, 12/01/33     1,500       1,525  
Pottsville, Hospital Authority, Schuykill Health System Project, RB
Pre-Refunded @ 100
6.500%, 07/01/24(B) (E)     3,000       3,043  
Washington County, Redevelopment Authority, TA
Callable 01/01/28 @ 100
5.000%, 07/01/35     1,235       1,230  
Total Pennsylvania             26,479  
Rhode Island [0.5%]              
Rhode Island State, Health & Educational Building, RB
Callable 05/15/26 @ 100
5.000%, 05/15/39     1,000       1,011  
Rhode Island State, Tobacco Settlement Financing, Ser B, RB
Callable 01/22/24 @ 18
0.000%, 06/01/52(C)     21,270       3,465  
Total Rhode Island             4,476  
South Carolina [0.3%]              
Berkeley County, RB
Callable 11/01/29 @ 100
4.375%, 11/01/49     2,500       2,112  
Berkeley County, SPA
Callable 11/01/29 @ 100
4.000%, 11/01/30     425       406  
Total South Carolina             2,518  
Tennessee [0.6%]              
Chattanooga, Health Educational & Housing Facility Board, RB
Callable 10/01/25 @ 100
5.000%, 10/01/35     1,000       1,016  
Metropolitan Government Nashville & Davidson County Health & Educational Facs Bd, Ser S, RB
Callable 11/01/25 @ 102
4.000%, 11/01/45     5,000       3,737  

 

CITY NATIONAL ROCHDALE FUNDS | PAGE 16

 

 

Schedule of Investments

December 31, 2023 (Unaudited)

 

City National Rochdale Municipal High Income Fund

 

Description   Face Amount (000)     Value (000)  
Nashville, Metropolitan Development & Housing Agency, RB
Callable 06/01/28 @ 100
5.125%, 06/01/36(B)   $ 900     $ 914  
Nashville, Metropolitan Development & Housing Agency, RB
4.500%, 06/01/28(B)     445       447  
Total Tennessee             6,114  
Texas [7.8%]              
Arlington, Higher Education Finance, Universal Academy Project, Ser A, RB
Callable 03/01/24 @ 100
7.125%, 03/01/44     2,300       2,300  
Arlington, Higher Education Finance, Universal Academy Project, Ser A, RB
Callable 03/01/24 @ 100
7.000%, 03/01/34     400       400  
Celina, Cambridge Crossing Public Improvement Project, SAB
Callable 09/01/28 @ 100
5.250%, 09/01/47(B)     500       501  
Celina, Cambridge Crossing Public Improvement Project, SAB
Callable 09/01/28 @ 100
5.125%, 09/01/38(B)     1,500       1,509  
Celina, Sutton Fields II Public Improvement Project, SAB
Callable 03/01/24 @ 102
7.250%, 09/01/45     475       485  
Clifton, Higher Education Finance, International Leadership Project, Ser D, RB
Callable 08/15/25 @ 100
6.125%, 08/15/48     4,245       4,295  
Gulf Coast Authority, Ser B, RB, AMT
1.500%, 05/01/28     1,000       872  
Houston, Airport System Revenue, RB, AMT
4.750%, 07/01/24     800       801  
Houston, Airport System Revenue, RB, AMT
Callable 07/01/29 @ 100
4.000%, 07/01/41     2,500       2,227  
Houston, Airport System Revenue, RB, AMT
Callable 07/15/29 @ 100
4.000%, 07/15/41     2,530       2,253  
Houston, Airport System Revenue, Ser B-1, RB, AMT
Callable 07/15/25 @ 100
5.000%, 07/15/35     3,000       2,998  
 
Description   Face Amount (000)     Value (000)  
Houston, Airport System Revenue, Ser C, RB, AMT
5.000%, 07/15/27   $ 1,000     $ 1,005  
Houston, Airport System Revenue, United Airlines Project, RB, AMT
Callable 07/01/24 @ 100
5.000%, 07/01/29     3,000       3,000  
Lago Vista Texas, RB
Callable 09/01/30 @ 100
4.875%, 09/01/50(B)     275       256  
Matagorda County Navigation District No. 1, RB, AMBAC, AMT
5.125%, 11/01/28     1,500       1,589  
Mission, Economic Development, RB, AMT
Callable 01/25/24 @ 103
4.625%, 10/01/31(B)     3,250       3,205  
New Hope, Cultural Education Facilities Finance, Carillon LifeCare Community Project, RB
Callable 07/01/24 @ 102
5.000%, 07/01/36     3,410       2,886  
New Hope, Cultural Education Facilities Finance, Carillon LifeCare Community Project, RB
Callable 07/01/24 @ 102
5.000%, 07/01/46     1,250       929  
New Hope, Cultural Education Facilities Finance, RB
7.500%, 11/15/36     3,385       2,774  
New Hope, Cultural Education Facilities Finance, RB
7.500%, 11/15/37     545       417  
New Hope, Cultural Education Facilities Finance, RB
Callable 08/15/31 @ 100
4.000%, 08/15/51(B)     4,385       3,369  
New Hope, Cultural Education Facilities Finance, RB
Callable 11/15/26 @ 105
2.000%, 11/15/61(A)     14,167       5,329  
New Hope, Cultural Education Facilities Finance, Ser A, RB
Callable 08/15/25 @ 100
5.000%, 08/15/40(B)     4,750       4,563  
Newark, Higher Education Finance, Ser A, RB
Callable 08/15/25 @ 100
5.750%, 08/15/45(B)     1,700       1,734  
Newark, Higher Education Finance, Ser A, RB
Callable 08/15/25 @ 100
5.500%, 08/15/35(B)     900       925  

 

CITY NATIONAL ROCHDALE FUNDS | PAGE 17

 

 

Schedule of Investments

December 31, 2023 (Unaudited)

 

City National Rochdale Municipal High Income Fund

 

Description   Face Amount (000)     Value (000)  
North Texas, Tollway Authority, Convertible Capital Appreciation Project, Ser C, RB
Pre-Refunded @ 100
7.000%, 09/01/31(E)   $ 5,000     $ 6,365  
Port Beaumont Navigation District, RB
Callable 02/05/24 @ 100
6.000%, 01/01/25(B)     1,525       1,439  
Port Beaumont Navigation District, RB, AMT
Callable 02/05/24 @ 103
2.875%, 01/01/41(B)     750       495  
Port Beaumont Navigation District, RB, AMT
Callable 02/05/24 @ 103
2.750%, 01/01/36(B)     1,000       726  
Port of Beaumont, Industrial Development Authority, RB
Callable 02/05/24 @ 102
4.100%, 01/01/28(B)     6,330       5,262  
Sanger, Industrial Development Authority, Texas Pellets Project, Ser B, RB, AMT
Callable 02/05/24 @ 100
8.000%, 07/01/38(D)     4,950       1,163  
Tarrant County, Cultural Education Facilities Finance, Northwest Senior Housing Edgemere Project, RB
Callable 05/15/27 @ 100
5.250%, 11/15/47(D)     3,071       —  
Tarrant County, Cultural Education Facilities Finance, RB
Callable 02/15/27 @ 100
6.375%, 02/15/52(D)     9,000       4,950  
Temple, Ser A-REV, RB
Callable 08/01/25 @ 100
5.000%, 08/01/38     2,000       2,009  
Texas State, Department of Housing & Community Affairs, Ser A, RB, GNMA
Callable 09/01/27 @ 100
4.250%, 09/01/43     1,880       1,889  
Texas State, Transportation Commission, RB
Callable 02/01/29 @ 73
0.000%, 08/01/36(C)     1,000       592  
Total Texas             75,512  
Utah [0.6%]              
Downtown East Streetcar Sewer Public Infrastructure District, Ser A, GO
Callable 09/01/27 @ 103
6.000%, 03/01/53(B)     2,000       2,009  
 
Description   Face Amount (000)     Value (000)  
Downtown East Streetcar Sewer Public Infrastructure District, Ser A, GO
Callable 09/01/27 @ 103
5.750%, 03/01/42(B)   $ 500     $ 506  
Salt Lake City Utah Airport Revenue, Ser A, RB, AMT
Callable 07/01/33 @ 100
5.250%, 07/01/48     750       808  
Utah Charter School Finance Authority, RB
Callable 06/15/28 @ 102
5.000%, 06/15/55(B)     1,750       1,608  
Total Utah             4,931  
Vermont [0.1%]              
Vermont State, Economic Development Authority, Casella Waste Systems Project, RB, AMT
4.625%, 04/01/36(A)(B)     1,000       991  
Virginia [0.7%]              
Cherry Hill, Community Development Authority, Potomac Shores Project, SAB
Callable 03/01/25 @ 100
5.150%, 03/01/35(B)     1,000       1,010  
Virginia Beach Development Authority, RB
Callable 09/01/30 @ 103
7.000%, 09/01/53     3,000       3,213  
West Falls Community Development Authority, Ser A, RB
Callable 09/01/32 @ 100
5.375%, 09/01/52(B)     2,125       2,151  
Wise County, Industrial Development Authority, Ser A-RE, RB
0.750%, 10/01/40(A)     1,500       1,396  
Total Virginia             7,770  
Washington [1.2%]              
Kalispel Tribe of Indians, Ser A, RB
Callable 01/01/28 @ 100
5.250%, 01/01/38(B)     400       413  
Washington State, Health Care Facilities Authority, RB
Callable 01/01/28 @ 100
4.000%, 07/01/42     3,500       3,230  
Washington State, Health Care Facilities Authority, Ser A-, RB
Callable 08/01/29 @ 100
4.000%, 08/01/44     2,715       2,678  
Washington State, Housing Finance Commission, Judson Park Project, RB
Callable 07/01/25 @ 102
5.000%, 07/01/38(B)     325       308  

 

CITY NATIONAL ROCHDALE FUNDS | PAGE 18

 

 

Schedule of Investments

December 31, 2023 (Unaudited)

 

City National Rochdale Municipal High Income Fund

 

Description   Face Amount (000)     Value (000)  
Washington State, Housing Finance Commission, Judson Park Project, RB
Callable 07/01/25 @ 102
5.000%, 07/01/48(B)   $ 1,650     $ 1,426  
Washington State, Housing Finance Commission, Rockwood Retirement Community Project, RB
Pre-Refunded @ 100
7.500%, 01/01/24(B) (E)     2,000       2,000  
Washington State, Housing Finance Commission, Ser A, RB
Callable 07/01/26 @ 103
5.000%, 01/01/55(B)     4,000       2,597  
Total Washington             12,652  
West Virginia [1.1%]              
South Charleston West Virginia, RB
Callable 06/01/31 @ 100
4.250%, 06/01/42(B)     2,620       2,125  
West Virginia, Economic Development Authority, RB, AMT
Callable 01/01/25 @ 100
5.000%, 07/01/45(A)     1,190       1,194  
West Virginia, Economic Development Authority, Ser S, RB
0.625%, 12/01/38(A)     2,500       2,294  
West Virginia, Tobacco Settlement Finance Authority, RB
Callable 12/01/30 @ 100
4.875%, 06/01/49     4,955       4,673  
Total West Virginia             10,286  
Wisconsin [6.9%]              
Hartford, Public Finance Authority, RB
Callable 09/01/24 @ 100
5.000%, 09/01/38(B)     1,580       1,374  
Pine Lake, Public Finance Authority, RB
Callable 03/01/25 @ 100
5.500%, 03/01/45(B)     3,460       3,488  
Pine Lake, Public Finance Authority, RB
Callable 03/01/25 @ 100
5.250%, 03/01/35(B)     1,250       1,267  
Public Finance Authority, RB
Pre-Refunded @ 100
5.000%, 04/01/30(B) (E)     100       114  
Public Finance Authority, RB
Callable 04/01/30 @ 100
5.000%, 04/01/40(B)     1,175       1,135  
Public Finance Authority, RB
Callable 04/01/30 @ 100
5.000%, 04/01/50(B)     1,575       1,426  
 
Description   Face Amount (000)     Value (000)  
Public Finance Authority, RB
Callable 02/01/32 @ 100
5.000%, 02/01/62   $ 2,500     $ 2,527  
Public Finance Authority, RB
Pre-Refunded @ 100
4.000%, 04/01/32(B) (E)     50       56  
Public Finance Authority, RB
Pre-Refunded @ 100
4.000%, 04/01/32(B) (E)     60       67  
Public Finance Authority, RB
Callable 07/01/29 @ 100
4.000%, 07/01/51     2,750       2,069  
Public Finance Authority, RB
Callable 06/01/27 @ 103
4.000%, 06/01/56(B)     3,000       2,009  
Public Finance Authority, RB, AMT
Callable 09/30/31 @ 100
4.000%, 09/30/51     600       508  
Public Finance Authority, RB, AMT
Callable 09/30/31 @ 100
4.000%, 03/31/56     3,290       2,714  
University of Wisconsin Hospitals & Clinics, RB
Callable 10/01/31 @ 100
4.000%, 04/01/51     4,995       4,656  
Wisconsin State, Health & Educational Facilities Authority, RB
Callable 04/01/27 @ 100
4.000%, 04/01/39     2,500       2,489  
Wisconsin State, Health & Educational Facilities Authority, RB
Callable 01/01/27 @ 103
4.000%, 01/01/57     3,320       1,889  
Wisconsin State, Health & Educational Facilities Authority, RB
Callable 08/15/31 @ 100
3.000%, 08/15/51     1,610       1,220  
Wisconsin State, Health & Educational Facilities Authority, Woodland Hill Senior Housing Project, RB
Callable 02/05/24 @ 101
5.250%, 12/01/49     4,000       3,426  
Wisconsin State, Public Finance Authority, Bancroft Neurohealth Project, RB
Callable 06/01/26 @ 100
5.000%, 06/01/36(B)     6,125       5,706  
Wisconsin State, Public Finance Authority, Bancroft Neurohealth Project, RB
Callable 06/01/26 @ 100
4.625%, 06/01/36(B)     3,300       2,952  
Wisconsin State, Public Finance Authority, Coral Academy Project, RB
Callable 07/01/24 @ 100
5.625%, 07/01/44     3,500       3,503  

 

CITY NATIONAL ROCHDALE FUNDS | PAGE 19

 

 

Schedule of Investments

December 31, 2023 (Unaudited)

 

City National Rochdale Municipal High Income Fund

 

Description   Face Amount (000)     Value (000)  
Wisconsin State, Public Finance Authority, Coral Academy Project, RB
Callable 07/01/24 @ 100
5.375%, 07/01/34   $ 2,000     $ 2,007  
Wisconsin State, Public Finance Authority, Cornerstone Christian Project, RB
Callable 02/01/26 @ 100
5.000%, 02/01/36(B)     3,000       2,879  
Wisconsin State, Public Finance Authority, National Gypsum, RB, AMT
Callable 08/01/26 @ 100
4.000%, 08/01/35     3,000       2,651  
Wisconsin State, Public Finance Authority, RB
Callable 03/01/30 @ 100
5.250%, 03/01/45(B)     3,165       2,782  
Wisconsin State, Public Finance Authority, RB
Callable 03/01/30 @ 100
5.250%, 03/01/55(B)     835       705  
Wisconsin State, Public Finance Authority, Roseman University Health Sciences, RB
Callable 04/01/25 @ 100
5.875%, 04/01/45     5,000       5,026  
Wisconsin State, Public Finance Authority, Ser A, RB
Callable 06/15/25 @ 100
5.500%, 06/15/35(B)     3,000       3,045  
Wisconsin State, Public Finance Authority, Ser A, RB
Callable 06/15/25 @ 100
5.500%, 06/15/45(B)     4,280       4,295  
Total Wisconsin             67,985  
American Samoa [0.3%]              
American Samoa, Economic Development Authority, Ser A, RB
Callable 09/01/25 @ 100
6.625%, 09/01/35     3,000       3,130  
Puerto Rico [3.4%]              
Children's Trust Fund, RB
Callable 02/05/24 @ 100
5.625%, 05/15/43     2,000       2,022  
Commonwealth of Puerto Rico, Ser A, GO
0.000%, 07/01/24(C)     202       198  
Commonwealth of Puerto Rico, Ser A1, GO
Callable 07/01/31 @ 103
4.000%, 07/01/33     1,113       1,090  
Commonwealth of Puerto Rico, Sub-Ser Senior, GO
0.000%, 11/01/51(A)     6,575       3,583  
 
Description   Face Amount (000)     Value (000)  
Puerto Rico, Sales Tax Financing, Sales Tax Revenue, Ser A-1, RB
Callable 07/01/28 @ 100
5.000%, 07/01/58   $ 5,167     $ 5,185  
Puerto Rico, Sales Tax Financing, Sales Tax Revenue, Ser A-1, RB
Callable 07/01/28 @ 100
4.750%, 07/01/53     876       867  
Puerto Rico, Sales Tax Financing, Sales Tax Revenue, Ser A-1, RB
Callable 07/01/25 @ 100
4.500%, 07/01/34     10,005       10,027  
Puerto Rico, Sales Tax Financing, Sales Tax Revenue, Ser A-2, RB
Callable 07/01/28 @ 100
4.784%, 07/01/58     10,771       10,617  
Puerto Rico, Sales Tax Financing, Sales Tax Revenue, Ser A-2, RB
Callable 07/01/28 @ 100
4.536%, 07/01/53     31       30  
Total Puerto Rico             33,619  
Total Municipal Bonds
(Cost $1,025,197)             968,596  
Short-Term Investment [0.1%]
SEI Daily Income Trust Government Fund, Cl Institutional, 5.220%**     943,611       944  
Total Short-Term Investment
(Cost $944)             944  
Total Investments [99.1%]
(Cost $1,026,141)           $ 969,540  

 

Percentages are based on net assets of $978,360 (000).

 

** The rate reported is the 7-day effective yield as of December 31, 2023.
(A) Variable or floating rate security. The rate shown is the effective interest rate as of period end. The rates for certain securities are not based on published reference rates and spreads and are either determined by the issuer or agent based on current market conditions; by using a formula based on the rates of underlying loans; or by adjusting periodically based on prevailing interest rates.
(B) Security exempt from registration under Rule 144A of the Securities Act of 1933. These securities may be resold in transactions exempt from registration normally to qualified institutions. On December 31, 2023, the value of these securities amounted to $290,077 (000), representing 29.6% of the net assets of the Fund.
(C) Zero coupon security.
(D) In default on interest payments. Rate shown represents the last coupon rate prior to default.
(E) Pre-Refunded Security — The maturity date shown is the pre-refunded date.
(F) Step coupon security. Coupon rate will either increase (step-up bond) or decrease (step-down bond) at regular intervals until maturity. Interest rate shown reflects the rate currently in effect.

 

AGM — Assured Guarantee Municipal

AMBAC — American Municipal Bond Assurance Company

AMT — Alternative Minimum Tax (subject to)

BAM — Build America Mutual

Cl — Class

ETM — Escrowed to Maturity

GO — General Obligation

HUD — Housing Urban Development

RB — Revenue Bond

SAB — Special Assessment Board

Ser — Series

SPL Tax — Special Tax

TA — Tax Allocation

 

CNR-QH-002-2800

 

CITY NATIONAL ROCHDALE FUNDS | PAGE 20

 

 

 

Schedule of Investments

December 31, 2023 (Unaudited)

 

City National Rochdale Fixed Income Opportunities Fund

 

Description   Face Amount (000)(1)     Value (000)  
Corporate Bonds [51.3%]              
Aerospace / Defense [0.5%]
Spirit AeroSystems
9.750%, 11/15/30(A)   $ 183     $ 197  
9.375%, 11/30/29(A)     527       577  
TransDigm
6.250%, 03/15/26(A)     6,155       6,144  
TransDigm
6.750%, 08/15/28(A)     275       281  
TransDigm
6.875%, 12/15/30(A)     3,200       3,296  
Total Aerospace / Defense             10,495  
Airlines [0.3%]
Allegiant Travel
7.250%, 08/15/27(A)     1,475       1,443  
American Airlines
5.500%, 04/20/26(A)     3,008       2,987  
Mileage Plus Holdings
6.500%, 06/20/27(A)     998       1,000  
Total Airlines             5,430  
Airport Develop/Maint [0.2%]
GMR Hyderabad International Airport
4.750%, 02/02/26     3,800       3,647  
Appliances [0.1%]
Versuni Group BV
3.125%, 06/15/28   EUR 850       821  
Auto Rent & Lease [0.1%]
Kapla Holding SAS
9.465%, EUR003M + 5.500%, 07/15/27(B)   EUR 350       393  
Upbound Group
6.375%, 02/15/29(A)     1,310       1,229  
Total Auto Rent & Lease             1,622  
Automotive [1.2%]
Adient Global Holdings
4.875%, 08/15/26(A)     1,625       1,589  
Dana
5.625%, 06/15/28     475       468  
Dana Financing Luxembourg Sarl
5.750%, 04/15/25(A)     224       223  
 
Description   Face Amount (000)(1)     Value (000)  
Dornoch Debt Merger Sub
6.625%, 10/15/29(A)   $ 1,475     $ 1,330  
Ford Motor Credit
4.063%, 11/01/24     2,200       2,161  
Ford Motor Credit
5.125%, 06/16/25     1,850       1,826  
Ford Motor Credit
3.375%, 11/13/25     1,200       1,149  
Ford Motor Credit
6.950%, 03/06/26     4,340       4,448  
Ford Motor Credit
5.113%, 05/03/29     1,500       1,460  
IHO Verwaltungs GmbH
4.750%cash/5.500% PIK, 09/15/26(A)     1,350       1,293  
IHO Verwaltungs GmbH
6.000%cash/6.750% PIK, 05/15/27(A)     1,025       999  
IHO Verwaltungs GmbH
6.375%cash/7.125% PIK, 05/15/29(A)     300       294  
JB Poindexter
8.750%, 12/15/31(A)     350       357  
Panther BF Aggregator 2
8.500%, 05/15/27(A)     3,400       3,412  
Real Hero Merger Sub 2
6.250%, 02/01/29(A)     1,500       1,293  
Standard Profil Automotive GmbH
6.250%, 04/30/26   EUR 968       832  
ZF North America Capital
6.875%, 04/14/28(A)     500       519  
ZF North America Capital
7.125%, 04/14/30(A)     325       347  
Total Automotive             24,000  
Autoparts [0.3%]
Grupo Antolin-Irausa
3.500%, 04/30/28   EUR 650       544  
Metalsa Sapi De Cv
3.750%, 05/04/31     1,195       989  
3.750%, 05/04/31(A)     5,400       4,470  
Total Autoparts             6,003  
Banking [0.0%]
Ally Financial
5.750%, 11/20/25     725       723  
Banks [3.4%]
Akbank
6.800%, 02/06/26     7,600       7,619  

 

CITY NATIONAL ROCHDALE FUNDS | PAGE 1

 

 

Schedule of Investments

December 31, 2023 (Unaudited)

 

City National Rochdale Fixed Income Opportunities Fund

 

Description   Face Amount (000)(1)     Value (000)  
Banca Comerciala Romana, MTN
7.625%, EUR003M + 4.539%, 05/19/27(B)   EUR $ 2,300     $ 2,674  
Banca Transilvania, MTN
8.875%, EUAMDB01 + 5.580%, 04/27/27(B)   EUR 2,882       3,345  
Banco Davivienda
6.650%, H15T10Y + 5.097%, 10/22/72(A) (B)     5,595       3,979  
Banco de Bogota
6.250%, 05/12/26     2,350       2,320  
Banco General
5.250%, H15T10Y + 3.665%, 11/07/72(B)     5,300       4,532  
Banco Mercantil del Norte
7.625%, H15T10Y + 5.353%, 10/06/67(B)     5,100       4,896  
Banco Mercantil del Norte
6.625%, H15T10Y + 5.034%, 01/24/72(B)     1,085       923  
Bancolombia
4.625%, H15T5Y + 2.944%, 12/18/29(B)     4,115       3,812  
Bank Hapoalim
3.255%, H15T5Y + 2.155%, 01/21/32(A) (B)     4,547       3,932  
Bank Nadra Via NDR Finance
8.250%, 06/22/17(C)     631       3  
Bank Negara Indonesia Persero
4.300%, H15T5Y + 3.466%, 03/24/72(B)     5,200       4,568  
Bank Negara Indonesia Persero, MTN
3.750%, 03/30/26     2,000       1,902  
BBVA Bancomer
5.125%, H15T5Y + 2.650%, 01/18/33(B)     8,055       7,297  
Freedom Mortgage
7.625%, 05/01/26(A)     995       983  
Freedom Mortgage
12.000%, 10/01/28(A)     800       874  
HDFC Bank
3.700%, H15T5Y + 2.925%, 02/25/72(B)     3,000       2,730  
ING Bank, MTN
2.571%, 01/01/28   JPY 271,165       1,529  
Ipoteka-Bank ATIB
5.500%, 11/19/25     5,425       5,036  
NBK Tier 1 Financing 2
4.500%, CMTUSD6Y + 2.832%, 05/27/72(B)     2,785       2,667  
 
Description   Face Amount (000)(1)     Value (000)  
Sovcombank Via SovCom Capital DAC
7.600%, H15T5Y + 6.362%, 02/17/72   $ 3,615     $ —  
Yapi ve Kredi Bankasi, MTN
9.250%, 10/16/28(A)     3,950       4,181  
Total Banks             69,802  
Broadcasting & Cable [0.9%]
Cable One
4.000%, 11/15/30(A)     2,915       2,360  
CCO Holdings
7.375%, 03/01/31(A)     2,913       2,988  
Charter Communications Operating
5.750%, 04/01/48     525       468  
CSC Holdings
11.250%, 05/15/28(A)     1,595       1,643  
CSC Holdings
6.500%, 02/01/29(A)     1,955       1,726  
LCPR Senior Secured Financing DAC
6.750%, 10/15/27     6,250       6,122  
6.750%, 10/15/27(A)     2,455       2,404  
Total Broadcasting & Cable             17,711  
Building & Construction [1.7%]
Allegheny Ludlum
6.950%, 12/15/25     470       474  
Ashton Woods USA
6.625%, 01/15/28(A)     1,195       1,159  
Assemblin Group
8.929%, EUR003M + 5.000%, 07/05/29(B)   EUR 300       336  
Brundage-Bone Concrete Pumping Holdings
6.000%, 02/01/26(A)     1,560       1,559  
Cemex
5.450%, 11/19/29     3,200       3,155  
Cemex
3.875%, 07/11/31     2,100       1,878  
Cemex
9.125%, H15T5Y + 5.157%, 06/14/72(A) (B)     1,880       2,002  
Cemex
5.125%, H15T5Y + 4.534%, 09/08/72(B)     1,000       949  
Dream Finders Homes
8.250%, 08/15/28(A)     1,121       1,185  
Forestar Group
5.000%, 03/01/28(A)     1,310       1,261  

 

CITY NATIONAL ROCHDALE FUNDS | PAGE 2

 

 

Schedule of Investments

December 31, 2023 (Unaudited)

 

City National Rochdale Fixed Income Opportunities Fund

 

Description   Face Amount (000)(1)     Value (000)  
HTA Group
7.000%, 12/18/25   $ 3,940     $ 3,869  
Installed Building Products
5.750%, 02/01/28(A)     2,588       2,510  
Knife River
7.750%, 05/01/31(A)     900       958  
LGI Homes
8.750%, 12/15/28(A)     490       521  
New Home
8.250%, 10/15/27(A)     2,420       2,257  
Patrick Industries
7.500%, 10/15/27(A)     1,245       1,248  
Shea Homes
4.750%, 02/15/28     1,450       1,363  
Smyrna Ready Mix Concrete
6.000%, 11/01/28(A)     490       482  
Smyrna Ready Mix Concrete
8.875%, 11/15/31(A)     1,145       1,204  
Summit Materials
6.500%, 03/15/27(A)     1,450       1,449  
Thor Industries
4.000%, 10/15/29(A)     815       727  
West China Cement
4.950%, 07/08/26     4,370       3,153  
Winnebago Industries
6.250%, 07/15/28(A)     440       432  
Yuksel Insaat
9.500%, 11/10/15(C)     12,655       127  
Total Building & Construction             34,258  
Building Materials [0.8%]
American Builders & Contractors Supply
4.000%, 01/15/28(A)     350       331  
American Builders & Contractors Supply
3.875%, 11/15/29(A)     400       357  
Camelot Return Merger Sub
8.750%, 08/01/28(A)     975       990  
CP Atlas Buyer
7.000%, 12/01/28(A)     1,400       1,219  
Foundation Building Materials
6.000%, 03/01/29(A)     2,582       2,322  
GYP Holdings III
4.625%, 05/01/29(A)     1,475       1,346  
Interface
5.500%, 12/01/28(A)     825       762  
SRS Distribution
6.125%, 07/01/29(A)     700       664  
SRS Distribution
6.000%, 12/01/29(A)     2,125       1,981  
 
Description   Face Amount (000)(1)     Value (000)  
Standard Industries
5.000%, 02/15/27(A)   $ 3,090     $ 3,012  
Standard Industries
4.750%, 01/15/28(A)     1,500       1,445  
Standard Industries
3.375%, 01/15/31(A)     375       322  
White Capital Buyer
6.875%, 10/15/28(A)     1,025       992  
White Capital Parent
8.250%cash/9.000% PIK, 03/15/26(A)     725       722  
Total Building Materials             16,465  
Building-Heavy Construct [0.9%]
Andrade Gutierrez International
9.000%cash/10.500% PIK, 12/28/29     46,243       10,636  
9.000%cash/10.500% PIK, 12/28/29(A)     866       199  
Odebrecht Holdco Finance
0.000%, 09/10/58(D)     13,874       7  
Sitios Latinoamerica
5.375%, 04/04/32(A)     7,270       6,754  
Total Building-Heavy Construct             17,596  
Cable Satellite [1.6%]
CCO Holdings
5.125%, 05/01/27(A)     1,850       1,785  
CCO Holdings
5.000%, 02/01/28(A)     1,200       1,149  
CCO Holdings
4.500%, 08/15/30(A)     1,125       1,014  
CCO Holdings
4.250%, 02/01/31(A)     1,425       1,245  
4.250%, 01/15/34(A)     900       732  
CSC Holdings
5.500%, 04/15/27(A)     1,550       1,434  
CSC Holdings
5.750%, 01/15/30(A)     1,825       1,136  
CSC Holdings
4.125%, 12/01/30(A)     400       304  
CSC Holdings
4.625%, 12/01/30(A)     1,900       1,145  
CSC Holdings
3.375%, 02/15/31(A)     400       292  
CSC Holdings
4.500%, 11/15/31(A)     975       737  
DIRECTV Holdings
5.875%, 08/15/27(A)     981       922  
DISH DBS
7.750%, 07/01/26     750       522  

 

CITY NATIONAL ROCHDALE FUNDS | PAGE 3

 

 

Schedule of Investments

December 31, 2023 (Unaudited)

 

City National Rochdale Fixed Income Opportunities Fund

 

Description   Face Amount (000)(1)     Value (000)  
DISH DBS
7.375%, 07/01/28   $ 1,125     $ 673  
DISH DBS
5.125%, 06/01/29     1,275       657  
DISH Network
11.750%, 11/15/27(A)     1,370       1,434  
Intelsat Jackson Holdings
5.500%, 08/01/23(C)     —       —  
Sirius XM Radio
4.000%, 07/15/28(A)     2,040       1,885  
Sirius XM Radio
5.500%, 07/01/29(A)     1,250       1,209  
Sirius XM Radio
3.875%, 09/01/31(A)     1,250       1,069  
Telenet Finance Luxembourg Notes Sarl
5.500%, 03/01/28(A)     2,600       2,431  
UPC Broadband Finco BV
4.875%, 07/15/31(A)     2,100       1,848  
Virgin Media Finance
5.000%, 07/15/30(A)     1,025       905  
Virgin Media Secured Finance
5.500%, 05/15/29(A)     2,095       2,024  
Virgin Media Secured Finance
4.500%, 08/15/30(A)     825       735  
Vmed O2 UK Financing I
4.750%, 07/15/31(A)     2,280       2,037  
Ziggo Bond BV
6.000%, 01/15/27(A)     2,050       1,995  
Ziggo Bond BV
5.125%, 02/28/30(A)     225       188  
Total Cable Satellite             31,507  
Chemicals [1.4%]
Axalta Coating Systems
4.750%, 06/15/27(A)     700       680  
Axalta Coating Systems
3.375%, 02/15/29(A)     375       337  
Braskem Idesa SAPI
7.450%, 11/15/29     4,468       2,809  
Braskem Idesa SAPI
6.990%, 02/20/32     3,750       2,119  
Braskem Netherlands Finance BV
8.500%, 01/12/31(A)     2,530       2,353  
Braskem Netherlands Finance BV
7.250%, 02/13/33(A)     3,675       3,094  
Element Solutions
3.875%, 09/01/28(A)     1,375       1,266  
HB Fuller
4.250%, 10/15/28     775       725  
Herens Holdco Sarl
4.750%, 05/15/28(A)     1,825       1,497  
 
Description   Face Amount (000)(1)     Value (000)  
Illuminate Buyer
9.000%, 07/01/28(A)   $ 375     $ 359  
Indorama Ventures Global Services
4.375%, 09/12/24     5,000       4,881  
INEOS Finance
6.750%, 05/15/28(A)     1,180       1,161  
Italmatch Chemicals
9.393%, EUR003M + 5.500%, 02/06/28(B)   EUR 937       1,028  
LSF11 A5 HoldCo
6.625%, 10/15/29(A)     950       803  
Olympus Water US Holding
7.125%, 10/01/27(A)     375       375  
Olympus Water US Holding
4.250%, 10/01/28(A)     700       630  
Olympus Water US Holding
9.625%, 11/15/28   EUR 600       709  
Olympus Water US Holding
9.750%, 11/15/28(A)     325       345  
Olympus Water US Holding
6.250%, 10/01/29(A)     1,525       1,354  
Polar US Borrower
6.750%, 05/15/26(A)     525       168  
SCIL IV LLC / SCIL USA Holdings LLC
9.500%, 07/15/28     210       247  
WR Grace Holdings
4.875%, 06/15/27(A)     425       409  
WR Grace Holdings
5.625%, 08/15/29(A)     625       552  
Total Chemicals             27,901  
Coal Mining [0.1%]
New World Resources
8.000%, 04/07/20(C)   EUR 1,101       2  
Warrior Met Coal
7.875%, 12/01/28(A)     1,097       1,088  
Total Coal Mining             1,090  
Commercial Serv-Finance [0.0%]
Sabre GLBL
8.625%, 06/01/27(A)     640       581  
Commercial Services [0.3%]
Bidvest Group UK
3.625%, 09/23/26     5,625       5,203  
Live Nation Entertainment
5.625%, 03/15/26(A)     1,155       1,145  

 

CITY NATIONAL ROCHDALE FUNDS | PAGE 4

 

 

Schedule of Investments

December 31, 2023 (Unaudited)

 

City National Rochdale Fixed Income Opportunities Fund

 

Description   Face Amount (000)(1)     Value (000)  
SD International Sukuk, MTN
6.300%, 05/09/22(C)   $ 13,384     $ 23  
Total Commercial Services             6,371  
Communication & Media [0.4%]
Globo Comunicacao e Participacoes
5.500%, 01/14/32     1,505       1,292  
5.500%, 01/14/32(A)     7,825       6,719  
Total Communication & Media             8,011  
Computer System Design & Services [0.2%]
Magnum Holdings
5.375%, 10/31/26(A)     4,900       4,557  
Computers-Memory Devices [0.1%]
Seagate HDD Cayman
8.250%, 12/15/29(A)     911       983  
Construction Machinery [0.1%]
H&E Equipment Services
3.875%, 12/15/28(A)     600       545  
Terex
5.000%, 05/15/29(A)     680       641  
United Rentals North America
5.500%, 05/15/27     424       425  
United Rentals North America
4.875%, 01/15/28     600       585  
Total Construction Machinery             2,196  
Consumer Cyclical Services [0.6%]
Allied Universal Holdco
6.625%, 07/15/26(A)     350       348  
Allied Universal Holdco
9.750%, 07/15/27(A)     1,700       1,666  
Allied Universal Holdco
6.000%, 06/01/29(A)     1,900       1,548  
Cars.com
6.375%, 11/01/28(A)     1,250       1,199  
Garda World Security
4.625%, 02/15/27(A)     325       313  
Garda World Security
6.000%, 06/01/29(A)     1,650       1,480  
Go Daddy Operating
5.250%, 12/01/27(A)     725       710  
GW B-CR Security
9.500%, 11/01/27(A)     1,818       1,833  
Match Group
5.000%, 12/15/27(A)     1,000       977  
 
Description   Face Amount (000)(1)     Value (000)  
Match Group
4.625%, 06/01/28(A)   $ 475     $ 455  
Signal Parent
6.125%, 04/01/29(A)     912       652  
Total Consumer Cyclical Services             11,181  
Consumer Products [0.3%]
Acushnet
7.375%, 10/15/28(A)     150       156  
BCPE Empire Holdings
7.625%, 05/01/27(A)     2,575       2,485  
Edgewell Personal Care
5.500%, 06/01/28(A)     875       859  
Edgewell Personal Care
4.125%, 04/01/29(A)     400       364  
Energizer Holdings
6.500%, 12/31/27(A)     1,000       1,000  
Energizer Holdings
4.750%, 06/15/28(A)     625       581  
Energizer Holdings
4.375%, 03/31/29(A)     1,100       989  
Total Consumer Products             6,434  
Consumer Products & Services [0.2%]
Turkiye Sise ve Cam Fabrikalari
6.950%, 03/14/26     4,650       4,616  
Containers & Packaging [0.4%]
Graham Packaging
7.125%, 08/15/28(A)     660       594  
Klabin Austria GmbH
3.200%, 01/12/31     8,600       7,202  
Klabin Austria GmbH
7.000%, 04/03/49     655       662  
Total Containers & Packaging             8,458  
Distribution/Wholesale [0.0%]
Windsor Holdings III
8.500%, 06/15/30(A)     875       914  
Diversified Manufacturing [0.2%]
Emerald Debt Merger Sub
6.625%, 12/15/30(A)     1,850       1,889  
Gates Global
6.250%, 01/15/26(A)     2,000       1,990  

 

CITY NATIONAL ROCHDALE FUNDS | PAGE 5

 

 

Schedule of Investments

December 31, 2023 (Unaudited)

 

City National Rochdale Fixed Income Opportunities Fund

 

Description   Face Amount (000)(1)     Value (000)  
WESCO Distribution
7.250%, 06/15/28(A)   $ 1,000     $ 1,028  
Total Diversified Manufacturing             4,907  
Drugs [0.6%]
Teva Pharmaceutical Finance Netherlands III BV
6.750%, 03/01/28     10,950       11,191  
E-Commerce/Products [0.0%]
ANGI Group
3.875%, 08/15/28(A)     685       579  
E-Commerce/Services [0.1%]
Uber Technologies
7.500%, 09/15/27(A)     2,258       2,338  
Electric Utilities [1.6%]
Adani Renewable Energy RJ, MTN
4.625%, 10/15/39     5,082       3,976  
AES Gener
7.125%, USSW5 + 4.644%, 03/26/79(B)     1,480       1,421  
Cikarang Listrindo
4.950%, 09/14/26     2,700       2,589  
Greenko Power II
4.300%, 12/13/28     648       583  
Mercury Chile Holdco
6.500%, 01/24/27(A)     6,830       6,357  
Minejesa Capital BV
4.625%, 08/10/30     3,500       3,321  
Minejesa Capital BV
5.625%, 08/10/37(A)     5,300       4,637  
Mong Duong Finance Holdings BV
5.125%, 05/07/29     5,571       5,160  
Pacific Gas and Electric
4.950%, 07/01/50     675       579  
Pike
8.625%, 01/31/31(A)     102       107  
Star Energy Geothermal Wayang Windu
6.750%, 04/24/33     2,655       2,647  
Vistra
8.000%, H15T5Y + 6.930%, 04/15/72(A) (B)     1,130       1,125  
Total Electric Utilities             32,502  
Electric-Distribution [0.0%]
Energia Group Roi Financeco DAC
6.875%, 07/31/28   EUR 300       343  
 
Description   Face Amount (000)(1)     Value (000)  
Electric-Transmission [0.3%]
Oryx Funding
5.800%, 02/03/31   $ 5,250     $ 5,258  
Energy & Power [0.3%]
Continuum Energy Aura Pte
9.500%, 02/24/27(A)     2,390       2,429  
Greenko Solar Mauritius
5.950%, 07/29/26     3,800       3,669  
Total Energy & Power             6,098  
Entertainment & Gaming [1.1%]
Churchill Downs
5.750%, 04/01/30(A)     1,250       1,219  
Lottomatica
7.928%, EUR003M + 4.000%, 12/15/30(B)   EUR 400       446  
Melco Resorts Finance
4.875%, 06/06/25     2,340       2,270  
Melco Resorts Finance
5.250%, 04/26/26     4,600       4,427  
MGM China Holdings
5.250%, 06/18/25     2,700       2,650  
Sands China
4.300%, 01/08/26     2,400       2,305  
Sands China
3.100%, 03/08/29     8,200       7,150  
Wynn Macau
5.500%, 01/15/26(A)     2,525       2,464  
Total Entertainment & Gaming             22,931  
Finance [0.1%]
Garfunkelux Holdco 3
6.750%, 11/01/25   EUR 450       392  
Garfunkelux Holdco 3
7.750%, 11/01/25   GBP 700       683  
Total Finance             1,075  
Finance Companies [0.6%]
GTCR W-2 Merger Sub
7.500%, 01/15/31(A)     1,035       1,094  
Navient
6.750%, 06/25/25     950       962  
Navient
5.000%, 03/15/27     750       724  
Navient
5.500%, 03/15/29     525       484  
Rocket Mortgage
3.625%, 03/01/29(A)     675       611  

 

CITY NATIONAL ROCHDALE FUNDS | PAGE 6

 

 

Schedule of Investments

December 31, 2023 (Unaudited)

 

City National Rochdale Fixed Income Opportunities Fund

 

Description   Face Amount (000)(1)     Value (000)  
Rocket Mortgage
3.875%, 03/01/31(A)   $ 1,625     $ 1,428  
Rocket Mortgage
4.000%, 10/15/33(A)     575       489  
United Wholesale Mortgage
5.500%, 11/15/25(A)     3,980       3,957  
5.500%, 04/15/29(A)     3,341       3,163  
Total Finance Companies             12,912  
Financial Services [1.0%]
Castlelake Aviation Finance DAC
5.000%, 04/15/27(A)     650       609  
CSN Inova Ventures
6.750%, 01/28/28(A)     2,680       2,617  
Encore Capital Group
4.250%, 06/01/28   GBP 1,000       1,087  
Genworth Mortgage Holdings
6.500%, 08/15/25(A)     2,371       2,364  
GGAM Finance
8.000%, 02/15/27(A)     550       562  
Iqera Group SAS
10.502%, EUR003M + 6.500%, 02/15/27(B)   EUR 900       864  
Macquarie Airfinance Holdings
8.375%, 05/01/28(A)     560       587  
Macquarie Airfinance Holdings
8.125%, 03/30/29(A)     560       585  
Midcap Financial Issuer Trust
6.500%, 05/01/28(A)     1,205       1,130  
Nationstar Mortgage Holdings
6.000%, 01/15/27(A)     1,780       1,767  
Nationstar Mortgage Holdings
5.750%, 11/15/31(A)     660       615  
OEC Finance
7.500%, 03/14/72     37       2  
OneMain Finance
9.000%, 01/15/29     1,110       1,174  
PennyMac Financial Services
5.375%, 10/15/25(A)     470       464  
PennyMac Financial Services
7.875%, 12/15/29(A)     450       463  
PennyMac Financial Services
5.750%, 09/15/31(A)     760       704  
Radian Group
6.625%, 03/15/25     749       752  
Sobha Sukuk
8.750%, 07/17/28     3,192       3,167  
Total Financial Services             19,513  
 
Description   Face Amount (000)(1)     Value (000)  
Food & Beverage [0.3%]
BellRing Brands
7.000%, 03/15/30(A)   $ 1,175     $ 1,218  
Performance Food Group
4.250%, 08/01/29(A)     1,125       1,032  
Post Holdings
5.750%, 03/01/27(A)     632       628  
Post Holdings
5.625%, 01/15/28(A)     1,075       1,065  
US Foods
6.875%, 09/15/28(A)     375       386  
US Foods
4.750%, 02/15/29(A)     925       879  
Total Food & Beverage             5,208  
Food, Beverage & Tobacco [1.2%]
Agrosuper
4.600%, 01/20/32(A)     4,410       3,779  
BRF
4.875%, 01/24/30     3,955       3,478  
Health & Happiness H&H International Holdings
5.625%, 10/24/24     2,500       2,410  
Health & Happiness H&H International Holdings
13.500%, 06/26/26     700       677  
Indofood CBP Sukses Makmur
3.398%, 06/09/31     2,700       2,328  
Minerva Luxembourg
4.375%, 03/18/31(A)     3,250       2,679  
Minerva Luxembourg
8.875%, 09/13/33(A)     2,600       2,749  
Simmons Foods
4.625%, 03/01/29(A)     1,245       1,078  
Turning Point Brands
5.625%, 02/15/26(A)     1,915       1,787  
Vector Group
5.750%, 02/01/29(A)     2,630       2,408  
Total Food, Beverage & Tobacco             23,373  
Footwear and Related Apparel [0.0%]
Crocs
4.125%, 08/15/31(A)     750       633  
Gaming [1.1%]
Affinity Interactive
6.875%, 12/15/27(A)     800       713  
Allwyn Entertainment Financing UK
8.127%, EUR003M + 4.125%, 02/15/28(B)   EUR 1,500       1,685  

 

CITY NATIONAL ROCHDALE FUNDS | PAGE 7

 

 

Schedule of Investments

December 31, 2023 (Unaudited)

 

City National Rochdale Fixed Income Opportunities Fund

 

Description   Face Amount (000)(1)     Value (000)  
Boyd Gaming
4.750%, 12/01/27   $ 1,075     $ 1,034  
Caesars Entertainment
4.625%, 10/15/29(A)     300       270  
Caesars Entertainment
7.000%, 02/15/30(A)     75       77  
Churchill Downs
6.750%, 05/01/31(A)     700       710  
Colt Merger Sub
6.250%, 07/01/25(A)     2,530       2,537  
Colt Merger Sub
8.125%, 07/01/27(A)     3,160       3,240  
Light & Wonder International
7.500%, 09/01/31(A)     625       652  
MGM Resorts International
5.500%, 04/15/27     1,310       1,300  
Midwest Gaming Borrower
4.875%, 05/01/29(A)     1,200       1,116  
Mohegan Tribal Gaming Authority
8.000%, 02/01/26(A)     1,425       1,345  
Ontario Gaming GTA
8.000%, 08/01/30(A)     1,000       1,031  
Penn Entertainment
5.625%, 01/15/27(A)     830       806  
Penn Entertainment
4.125%, 07/01/29(A)     850       729  
Scientific Games Holdings
6.625%, 03/01/30(A)     1,400       1,324  
Station Casinos
4.500%, 02/15/28(A)     4,035       3,801  
VICI Properties
5.625%, 05/01/24(A)     425       424  
VICI Properties
3.500%, 02/15/25(A)     75       73  
Total Gaming             22,867  
Gas-Distribution [0.0%]
AmeriGas Partners
9.375%, 06/01/28(A)     405       418  
Gold Mining [0.5%]
Aris Mining
6.875%, 08/09/26     5,956       5,152  
Cia de Minas Buenaventura SAA
5.500%, 07/23/26     6,225       5,943  
Total Gold Mining             11,095  
Healthcare [0.9%]
Avantor Funding
4.625%, 07/15/28(A)     1,600       1,546  
 
Description   Face Amount (000)(1)     Value (000)  
CHS
8.000%, 03/15/26(A)   $ 112     $ 112  
CHS
5.625%, 03/15/27(A)     750       697  
CHS
6.000%, 01/15/29(A)     250       225  
CHS
6.875%, 04/15/29(A)     1,725       1,130  
CHS
6.125%, 04/01/30(A)     550       356  
DaVita
4.625%, 06/01/30(A)     2,015       1,758  
Embecta
5.000%, 02/15/30(A)     475       403  
Embecta
6.750%, 02/15/30(A)     1,000       870  
Garden Spinco
8.625%, 07/20/30(A)     400       428  
IQVIA
5.000%, 10/15/26(A)     1,075       1,065  
IQVIA
6.500%, 05/15/30(A)     200       205  
LifePoint Health
5.375%, 01/15/29(A)     625       463  
Medline Borrower
5.250%, 10/01/29(A)     3,775       3,557  
MPH Acquisition Holdings
5.500%, 09/01/28(A)     1,105       989  
Tenet Healthcare
5.125%, 11/01/27     2,075       2,028  
Tenet Healthcare
6.125%, 10/01/28     1,994       1,989  
Tenet Healthcare
4.250%, 06/01/29     525       489  
Tenet Healthcare
6.750%, 05/15/31(A)     450       460  
Total Healthcare             18,770  
Homebuilders/Materials/Construction [0.1%]
PCF GmbH
4.750%, 04/15/26   EUR 500       399  
Ren10 Holding
8.343%, EUR003M + 4.375%, 02/01/27(B)   EUR 600       660  
Victoria
3.750%, 03/15/28   EUR 400       303  
Total Homebuilders/Materials/Construction             1,362  

 

CITY NATIONAL ROCHDALE FUNDS | PAGE 8

 

 

Schedule of Investments

December 31, 2023 (Unaudited)

 

City National Rochdale Fixed Income Opportunities Fund

 

Description   Face Amount (000)(1)     Value (000)  
Hotels and Motels [0.2%]
Hilton Grand Vacations Borrower Escrow
5.000%, 06/01/29(A)   $ 775     $ 715  
Marriott Ownership Resorts
4.750%, 01/15/28     1,970       1,810  
Travel + Leisure
6.625%, 07/31/26(A)     1,155       1,166  
Total Hotels and Motels             3,691  
Human Resources [0.0%]
House of HR Group BV
9.000%, 11/03/29   EUR 700       801  
Independent Energy [1.0%]
Antero Resources
7.625%, 02/01/29(A)     159       163  
Antero Resources
5.375%, 03/01/30(A)     775       743  
Ascent Resources Utica Holdings
7.000%, 11/01/26(A)     1,710       1,722  
Ascent Resources Utica Holdings
9.000%, 11/01/27(A)     200       252  
Ascent Resources Utica Holdings
8.250%, 12/31/28(A)     1,685       1,694  
Berry Petroleum
7.000%, 02/15/26(A)     550       537  
Callon Petroleum
6.375%, 07/01/26     175       174  
Callon Petroleum
8.000%, 08/01/28(A)     890       910  
Callon Petroleum
7.500%, 06/15/30(A)     550       555  
Chesapeake Energy
7.000%, 10/01/24(E)     575       11  
Chord Energy
6.375%, 06/01/26(A)     500       500  
Civitas Resources
8.375%, 07/01/28(A)     2,355       2,459  
Civitas Resources
8.625%, 11/01/30(A)     225       238  
Civitas Resources
8.750%, 07/01/31(A)     1,050       1,118  
Comstock Resources
6.750%, 03/01/29(A)     1,835       1,679  
CrownRock
5.625%, 10/15/25(A)     1,400       1,398  
Permian Resources Operating
6.875%, 04/01/27(A)     1,475       1,474  
Range Resources
4.875%, 05/15/25     397       392  
 
Description   Face Amount (000)(1)     Value (000)  
Range Resources
8.250%, 01/15/29   $ 650     $ 673  
Sitio Royalties Operating Partnership
7.875%, 11/01/28(A)     300       311  
SM Energy
6.750%, 09/15/26     1,075       1,072  
SM Energy
6.625%, 01/15/27     645       640  
Southwestern Energy
8.375%, 09/15/28     375       388  
Southwestern Energy
5.375%, 03/15/30     300       293  
Southwestern Energy
4.750%, 02/01/32     225       208  
Total Independent Energy             19,604  
Industrial - Other [0.2%]
Madison IAQ
5.875%, 06/30/29(A)     2,175       1,917  
SPX FLOW
8.750%, 04/01/30(A)     1,125       1,125  
TK Elevator Holdco GmbH
7.625%, 07/15/28(A)     400       393  
Vertical US Newco
5.250%, 07/15/27(A)     850       835  
Total Industrial - Other             4,270  
Industrial Services [0.0%]
Prime Security Services Borrower
5.250%, 04/15/24(A)     731       725  
Insurance [0.1%]
Alliant Holdings Intermediate
6.750%, 04/15/28(A)     1,095       1,120  
Insurance - P&C [1.1%]
Acrisure
7.000%, 11/15/25(A)     290       289  
Alliant Holdings Intermediate
7.000%, 01/15/31(A)     275       289  
AmWINS Group
4.875%, 06/30/29(A)     1,800       1,642  
Ardonagh Midco 2
11.500%, 01/15/27(A)     2,294       2,259  
AssuredPartners
7.000%, 08/15/25(A)     1,880       1,883  
AssuredPartners
5.625%, 01/15/29(A)     1,500       1,400  
BroadStreet Partners
5.875%, 04/15/29(A)     2,750       2,567  

 

CITY NATIONAL ROCHDALE FUNDS | PAGE 9

 

 

Schedule of Investments

December 31, 2023 (Unaudited)

 

City National Rochdale Fixed Income Opportunities Fund

 

Description   Face Amount (000)(1)     Value (000)  
GTCR AP Finance
8.000%, 05/15/27(A)   $ 450     $ 455  
HUB International
7.000%, 05/01/26(A)     3,000       3,011  
HUB International
5.625%, 12/01/29(A)     2,100       2,007  
HUB International
7.250%, 06/15/30(A)     600       634  
Jones Deslauriers Insurance Management
8.500%, 03/15/30(A)     875       919  
Jones Deslauriers Insurance Management
10.500%, 12/15/30(A)     1,000       1,054  
NFP
6.875%, 08/15/28(A)     2,850       2,896  
NFP
7.500%, 10/01/30(A)     500       532  
Ryan Specialty
4.375%, 02/01/30(A)     400       371  
USI
7.500%, 01/15/32(A)     1,000       1,021  
Total Insurance - P&C             23,229  
Internet Connectiv Svcs [0.0%]
United Group BV
8.843%, EUR003M + 4.875%, 02/01/29(A) (B)   EUR 500       554  
Investment Bank/Broker-Dealer [0.1%]
NFP
8.500%, 10/01/31(A)     1,125       1,218  
Investment Companies [0.1%]
Hightower Holding
6.750%, 04/15/29(A)     2,402       2,165  
Leisure [0.7%]
Carnival
7.000%, 08/15/29(A)     175       183  
Carnival
10.500%, 06/01/30(A)     2,131       2,331  
NCL
5.875%, 03/15/26(A)     550       537  
5.875%, 02/15/27(A)     1,580       1,566  
NCL
8.125%, 01/15/29(A)     250       261  
NCL
7.750%, 02/15/29(A)     125       126  
NCL Finance
6.125%, 03/15/28(A)     200       191  
 
Description   Face Amount (000)(1)     Value (000)  
Royal Caribbean Cruises
5.500%, 08/31/26(A)   $ 350     $ 347  
Royal Caribbean Cruises
5.375%, 07/15/27(A)     2,399       2,375  
SeaWorld Parks & Entertainment
5.250%, 08/15/29(A)     1,300       1,213  
Six Flags Entertainment
7.250%, 05/15/31(A)     1,595       1,600  
Viking Cruises
6.250%, 05/15/25(A)     1,140       1,136  
VOC Escrow
5.000%, 02/15/28(A)     1,750       1,679  
Total Leisure             13,545  
Lodging [0.1%]
Hilton Domestic Operating
5.750%, 05/01/28(A)     525       525  
Hilton Domestic Operating
3.750%, 05/01/29(A)     925       858  
Total Lodging             1,383  
Machinery [0.2%]
Manitowoc
9.000%, 04/01/26(A)     1,190       1,194  
Regal Rexnord
6.050%, 02/15/26(A)     2,200       2,225  
Total Machinery             3,419  
Marine Services [0.1%]
DP World Salaam
6.000%, H15T5Y + 5.750%, 01/01/72(B)     2,250       2,241  
Media Entertainment [1.1%]
Audacy Capital
6.500%, 05/01/27(A) (C)     2,050       36  
Audacy Capital
6.750%, 03/31/29(A) (C)     1,350       20  
CMG Media
8.875%, 12/15/27(A)     2,268       1,799  
Cumulus Media New Holdings
6.750%, 07/01/26(A)     300       202  
Diamond Sports Group
5.375%, 08/15/26(A) (C)     250       12  
Gray Escrow II
5.375%, 11/15/31(A)     1,530       1,159  
Gray Television
7.000%, 05/15/27(A)     2,180       2,072  
iHeartCommunications
6.375%, 05/01/26     964       822  

 

CITY NATIONAL ROCHDALE FUNDS | PAGE 10

 

 

Schedule of Investments

December 31, 2023 (Unaudited)

 

City National Rochdale Fixed Income Opportunities Fund

 

Description   Face Amount (000)(1)     Value (000)  
iHeartCommunications
8.375%, 05/01/27   $ 3,054     $ 1,982  
Lamar Media
4.875%, 01/15/29     1,525       1,475  
Nexstar Broadcasting
5.625%, 07/15/27(A)     1,600       1,547  
Outfront Media Capital
4.250%, 01/15/29(A)     975       880  
Outfront Media Capital
4.625%, 03/15/30(A)     925       825  
ROBLOX
3.875%, 05/01/30(A)     1,000       892  
Scripps Escrow
5.875%, 07/15/27(A)     315       280  
Scripps Escrow II
5.375%, 01/15/31(A)     825       605  
Sinclair Television Group
5.125%, 02/15/27(A)     550       491  
Sinclair Television Group
5.500%, 03/01/30(A)     875       656  
Sinclair Television Group
4.125%, 12/01/30(A)     175       124  
Stagwell Global
5.625%, 08/15/29(A)     3,100       2,852  
TEGNA
4.625%, 03/15/28     275       257  
TEGNA
5.000%, 09/15/29     1,000       916  
Univision Communications
8.000%, 08/15/28(A)     200       206  
Univision Communications
4.500%, 05/01/29(A)     775       694  
Univision Communications
7.375%, 06/30/30(A)     625       623  
Urban One
7.375%, 02/01/28(A)     1,125       956  
Total Media Entertainment             22,383  
Medical Labs and Testing Srv [0.1%]
Ephios Subco 3 Sarl
7.875%, 01/31/31   EUR 200       228  
Star Parent
9.000%, 10/01/30(A)     1,125       1,186  
US Acute Care Solutions
6.375%, 03/01/26(A)     325       271  
Total Medical Labs and Testing Srv             1,685  
Medical Products & Services [0.1%]
Bio City Development
8.000%, 07/06/19     1,000       50  
 
Description   Face Amount (000)(1)     Value (000)  
Surgery Center Holdings
10.000%, 04/15/27(A)   $ 150     $ 152  
Tenet Healthcare
6.125%, 06/15/30     1,195       1,208  
Total Medical Products & Services             1,410  
Metal-Copper [0.2%]
First Quantum Minerals
7.500%, 04/01/25(A)     1,210       1,156  
Freeport Indonesia, MTN
5.315%, 04/14/32     2,425       2,378  
Total Metal-Copper             3,534  
Metal-Iron [0.1%]
Mineral Resources
8.125%, 05/01/27(A)     585       595  
Mineral Resources
9.250%, 10/01/28(A)     560       596  
TMS International
6.250%, 04/15/29(A)     1,950       1,609  
Total Metal-Iron             2,800  
Metals & Mining [0.2%]
Arsenal AIC Parent
8.000%, 10/01/30(A)     730       762  
Cleveland-Cliffs
4.625%, 03/01/29(A)     975       902  
Cleveland-Cliffs
6.750%, 04/15/30(A)     200       203  
Coeur Mining
5.125%, 02/15/29(A)     1,050       967  
Vedanta Resources Finance II
8.950%, 03/11/25     2,416       1,797  
Total Metals & Mining             4,631  
Midstream [0.9%]
AmeriGas Partners
5.875%, 08/20/26     1,225       1,212  
Antero Midstream Partners
5.750%, 03/01/27(A)     3,200       3,175  
CNX Midstream Partners
4.750%, 04/15/30(A)     1,200       1,079  
DT Midstream
4.375%, 06/15/31(A)     1,500       1,352  
Energy Transfer
8.000%, 04/01/29(A)     925       963  
EQT Midstream Partners
6.000%, 07/01/25(A)     248       248  

 

CITY NATIONAL ROCHDALE FUNDS | PAGE 11

 

 

Schedule of Investments

December 31, 2023 (Unaudited)

 

City National Rochdale Fixed Income Opportunities Fund

 

Description   Face Amount (000)(1)     Value (000)  
EQT Midstream Partners
6.500%, 07/01/27(A)   $ 2,820     $ 2,871  
EQT Midstream Partners
5.500%, 07/15/28     2,425       2,402  
Hess Midstream Operations
5.125%, 06/15/28(A)     825       796  
HF Sinclair
5.000%, 02/01/28(A)     800       771  
Solaris Midstream Holdings
7.625%, 04/01/26(A)     725       735  
Suburban Propane Partners
5.875%, 03/01/27     1,000       995  
Suburban Propane Partners
5.000%, 06/01/31(A)     375       343  
Targa Resources Partners
6.500%, 07/15/27     1,050       1,064  
Western Midstream Operating
4.650%, 07/01/26     150       148  
Western Midstream Operating
4.750%, 08/15/28     200       195  
Western Midstream Operating
5.300%, 03/01/48     325       283  
Total Midstream             18,632  
Miscellaneous Manufacturing [0.0%]
Anolis Capital Markets PCC
4.150%, 01/01/28   EUR 827       795  
Non-Ferrous Metals [0.1%]
Minsur
4.500%, 10/28/31     3,200       2,828  
Oil Field Services [0.6%]
Archrock Partners
6.875%, 04/01/27(A)     2,075       2,080  
Nabors Industries
7.250%, 01/15/26(A)     1,000       961  
Nabors Industries
7.375%, 05/15/27(A)     1,745       1,710  
Nabors Industries
9.125%, 01/31/30(A)     485       487  
Precision Drilling
7.125%, 01/15/26(A)     686       683  
Precision Drilling
6.875%, 01/15/29(A)     705       680  
Transocean Titan Financing
8.375%, 02/01/28(A)     612       635  
USA Compression Partners
6.875%, 04/01/26     2,025       2,016  
 
Description   Face Amount (000)(1)     Value (000)  
Weatherford International
8.625%, 04/30/30(A)   $ 2,185     $ 2,281  
Total Oil Field Services             11,533  
Oil-Field Services [0.0%]
ORO SG Pte
12.000%, 12/20/25     8,345       8  
Packaging [0.7%]
ARD Finance
6.500% PIK, 06/30/27(A)     2,157       1,008  
Ardagh Metal Packaging Finance USA
4.000%, 09/01/29(A)     975       826  
Ardagh Packaging Finance
5.250%, 08/15/27(A)     2,050       1,591  
Ball
6.875%, 03/15/28     475       494  
Ball
6.000%, 06/15/29     675       689  
Clydesdale Acquisition Holdings
8.750%, 04/15/30(A)     3,525       3,287  
Mauser Packaging Solutions Holding
7.875%, 08/15/26(A)     675       687  
Mauser Packaging Solutions Holding
9.250%, 04/15/27(A)     725       711  
OI European Group BV
4.750%, 02/15/30(A)     925       865  
Owens-Brockway Glass Container
6.375%, 08/15/25(A)     1,475       1,479  
Sealed Air
7.250%, 02/15/31(A)     550       583  
Trivium Packaging Finance BV
8.500%, 08/15/27(A)     2,550       2,501  
Total Packaging             14,721  
Packaging / Paper / Forest Products [0.0%]
Kleopatra Finco Sarl
4.250%, 03/01/26   EUR 700       635  
Paper [0.1%]
Graphic Packaging International
4.750%, 07/15/27(A)     300       291  

 

CITY NATIONAL ROCHDALE FUNDS | PAGE 12

 

 

Schedule of Investments

December 31, 2023 (Unaudited)

 

City National Rochdale Fixed Income Opportunities Fund

 

Description   Face Amount (000)(1)     Value (000)  
Graphic Packaging International
3.500%, 03/15/28(A)   $ 300     $ 280  
3.500%, 03/01/29(A)     525       472  
Total Paper             1,043  
Paper & Related Products [0.4%]
Celulosa Arauco y Constitucion
4.200%, 01/29/30(A)     2,950       2,725  
Domtar
6.750%, 10/01/28(A)     1,330       1,202  
Mativ Holdings
6.875%, 10/01/26(A)     1,875       1,799  
Suzano Austria GmbH
5.000%, 01/15/30     2,450       2,369  
Total Paper & Related Products             8,095  
Petroleum & Fuel Products [5.4%]
Chesapeake Energy
6.750%, 04/15/29(A)     1,155       1,166  
Civitas Resources
5.000%, 10/15/26(A)     951       922  
Cosan Overseas
8.250%, 02/05/72     3,275       3,261  
Ecopetrol
4.625%, 11/02/31     7,550       6,404  
Ecopetrol
8.875%, 01/13/33     1,230       1,337  
Ecopetrol
5.875%, 05/28/45     4,500       3,554  
Energian Israel Finance
5.375%, 03/30/28(A)     4,183       3,672  
Energy Transfer
6.625%, US0003M + 4.155%, 02/15/72(B)     805       672  
Geopark
5.500%, 01/17/27     8,755       7,766  
Hilcorp Energy I
6.250%, 11/01/28(A)     1,166       1,161  
Hilcorp Energy I
8.375%, 11/01/33(A)     1,609       1,705  
KazMunayGas National JSC, MTN
5.375%, 04/24/30     2,550       2,526  
Kinetik Holdings
5.875%, 06/15/30(A)     1,185       1,163  
Kosmos Energy
7.125%, 04/04/26     7,875       7,498  
Kosmos Energy
7.500%, 03/01/28     405       370  
Leviathan Bond
6.125%, 06/30/25(A)     1,750       1,693  
 
Description   Face Amount (000)(1)     Value (000)  
Leviathan Bond
6.500%, 06/30/27(A)   $ 3,611     $ 3,389  
Magnolia Oil & Gas Operating
6.000%, 08/01/26(A)     3,585       3,495  
Medco Bell Pte
6.375%, 01/30/27     3,285       3,127  
Medco Maple Tree Pte
8.960%, 04/27/29(A)     750       760  
New Fortress Energy
6.750%, 09/15/25(A)     2,475       2,454  
NGL Energy Operating
7.500%, 02/01/26(A)     470       475  
Noble Finance II
8.000%, 04/15/30(A)     1,085       1,132  
Nostrum Oil & Gas Finance BV
5.000%, 06/30/26     5,018       3,263  
Oro Negro Drilling Pte
0.000%, * (D)     3,683       —  
Oro Negro Drilling Pte
7.500%, 01/24/24(A) (C)     23,137       23  
PBF Holding
6.000%, 02/15/28     1,195       1,160  
Petrobras Global Finance BV
5.500%, 06/10/51     2,600       2,193  
Petroleos de Venezuela
8.500%, 10/27/20(C)     10,470       8,376  
Petroleos de Venezuela
9.750%, 05/17/35(C)     8,689       1,086  
Petroleos del Peru
4.750%, 06/19/32     2,900       2,071  
Petroleos Mexicanos
10.000%, 02/07/33     1,820       1,827  
Petrorio Luxembourg Trading Sarl
6.125%, 06/09/26     850       835  
Rockies Express Pipeline
7.500%, 07/15/38(A)     1,238       1,250  
Seadrill Finance
8.375%, 08/01/30(A)     650       678  
ShaMaran Petroleum
12.000%, 07/30/25(A)     12,606       11,219  
Summit Midstream Holdings
9.000%, 10/15/26(A) (F)     800       798  
Tallgrass Energy Partners
7.500%, 10/01/25(A)     1,500       1,508  
Talos Production
12.000%, 01/15/26     1,764       1,815  
Tengizchevroil Finance International
3.250%, 08/15/30     3,350       2,752  
Transocean
8.750%, 02/15/30(A)     594       620  
Transocean Aquila
8.000%, 09/30/28(A)     565       573  

 

CITY NATIONAL ROCHDALE FUNDS | PAGE 13

 

 

Schedule of Investments

December 31, 2023 (Unaudited)

 

City National Rochdale Fixed Income Opportunities Fund

 

Description   Face Amount (000)(1)     Value (000)  
Tullow Oil
7.000%, 03/01/25   $ 4,150     $ 3,839  
Valaris
8.375%, 04/30/30(A)     1,094       1,121  
Venture Global Calcasieu Pass
6.250%, 01/15/30(A)     595       592  
Venture Global LNG
8.125%, 06/01/28(A)     1,655       1,671  
Venture Global LNG
9.875%, 02/01/32(A)     565       589  
Vital Energy
10.125%, 01/15/28     561       576  
Total Petroleum & Fuel Products             110,137  
Pharmaceuticals [0.3%]
Bausch Health
5.000%, 02/15/29(A)     300       130  
Bausch Health
6.250%, 02/15/29(A)     575       255  
Bausch Health
7.250%, 05/30/29(A)     1,950       889  
Bausch Health Americas
8.500%, 01/31/27(A)     750       417  
Emergent BioSolutions
3.875%, 08/15/28(A)     1,100       445  
Grifols
4.750%, 10/15/28(A)     1,975       1,791  
Organon
5.125%, 04/30/31(A)     1,815       1,552  
Total Pharmaceuticals             5,479  
Pipelines [0.0%]
Allen Media
10.500%, 02/15/28(A)     835       447  
Printing & Publishing [0.0%]
Cimpress
7.000%, 06/15/26     807       789  
Real Estate [0.3%]
Emeria SASU
7.750%, 03/31/28   EUR 1,350       1,438  
PCPD Capital
5.125%, 06/18/26     5,000       3,924  
Total Real Estate             5,362  
Real Estate Investment Trusts [0.2%]
Brookfield Property REIT
5.750%, 05/15/26(A)     2,322       2,251  
 
Description   Face Amount (000)(1)     Value (000)  
MPT Operating Partnership
5.250%, 08/01/26   $ 615     $ 550  
Necessity Retail REIT
4.500%, 09/30/28(A)     1,020       859  
Total Real Estate Investment Trusts             3,660  
Real Estate Oper/Develop [0.6%]
Country Garden Holdings
5.125%, 01/17/25     2,600       190  
Howard Hughes
5.375%, 08/01/28(A)     2,340       2,249  
Kaisa Group Holdings
11.700%, 11/11/25(C)     2,021       65  
MAF Global Securities
6.375%, H15T5Y + 3.539%, 09/20/72(B)     5,175       5,074  
Pakuwon Jati
4.875%, 04/29/28     5,600       5,192  
Total Real Estate Oper/Develop             12,770  
Regional Banks-Non US [0.2%]
Emirates NBD Bank PJSC
6.125%, CMTUSD6Y + 3.656%, 09/20/72(B)     4,500       4,467  
Restaurants [0.2%]
1011778 BC ULC
4.000%, 10/15/30(A)     3,600       3,228  
KFC Holding
4.750%, 06/01/27(A)     975       960  
Yum! Brands
4.750%, 01/15/30(A)     500       485  
Total Restaurants             4,673  
Retail [1.2%]
Arcos Dorados BV
6.125%, 05/27/29     2,400       2,396  
B&M European Value Retail
8.125%, 11/15/30   GBP 100       135  
Bath & Body Works
6.750%, 07/01/36     810       816  
BlueLinx Holdings
6.000%, 11/15/29(A)     1,415       1,309  
Fertitta Entertainment
6.750%, 01/15/30(A)     1,370       1,205  
FirstCash
5.625%, 01/01/30(A)     2,644       2,531  
Foot Locker
4.000%, 10/01/29(A)     1,515       1,254  

 

CITY NATIONAL ROCHDALE FUNDS | PAGE 14

 

 

Schedule of Investments

December 31, 2023 (Unaudited)

 

City National Rochdale Fixed Income Opportunities Fund

 

Description   Face Amount (000)(1)     Value (000)  
Future Retail
5.600%, 01/22/25(C)   $ 16,200     $ 41  
InRetail Consumer
3.250%, 03/22/28     2,600       2,333  
Macy's Retail Holdings
6.125%, 03/15/32(A)     316       299  
Macy's Retail Holdings
5.125%, 01/15/42     485       378  
Michaels
5.250%, 05/01/28(A)     1,523       1,219  
QVC
4.450%, 02/15/25     292       274  
QVC
4.375%, 09/01/28     467       337  
QVC
5.450%, 08/15/34     2,735       1,658  
Vivo Energy Investments BV
5.125%, 09/24/27     8,300       7,760  
Total Retail             23,945  
Retailers [0.2%]
Academy
6.000%, 11/15/27(A)     1,620       1,591  
Asbury Automotive Group
4.625%, 11/15/29(A)     1,100       1,019  
Asbury Automotive Group
5.000%, 02/15/32(A)     350       318  
Gap
3.625%, 10/01/29(A)     425       364  
Gap
3.875%, 10/01/31(A)     450       370  
LCM Investments Holdings II
4.875%, 05/01/29(A)     100       93  
LCM Investments Holdings II
8.250%, 08/01/31(A)     700       730  
William Carter
5.625%, 03/15/27(A)     400       395  
Total Retailers             4,880  
Semi-Conductors [0.0%]
Tunghsu Venus Holdings
7.000%, 06/12/20(C)     4,275       257  
Services [0.2%]
Cerved Group
9.175%, EUR003M + 5.250%, 02/15/29(B)   EUR 1,275       1,360  
 
Description   Face Amount (000)(1)     Value (000)  
Summer BC Holdco B SARL
5.750%, 10/31/26   EUR $ 2,500     $ 2,642  
Total Services             4,002  
Steel & Steel Works [0.5%]
CAP
3.900%, 04/27/31     6,875       5,321  
CSN Islands XI
6.750%, 01/28/28     800       781  
CSN Resources
5.875%, 04/08/32(A)     1,075       935  
Periama Holdings
5.950%, 04/19/26     2,661       2,618  
Total Steel & Steel Works             9,655  
Supermarkets [0.1%]
Albertsons
7.500%, 03/15/26(A)     1,075       1,095  
Albertsons
6.500%, 02/15/28(A)     450       454  
Total Supermarkets             1,549  
Technology [2.2%]
ams-OSRAM
12.250%, 03/30/29(A)     425       473  
AthenaHealth Group
6.500%, 02/15/30(A)     2,925       2,655  
Boxer Parent
9.125%, 03/01/26(A)     1,300       1,299  
Capstone Borrower
8.000%, 06/15/30(A)     1,125       1,170  
Central Parent
7.250%, 06/15/29(A)     1,800       1,839  
Clarivate Science Holdings
3.875%, 07/01/28(A)     350       330  
Clarivate Science Holdings
4.875%, 07/01/29(A)     1,575       1,478  
Cloud Software Group
6.500%, 03/31/29(A)     3,280       3,126  
Cloud Software Group
9.000%, 09/30/29(A)     900       857  
Coherent
5.000%, 12/15/29(A)     1,950       1,852  
Consensus Cloud Solutions
6.000%, 10/15/26(A)     525       499  
Consensus Cloud Solutions
6.500%, 10/15/28(A)     1,400       1,270  
Dun & Bradstreet
5.000%, 12/15/29(A)     1,075       1,003  

 

CITY NATIONAL ROCHDALE FUNDS | PAGE 15

 

 

Schedule of Investments

December 31, 2023 (Unaudited)

 

City National Rochdale Fixed Income Opportunities Fund

 

Description   Face Amount (000)(1)     Value (000)  
Elastic
4.125%, 07/15/29(A)   $ 1,325     $ 1,217  
Entegris Escrow
4.750%, 04/15/29(A)     350       337  
Entegris Escrow
5.950%, 06/15/30(A)     3,811       3,785  
GoTo Group
5.500%, 09/01/27(A)     1,350       653  
HealthEquity
4.500%, 10/01/29(A)     1,525       1,417  
Helios Software Holdings
4.625%, 05/01/28(A)     1,400       1,277  
Iron Mountain
7.000%, 02/15/29(A)     1,225       1,259  
McAfee
7.375%, 02/15/30(A)     3,050       2,786  
Millennium Escrow
6.625%, 08/01/26(A)     825       586  
NCR Atleos
9.500%, 04/01/29(A)     700       744  
NCR Voyix
5.000%, 10/01/28(A)     700       662  
NCR Voyix
5.125%, 04/15/29(A)     1,200       1,141  
NCR Voyix
5.250%, 10/01/30(A)     550       505  
Open Text
3.875%, 02/15/28(A)     1,800       1,673  
Rackspace Technology Global
3.500%, 02/15/28(A)     1,000       402  
Rocket Software
6.500%, 02/15/29(A)     2,050       1,783  
Seagate HDD Cayman
9.625%, 12/01/32     1,316       1,505  
Sensata Technologies BV
4.000%, 04/15/29(A)     600       557  
Sensata Technologies BV
5.875%, 09/01/30(A)     475       472  
SS&C Technologies
5.500%, 09/30/27(A)     1,850       1,823  
Synaptics
4.000%, 06/15/29(A)     400       359  
TTM Technologies
4.000%, 03/01/29(A)     775       704  
Viavi Solutions
3.750%, 10/01/29(A)     325       284  
ZipRecruiter
5.000%, 01/15/30(A)     2,160       1,890  
Total Technology             45,672  
 
Description   Face Amount (000)(1)     Value (000)  
Technology, Electronics, Software & IT [0.0%]
Cedacri Mergeco SPA
8.627%, EUR003M + 4.625%, 05/15/28(B)   EUR $ 790     $ 846  
Telecommunications [0.3%]
Altice Financing
4.250%, 08/15/29   EUR 900       880  
Altice Financing
5.750%, 08/15/29(A)     2,065       1,834  
Altice France
8.125%, 02/01/27(A)     1,745       1,608  
Altice France
3.375%, 01/15/28   EUR 100       87  
Altice France
4.000%, 07/15/29   EUR 700       600  
Altice France Holding
4.000%, 02/15/28   EUR 475       228  
Altice France Holding
6.000%, 02/15/28(A)     325       156  
Total Telecommunications             5,393  
Telephones & Telecommunications [2.4%]
Axian Telecom
7.375%, 02/16/27(A)     8,545       7,989  
C&W Senior Financing DAC
6.875%, 09/15/27     7,150       6,662  
CT Trust
5.125%, 02/03/32(A)     3,195       2,792  
Digicel
6.750%, 03/01/23(A)     4,800       96  
Frontier Communications Holdings
5.875%, 10/15/27(A)     1,415       1,367  
Iliad Holding SASU
6.500%, 10/15/26(A)     1,100       1,098  
Iliad Holding SASU
7.000%, 10/15/28(A)     1,408       1,401  
Liberty Costa Rica Senior Secured Finance
10.875%, 01/15/31(A)     2,400       2,456  
Network i2i
5.650%, H15T5Y + 4.274%, 04/15/72(B)     2,700       2,661  
Oztel Holdings SPC
6.625%, 04/24/28     4,667       4,871  
Sixsigma Networks Mexico
7.500%, 05/02/25     4,170       3,813  
Telefonica Celular del Paraguay
5.875%, 04/15/27     1,500       1,460  
5.875%, 04/15/27(A)     2,700       2,628  

 

CITY NATIONAL ROCHDALE FUNDS | PAGE 16

 

 

Schedule of Investments

December 31, 2023 (Unaudited)

 

City National Rochdale Fixed Income Opportunities Fund

 

Description   Face Amount (000)(1)     Value (000)  
Turk Telekomunikasyon
6.875%, 02/28/25   $ 7,850     $ 7,752  
Turkcell Iletisim Hizmetleri
5.750%, 10/15/25     2,500       2,452  
Total Telephones & Telecommunications             49,498  
Textile-Products [0.1%]
Golden Legacy Pte. Ltd.
6.875%, 03/27/24     15,640       313  
Prime Bloom Holdings
6.950%, 07/05/22     16,500       990  
Total Textile-Products             1,303  
Transportation Services [1.6%]
Adani International Container Terminal Pvt
3.000%, 02/16/31     4,970       4,072  
Georgian Railway JSC
4.000%, 06/17/28     5,600       5,113  
JSW Infrastructure
4.950%, 01/21/29(A)     4,500       4,153  
JSW Infrastructure, MTN
4.950%, 01/21/29     1,395       1,287  
Mersin Uluslararasi Liman Isletmeciligi
8.250%, 11/15/28(A)     4,930       5,134  
Royal Caribbean Cruises
7.250%, 01/15/30(A)     1,720       1,797  
Rumo Luxembourg Sarl
4.200%, 01/18/32     4,325       3,682  
Stena International
6.125%, 02/01/25(A)     1,200       1,193  
Transnet SOC
8.250%, 02/06/28(A)     3,680       3,703  
Viking Cruises
9.125%, 07/15/31(A)     1,096       1,168  
Watco
6.500%, 06/15/27(A)     1,000       1,000  
XPO
6.250%, 06/01/28(A)     600       607  
Total Transportation Services             32,909  
Transport-Equip and Leasng [0.0%]
Fortress Transportation and Infrastructure Investors
7.875%, 12/01/30(A)     575       599  
Utility - Electric [0.4%]
Calpine
5.250%, 06/01/26(A)     289       285  
 
Description   Face Amount (000)(1)     Value (000)  
Calpine
4.500%, 02/15/28(A)   $ 925     $ 879  
Calpine
5.125%, 03/15/28(A)     625       599  
Enviva Partners
6.500%, 01/15/26(A)     1,010       498  
NextEra Energy Operating Partners
7.250%, 01/15/29(A)     400       418  
NRG Energy
5.750%, 01/15/28     1,450       1,445  
TerraForm Power Operating
5.000%, 01/31/28(A)     1,125       1,092  
TransAlta
7.750%, 11/15/29     100       106  
Vistra Operations
5.500%, 09/01/26(A)     1,000       989  
Vistra Operations
5.625%, 02/15/27(A)     725       715  
Vistra Operations
7.750%, 10/15/31(A)     1,545       1,604  
Total Utility - Electric             8,630  
Water [0.3%]
Aegea Finance Sarl
6.750%, 05/20/29(A)     4,425       4,348  
Aegea Finance Sarl
9.000%, 01/20/31(A)     2,040       2,167  
Total Water             6,515  
Total Corporate Bonds              
Cost ($1,198,578)             1,042,881  
Mortgage-Backed Securities [17.4%]              
522 Funding CLO, Ser 2021-7A, Cl E
11.894%, TSFR3M + 6.482%, 04/23/34(A) (B)     1,700       1,552  
Adagio IX EUR CLO DAC, Ser 2021-X, Cl E
9.865%, EUR003M + 6.020%, 09/15/34(B)   EUR 1,000       967  
Adagio V CLO DAC, Ser 2018-X, Cl ER
9.115%, EUR003M + 5.150%, 10/15/31(B)   EUR 1,000       985  
Anchorage Capital Europe CLO DAC, Ser 2021-4X, Cl E
9.666%, EUR003M + 5.710%, 04/25/34(B)   EUR 1,000       1,010  

 

CITY NATIONAL ROCHDALE FUNDS | PAGE 17

 

 

Schedule of Investments

December 31, 2023 (Unaudited)

 

City National Rochdale Fixed Income Opportunities Fund

 

Description   Face Amount (000)(1)     Value (000)  
Arbour CLO III DAC, Ser 2021-3X, Cl ERR
9.855%, EUR003M + 5.890%, 07/15/34(B)   EUR $ 1,250     $ 1,249  
ARBOUR CLO IX DAC, Ser 2021-9X, Cl E
9.755%, EUR003M + 5.790%, 04/15/34(B)   EUR 1,300       1,271  
Armada Euro CLO II DAC, Ser 2018-2X, Cl F
10.452%, EUR003M + 6.450%, 11/15/31(B)   EUR 1,000       949  
Bain Capital Euro CLO DAC, Ser 2021-2X, Cl A
5.005%, EUR003M + 1.020%, 07/17/34(B)   EUR 3,600       3,877  
Bain Capital Euro CLO DAC, Ser 2021-2X, Cl E
10.205%, EUR003M + 6.220%, 07/17/34(B)   EUR 1,000       1,000  
Ballyrock CLO 23, Ser 2023-23A, Cl A1
7.358%, TSFR3M + 1.980%, 04/25/36(A) (B)     10,000       10,059  
Barings Euro CLO BV, Ser 2018-1X, Cl E
8.085%, EUR003M + 4.120%, 04/15/31(B)   EUR 4,275       4,064  
Barings Euro CLO BV, Ser 2018-2X, Cl E
9.015%, EUR003M + 5.050%, 10/15/31(B)   EUR 3,000       2,934  
Barings Euro CLO DAC, Ser 2021-2X, Cl E
10.135%, EUR003M + 6.170%, 10/15/34(B)   EUR 2,374       2,331  
Barings Euro CLO DAC, Ser 2022-1X, Cl ERR
10.816%, EUR003M + 6.860%, 07/25/35(B)   EUR 1,220       1,214  
Barings Euro CLO DAC, Ser 2022-3X, Cl D
7.538%, EUR003M + 3.600%, 07/27/34(B)   EUR 1,000       1,016  
Battalion CLO 18, Ser 2021-18A, Cl ER
12.366%, TSFR3M + 6.972%, 10/15/36(A) (B)     2,000       1,759  
Battalion CLO X, Ser 2021-10A, Cl DR2
12.270%, TSFR3M + 6.872%, 01/25/35(A) (B)     2,750       2,275  
 
Description   Face Amount (000)(1)     Value (000)  
Battalion CLO XIV, Ser 2021-14A, Cl ER
12.537%, TSFR3M + 7.122%, 01/20/35(A) (B)   $ 3,500     $ 3,187  
BBAM US CLO I, Ser 2022-1A, Cl A1
6.774%, TSFR3M + 1.380%, 04/15/35(A) (B)     9,750       9,677  
Birch Grove CLO 2, Ser 2021-2A, Cl E
12.608%, TSFR3M + 7.212%, 10/19/34(A) (B)     3,750       3,537  
Birch Grove CLO 3, Ser 2021-3A, Cl E
12.638%, TSFR3M + 7.242%, 01/19/35(A) (B)     4,000       3,806  
Birch Grove CLO 7, Ser 2023-7A, Cl E
14.018%, TSFR3M + 8.640%, 10/20/36(A) (B)     1,100       1,095  
Black Diamond CLO, Ser 2021-1A, Cl D
13.154%, TSFR3M + 7.742%, 11/22/34(A) (B)     1,000       957  
Blackrock European CLO DAC, Ser 2018-1X, Cl FR
10.525%, EUR003M + 6.600%, 03/15/31(B)   EUR 1,750       1,659  
Blackrock European CLO III DAC, Ser 2021-3X, Cl ER
10.102%, EUR003M + 6.130%, 07/19/35(B)   EUR 3,000       2,985  
Blackrock European CLO IX DAC, Ser 2019-9X, Cl F
12.845%, EUR003M + 8.920%, 12/15/32(B)   EUR 1,250       1,199  
Bluemountain Euro CLO DAC, Ser 2021-2X, Cl D
7.065%, EUR003M + 3.100%, 10/15/35(B)   EUR 1,150       1,167  
Bosphorus CLO VI DAC, Ser 2021-6X, Cl E
9.756%, EUR003M + 5.800%, 05/25/34(B)   EUR 2,500       2,394  
Bridgepoint CLO 2 DAC, Ser 2021-2X, Cl A
4.865%, EUR003M + 0.900%, 04/15/35(B)   EUR 5,400       5,810  
BSL CLO 3, Ser 2021-3A, Cl E
12.627%, TSFR3M + 7.212%, 10/20/34(A) (B)     2,000       1,908  

 

CITY NATIONAL ROCHDALE FUNDS | PAGE 18

 

 

Schedule of Investments

December 31, 2023 (Unaudited)

 

City National Rochdale Fixed Income Opportunities Fund

 

Description   Face Amount (000)(1)     Value (000)  
Cairn CLO XI DAC, Ser 2019-11X, Cl E
10.735%, EUR003M + 6.770%, 07/15/32(B)   EUR $ 5,850     $ 5,991  
Cairn CLO XII DAC, Ser 2021-12X, Cl AR
4.955%, EUR003M + 0.990%, 07/15/34(B)   EUR 3,400       3,662  
Cairn CLO XIII DAC, Ser 2021-13X, Cl E
10.113%, EUR003M + 6.120%, 10/20/33(B)   EUR 1,000       997  
Cairn CLO XIV DAC, Ser 2021-14X, Cl A
4.952%, EUR003M + 1.000%, 10/29/34(B)   EUR 2,000       2,160  
Cairn CLO XIV DAC, Ser 2021-14X, Cl E
10.062%, EUR003M + 6.110%, 10/29/34(B)   EUR 1,000       1,007  
Capital Four CLO I DAC, Ser 2019-1X, Cl E
10.435%, EUR003M + 6.470%, 01/15/33(B)   EUR 1,500       1,562  
Carlyle Euro CLO DAC, Ser 2021-1X, Cl DR
10.435%, EUR003M + 6.470%, 07/15/34(B)   EUR 1,650       1,630  
Carlyle Euro CLO DAC, Ser 2022-3X, Cl C
7.502%, EUR003M + 3.500%, 02/15/36(B)   EUR 1,350       1,303  
Carlyle Euro CLO DAC, Ser 2022-3X, Cl D
10.462%, EUR003M + 6.460%, 02/15/36(B)   EUR 2,700       2,553  
Carlyle Global Market Strategies Euro CLO, Ser 2020-1X, Cl DR
9.465%, EUR003M + 5.500%, 01/16/33(B)   EUR 2,000       1,959  
Carlyle Global Market Strategies Euro CLO DAC, Ser 2018-1X, Cl ER
8.895%, EUR003M + 4.930%, 07/15/31(B)   EUR 3,300       3,249  
Carlyle Global Market Strategies Euro CLO DAC, Ser 2018-3X, Cl DR
8.536%, EUR003M + 4.580%, 01/25/32(B)   EUR 2,400       2,274  
 
Description   Face Amount (000)(1)     Value (000)  
Carlyle Global Market Strategies Euro CLO DAC, Ser 2022-2X, Cl DRR
10.623%, EUR003M + 6.650%, 11/10/35(B)   EUR $ 1,450     $ 1,392  
Cathedral Lake VI, Ser 2021-6A, Cl E
12.850%, TSFR3M + 7.472%, 04/25/34(A) (B)     1,000       860  
Cathedral Lake VIII, Ser 2021-8A, Cl E
13.164%, TSFR3M + 7.752%, 01/20/35(A) (B)     2,000       1,885  
CQS US CLO, Ser 2021-1A, Cl DJ
10.657%, TSFR3M + 5.242%, 01/20/35(A) (B)     300       287  
CVC Cordatus Loan Fund IV, Ser 2021-4X, Cl FRRR
12.022%, EUR003M + 8.060%, 02/22/34(B)   EUR 615       605  
CVC Cordatus Loan Fund XVI DAC, Ser 2019-16X, Cl E
10.632%, EUR003M + 6.700%, 06/17/32(B)   EUR 1,000       1,070  
CVC Cordatus Loan Fund XX DAC, Ser 2021-20X, Cl E
9.526%, EUR003M + 5.610%, 06/22/34(B)   EUR 1,000       994  
CVC Cordatus Loan Fund XXII DAC, Ser 2021-22X, Cl F
12.705%, EUR003M + 8.780%, 12/15/34(B)   EUR 1,700       1,718  
Diameter Capital Clo 2, Ser 2021-2A, Cl D
11.716%, TSFR3M + 6.322%, 10/15/36(A) (B)     2,200       2,109  
Diameter Capital CLO 3, Ser 2022-3A, Cl D
12.194%, TSFR3M + 6.800%, 04/15/37(A) (B)     2,600       2,471  
Diameter Capital CLO 5, Ser 2023-5A, Cl D
12.884%, TSFR3M + 7.570%, 10/15/36(A) (B)     2,000       1,956  
Dryden 29 Euro CLO 2013 BV, Ser 2018-29X, Cl ERR
8.715%, EUR003M + 4.750%, 07/15/32(B)   EUR 911       877  
Dryden 32 Euro CLO 2014 BV, Ser 2018-32X, Cl FR
11.272%, EUR003M + 7.270%, 08/15/31(B)   EUR 1,250       1,013  

 

CITY NATIONAL ROCHDALE FUNDS | PAGE 19

 

 

Schedule of Investments

December 31, 2023 (Unaudited)

 

City National Rochdale Fixed Income Opportunities Fund

 

Description   Face Amount (000)(1)     Value (000)  
Dryden 35 EURO CLO 2014 BV, Ser 2020-35X, Cl ER
10.315%, EUR003M + 6.330%, 01/17/33(B)   EUR $ 4,200     $ 4,225  
Dryden 66 Euro CLO 2018 DAC, Ser 2018-66X, Cl E
9.385%, EUR003M + 5.410%, 01/18/32(B)   EUR 1,200       1,221  
Dryden 69 Euro CLO 2018 DAC, Ser 2021-69X, Cl ER
10.345%, EUR003M + 6.370%, 10/18/34(B)   EUR 4,700       4,446  
Dryden 88 Euro CLO 2020 DAC, Ser 2021-88X, Cl E
10.003%, EUR003M + 6.010%, 07/20/34(B)   EUR 1,500       1,416  
Dryden 91 Euro CLO 2021 DAC, Ser 2022-91X, Cl E
11.035%, EUR003M + 7.060%, 04/18/35(B)   EUR 1,000       1,022  
Euro-Galaxy III CLO DAC, Ser 2021-3X, Cl FRRR
11.949%, EUR003M + 7.980%, 04/24/34(B)   EUR 500       500  
Euro-Galaxy V CLO DAC, Ser 2021-5X, Cl ERR
9.822%, EUR003M + 5.820%, 02/15/34(B)   EUR 1,350       1,366  
Fair Oaks Loan Funding II DAC, Ser 2021-2X, Cl AR
4.845%, EUR003M + 0.880%, 04/15/34(B)   EUR 3,500       3,789  
Fair Oaks Loan Funding III DAC, Ser 2021-3X, Cl AR
4.965%, EUR003M + 1.000%, 10/15/34(B)   EUR 10,000       10,813  
Fidelity Grand Harbour CLO DAC, Ser 2019-1X, Cl E
9.935%, EUR003M + 6.010%, 03/15/32(B)   EUR 1,000       1,001  
Franklin Park Place CLO I, Ser 2022-1A, Cl E
12.894%, TSFR3M + 7.500%, 04/14/35(A) (B)     3,160       2,960  
Greywolf CLO II, Ser 2021-1A, Cl DRR
12.704%, TSFR3M + 7.310%, 04/15/34(A) (B)     3,000       2,810  
Greywolf CLO III, Ser 2020-3RA, Cl DR
12.592%, TSFR3M + 7.180%, 04/15/33(A) (B)     5,000       4,611  
 
Description   Face Amount (000)(1)     Value (000)  
Guggenheim CLO, Ser 2023-2A, Cl E
14.634%, TSFR3M + 9.240%, 01/15/35(A) (B)   $ 3,000     $ 2,994  
Halseypoint CLO 7, Ser 2023-7A, Cl A
7.509%, TSFR3M + 2.250%, 07/20/36(A) (B)     10,000       10,031  
Harriman Park CLO, Ser 2021-1A, Cl ER
12.077%, TSFR3M + 6.662%, 04/20/34(A) (B)     1,300       1,275  
Harvest CLO IX DAC, Ser 2017-9X, Cl ER
9.122%, EUR003M + 5.120%, 02/15/30(B)   EUR 1,000       991  
Harvest CLO XXII DAC, Ser 2019-22X, Cl E
10.075%, EUR003M + 6.110%, 01/15/32(B)   EUR 1,500       1,480  
Harvest CLO XXIII DAC, Ser 2020-23X, Cl F
12.303%, EUR003M + 8.310%, 10/20/32(B)   EUR 1,500       1,481  
Harvest CLO XXIV DAC, Ser 2021-24X, Cl AR
5.005%, EUR003M + 1.040%, 07/15/34(B)   EUR 5,000       5,423  
Hayfin Emerald CLO IV DAC, Ser 2021-4X, Cl DR
7.415%, EUR003M + 3.450%, 10/15/34(B)   EUR 2,255       2,174  
Hayfin Emerald CLO VIII DAC, Ser 2021-8X, Cl D
7.485%, EUR003M + 3.500%, 01/17/35(B)   EUR 1,550       1,476  
Henley CLO III DAC, Ser 2021-3X, Cl ER
10.246%, EUR003M + 6.290%, 12/25/35(B)   EUR 1,050       1,063  
Henley CLO IV DAC, Ser 2021-4X, Cl A
4.856%, EUR003M + 0.900%, 04/25/34(B)   EUR 2,500       2,702  
ICG Euro CLO DAC, Ser 2021-1X, Cl E
10.425%, EUR003M + 6.460%, 10/15/34(B)   EUR 2,000       1,985  
ICG Euro CLO DAC, Ser 2021-1X, Cl F
12.785%, EUR003M + 8.820%, 10/15/34(B)   EUR 1,000       975  

 

CITY NATIONAL ROCHDALE FUNDS | PAGE 20

 

 

Schedule of Investments

December 31, 2023 (Unaudited)

 

City National Rochdale Fixed Income Opportunities Fund

 

Description   Face Amount (000)(1)     Value (000)  
Invesco Euro CLO IV DAC, Ser 2020-4X, Cl A
4.895%, EUR003M + 0.930%, 04/15/33(B)   EUR $ 3,700     $ 4,004  
Jamestown CLO XVII, Ser 2021-17A, Cl E
12.730%, TSFR3M + 7.352%, 01/25/35(A) (B)     4,000       3,788  
KKR CLO 14, Ser 2018-14, Cl ER
11.806%, TSFR3M + 6.412%, 07/15/31(A) (B)     2,000       1,893  
Logiclane I CLO DAC, Ser 2022-1X, Cl A
4.935%, EUR003M + 0.970%, 03/15/35(B)   EUR 5,000       5,375  
Madison Park Euro Funding XII DAC, Ser 2018-12X, Cl EN
9.165%, EUR003M + 5.200%, 10/15/31(B)   EUR 151       151  
Madison Park Euro Funding XVI DAC, Ser 2021-16X, Cl E
9.985%, EUR003M + 6.020%, 05/25/34(B)   EUR 1,000       1,027  
Man GLG Euro CLO V DAC, Ser 2018-5X, Cl E
9.785%, EUR003M + 5.860%, 12/15/31(B)   EUR 900       919  
Man GLG Euro CLO VI DAC, Ser 2020-6X, Cl E
9.355%, EUR003M + 5.390%, 10/15/32(B)   EUR 1,300       1,322  
Marble Point CLO XX, Ser 2021-1A, Cl E
12.784%, TSFR3M + 7.372%, 04/23/34(A) (B)     1,000       933  
Marble Point CLO XXII, Ser 2021-2A, Cl A
6.840%, TSFR3M + 1.462%, 07/25/34(A) (B)     4,000       3,975  
Midocean Credit CLO IX, Ser 2018-9A, Cl E
11.727%, TSFR3M + 6.312%, 07/20/31(A) (B)     1,000       929  
MidOcean Credit CLO X, Ser 2021-10A, Cl ER
12.834%, TSFR3M + 7.422%, 10/23/34(A) (B)     3,000       2,620  
MidOcean Credit CLO XII, Ser 2023-12A, Cl A1
7.395%, TSFR3M + 2.000%, 04/18/34(A) (B)     7,500       7,506  
 
Description   Face Amount (000)(1)     Value (000)  
Northwoods Capital 20, Ser 2021-20A, Cl ER
13.490%, TSFR3M + 8.112%, 01/25/32(A) (B)   $ 2,438     $ 2,346  
Northwoods Capital 21 Euro DAC, Ser 2021-21X, Cl DR
7.252%, EUR003M + 3.250%, 07/22/34(B)   EUR 1,375       1,319  
Northwoods Capital 21 Euro DAC, Ser 2021-21X, Cl ER
10.062%, EUR003M + 6.060%, 07/22/34(B)   EUR 2,300       2,192  
Northwoods Capital 21 Euro DAC, Ser 2021-21X, Cl FR
12.632%, EUR003M + 8.630%, 07/22/34(B)   EUR 3,230       2,754  
Northwoods Capital 22, Ser 2022-22A, Cl D2R
11.027%, TSFR3M + 5.650%, 09/01/31(A) (B)     1,000       967  
Northwoods Capital 25, Ser 2021-25A, Cl E
12.817%, TSFR3M + 7.402%, 07/20/34(A) (B)     2,000       1,903  
Northwoods Capital 26 Euro DAC, Ser 2022-26X, Cl E
11.535%, EUR003M + 7.570%, 07/15/35(B)   EUR 500       532  
Northwoods Capital 27, Ser 2021-27A, Cl E
12.704%, TSFR3M + 7.302%, 10/17/34(A) (B)     1,150       1,022  
OAK Hill European Credit Partners V DAC, Ser 2021-5X, Cl DR
7.602%, EUR003M + 3.600%, 01/21/35(B)   EUR 1,350       1,396  
OAK Hill European Credit Partners V Designated Activity, Ser 2021-5X, Cl ER
10.372%, EUR003M + 6.370%, 01/21/35(B)   EUR 1,000       1,021  
Oaktree CLO, Ser 2022-3A, Cl A2
7.694%, TSFR3M + 2.300%, 07/15/35(A) (B)     4,300       4,311  
Oaktree CLO, Ser 2023-1A, Cl A1
7.294%, TSFR3M + 1.900%, 04/15/36(A) (B)     5,000       5,008  
OZLM XXIV, Ser 2019-24A, Cl D
12.727%, TSFR3M + 7.312%, 07/20/32(A) (B)     4,000       3,332  

 

CITY NATIONAL ROCHDALE FUNDS | PAGE 21

 

 

Schedule of Investments

December 31, 2023 (Unaudited)

 

City National Rochdale Fixed Income Opportunities Fund

 

Description   Face Amount (000)(1)     Value (000)  
PARK BLUE CLO, Ser 2023-3A, Cl A1
7.416%, TSFR3M + 2.000%, 04/20/36(A) (B)   $ 10,000     $ 10,017  
Pikes Peak CLO 14, Ser 2023-14A, Cl A1
7.366%, TSFR3M + 1.950%, 04/20/36(A) (B)     10,900       10,960  
Purple Finance CLO 2 DAC, Ser 2019-2X, Cl E
10.393%, EUR003M + 6.400%, 04/20/32(B)   EUR 2,000       2,142  
Rockford Tower Europe CLO DAC, Ser 2019-1X, Cl A
4.913%, EUR003M + 0.920%, 01/20/33(B)   EUR 13,970       15,125  
Rockford Tower Europe CLO DAC, Ser 2021-2X, Cl D
7.419%, EUR003M + 3.450%, 01/24/35(B)   EUR 1,350       1,346  
Rockford Tower Europe CLO DAC, Ser 2021-2X, Cl E
10.189%, EUR003M + 6.220%, 01/24/35(B)   EUR 1,500       1,466  
Rockford Tower Europe CLO DAC, Ser 2021-2X, Cl F
12.869%, EUR003M + 8.900%, 01/24/35(B)   EUR 1,000       873  
Sculptor CLO XXIX, Ser 2021-29A, Cl D2
10.544%, TSFR3M + 5.132%, 10/22/34(A) (B)     1,010       945  
Sculptor CLO XXVI, Ser 2021-26A, Cl E
12.927%, TSFR3M + 7.512%, 07/20/34(A) (B)     1,800       1,686  
Sculptor European CLO II DAC, Ser 2021-2X, Cl DR
7.565%, EUR003M + 3.600%, 04/15/34(B)   EUR 1,000       1,037  
Sculptor European CLO II DAC, Ser 2021-2X, Cl ER
9.855%, EUR003M + 5.890%, 04/15/34(B)   EUR 1,100       1,108  
Sculptor European CLO VI DAC, Ser 2021-6X, Cl DR
7.365%, EUR003M + 3.400%, 10/15/34(B)   EUR 1,350       1,358  
Sculptor European CLO VII DAC, Ser 2020-7X, Cl F
12.345%, EUR003M + 8.380%, 01/15/34(B)   EUR 255       259  
 
Description   Face Amount (000)(1)     Value (000)  
Sculptor European CLO VIII DAC, Ser 2021-8X, Cl E
10.155%, EUR003M + 6.170%, 07/17/34(B)   EUR $ 1,000     $ 1,033  
Segovia European CLO DAC, Ser 2022-3X, Cl ER
10.316%, EUR003M + 6.360%, 01/25/35(B)   EUR 1,000       1,037  
Sound Point CLO XXVIII, Ser 2020-3A, Cl A1
6.920%, TSFR3M + 1.542%, 01/25/32(A) (B)     10,000       9,995  
St. Paul's CLO III-R DAC, Ser 2018-3RX, Cl ER
8.395%, EUR003M + 4.430%, 01/15/32(B)   EUR 5,366       4,973  
St. Paul's CLO VI DAC, Ser 2021-6X, Cl ERR
10.302%, EUR003M + 6.300%, 05/20/34(B)   EUR 1,000       1,003  
St. Paul's CLO VII DAC, Ser 2021-7X, Cl ERR
10.095%, EUR003M + 6.120%, 07/18/34(B)   EUR 4,000       3,994  
St. Paul's CLO VIII DAC, Ser 2017-8X, Cl E
8.585%, EUR003M + 4.600%, 07/17/30(B)   EUR 2,800       2,783  
St. Paul's CLO X DAC, Ser 2021-10X, Cl DR
7.752%, EUR003M + 3.750%, 04/22/35(B)   EUR 250       257  
St. Paul's CLO X DAC, Ser 2021-10X, Cl ER
10.362%, EUR003M + 6.360%, 04/22/35(B)   EUR 2,360       2,410  
St. Paul's CLO XII DAC, Ser 2020-12X, Cl E
9.285%, EUR003M + 5.320%, 04/15/33(B)   EUR 1,710       1,698  
TCW CLO, Ser 2021-1A, Cl E
11.497%, TSFR3M + 6.082%, 03/18/34(A) (B)     2,300       2,065  
Tikehau CLO II BV, Ser 2021-2X, Cl ER
10.278%, EUR003M + 6.320%, 09/07/35(B)   EUR 1,000       1,013  
Tikehau CLO VI DAC, Ser 2021-6X, Cl E
10.285%, EUR003M + 6.320%, 01/15/35(B)   EUR 1,100       1,122  

 

CITY NATIONAL ROCHDALE FUNDS | PAGE 22

 

 

Schedule of Investments

December 31, 2023 (Unaudited)

 

City National Rochdale Fixed Income Opportunities Fund

 

Description   Face Amount (000)(1)     Value (000)  
Toro European CLO 2 DAC, Ser 2021-2X, Cl ERR
10.426%, EUR003M + 6.470%, 07/25/34(B)   EUR $ 2,000     $ 2,012  
Toro European CLO 3 DAC, Ser 2021-3X, Cl ERR
10.265%, EUR003M + 6.300%, 07/15/34(B)   EUR 2,000       1,995  
Toro European CLO 6 DAC, Ser 2019-6X, Cl E
10.478%, EUR003M + 6.490%, 01/12/32(B)   EUR 1,207       1,202  
Trimaran Cavu, Ser 2019-1A, Cl E
12.717%, TSFR3M + 7.302%, 07/20/32(A) (B)     1,800       1,702  
Trimaran Cavu, Ser 2019-2A, Cl D
12.607%, TSFR3M + 7.212%, 11/26/32(A) (B)     1,750       1,646  
Trimaran Cavu, Ser 2021-3A, Cl E
13.027%, TSFR3M + 7.632%, 01/18/35(A) (B)     2,000       1,903  
Trimaran Cavu, Ser 2023-2A, Cl E
13.473%, TSFR3M + 8.050%, 10/20/36(A) (B)     1,000       992  
Wind River CLO, Ser 2021-1KRA, Cl FR2
13.556%, TSFR3M + 8.162%, 10/15/34(A) (B)     1,000       728  
Total Mortgage-Backed Securities              
Cost ($364,114)             354,137  
Loan Participations [17.1%]              
Aerospace and Defense [0.2%]
Peraton Corp., Term B Loan, 1st Lien
9.206%, CME Term SOFR + 3.750%, 02/01/28(B)     1,753       1,755  
Peraton Corp., Term B-1 Loan, 2nd Lien
13.222%, CME Term SOFR + 7.750%, 02/01/29(B)     508       504  
Spirit Aerosystems, Inc. (fka Mid-Western Aircraft Systems, Inc and Onex Wind Finance LP.), 2022 Refinancing Term Loan
8.463%, CME Term SOFR + 4.500%, 04/01/28(B)     224       184  
Spirit Aerosystems, Inc., 2022 Refinancing Term Loan, 1st Lien
9.633%, CME Term SOFR + 4.250%, 01/15/27(B)     722       723  
 
Description   Face Amount (000)(1)     Value (000)  
TransDigm Inc., Tranche J Term Loan, 1st Lien
8.598%, CME Term SOFR + 3.250%, 02/28/31(B)   $ 450     $ 452  
Total Aerospace and Defense           3,618  
Automobile [0.0%]
CWGS Group, LLC, Initial Term Loan, 1st Lien
7.972%, CME Term SOFR + 2.500%, 06/03/28(B)     992       968  
Automotive [0.1%]
Autokiniton US Holdings (L&W), Term Loan, 1st Lien
9.970%, 04/06/28(B)     992       995  
Phinia Inc., Term Loan B
9.490%, 06/08/28     1,000       1,004  
Total Automotive           1,999  
Banking [0.0%]
Nexus Buyer LLC, Term Loan, 1st Lien
9.206%, CME Term SOFR + 3.750%, 11/09/26(B)     402       397  
9.738%, 12/23/30     120       119  
Total Banking           516  
Beverage, Food and Tobacco [0.1%]
Naked Juice LLC, Initial Loan, 2nd Lien
11.448%, CME Term SOFR + 6.000%, 01/24/30(B)     130       104  
Naked Juice LLC, Initial Term Loan, 1st Lien
8.698%, CME Term SOFR + 3.250%, 01/24/29(B)     558       538  
Sigma Holdco B.V., Facility B1, 1st Lien
7.413%, EURIBOR + 3.500%, 07/02/25(B)     480       528  
Whole Earth Brands, Inc., Term Loan, 1st Lien
9.998%, CME Term SOFR + 4.500%, 02/05/28(B)     372       316  
Total Beverage, Food and Tobacco           1,486  

 

CITY NATIONAL ROCHDALE FUNDS | PAGE 23

 

 

Schedule of Investments

December 31, 2023 (Unaudited)

 

City National Rochdale Fixed Income Opportunities Fund

 

Description   Face Amount (000)(1)     Value (000)  
Broadcasting and Entertainment [1.1%]
Allen Media, LLC, Initial Term Loan (2021), 1st Lien
10.998%, CME Term SOFR + 5.500%, 02/10/27(B)   $ 642     $ 568  
Altice Financing S.A., 2022 Refinancing Dollar Commitments, 1st Lien
10.394%, CME Term SOFR + 5.000%, 10/31/27(B)     3,082       3,061  
Altice Financing, Term Loan, 1st Lien
8.934%, 10/31/27     1,000       1,071  
Altice France S.A., EUR TLB-[14] Loan, 1st Lien
9.465%, EURIBOR + 5.500%, 08/15/28(B)     1,489       1,464  
Altice France S.A., USD TLB-[14] Loan, 1st Lien
10.894%, CME Term SOFR + 5.500%, 08/15/28(B)     1,917       1,717  
Charter Communications Operating, LLC, Term B-2 Loan, 1st Lien
7.133%, CME Term SOFR + 1.750%, 02/01/27(B)     913       913  
Charter Communications Operating, LLC, Term B-4 Loan, 1st Lien
7.360%, 12/01/30     1,170       1,165  
CMG Media Corporation, 2021 Term B Loan, 1st Lien
8.948%, CME Term SOFR + 3.500%, 12/17/26(B)     782       721  
CSC Holdings, LLC, March 2017 Refinancing Term Loan, 1st Lien
7.726%, Syn LIBOR + 2.250%, 07/17/25(B)     2,062       2,025  
DIRECTV Financing, LLC, Closing Date Term Loan, 1st Lien
10.650%, CME Term SOFR + 5.000%, 08/02/27(B)     1,178       1,177  
E.W. Scripps Company, The, Tranche B-2 Term Loan, 1st Lien
8.025%, LIBOR + 2.563%, 05/01/26(B)     990       985  
Univision Communications Inc., 2021 Replacement Converted First-Lien Term Loan, 1st Lien
8.720%, CME Term SOFR + 3.250%, 03/15/26(B)     1,798       1,799  
Virgin Media Bristol LLC, Facility Q, 1st Lien
8.726%, CME Term SOFR + 3.250%, 01/31/29(B)     1,825       1,819  
 
Description   Face Amount (000)(1)     Value (000)  
Virgin Media Bristol LLC, Facility Y, 1st Lien
8.790%, CME Term SOFR + 3.250%, 03/31/31(B)   $ 200     $ 199  
Virgin Media Ireland Limited, Facility B1, 1st Lien
7.333%, EURIBOR + 3.500%, 07/15/29(B)     1,000       1,085  
Virgin Media SFA, Term Loan, 1st Lien
0.000%, 12/31/29(G)     1,000       1,051  
Ziggo Financing Partnership, Term Loan I Facility, 1st Lien
7.976%, LIBOR + 2.500%, 04/30/28(B)     1,000       996  
Total Broadcasting and Entertainment           21,816  
Buildings and Real Estate [0.3%]
Apollo Commercial Real Estate Finance, Inc., Initial Term Loan, 1st Lien
8.220%, CME Term SOFR + 2.750%, 05/15/26(B)     659       649  
Crown Subsea Communications Holding, Inc., Amendment No. 2 Term Loan, 1st Lien
10.707%, CME Term SOFR + 5.250%, 04/27/27(B)     183       183  
Crown Subsea Communications Holding, Inc., Initial Term Loan, 1st Lien
10.457%, CME Term SOFR + 5.000%, 04/27/27(B)     721       725  
Cushman & Wakefield U.S. Borrower, LLC, 2023-2 Refinancing Term Loan, 1st Lien
9.356%, CME Term SOFR + 4.000%, 01/31/30(B)     800       798  
Forest City Enterprises, L.P., Replacement Term Loan, 1st Lien
8.970%, CME Term SOFR + 3.500%, 12/08/25(B)     700       662  
Mannington Mills, Inc., Tranche B-1 Loan, 1st Lien
9.360%, CME Term SOFR + 3.750%, 08/06/26(B)     894       818  
Oscar AcquisitionCo, LLC, Term B Loan, 1st Lien
9.948%, CME Term SOFR + 4.500%, 04/29/29(B)     1,292       1,277  

 

CITY NATIONAL ROCHDALE FUNDS | PAGE 24

 

 

Schedule of Investments

December 31, 2023 (Unaudited)

 

City National Rochdale Fixed Income Opportunities Fund

 

Description   Face Amount (000)(1)     Value (000)  
Smyrna Ready Mix Concrete, LLC, 2023 Refinancing Term Loan, 1st Lien
8.858%, CME Term SOFR + 3.500%, 04/02/29(B)   $ 412     $ 413  
TAMKO Building Products LLC, 2023 Term Loan, 1st Lien
8.870%, CME Term SOFR + 3.500%, 09/20/30(B)     500       502  
Total Buildings and Real Estate           6,027  
Business Equipment & Services [0.0%]
Emerald X, Inc., Initial Term Loan
10.456%, 06/02/26     599       601  
Cargo Transport [0.3%]
Daseke Companies, Inc., Initial Term Loan (2021), 1st Lien
9.470%, CME Term SOFR + 4.000%, 03/09/28(B)     814       812  
Delos Aircraft Designated Activity Company, Term Loan (2023), 1st Lien
7.348%, CME Term SOFR + 2.000%, 10/31/27(B)     770       773  
Dynasty Acquisition Co., Inc., 2023 Specified Refinancing Term B-1 Loan, 1st Lien
9.356%, CME Term SOFR + 4.000%, 08/24/28(B)     1,010       1,012  
Dynasty Acquisition Co., Inc., 2023 Specified Refinancing Term B-2 Loan, 1st Lien
9.356%, CME Term SOFR + 4.000%, 08/24/28(B)     433       434  
LaserShip, Inc., Initial Loan, 2nd Lien
13.396%, CME Term SOFR + 7.500%, 05/07/29(B)     645       533  
LaserShip, Inc., Initial Term Loan, 1st Lien
10.396%, CME Term SOFR + 4.500%, 05/07/28(B)     828       758  
Rand Parent, LLC, Term B Loan, 1st Lien
9.598%, CME Term SOFR + 4.250%, 03/17/30(B)     851       846  
Total Cargo Transport           5,168  
 
Description   Face Amount (000)(1)     Value (000)  
Chemicals [0.1%]
Consolidated Energy Limited Term Loan B
7.948%, LIBOR + 2.500%, 05/07/25(B)   $ 1,294     $ 1,252  
Consolidated Energy Limited, Incremental Term Loan, 1st Lien
8.948%, 05/07/25     500       485  
Total Chemicals           1,737  
Chemicals & plastics [0.1%]
Cyanco Intermediate 2 Corp., Initial Term Loan
10.098%, 06/29/28     1,026       1,027  
Chemicals, Plastics and Rubber [1.0%]
ARC Falcon I Inc., Initial Term Loan, 1st Lien
8.948%, LIBOR + 3.750%, 09/22/28(B)     1,963       1,938  
Ascend Performance Materials Operations LLC, 2021 Refinancing Term Loan, 1st Lien
10.318%, CME Term SOFR + 4.750%, 08/27/26(B)     992       952  
Chemours Company, The, Tranche B-3 US$ Term Loan, 1st Lien
8.856%, CME Term SOFR + 3.500%, 08/18/28(B)     355       354  
Eden S.A.S, Facility B, 1st Lien
8.550%, EURIBOR + 4.625%, 06/22/29(B)     1,000       1,105  
Flint Group, Term Loan
0.000%, 12/31/26(G)     634       576  
0.000%, 12/31/27(G)     309       224  
Granite FR Bidco, Term Loan, 1st Lien
8.934%, 10/17/28     1,000       1,085  
Herens Holdco S.a r.l., Facility B (EUR), 1st Lien
7.850%, Euribor + 3.925%, 07/03/28(B)     1,000       1,008  
Herens Holdco S.a r.l., Facility B (USD), 1st Lien
9.373%, CME Term SOFR + 3.925%, 07/03/28(B)     735       664  
Hexion Holdings Corporation, Initial Term Loan, 2nd Lien
12.894%, CME Term SOFR + 7.438%, 03/15/30(B)     695       581  

 

CITY NATIONAL ROCHDALE FUNDS | PAGE 25

 

 

Schedule of Investments

December 31, 2023 (Unaudited)

 

City National Rochdale Fixed Income Opportunities Fund

 

Description   Face Amount (000)(1)     Value (000)  
ILPEA Parent Inc., Term Loan, 1st Lien
9.974%, CME Term SOFR + 4.500%, 06/22/28(B)   $ 543     $ 533  
INEOS Enterprises Holdings US Finco LLC, 2030 Tranche B Dollar Term Loan, 1st Lien
9.238%, CME Term SOFR + 3.750%, 07/08/30(B)     680       679  
INEOS Enterprises Holdings US Finco LLC, 2030 Tranche B Euro Term Loan, 1st Lien
7.955%, Euribor + 4.000%, 07/07/30(B)     1,000       1,098  
Ineos Quattro Holdings UK Limited, 2029 Tranche B Dollar Term Loan, 1st Lien
9.706%, CME Term SOFR + 4.250%, 04/02/29(B)     520       515  
Nouryon Finance B.V., Extended Dollar Term Loan, 1st Lien
9.467%, CME Term SOFR + 4.000%, 04/03/28(B)     162       162  
PMHC II, Inc., Initial Term Loan, 1st Lien
9.807%, CME Term SOFR + 4.250%, 04/23/29(B)     869       829  
Root Bidco Sarl, Term Loan, 1st Lien
9.222%, 09/29/27     1,000       1,084  
Sirona Bidco, Term Loan, 1st Lien
8.432%, 10/20/28     2,500       2,381  
Timber Servicios Empresariales, S.A., Facility B, 1st Lien
8.986%, EURIBOR + 4.850%, 03/30/29(B)     1,000       1,039  
Trinseo Materials Operating S.C.A., 2021 Incremental Term Loan, 1st Lien
8.150%, CME Term SOFR + 2.500%, 05/03/28(B)     748       581  
Tronox Finance LLC, 2023 Incremental Term Loan, 1st Lien
8.848%, CME Term SOFR + 3.500%, 08/16/28(B)     720       719  
Vantage Specialty Chemicals, Inc., 2023 Incremental Term Loan, 1st Lien
10.108%, CME Term SOFR + 4.750%, 10/26/26(B)     953       916  
Windsor Holdings III, LLC, Dollar Term B Loan, 1st Lien
9.841%, CME Term SOFR + 4.500%, 08/01/30(B)     733       737  
 
Description   Face Amount (000)(1)     Value (000)  
Windsor Holdings III, LLC, Euro Term B Loan, 1st Lien
8.368%, Euribor + 4.500%, 08/01/30(B)   $ 1,000     $ 1,107  
Total Chemicals, Plastics and Rubber           20,867  
Consumer Discretionary [0.1%]
Aggreko, Term Loan, 1st Lien
9.252%, 08/16/26     1,000       1,105  
Camping World, Term Loan, 1st Lien
10.290%, 06/03/28     589       589  
Restoration Hardware, Term Loan B, 1st Lien
7.970%, 10/20/28     916       890  
Total Consumer Discretionary           2,584  
Consumer Durables [0.0%]
Justrite (Safety Products) Delay Draw
9.948%, 06/28/26     46       45  
Justrite (Safety Products) Term Loan B
9.948%, 06/28/26     853       831  
Total Consumer Durables           876  
Consumer Products [0.2%]
Idemia Group S.A.S., Term Loan (EUR)
8.675%, 09/22/28     1,500       1,656  
Stiga SPA, Term Loan B-1, 1st Lien
8.776%, 03/02/26     2,584       2,681  
Total Consumer Products           4,337  
Consumer Staples [0.0%]
Tate & Lyle/Primary Products, Term Loan, 1st Lien
9.546%, 10/25/28     657       657  
Containers, Packaging and Glass [0.1%]
Kleopatra Finco S.a r.l., Facility B (EUR), 1st Lien
8.669%, EURIBOR + 4.725%, 02/12/26(B)     1,000       973  
Kleopatra Finco S.a r.l., Facility B (USD), 1st Lien
10.476%, CME Term SOFR + 4.725%, 02/12/26(B)     1,004       941  
Total Containers, Packaging and Glass           1,914  

 

CITY NATIONAL ROCHDALE FUNDS | PAGE 26

 

 

Schedule of Investments

December 31, 2023 (Unaudited)

 

City National Rochdale Fixed Income Opportunities Fund

 

Description   Face Amount (000)(1)     Value (000)  
Diversified Media [0.1%]
Banijay Entertainment S.A.S. , Facility B (USD), 1st Lien
9.191%, LIBOR + 3.750%, 03/03/28(B)   $ 1,147     $ 1,149  
Diversified Natural Resources, Precious Metals and Minerals [0.1%]
Domtar Corporation, Initial Term Loan, 1st Lien
10.970%, LIBOR + 5.500%, 11/30/28(B)     962       943  
Mativ Holdings, Inc., Term B Loan, 1st Lien
9.220%, CME Term SOFR + 3.750%, 04/20/28(B)     532       528  
Total Diversified Natural Resources, Precious Metals and Minerals           1,471  
Diversified/Conglomerate Service [0.7%]
Amentum Government Services Holdings LLC, Tranche 3 Term Loan, 1st Lien
9.358%, CME Term SOFR + 4.000%, 02/15/29(B)     1,728       1,726  
Employbridge Holding Company, Term B Loan, 1st Lien
10.407%, CME Term SOFR + 4.750%, 07/19/28(B)     1,176       958  
Medline Borrower, LP, Initial Dollar Term Loan, 1st Lien
8.470%, CME Term SOFR + 3.000%, 10/23/28(B)     1,985       1,993  
Mermaid Bidco Inc., Additional Term Facility (USD), 1st Lien
9.875%, CME Term SOFR + 4.500%, 12/22/27(B)     496       498  
MPH Acquisition Holdings LLC, Initial Term Loan, 1st Lien
9.900%, CME Term SOFR + 4.250%, 09/01/28(B)     1,259       1,211  
OMNIA Partners, LLC , Delayed Draw Term Loan, 1st Lien
0.500%, UNFND + 0.500%, 07/25/30(B)     67       67  
OMNIA Partners, LLC , Initial Term Loan, 1st Lien
9.628%, CME Term SOFR + 4.250%, 07/25/30(B)     713       717  
 
Description   Face Amount (000)(1)     Value (000)  
Physician Partners, LLC, Initial Term Loan, 1st Lien
9.533%, CME Term SOFR + 4.000%, 12/23/28(B)   $ 911     $ 859  
Signal Parent, Inc., Initial Term Loan, 1st Lien
8.956%, CME Term SOFR + 3.500%, 04/03/28(B)     1,088       966  
TMS International Corporation, Term B-4 Loan, 1st Lien
10.106%, CME Term SOFR + 4.750%, 03/07/30(B)     522       525  
TRC Companies LLC, Initial Term Loan, 1st Lien
9.220%, CME Term SOFR + 3.750%, 12/08/28(B)     694       692  
Unique BidCo AB, Facility B Loan, 1st Lien
9.094%, EURIBOR + 5.250%, 03/16/29(B)     1,000       1,048  
United Talent Agency, LLC, Term B Loan, 1st Lien
9.650%, CME Term SOFR + 4.000%, 07/07/28(B) (E)     658       659  
Venga Finance S.a r.l., Initial Dollar Term Loan, 1st Lien
10.400%, CME Term SOFR + 4.750%, 06/28/29(B)     1,642       1,627  
Verisure Holding AB (publ), Facility B (EUR), 1st Lien
6.925%, EURIBOR + 3.000%, 03/27/28(B)     1,500       1,641  
Total Diversified/Conglomerate Service           15,187  
Ecological [0.1%]
TMF Sapphire Bidco B.V., Facility B1, 1st Lien
8.464%, Euribor + 4.500%, 05/03/28(B)     1,500       1,660  
Electronics [1.0%]
Adeia Inc., Initial Term B Loan, 1st Lien
8.970%, CME Term SOFR + 3.500%, 06/08/28(B)     1,852       1,848  
Aretec Group, Inc. (fka RCS Capital Corporation), Term B-1 Loan, 1st Lien
9.956%, CME Term SOFR + 4.500%, 08/09/30(B)     2,395       2,390  

 

CITY NATIONAL ROCHDALE FUNDS | PAGE 27

 

 

Schedule of Investments

December 31, 2023 (Unaudited)

 

City National Rochdale Fixed Income Opportunities Fund

 

Description   Face Amount (000)(1)     Value (000)  
Evercommerce Solutions Inc., Term Loan, 1st Lien
8.470%, CME Term SOFR + 3.000%, 07/06/28(B)   $ 914     $ 914  
Instructure Holdings, Inc., Initial Term Loan, 1st Lien
8.679%, CME Term SOFR + 2.750%, 10/30/28(B)     712       715  
ION Trading Finance Limited, Initial Euro Term Loan (2021), 1st Lien
8.175%, EURIBOR + 4.250%, 04/01/28(B)     1,927       2,044  
LSF9 Atlantis Holdings, LLC, Term Loan, 1st Lien
12.640%, CME Term SOFR + 7.250%, 03/31/29(B)     621       604  
Magenta Buyer LLC, Initial Term Loan, 1st Lien
10.645%, CME Term SOFR + 5.000%, 07/27/28(B)     1,407       988  
McAfee Corp., Tranche B-1 Term Loan, 1st Lien
9.193%, CME Term SOFR + 3.750%, 03/01/29(B)     1,375       1,366  
MH Sub I, LLC (Micro Holding Corp.), 2020 June New Term Loan, 1st Lien
9.220%, CME Term SOFR + 3.750%, 09/13/24(B)     397       397  
Nobel Bidco B.V., Facility B, 1st Lien
7.475%, EURIBOR + 3.500%, 09/01/28(B)     1,500       1,590  
Open Text Corporation, 2023 Replacement Term Loan, 1st Lien
8.206%, CME Term SOFR + 2.750%, 01/31/30(B)     1,564       1,567  
Orchid Merger Sub II, LLC, Initial Term Loan, 1st Lien
10.248%, CME Term SOFR + 4.750%, 07/27/27(B)     772       456  
Priority Holdings, LLC, Initial Term Loan, 1st Lien
11.220%, CME Term SOFR + 5.750%, 04/27/27(B)     1,114       1,111  
Rackspace Technology Global, Inc., 2021 Term B Loan, 1st Lien
8.230%, CME Term SOFR + 2.750%, 02/15/28(B)     1,901       822  
Sabre GLBL Inc., 2022 Term B-2 Loan, 1st Lien
10.456%, CME Term SOFR + 5.000%, 06/30/28(B)     1,071       948  
 
Description   Face Amount (000)(1)     Value (000)  
Snap One Holdings Corp., Initial Term Loan, 1st Lien
9.998%, CME Term SOFR + 4.500%, 12/08/28(B)   $ 1,133     $ 1,096  
TTM Technologies, Inc., Term B Loan, 1st Lien
8.093%, CME Term SOFR + 2.750%, 05/30/30(B)     894       894  
UPC Financing Partnership , Facility AX, 1st Lien
8.476%, CME Term SOFR + 3.000%, 01/31/29(B)     1,000       995  
Total Electronics           20,745  
Electronics/electrical [0.0%]
Capstone Borrower, Inc., Initial Term Loan
9.140%, 05/17/30     798       797  
Energy [0.1%]
Arclight, Term Loan B, 1st Lien
8.845%, 04/13/28     881       880  
Invenergy, Term Loan B, 1st Lien
0.000%, 08/03/29(G)     618       617  
Invenergy, Term Loan C, 1st Lien
0.000%, 08/03/29(G)     48       47  
Total Energy           1,544  
Finance (including structured products) [0.7%]
AI Sirona (Luxembourg) Acquisition S.a.r.l., Facility B2 (EUR), 1st Lien
8.843%, Euribor + 5.000%, 09/30/28(B)     1,000       1,104  
Castlelake Aviation One Designated Activity Company, 2023 Incremental Term Loan, 1st Lien
7.885%, CME Term SOFR + 2.500%, 10/22/27(B)     464       464  
CTC Holdings, L.P., Term Loan, 1st Lien
10.522%, CME Term SOFR + 5.000%, 02/20/29(B)     734       726  
DRW Holdings, LLC, Initial Term Loan, 1st Lien
9.220%, CME Term SOFR + 3.750%, 03/01/28(B)     1,000       997  
FinCo I LLC, 2023 Initial Refinancing Term Loan, 1st Lien
8.383%, CME Term SOFR + 3.000%, 06/27/29(B)     658       660  

 

CITY NATIONAL ROCHDALE FUNDS | PAGE 28

 

 

Schedule of Investments

December 31, 2023 (Unaudited)

 

City National Rochdale Fixed Income Opportunities Fund

 

Description   Face Amount (000)(1)     Value (000)  
FINThrive Software Intermediate Holdings, Inc., Initial Loan, 2nd Lien
12.220%, CME Term SOFR + 6.750%, 12/17/29(B)   $ 385     $ 226  
FINThrive Software Intermediate Holdings, Inc., Initial Term Loan, 1st Lien
9.470%, CME Term SOFR + 4.000%, 12/18/28(B)     566       449  
Geon Performance Solutions, LLC, Initial Term Loan, 1st Lien
10.360%, CME Term SOFR + 4.750%, 08/18/28(B)     1,158       1,156  
HighTower Holding, LLC, Initial Term Loan, 1st Lien
9.641%, CME Term SOFR + 4.000%, 04/21/28(B)     843       839  
Hudson River Trading LLC, Term Loan, 1st Lien
8.470%, CME Term SOFR + 3.000%, 03/20/28(B)     719       716  
Jane Street Group, LLC, Dollar Term Loan, 1st Lien
8.220%, CME Term SOFR + 2.750%, 01/26/28(B)     990       993  
LendingTree, Inc., Initial Term B Loan, 1st Lien
9.213%, CME Term SOFR + 3.750%, 09/15/28(B)     751       692  
LSF11 A5 Holdco LLC, Term Loan B, 1st Lien
9.698%, 10/15/28     499       500  
Quirch Foods Holdings, LLC, 2022-1 Incremental Term Loan, 1st Lien
10.387%, CME Term SOFR + 4.750%, 10/27/27(B)     972       971  
Red Planet Borrower, LLC, Initial Term Loan, 1st Lien
9.206%, CME Term SOFR + 3.750%, 10/02/28(B)     995       954  
Saphilux S.a r.l., Facility B (EUR), 1st Lien
8.776%, Euribor + 4.750%, 07/18/28(B)     1,000       1,106  
Trevise Holdings 1, Facility B, 1st Lien
8.758%, Euribor + 4.900%, 07/09/29(B)     1,000       1,112  
 
Description   Face Amount (000)(1)     Value (000)  
VFH Parent LLC, Initial Term Loan, 1st Lien
8.456%, CME Term SOFR + 3.000%, 01/13/29(B)   $ 959     $ 960  
Total Finance (including structured products)           14,625  
Financial intermediaries [0.0%]
Helix Gen Funding, LLC, Term Loan
10.098%, 12/03/27     958       959  
Financials [0.2%]
Altisource Term Loan B (2018)
14.240%, 03/29/24     618       490  
Brookfield NGPL, Term Loan B, 1st Lien
8.616%, 12/05/30     350       349  
Citadel Securities, Term Loan
7.970%, 07/29/30     1,397       1,399  
EIG Management, Term Loan B, 1st Lien
9.198%, 01/31/25     914       912  
GTCR W Merger Sub LLC, Term Loan, 1st Lien
0.000%, 09/20/30(G)     650       652  
Superannuation and Investments, Term Loan, 1st Lien
9.220%, 12/01/28     766       767  
Total Financials           4,569  
Food, Beverage and Tobacco [0.2%]
Artisan Newco BV, Term Loan, 1st Lien
8.466%, 02/02/29     990       1,084  
Thevelia Tricor Group, Term Loan
8.466%, 06/18/29     953       1,053  
ZF Invest, Senior Facility B, 1st Lien
7.386%, EURIBOR + 3.925%, 06/30/28(B)     2,000       2,140  
Total Food, Beverage and Tobacco           4,277  
Gaming [0.1%]
Scientific Games, Term Loan, 1st Lien
7.964%, 02/04/29     1,000       1,089  

 

CITY NATIONAL ROCHDALE FUNDS | PAGE 29

 

 

Schedule of Investments

December 31, 2023 (Unaudited)

 

City National Rochdale Fixed Income Opportunities Fund

 

Description   Face Amount (000)(1)     Value (000)  
Government [0.1%]
Japan Paris Club, Term Loan, 1st Lien
0.000%, 01/10/28(G)   JPY $ 216,667     $ 1,214  
Healthcare [1.1%]
Alloheim Term Loan B
7.627%, 02/26/25   EUR 1,500       1,367  
Auris Luxembourg III S.a r.l., Facility B1A, 1st Lien
8.026%, Euribor + 4.000%, 07/24/25(B)   EUR 2,000       2,163  
Chrome Bidco, Facility B, 1st Lien
7.547%, EURIBOR + 3.250%, 05/12/28(B)     2,500       2,454  
Cidron Ollopa Holding B.V., Facility B, 1st Lien
6.818%, EURIBOR + 3.250%, 04/16/25(B)   EUR 1,437       1,582  
Domus VI
7.198%, 10/31/26     1,000       974  
Envalior Finance GmbH, Facility B1 (EUR)
9.448%, 03/28/30     1,000       1,004  
Gesundheits GmbH Term Loan
7.835%, 07/30/26   EUR 2,000       1,406  
Indivior, Term Loan B, 1st Lien
10.902%, 06/26/26     772       768  
Inovie Group, Term Loan, 1st Lien
7.925%, 03/03/28     2,000       2,004  
Insulet Corporation, Term Loan B, 1st Lien
8.713%, 05/04/28     558       559  
Mediq BV, Term Loan, 1st Lien
7.472%, 03/03/28     1,000       1,081  
OneDigital Borrower LLC, 2021 Term Loan, 1st Lien
9.706%, CME Term SOFR + 4.250%, 11/16/27(B)     901       899  
Onex TSG Intermediate Corp, Term Loan, 1st Lien
10.395%, 02/28/28     705       694  
PetIQ, Term Loan, 1st Lien
10.167%, 04/07/28     1,021       1,011  
Sotera Health, Term Loan, 1st Lien
9.106%, 12/11/26     733       733  
TakeCare Bidco SAS, Term Loan, 1st Lien
7.897%, 05/26/28     1,000       1,098  
TTF/Soliant Health, Cov-Lite Term Loan, 1st Lien
9.463%, 03/31/28     733       732  
 
Description   Face Amount (000)(1)     Value (000)  
Vivalto Sante, Term Loan, 1st Lien
7.272%, 07/21/28   $ 1,500     $ 1,616  
Total Healthcare           22,145  
Healthcare, Education and Childcare [0.8%]
AHP Health Partners, Inc., Initial Term Loan, 1st Lien
8.970%, CME Term SOFR + 3.500%, 08/24/28(B)     990       992  
Bach Finance Limited, Existing Dollar Term Loan, 1st Lien
9.388%, CME Term SOFR + 4.000%, 01/31/28(B)     667       669  
BVI Medical, Inc., Term B Loan, 1st Lien
7.448%, Euribor + 3.500%, 03/02/26(B)     1,000       939  
CAB, Facility B, 1st Lien
7.477%, EURIBOR + 3.500%, 02/09/28(B)     1,000       1,051  
Catalent Pharma Solutions, Inc., Dollar Term B-4 Loan, 1st Lien
8.356%, CME Term SOFR + 3.000%, 02/22/28(B)     500       500  
Cheplapharm Arzneimittel GmbH, Facility B, 1st Lien
7.952%, EURIBOR + 4.000%, 02/22/29(B)     2,000       2,202  
Elsan SAS , Facility B5, 1st Lien
7.390%, EURIBOR + 3.350%, 06/16/28(B)     1,000       1,086  
Envision Healthcare Corporation, Second Out Term Loan, 1st Lien
9.640%, CME Term SOFR + 4.250%, 03/31/27(B) (C)     362       62  
Europa University Education Group, S.L.U., Facility B4, 1st Lien
8.499%, Euribor + 4.500%, 11/30/29(B)     1,000       1,091  
Fortrea Holdings Inc., Initial Term B Loan, 1st Lien
9.106%, CME Term SOFR + 3.750%, 07/01/30(B)     796       795  
Houghton Mifflin Harcourt Company, Term B Loan, 1st Lien
10.706%, CME Term SOFR + 5.250%, 04/09/29(B)     708       692  
Icon Public Limited Company, Lux Term Loan, 1st Lien
7.860%, CME Term SOFR + 2.250%, 07/03/28(B)     577       578  

 

CITY NATIONAL ROCHDALE FUNDS | PAGE 30

 

 

Schedule of Investments

December 31, 2023 (Unaudited)

 

City National Rochdale Fixed Income Opportunities Fund

 

Description   Face Amount (000)(1)     Value (000)  
Icon Public Limited Company, U.S. Term Loan, 1st Lien
7.860%, CME Term SOFR + 2.250%, 07/03/28(B)   $ 144     $ 144  
Medical Solutions Holdings, Inc., Initial Term Loan, 1st Lien
8.706%, CME Term SOFR + 3.250%, 11/01/28(B)     907       844  
National Mentor Holdings, Inc., Initial Term C Loan, 1st Lien
9.198%, CME Term SOFR + 3.750%, 03/02/28(B)     13       12  
National Mentor Holdings, Inc., Initial Term Loan, 1st Lien
9.198%, CME Term SOFR + 3.750%, 03/02/28(B)     642       581  
Organon & Co., Dollar Term Loan, 1st Lien
8.472%, CME Term SOFR + 3.000%, 06/02/28(B)     1,646       1,647  
Petco Health and Wellness Company, Inc., Initial Term Loan, 1st Lien
8.860%, CME Term SOFR + 3.250%, 03/03/28(B)     481       453  
Star Parent, Inc., Term Loan, 1st Lien
9.348%, CME Term SOFR + 4.000%, 09/27/30(B)     885       874  
Surgery Center Holdings, Inc., Initial Term Loan, 1st Lien
8.856%, CME Term SOFR + 3.500%, 12/19/30(B)     585       587  
Team Health Holdings, Inc., Extended Term Loan, 1st Lien
10.633%, CME Term SOFR + 5.250%, 03/02/27(B)     1,071       811  
Total Healthcare, Education and Childcare           16,610  
Home and Office Furnishings, Housewares and Durable Consumer Products [0.2%]
ACProducts Holdings, Inc., Initial Term Loan, 1st Lien
9.860%, CME Term SOFR + 4.250%, 05/17/28(B)     1,340       1,172  
Hunter Douglas Holding B.V., Tranche B-1 Term Loan, 1st Lien
8.880%, CME Term SOFR + 3.500%, 02/26/29(B)     729       725  
Optimus Bidco SA, Commitment, 2nd Lien
12.175%, EURIBOR + 8.250%, 09/25/26(B)     1,000       1,016  
 
Description   Face Amount (000)(1)     Value (000)  
Samsonite International S.A., New Initial Tranche B Term Loan, 1st Lien
8.106%, CME Term SOFR + 2.750%, 06/21/30(B)   $ 748     $ 748  
Weber-Stephen Products LLC, Initial Term B Loan, 1st Lien
8.720%, CME Term SOFR + 3.250%, 10/30/27(B)     878       765  
Total Home and Office Furnishings, Housewares and Durable Consumer Products           4,426  
Homebuilders/Materials/Construction [0.2%]
LSF10 XL Bidco S.C.A., Facility B4, 1st Lien
8.100%, EURIBOR + 3.925%, 04/12/28(B)     1,465       1,417  
Tencate Grass, Term Loan, 1st Lien
8.293%, 10/21/28     1,000       1,096  
Winterfell Financing S.a r.l., Facility B, 1st Lien
6.898%, 02/18/28   EUR 1,000       1,048  
Total Homebuilders/Materials/Construction           3,561  
Hotels, Leisure & Entertainment [0.2%]
EG Group Limited, Additional Term Facility (Tranche C) (EUR), 1st Lien
9.477%, Euribor + 4.000%, 02/07/28(B)     1,044       1,117  
Pax Midco Spain, S.L.U., Facility B, 1st Lien
8.489%, EURIBOR + 4.750%, 06/07/26(B)   EUR 2,000       2,168  
Sandy BidCo B.V., Facility B, 1st Lien
7.876%, EURIBOR + 4.000%, 09/15/28(B)     1,000       1,088  
Total Hotels, Leisure & Entertainment           4,373  
Hotels, Motels, Inns and Gaming [0.5%]
Caesars Entertainment, Inc., 2023 Incremental Term B Loan, 1st Lien
8.706%, CME Term SOFR + 3.250%, 02/06/30(B)     694       695  
Flutter Entertainment plc, Term B Loan, 1st Lien
7.698%, CME Term SOFR + 2.250%, 11/25/30(B)     595       596  

 

CITY NATIONAL ROCHDALE FUNDS | PAGE 31

 

 

Schedule of Investments

December 31, 2023 (Unaudited)

 

City National Rochdale Fixed Income Opportunities Fund

 

Description   Face Amount (000)(1)     Value (000)  
Golden Entertainment, Inc., 2023 Refinancing Term B-1 Facility Loan, 1st Lien
8.206%, CME Term SOFR + 2.750%, 05/28/30(B)   $ 597     $ 596  
HNVR Holdco Limited, Facility D, 1st Lien
9.230%, EURIBOR + 5.250%, 09/12/27(B)     1,000       1,101  
Light and Wonder International, Inc., Initial Term B Loan, 1st Lien
8.465%, CME Term SOFR + 3.000%, 04/14/29(B)     1,289       1,291  
Ontario Gaming GTA Limited Partnership, Term B Loan, 1st Lien
9.598%, CME Term SOFR + 4.250%, 08/01/30(B)     435       436  
Pilot Travel Centers LLC, Initial Tranche B Term Loan , 1st Lien
7.448%, CME Term SOFR + 2.000%, 08/04/28(B)     991       993  
Playa Resorts Holding B.V., 2022 Term Loan, 1st Lien
8.608%, CME Term SOFR + 3.250%, 01/05/29(B)     1,017       1,017  
Scientific Games Holdings LP , Initial Dollar Term Loan, 1st Lien
8.664%, CME Term SOFR + 3.250%, 04/04/29(B)     1,233       1,233  
Travel + Leisure Co., 2022 Incremental Term Loan, 1st Lien
8.744%, CME Term SOFR + 3.250%, 12/14/29(B)     556       556  
Wyndham Hotels & Resorts, Inc., 2023 Term B Loan, 1st Lien
0.000%, 12/14/29(G)     840       841  
7.706%, CME Term SOFR + 2.250%, 05/24/30(B)     547       548  
Wyndham Hotels & Resorts, Inc., Term Loan, 1st Lien
0.000%, 05/09/28(G)     1,000       1,074  
Total Hotels, Motels, Inns and Gaming           10,977  
Industrials [0.3%]
American Gaming, Term Loan, 1st Lien
9.540%, 02/09/29     493       493  
Barnes Group Inc, Initial Term Loan
8.448%, 09/03/30     838       840  
Euroports, Term Loan, 1st Lien
0.000%, 06/12/29(G)     1,000       1,079  
 
Description   Face Amount (000)(1)     Value (000)  
GFL Environmental, Term Loan
7.912%, CME Term SOFR + 0.000%, 05/31/27   $ 702     $ 703  
Innio Group, Term Loan, 1st Lien
0.000%, 10/21/28(G)     1,000       1,103  
Iron Mountain, Term Loan B, 1st Lien
7.607%, 12/06/30     530       530  
Par Pacific, Term Loan B, 1st Lien
9.738%, 02/14/30     995       994  
Total Industrials           5,742  
Information Technology [0.3%]
Magenta Buyer, Term Loan, 1st Lien
13.895%, 07/27/29     110       42  
Sitel Worldwide, Cov-Lite Term Loan, 1st Lien
9.098%, 07/28/28     992       951  
Ultra Clean Holdings, Term Loan, 1st Lien
9.220%, 08/27/25(B)     1,850       1,851  
Zacapa S.a r.l., Initial Term Loan (2022), 1st Lien
9.390%, CME Term SOFR + 4.250%, 02/10/29(B)     2,530       2,520  
Total Information Technology           5,364  
Insurance [0.2%]
Acrisure, LLC, 2023 Refinancing Term Loan, 1st Lien
9.888%, CME Term SOFR + 4.500%, 11/06/30(B)     500       500  
Asurion, LLC, New B-11 Term Loan, 1st Lien
9.706%, CME Term SOFR + 4.250%, 08/19/28(B)     1,302       1,296  
Asurion, LLC, New B-4 Term Loan, 2nd Lien
10.720%, CME Term SOFR + 5.250%, 01/20/29(B)     1,000       940  
Baldwin Risk Partners, LLC, Term B-1 Loan, 1st Lien
8.970%, CME Term SOFR + 3.500%, 10/14/27(B)     499       498  
Jones DesLauriers Insurance Management Inc., 2023 Refinancing Term Loan, 1st Lien
9.624%, CME Term SOFR + 4.250%, 03/15/30(B)     890       893  
Total Insurance           4,127  

 

CITY NATIONAL ROCHDALE FUNDS | PAGE 32

 

 

Schedule of Investments

December 31, 2023 (Unaudited)

 

City National Rochdale Fixed Income Opportunities Fund

 

Description   Face Amount (000)(1)     Value (000)  
Leisure Products [0.0%]
Topgolf Callaway, Term Loan, 1st Lien
8.956%, 03/15/30   $ 504     $ 503  
Leisure, Amusement, Motion Pictures, Entertainment [0.1%]
Herschend Entertainment Company, LLC, Initial Term Loan (2021), 1st Lien
9.220%, CME Term SOFR + 3.750%, 08/27/28(B)     723       724  
Lakeshore Learning Materials, LLC, Initial Term Loan, 1st Lien
8.970%, CME Term SOFR + 3.500%, 09/29/28(B)     703       702  
Recess Holdings, Inc., Term Loan, 1st Lien
9.388%, CME Term SOFR + 4.000%, 03/29/27(B)     285       286  
Total Leisure, Amusement, Motion Pictures, Entertainment           1,712  
Machinery (Non-Agriculture, Non-Construction and Non-Electronic) [0.2%]
ChampionX Corporation, Term B-1 Loan, 1st Lien
8.202%, CME Term SOFR + 3.250%, 05/13/29(B)     921       923  
CPM Holdings, Inc., Initial Term Loan, 1st Lien
9.843%, CME Term SOFR + 4.500%, 09/28/28(B)     580       581  
MKS Instruments, Inc., 2023-1 Dollar Term B Loan, 1st Lien
7.841%, CME Term SOFR + 2.500%, 08/17/29(B)     2,289       2,291  
MKS Instruments, Inc., Term Loan, 1st Lien
6.843%, 08/17/29     988       1,087  
Total Machinery (Non-Agriculture, Non-Construction and Non-Electronic)           4,882  
Manufacturing [0.1%]
Chart Industries, Term Loan
8.691%, 03/20/30     547       547  
 
Description   Face Amount (000)(1)     Value (000)  
Palex, Term Loan, 1st Lien
0.000%, 10/06/30(G)   $ 1,000     $ 1,095  
Total Manufacturing           1,642  
Manufacturing/Machinery/Industrial [0.5%]
Ammeraal Beltech, Term Loan, 1st Lien
8.972%, 12/29/28     1,500       1,651  
BCP V Modular Services, Term Loan, 1st Lien
8.350%, 10/07/28     2,000       2,104  
Delachaux Group, Term Loan B, 1st Lien
0.000%, 04/16/29(G)     1,000       1,101  
Distributed Power Term Loan B
6.858%, EURIBOR + 3.500%, 10/03/25(B)   EUR 229       253  
Platin2025 Acquisition S.a r.l., Facility B, 1st Lien
7.825%, EURIBOR + 3.900%, 11/19/28(B)     1,000       1,057  
Roper Tech, Term Loan, 1st Lien
8.425%, 11/22/29     995       1,098  
Rubix Group, Term Loan, 1st Lien
8.951%, 09/12/26     1,000       1,098  
Shilton Bidco Limited, Facility B3
0.000%, 01/13/27(G)     1,000       1,104  
Total Manufacturing/Machinery/Industrial           9,466  
Media [0.1%]
WideOpenWest Finance, LLC, Term B Loan, 1st Lien
8.348%, CME Term SOFR + 3.000%, 12/20/28(B)     345       318  
Zephyr Midco, Term Loan, 1st Lien
0.000%, 07/20/28(G)     1,000       1,251  
Total Media           1,569  
Mining, Steel, Iron and Nonprecious Metals [0.1%]
Arsenal AIC Parent LLC, Term B Loan, 1st Lien
9.856%, CME Term SOFR + 4.500%, 08/18/30(B)     1,035       1,038  
NWR Holdings B.V., Super Senior Term Facility, 1st Lien
14.500%, 12/31/49   EUR 1,011       —  

 

CITY NATIONAL ROCHDALE FUNDS | PAGE 33

 

 

Schedule of Investments

December 31, 2023 (Unaudited)

 

City National Rochdale Fixed Income Opportunities Fund

 

Description   Face Amount (000)(1)     Value (000)  
Oxbow Carbon LLC, Tranche B Term Loan (2023), 1st Lien
9.456%, CME Term SOFR + 4.000%, 05/10/30(B)   $ 612     $ 610  
Total Mining, Steel, Iron and Nonprecious Metals           1,648  
Oil and Gas [0.4%]
Brazos Delaware II, LLC, Initial Term Loan, 1st Lien
9.108%, CME Term SOFR + 3.750%, 02/11/30(B)     746       747  
Buckeye Partners, L.P., 2023 Tranche B-2 Term Loan, 1st Lien
7.856%, CME Term SOFR + 2.500%, 11/22/30(B)     715       717  
GIP III Stetson I, L.P. (GIP III Stetson II, L.P.), Initial Term Loan (2023), 1st Lien
9.706%, CME Term SOFR + 4.250%, 10/31/28(B)     1,167       1,166  
GIP Pilot Acquisition Partners, L.P., Initial Term Loan, 1st Lien
8.388%, CME Term SOFR + 3.000%, 10/04/30(B)     235       235  
M6 ETX Holdings II Midco LLC, Initial Term Loan, 1st Lien
9.955%, CME Term SOFR + 4.500%, 09/19/29(B)     822       823  
Medallion Midland, Term Loan B, 1st Lien
8.864%, 10/18/28     565       567  
New Fortress Energy, Cov-Lite Term Loan, 1st Lien
10.390%, 10/27/28     1,450       1,425  
Oryx Midstream Services Permian Basin LLC, 2023 Incremental Term Loan, 1st Lien
8.710%, CME Term SOFR + 3.250%, 10/05/28(B)     1,399       1,401  
Total Oil and Gas           7,081  
Other [0.2%]
Aspire Bakeries, Term Loan, 1st Lien
9.607%, 12/13/30     510       510  
Assytec, Term Loan, 1st Lien
0.000%, 09/28/27(G)     1,000       1,076  
IVC EUR, Term Loan, 1st Lien
9.071%, 11/17/28     1,000       1,099  
 
Description   Face Amount (000)(1)     Value (000)  
New Weener, Term Loan, 1st Ien
0.000%, 11/16/28(G)   $ 1,000     $ 1,102  
Total Other           3,787  
Packaging / Paper / Forest Products [0.1%]
Ahlstrom-Munksjo Holding 3 Oy, Facility B (EUR), 1st Lien
7.675%, EURIBOR + 3.250%, 03/10/28(B)     1,000       1,087  
Personal and Non-Durable Consumer Products (Manufacturing Only) [0.1%]
ABG Intermediate Holdings 2 LLC, Tranche TLB-1 Term Loan, 1st Lien
8.956%, CME Term SOFR + 3.500%, 12/21/28(B)     838       841  
Breitling Holdings S.a r.l., Facility B, 1st Lien
7.810%, EURIBOR + 3.925%, 10/25/28(B)     1,000       1,065  
Total Personal and Non-Durable Consumer Products (Manufacturing Only)           1,906  
Personal Transportation [0.2%]
AAdvantage Loyality IP Ltd. (American Airlines, Inc.), Initial Term Loan, 1st Lien
10.427%, CME Term SOFR + 4.750%, 04/20/28(B)     2,025       2,078  
Mileage Plus Holdings, LLC (Mileage Plus Intellectual Property Assets, Ltd.), Initial Term Loan, 1st Lien
10.770%, CME Term SOFR + 5.250%, 06/21/27(B)     1,647       1,701  
SkyMiles IP Ltd. (Delta Air Lines, Inc.), Initial Term Loan, 1st Lien
9.166%, CME Term SOFR + 3.750%, 10/20/27(B)     848       867  
Total Personal Transportation           4,646  
Pharmaceuticals [0.5%]
Aenova, Term Loan
8.487%, 03/06/26     1,500       1,649  
Albion Financing 3 S.a r.l. (Albion Financing LLC), 2023 Incremental Euro Term Loan
9.252%, 08/17/26     1,500       1,658  
Antigua Bidco Ltd, Term Loan, 1st Lien
7.955%, 08/07/26     1,000       1,101  

 

CITY NATIONAL ROCHDALE FUNDS | PAGE 34

 

 

Schedule of Investments

December 31, 2023 (Unaudited)

 

City National Rochdale Fixed Income Opportunities Fund

 

Description   Face Amount (000)(1)     Value (000)  
Financiere Verdi I SAS, 1st Lien
9.740%, 03/31/28   $ 1,000     $ 1,160  
Nextpharma Holdings Ltd, Term Loan, 1st Lien
7.093%, 03/31/28     1,000       1,050  
Nidda Healthcare Holding GmbH, Facility F (EUR), 1st Lien
7.462%, Euribor + 3.500%, 08/21/26(B)     2,000       2,191  
Organon & Co, Term Loan, 1st Lien
6.962%, 06/02/28     985       1,085  
Stamina BidCo B.V., Facility B, 1st Lien
7.975%, EURIBOR + 4.000%, 11/02/28(B)     861       946  
Total Pharmaceuticals           10,840  
Printing, Publishing and Broadcasting [0.4%]
AppLovin Corporation, Amendment No. 9 Replacement Term Loan, 1st Lien
8.456%, CME Term SOFR + 3.100%, 08/19/30(B)     2,044       2,044  
Digital Media Solutions, LLC, Initial Term Loan, 1st Lien
16.652%, LIBOR + 5.000%, 05/19/26(B)     718       359  
Dun & Bradstreet Corporation, The, 2022 Incremental Term B-2 Loan, 1st Lien
8.355%, CME Term SOFR + 3.250%, 01/18/29(B)     992       994  
LABL, Inc., Initial Euro Term Loan, 1st Lien
8.843%, EURIBOR + 5.000%, 10/29/28(B)     973       985  
Magnite, Inc., Initial Term Loan, 1st Lien
10.929%, CME Term SOFR + 5.000%, 04/28/28(B)     936       936  
Neptune BidCo US Inc., Dollar Term B Loan, 1st Lien
10.507%, CME Term SOFR + 5.000%, 04/11/29(B)     545       497  
Neptune BidCo US Inc., Euro Term B Loan, 1st Lien
8.983%, EURIBOR + 5.000%, 04/11/29(B)     995       1,024  
 
Description   Face Amount (000)(1)     Value (000)  
Summer (BC) Bidco B LLC, Additional Facility B2 (USD), 1st Lien
10.108%, CME Term SOFR + 4.500%, 12/04/26(B)   $ 794     $ 782  
Total Printing, Publishing and Broadcasting           7,621  
Publishing and Media-other [0.1%]
Infinitas Learn Cov-Lite Lien1
8.586%, 07/21/28     1,000       1,093  
S4 Capital Lux, Term Loan, 1st Lien
7.597%, 07/31/28     1,000       1,025  
Total Publishing and Media-other           2,118  
Retail [0.1%]
Ascena Retail Group, Inc. (Anntaylor Retail, Inc.), Tranche B Term Loan, 1st Lien
5.250%, LIBOR + 4.500%, 12/28/24(B)     248       1  
Belk,Inc., First-Out Loan, 1st Lien
15.000%, LIBOR + 7.500%, 07/31/25(B)     1,635       1,471  
Total Retail           1,472  
Retail (non-food/drug) [0.3%]
AL AS Adventure, Term Loan, 1st Lien
8.637%, 04/24/26     2,116       2,102  
Peer Holding Iii B.V
7.222%, 11/27/26   EUR 2,000       2,205  
THG Operations Holdings Limited, Facility B, 1st Lien
8.455%, 12/10/26   EUR 1,000       1,059  
Total Retail (non-food/drug)           5,366  
Retail and Wholesale [0.0%]
OverDrive/RBmedia, Cov-Lite Term Loan, 1st Lien
9.612%, 12/08/28     350       349  
Retail Stores [0.1%]
Belfor Holdings Inc., Initial Tranche B-1 Term Loan, 1st Lien
9.106%, CME Term SOFR + 3.750%, 11/01/30(B)     1,500       1,503  
Evergreen Acqco 1 LP, Initial Term Loan, 1st Lien
10.902%, CME Term SOFR + 5.500%, 04/21/28(B)     325       326  

 

CITY NATIONAL ROCHDALE FUNDS | PAGE 35

 

 

Schedule of Investments

December 31, 2023 (Unaudited)

 

City National Rochdale Fixed Income Opportunities Fund

 

Description   Face Amount (000)(1)     Value (000)  
Jo-Ann Stores, LLC, Term B-1 Loan, 1st Lien
10.391%, CME Term SOFR + 4.750%, 07/07/28(B)   $ 787     $ 36  
Rising Tide Holdings, Inc., Initial Term Loan
13.922%, CME Term SOFR + 8.250%, 06/01/29(B)     249       3  
0.000%, CME Term SOFR + 8.250%, 06/01/29(B) (G)     254       4  
Rising Tide Holdings, Inc., Term Loan, 1st Lien
6.661%, 03/11/24     24       20  
Toys 'R' Us Property Company I, LLC, Term Loan
0.000%, 03/20/22(G)     23       117  
Total Retail Stores           2,009  
Service [0.1%]
Pivotal Payments, Term Loan, 1st Lien
3.000%, 09/29/25     1,015       1,013  
Services [0.8%]
Adtalem Global, Term Loan B, 1st Lien
9.470%, 08/12/28     1,444       1,445  
American Public Education, Term Loan B, 1st Lien
10.963%, 03/29/27     759       751  
Boels, Term Loan
7.112%, 02/06/27     862       951  
Eagle Bidco Limited, Term Loan, 1st Lien
9.996%, 03/10/28     1,182       1,429  
Franklin UK Midco Limited, New Facility B1, 1st Lien
9.357%, EURIBOR + 5.250%, 12/18/26(B)     598       646  
Franklin UK Midco Limited, New Facility B2, 1st Lien
9.357%, EURIBOR + 5.250%, 12/18/26(B)     20       22  
Franklin UK Midco Limited, New Facility B3, 1st Lien
9.357%, EURIBOR + 5.250%, 12/18/26(B)     231       250  
Franklin UK Midco Limited, New Facility B4, 1st Lien
9.357%, EURIBOR + 5.250%, 12/18/26(B)     151       163  
Kronosnet, Term Loan, 1st Lien
9.448%, 07/28/29     1,500       1,550  
 
Description   Face Amount (000)(1)     Value (000)  
Nielsen Consumer, Inc, Term Loan, 1st Lien
10.343%, 03/06/28   $ 1,998     $ 2,186  
Oravel Stays, Term Loan B, 1st Lien
13.883%, 06/05/26     580       527  
Sitel Group, Term Loan, 1st Lien
7.600%, 07/28/28     1,500       1,604  
St. George's University Scholastic Services LLC, Term Loan B, 1st Lien
8.706%, 02/10/29     767       767  
Villa Dutch Bidco, Term Loan, 1st Lien
9.118%, 03/01/30     1,500       1,645  
Virgin Media, Term Loan, 1st Lien
8.492%, 01/31/27   GBP 1,000       1,260  
WSH Term Loan
10.220%, 02/27/26   GBP 1,000       1,258  
Total Services           16,454  
Software and Service [0.1%]
Cloud Software Group, Inc, Term Loan A, 1st Lien
9.948%, 09/29/28     2,106       2,049  
Technology [0.1%]
UST Holdings Ltd, Term Loan, 1st Lien
8.956%, 11/20/28     762       758  
Virtusa, Term Loan, 1st Lien
9.220%, 02/11/28     1,243       1,243  
Total Technology           2,001  
Technology, Electronics, Software & IT [0.1%]
Colour Bidco (NGA UK) Term Loan B
11.016%, LIBOR + 5.250%, 11/22/24(B)   GBP 628       785  
NGA Zellies, Term Loa, 1st Lien
0.000%, 12/15/28(G)     1,000       1,076  
Polaris Newco LLC, Term Loan, 1st Lien
7.955%, 06/02/28     965       1,034  
Total Technology, Electronics, Software & IT           2,895  
Telecommunications [1.1%]
AP Core Holdings II, LLC, Term B-2 Loan, 1st Lien
10.970%, CME Term SOFR + 5.500%, 09/01/27(B)     500       487  

 

CITY NATIONAL ROCHDALE FUNDS | PAGE 36

 

 

Schedule of Investments

December 31, 2023 (Unaudited)

 

City National Rochdale Fixed Income Opportunities Fund

 

Description   Face Amount (000)(1)     Value (000)  
Atlantic Broadband, Term Loan B, 1st Lien
0.000%, 09/18/30(G)   $ 460     $ 452  
Ciena Corporation, Refinancing Term Loan (2020), 1st Lien
7.358%, LIBOR + 1.750%, 09/26/25     500       501  
Circet Europe, Senior Facility B, 1st Lien
7.175%, EURIBOR + 3.250%, 10/13/28(B)     1,500       1,642  
Connect Finco Sarl, Amendment No. 1 Refinancing Term Loan, 1st Lien
8.856%, CME Term SOFR + 3.500%, 12/11/26(B)     2,098       2,096  
Coral-US Co-Borrower LLC, Term B-5 Loan, 1st Lien
7.793%, CME Term SOFR + 2.250%, 01/31/28(B)     1,000       992  
Creation Technologies Inc., Initial Term Loan, 1st Lien
11.176%, CME Term SOFR + 5.500%, 10/05/28(B)     903       876  
Guardian US Holdco LLC, Initial Term Loan, 1st Lien
9.348%, CME Term SOFR + 4.000%, 01/31/30(B)     776       778  
Lorca Holdco Limited, Facility B, 1st Lien
8.104%, EURIBOR + 4.200%, 09/17/27(B)     2,500       2,756  
Lumen Technologies Inc., Term B Loan, 1st Lien
7.720%, CME Term SOFR + 2.250%, 03/15/27(B)     1,058       723  
Patagonia Holdco LLC, Amendment No.1 Term Loan, 1st Lien
11.116%, CME Term SOFR + 5.750%, 08/01/29(B)     723       655  
Radiate Holdco, LLC, Amendment No. 6 Term B Loan, 1st Lien
8.720%, CME Term SOFR + 3.250%, 09/25/26(B)     1,783       1,421  
UPC Broadband Holding B.V., Facility AY, 1st Lien
6.833%, EURIBOR + 3.000%, 01/31/29(B)     1,000       1,093  
Virgin Media SFA, Term Loan, 1st Lien
8.492%, 11/15/27     1,000       1,259  
 
Description   Face Amount (000)(1)     Value (000)  
VMED O2 UK Holdco 4 Limited, Facility Z, 1st Lien
7.333%, Euribor + 3.500%, 10/15/31(B)   $ 1,000     $ 1,102  
Voyage Digital (NZ) Limited, Initial U.S. Term Loan, 1st Lien
9.367%, CME Term SOFR + 4.000%, 05/11/29(B)     1,069       1,067  
WP/AP Telecom Holdings IV B.V., Facility B Loan, 1st Lien
7.725%, EURIBOR + 4.000%, 11/19/28(B)     2,000       2,205  
Zayo Group Holdings, Term Loan, 1st Lien
0.000%, 03/09/27(G)     992       922  
Ziggo B.V., Term Loan H Facility, 1st Lien
6.928%, EURIBOR + 3.000%, 01/31/29(B)   EUR 2,000       2,146  
Total Telecommunications           23,173  
Transportation [0.0%]
Forward Air, Term Loan B, 1st Lien
0.000%, 09/30/30(G)     725       686  
Transportation, Airlines & Distribution [0.0%]
Flint Group, Term Loan
0.000%, 12/31/27(G)     412       41  
Utilities [0.3%]
Eastern Power, LLC (Eastern Covert Midco, LLC), Term Loan, 1st Lien
9.213%, LIBOR + 3.750%, 10/02/25(B)     963       945  
Generation Bridge Northeast, LLC, Term Loan B, 1st Lien
9.606%, CME Term SOFR + 4.250%, 08/22/29(B)     549       551  
Lackawanna Energy Center LLC, Term B-2 Advance, 1st Lien
10.356%, CME Term SOFR + 5.000%, 08/06/29(B)     792       781  
Lackawanna Energy Center LLC, Term C Advance, 1st Lien
10.356%, CME Term SOFR + 5.000%, 08/06/29(B)     171       169  
Talen Energy Supply, LLC, Initial Term B Loan, 1st Lien
9.869%, CME Term SOFR + 4.500%, 05/17/30(B)     391       393  

 

CITY NATIONAL ROCHDALE FUNDS | PAGE 37

 

 

Schedule of Investments

December 31, 2023 (Unaudited)

 

City National Rochdale Fixed Income Opportunities Fund

 

Description   Face Amount (000)(1)/Shares     Value (000)  
Talen Energy Supply, LLC, Initial Term C Loan, 1st Lien
9.869%, CME Term SOFR + 4.500%, 05/17/30(B)   $ 318     $ 319  
Traverse Midstream Partners LLC, Advance, 1st Lien
9.240%, CME Term SOFR + 3.750%, 02/16/28(B)     803       803  
Vistra Operations Company LLC, 2018 Incremental Term Loan, 1st Lien
7.356%, CME Term SOFR + 2.000%, 12/20/30(B)     640       640  
WaterBridge Midstream Operating LLC, Initial Term Loan, 1st Lien
11.390%, CME Term SOFR + 5.750%, 06/22/26(B)     1,526       1,526  
Total Utilities           6,127  
Total Loan Participations              
(Cost $355,639)           346,952  
Non-Listed Business Development Companies [5.9%]              
Financials [5.9%]
Golub Capital BDC 3 (J)     5,007,204       75,108  
Golub Capital BDC 4 (J)     2,218,455       33,277  
TCW Direct Lending LLC (J)     250       11,304  
Total Financials           119,689  
Total Non-Listed Business Development Companies              
(Cost $119,282)           119,689  
Note [4.5%]              
City National Rochdale FIOF Investments (Ireland) Limited(H)     40,751       90,525  
Total Note              
(Cost $242,844)           90,525  
Limited Partnership [3.0%]              
NB Insurance-Linked Strategies Fund*     N/A       8,151  
Oberland Capital Healthcare Solutions Co-Invest Offshore LP (J)     N/A       2,726  
Oberland Capital Healthcare Solutions LP (J)     N/A       2,302  
 
Description   Face Amount (000)(1)     Value (000)  
Primary Wave Music IP Fund LP (J)     N/A       48,282  
Total Limited Partnership              
(Cost $58,548)         $ 61,461  
Sovereign Debt [0.9%]              
Angolan Government International Bond, MTN
8.000%, 11/26/29     3,050       2,705  
Argentina Paris Club
2.910%, 05/30/21   CHF 2,244       1,735  
Costa Rica Government International Bond
5.625%, 04/30/43     368       338  
Dominican Republic International Bond
4.875%, 09/23/32     2,700       2,455  
Ghana Government International Bond
8.625%, 04/07/34     578       250  
Ivory Coast Government International Bond
6.125%, 06/15/33     4,400       4,038  
Mexico Government International Bond, MTN
6.050%, 01/11/40     214       216  
Senegal Government International Bond
6.250%, 05/23/33     6,050       5,397  
Sri Lanka Government International Bond
7.850%, 03/14/29     560       279  
7.550%, 03/28/30     424       211  
Total Sovereign Debt              
Cost ($18,476)             17,624  
Convertible Bonds [0.3%]              
Automotive [0.1%]
Li Auto
0.250%, 05/01/28     740       1,077  
NIO
3.875%, 10/15/29(A)     500       531  
Total Automotive             1,608  
Building & Construction [0.1%]
HTA Group
2.875%, 03/18/27     1,400       1,197  

 

CITY NATIONAL ROCHDALE FUNDS | PAGE 38

 

 

Schedule of Investments

December 31, 2023 (Unaudited)

 

City National Rochdale Fixed Income Opportunities Fund

 

Description   Face Amount (000)(1)/Shares     Value (000)  
Coal Mining [0.0%]
New World Resources
4.000%cash/8.000% PIK, 10/07/20(C)   EUR $ 380     $ —  
Entertainment & Gaming [0.1%]
Wynn Macau
4.500%, 03/07/29(A)     2,575       2,625  
Hotels and Motels [0.0%]
H World Group
3.000%, 05/01/26     680       723  
Total Convertible Bonds              
Cost ($6,505)             6,153  
Common Stock [0.2%]              
Consumer Cyclical [0.1%]
TruKid *     232       579  
Diversified Minerals [0.0%]
New World Resources, Cl A *     44,276,198       —  
Energy [0.0%]
BlackBrush Oil & Gas, L.P.     39,375       49  
Financial Services [0.0%]
A'ayan Leasing & Investment KSCP     976,932       387  
Financials [0.0%]
BCD Acquisition     1,000,000       —  
Copper Property CTL Pass Through Trust     3,788       38  
Total Financials           38  
Health Care [0.0%]
Novartex (E)     180,000       28  
Manufacturing [0.0%]
Vivarte (E)     6,000       1  
Media Entertainment [0.0%]
iHeartMedia *     12,136       32  
Oil Field Services [0.1%]
Superior Energy (E)     20,620       1,588  
 
Description   Shares/Number of Warrants     Value (000)  
Oil, Gas & Consumable Fuels [0.0%]
Nostrum Oil & Gas *     3,039,550     $ 360  
Summit Midstream Partners *     11,456       205  
Total Oil, Gas & Consumable Fuels           565  
Other [0.0%]
ESC GCBREGS Corp     4,750,000       —  
Latina Offshore     65       —  
Total Other           —  
Retailers [0.0%]
Belk, Inc.     81       1  
Rising Tide Holdings Inc     1,887       6  
Total Retailers           7  
Services [0.0%]
Wayne Services Legacy *     257       —  
Technology [0.0%]
AS ADV Shares (E)     127,800       628  
Lumileds *     4,241       2  
Total Technology           630  
Utilities [0.0%]
Longview Power LLC     64,904       860  
Total Common Stock              
(Cost $5,418)           4,764  
Warrant [0.0%]              
Altisource
Expires 06/21/24* (I)     7,176       26  
Total Warrant              
(Cost $–)           26  
Preferred Stock [0.0%]              
[0.0%]
Blackbrush Oil & Gas, LP     199       189  
Total Preferred Stock              
(Cost $54)           189  

 

CITY NATIONAL ROCHDALE FUNDS | PAGE 39

 

 

Schedule of Investments

December 31, 2023 (Unaudited)

 

City National Rochdale Fixed Income Opportunities Fund

 

Description   Shares     Value (000)  
Short-Term Investment [1.9%]              
SEI Daily Income Trust Government Fund, Cl Institutional, 5.220%**   $ 37,816,055     $ 37,816  
Total Short-Term Investment              
(Cost $37,816)           37,816  
Total Investments [102.5%]              
(Cost $2,407,274)         $ 2,082,217  

 

Percentages are based on net assets of $2,031,813 (000).

 

* Non-income producing security.
** The rate reported is the 7-day effective yield as of December 31, 2023.
(1) U.S. Dollars unless otherwise indicated.
(A) Security exempt from registration under Rule 144A of the Securities Act of 1933. These securities may be resold in transactions exempt from registration normally to qualified institutions. On December 31, 2023, the value of these securities amounted to $757,010 (000), representing 37.3% of the net assets of the Fund.
(B) Variable or floating rate security. The rate shown is the effective interest rate as of period end. The rates for certain securities are not based on published reference rates and spreads and are either determined by the issuer or agent based on current market conditions; by using a formula based on the rates of underlying loans; or by adjusting periodically based on prevailing interest rates.
(C) In default on interest payments. Rate shown represents the last coupon rate prior to default.
(D) Zero coupon security.
(E) Level 3 security in accordance with fair value hierarchy.
(F) Step coupon security. Coupon rate will either increase (step-up bond) or decrease (step-down bond) at regular intervals until maturity. Interest rate shown reflects the rate currently in effect.
(G) Unsettled bank loan, Interest rate not available.
(H) Security is considered restricted. The total market value of such securities as of December 31, 2023 was $90,525 (000) and represented 4.5% of net assets of the Fund.
(I) Strike Price is unavailable.

 

(J) Unfunded Commitments as of December 31, 2023:

 

Security

  

Value

    

Unfunded Commitments

    

Redemption Frequency

    

Redemption Notice (Days)

  

Golub Capital BDC 3

   $ 75,108,058     $ —       None       None  

Golub Capital BDC 4

     33,276,821       39,473,179       None       None  

Oberland Capital Healthcare Solutions Co-Invest Offshore LP

     2,725,394       16,681,250       None       None  

Oberland Capital Healthcare Solutions LP

     2,302,259       15,715,097       None       None  

Primary Wave Music IP Fund LP

     48,282,334       4,340,896       None       None  

TCW Direct Lending LLC

     11,303,769       13,995,043       None       None  

Total

   $ 172,998,635     $ 90,205,465              

 

CHF — Swiss Franc

Cl — Class

CLO — Collateralized Loan Obligation

CME — Collateralized Chicago Mercantile Exchange

CMTUSD6Y — 1 Year CMT (Monthly)

DAC — Designated Activity Company

EUAMDB01 — 1 Year EUR LIBOR

EUR — Euro

EUR003M — Euribor 3 Month

Euribor — Euro Interbank Offered Rate

GBP — British Pound Sterling

H15T10Y — US Treasury Yield Curve Rate T Note Constant Maturity 10 Year

H15T5Y — US Treasury Yield Curve Rate T Note Constant Maturity 5 Year

JSC — Joint Stock Company

JPY — Japanese Yen

LIBOR — London Interbank Offered Rates

LLC — Limited Liability Corporation

LP — Limited Partnership

LTD — Limited

MTN — Medium Term Note

PIK — Payment-in Kind

PLC — Public Limited Company

REIT — Real Estate Investment Trust

SA — Special Assessment

Ser — Series

SOFR — Secured Overnight Financing Rate

TSFR3M — Term Secured Overnight Financing Rate 3 Months

 

ULC — Unlimited Liability Company

USD — United States Dollar

USSW5 — USD Swap Semi 30/360 5 Yr Curr

 

A list of the open forward foreign currency contracts held by the Fund at December 31, 2023, is as follows:

 

Counterparty  Settlement Date  Currency to Deliver
(Thousands)		  Currency to Receive
(Thousands)		  Unrealized Appreciation
(Depreciation)
(Thousands)		 
U.S. Bancorp  01/16/24  EUR   182,135   USD   196,436   $(4,744) 
U.S. Bank  01/16/24  EUR   500   USD   551    (1) 
U.S. Bank  01/16/24  USD   1,757   EUR   1,600    10 
U.S. Bank  01/17/24  GBP   9,535   USD   11,936    (219) 
U.S. Bank  01/17/24  EUR   140,580   USD   151,639    (3,647) 
UBS  02/23/24  EUR   5,445   USD   5,942    (82) 
                $(8,683) 

 

A list of the open futures contracts held by the Fund at December 31, 2023, is as follows:

 

Type of Contract  Number of
Contracts		   Expiration Date  Notional Amount (Thousands)   Value
(Thousands)		   Unrealized Depreciation(Thousands) 
Short Contracts                       
U.S. 10-Year Treasury Note   (223)  Mar-2024  $(24,704)  $(25,175)  $(471)

 

CNR-QH-002-2800

 

CITY NATIONAL ROCHDALE FUNDS | PAGE 40

 

 

 

Schedule of Investments

December 31, 2023 (Unaudited)

 

City National Rochdale Equity Income Fund

 

Description   Shares     Value (000)  
Common Stock [98.8%]
Communication Services [6.3%]              
AT&T     222,000     $ 3,725  
Interpublic Group of     79,100       2,582  
Verizon Communications     99,500       3,751  
Total Communication Services             10,058  
Consumer Discretionary [5.8%]              
Ford Motor     194,600       2,372  
Genuine Parts     14,800       2,050  
H&R Block     33,700       1,630  
Wendy's     76,000       1,480  
Whirlpool     13,900       1,693  
Total Consumer Discretionary             9,225  
Consumer Staples [9.8%]              
Altria Group     84,400       3,405  
Coca-Cola     59,500       3,506  
General Mills     44,200       2,879  
Philip Morris International     34,800       3,274  
Procter & Gamble     16,900       2,477  
Total Consumer Staples             15,541  
Energy [7.1%]              
Chevron     28,200       4,206  
Marathon Petroleum     19,900       2,953  
Williams     118,700       4,134  
Total Energy             11,293  
Financials [25.5%](A)              
Ares Capital     178,800       3,582  
Cincinnati Financial     34,600       3,580  
Citigroup     33,700       1,734  
Citizens Financial Group     112,300       3,722  
Eversource Energy     42,400       2,617  
Fidelity National Financial     55,200       2,816  
Fifth Third Bancorp     120,600       4,159  
Franklin Resources     89,500       2,666  
Hartford Financial Services Group     29,100       2,339  
MetLife     57,700       3,816  
Principal Financial Group     20,100       1,581  
Regions Financial     137,800       2,671  
Unum Group     35,400       1,601  
US Bancorp     86,400       3,739  
Total Financials             40,623  
Health Care [4.0%]              
AbbVie     16,200       2,510  
Merck     23,800       2,595  
Pfizer     42,700       1,229  
Total Health Care             6,334  
Industrials [4.9%]              
Emerson Electric     30,400       2,959  
Lockheed Martin     6,600       2,991  
Watsco     3,900       1,671  
Total Industrials             7,621  
 
Description   Shares     Value (000)  
Information Technology [5.8%]              
Cisco Systems     43,500     $ 2,198  
HP     52,400       1,577  
IBM     22,300       3,647  
Seagate Technology Holdings     19,500       1,664  
Total Information Technology             9,086  
Materials [6.4%]              
International Paper     113,200       4,092  
LyondellBasell Industries, Cl A     35,700       3,394  
Sonoco Products     48,800       2,727  
Total Materials             10,213  
REITs [2.6%]              
NNN REIT     41,700       1,797  
Prologis     17,300       2,306  
Total REITs             4,103  
Utilities [20.6%]              
American Electric Power     49,600       4,029  
Dominion Energy     64,900       3,050  
DTE Energy     28,300       3,120  
Duke Energy     42,800       4,153  
Entergy     38,900       3,936  
FirstEnergy     78,300       2,871  
NiSource     119,700       3,178  
Public Service Enterprise Group     52,000       3,180  
Sempra     38,600       2,885  
WEC Energy Group     27,600       2,323  
Total Utilities             32,725  
Total Common Stock
(Cost $131,974)             156,822  
Short-Term Investment [0.0%]
SEI Daily Income Trust Government Fund, Cl Institutional, 5.220%**     692       1  
Total Short-Term Investment
(Cost $1)             1  
Total Investments [98.8%]
(Cost $131,975)           $ 156,823  

 

Percentages are based on net assets of $158,790 (000).

 

** The rate reported is the 7-day effective yield as of December 31, 2023.
(A) The Fund uses more specific categories in following its investment limitations on investment concentrations. Broad industry sectors are used for financial reporting purposes.

 

Cl — Class

REIT — Real Estate Investment Trust

 

CNR-QH-002-2800

 

CITY NATIONAL ROCHDALE FUNDS | PAGE 1

 

 

 

Schedule of Investments

December 31, 2023 (Unaudited)

 

City National Rochdale U.S. Core Equity Fund

 

Description   Shares     Value (000)  
Common Stock [98.2%]
Aerospace & Defense [1.2%]              
Northrop Grumman     9,400     $ 4,400  
Automobiles [1.8%]              
Tesla *     26,047       6,472  
Banks [2.7%]              
JPMorgan Chase     58,700       9,985  
Beverages [4.0%]              
Anheuser-Busch InBev ADR     122,590       7,921  
PepsiCo     38,600       6,556  
Total Beverages             14,477  
Biotechnology [5.5%]              
Amgen     18,350       5,285  
Gilead Sciences     89,000       7,210  
Vertex Pharmaceuticals *     19,000       7,731  
Total Biotechnology             20,226  
Broadline Retail [3.5%]              
Amazon.Com *     85,162       12,939  
Capital Markets [2.0%]              
CME Group, Cl A     14,000       2,948  
S&P Global     9,430       4,154  
Total Capital Markets             7,102  
Chemicals [0.8%]              
Linde     7,450       3,060  
Commercial Services & Supplies [2.8%]              
Cintas     17,200       10,366  
Construction & Engineering [1.7%]              
Quanta Services     27,825       6,005  
Consumer Staples Distribution & Retail [3.7%]              
Costco Wholesale     17,250       11,386  
Walmart     14,250       2,247  
Total Consumer Staples Distribution & Retail             13,633  
Electric Utilities [1.4%]              
NextEra Energy     85,562       5,197  
Energy Equipment & Services [1.0%]              
Schlumberger     69,000       3,591  
Entertainment [2.7%]              
Walt Disney     110,500       9,977  
Financial Services [7.3%]              
Berkshire Hathaway, Cl B *     21,400       7,633  
Mastercard, Cl A     22,823       9,734  
Visa, Cl A     36,133       9,407  
Total Financial Services             26,774  
 
Description   Shares     Value (000)  
Ground Transportation [0.5%]              
CSX     55,899     $ 1,938  
Health Care Providers & Services [4.1%]              
HCA Healthcare     10,650       2,883  
UnitedHealth Group     22,890       12,051  
Total Health Care Providers & Services             14,934  
Hotels, Restaurants & Leisure [2.2%]              
McDonald's     21,645       6,418  
Starbucks     15,000       1,440  
Total Hotels, Restaurants & Leisure             7,858  
Insurance [0.7%]              
Marsh & McLennan     13,900       2,634  
Interactive Media & Services [3.9%]              
Alphabet, Cl A *     101,150       14,130  
IT Services [1.6%]              
Accenture, Cl A     16,691       5,857  
Life Sciences Tools & Services [1.7%]              
Thermo Fisher Scientific     11,824       6,276  
Machinery [3.0%]              
Parker-Hannifin     7,150       3,294  
Trane Technologies     30,780       7,507  
Total Machinery             10,801  
Oil, Gas & Consumable Fuels [2.6%]              
EOG Resources     38,437       4,649  
ExxonMobil     17,000       1,700  
Occidental Petroleum     28,600       1,708  
Pioneer Natural Resources     6,601       1,484  
Total Oil, Gas & Consumable Fuels             9,541  
Pharmaceuticals [1.0%]              
Zoetis, Cl A     19,000       3,750  
Semiconductors & Semiconductor Equipment [7.4%]              
ASML Holding, Cl G     12,350       9,348  
KLA     3,336       1,939  
NVIDIA     13,900       6,884  
NXP Semiconductors     39,200       9,003  
Total Semiconductors & Semiconductor Equipment             27,174  
Software [12.6%]              
Adobe *     15,200       9,068  
Microsoft     75,800       28,504  
Roper Technologies     7,000       3,816  
Salesforce *     17,200       4,526  
Total Software             45,914  
Specialized REITs [2.4%]              
American Tower     19,300       4,167  

 

CITY NATIONAL ROCHDALE FUNDS | PAGE 1

 

 

Schedule of Investments

December 31, 2023 (Unaudited)

 

City National Rochdale U.S. Core Equity Fund

 

Description   Shares     Value (000)  
Equinix     5,600     $ 4,510  
Total Specialized REITs             8,677  
Specialty Retail [3.0%]              
Home Depot     25,400       8,802  
TJX     20,902       1,961  
Total Specialty Retail             10,763  
Technology Hardware, Storage & Peripherals [6.5%]              
Apple     123,825       23,840  
Water Utilities [0.8%]              
American Water Works     22,183       2,928  
Wireless Telecommunication Services [2.1%]              
T-Mobile US     46,778       7,500  
Total Common Stock
(Cost $177,666)             358,719  
Short-Term Investment [1.3%]
SEI Daily Income Trust Government Fund, Cl Institutional, 5.220%**     4,859,534       4,860  
Total Short-Term Investment
(Cost $4,860)             4,860  
Total Investments [99.5%]
(Cost $182,526)           $ 363,579  

 

Percentages are based on net assets of $365,271 (000).

 

* Non-income producing security.
** The rate reported is the 7-day effective yield as of December 31, 2023.

 

ADR — American Depositary Receipt

Cl — Class

REIT — Real Estate Investment Trust

S&P — Standard & Poor's

 

CNR-QH-002-2800

 

CITY NATIONAL ROCHDALE FUNDS | PAGE 2