0001752724-22-127163.txt : 20220527
0001752724-22-127163.hdr.sgml : 20220527
20220527123412
ACCESSION NUMBER: 0001752724-22-127163
CONFORMED SUBMISSION TYPE: NPORT-P
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220331
FILED AS OF DATE: 20220527
PERIOD START: 20220930
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CITY NATIONAL ROCHDALE FUNDS
CENTRAL INDEX KEY: 0001026977
IRS NUMBER: 911766001
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
FILING VALUES:
FORM TYPE: NPORT-P
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-07923
FILM NUMBER: 22975035
BUSINESS ADDRESS:
STREET 1: 400 NORTH ROXBURY DRIVE
CITY: BEVERLY HILLS
STATE: CA
ZIP: 90210
BUSINESS PHONE: (800) 708-8881
MAIL ADDRESS:
STREET 1: 400 NORTH ROXBURY DRIVE
CITY: BEVERLY HILLS
STATE: CA
ZIP: 90210
FORMER COMPANY:
FORMER CONFORMED NAME: City National Rochdale Funds
DATE OF NAME CHANGE: 20130910
FORMER COMPANY:
FORMER CONFORMED NAME: CNI CHARTER FUNDS
DATE OF NAME CHANGE: 19990503
FORMER COMPANY:
FORMER CONFORMED NAME: BERKELEY FUNDS TRUST
DATE OF NAME CHANGE: 19980319
0001026977
S000005836
CITY NATIONAL ROCHDALE CORPORATE BOND FUND
C000016007
CITY NATIONAL ROCHDALE CORPORATE BOND FUND - CLASS N
CCBAX
C000016008
CITY NATIONAL ROCHDALE CORPORATE BOND FUND - SERVICING
CNCIX
NPORT-P
1
primary_doc.xml
NPORT-P
false
0001026977
XXXXXXXX
S000005836
C000016008
C000016007
City National Rochdale Funds
811-07923
0001026977
549300QMC7FYNN5LU818
400 NORTH ROXBURY DRIVE
BEVERLY HILLS
90210
8007088881
CITY NATIONAL ROCHDALE CORPORATE BOND FUND
S000005836
549300T01QLWU7UQ5455
2022-09-30
2022-03-31
N
111594986.98
155254.19
111439732.79
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
USD
N
ANHEUSER-BUSCH COMPANIES, LLC
5493002J2SVENP0PVK27
ANHEUSER-BUSCH COS LLC / ANHEUSER-BUSCH INBEV WORL 3.650000% 02/01/2026
03522AAG5
2250000.00000000
PA
USD
2302040.21000000
2.065726606091
Long
DBT
CORP
BE
N
2
2026-02-01
Fixed
3.65000000
N
N
N
N
N
N
Cooperatieve Rabobank U.A.
DG3RU1DBUFHT4ZF9WN62
COOPERATIEVE RABOBANK UA 4.375000% 08/04/2025
21684AAC0
1500000.00000000
PA
USD
1526229.71000000
1.369556146438
Long
DBT
NUSS
NL
N
2
2025-08-04
Fixed
4.37500000
N
N
N
N
N
N
Shell International Finance B.V.
213800ITMMKU4Z7I4F78
SHELL INTERNATIONAL FINANCE BV 2.875000% 05/10/2026
822582BT8
2500000.00000000
PA
USD
2508216.25000000
2.250737853729
Long
DBT
NUSS
NL
N
2
2026-05-10
Fixed
2.87500000
N
N
N
N
N
N
THE COCA-COLA COMPANY
UWJKFUJFZ02DKWI3RY53
COCA-COLA CO/THE 1.750000% 09/06/2024
191216CL2
2500000.00000000
PA
USD
2476543.30000000
2.222316258301
Long
DBT
CORP
US
N
2
2024-09-06
Fixed
1.75000000
N
N
N
N
N
N
THE DOW CHEMICAL COMPANY
ZQUIP1CSZO8LXRBSOU78
DOW CHEMICAL CO/THE 4.550000% 11/30/2025
260543CN1
148000.00000000
PA
USD
154502.54000000
0.138642238393
Long
DBT
CORP
US
N
2
2025-11-30
Fixed
4.55000000
N
N
N
N
N
N
APPLIED MATERIALS, INC.
41BNNE1AFPNAZELZ6K07
APPLIED MATERIALS INC 3.900000% 10/01/2025
038222AJ4
2600000.00000000
PA
USD
2678872.56000000
2.403875613241
Long
DBT
CORP
US
N
2
2025-10-01
Fixed
3.90000000
N
N
N
N
N
N
BANCO SANTANDER, S.A.
5493006QMFDDMYWIAM13
BANCO SANTANDER SA 2.746000% 05/28/2025
05971KAE9
2600000.00000000
PA
USD
2536568.45000000
2.276179587382
Long
DBT
NUSS
ES
N
2
2025-05-28
Fixed
2.74600000
N
N
N
N
N
N
BPCE SA
9695005MSX1OYEMGDF46
BPCE SA 4.000000% 04/15/2024
05578DAG7
1800000.00000000
PA
USD
1831195.04000000
1.643215569666
Long
DBT
CORP
FR
N
2
2024-04-15
Fixed
4.00000000
N
N
N
N
N
N
GENERAL MOTORS FINANCIAL COMPANY, INC.
5493008B6JBRUJ90QL97
GENERAL MOTORS FINANCIAL CO INC 5.250000% 03/01/2026
37045XBG0
2600000.00000000
PA
USD
2725763.87000000
2.445953343352
Long
DBT
CORP
US
N
2
2026-03-01
Fixed
5.25000000
N
N
N
N
N
N
Pepsico, Inc.
FJSUNZKFNQ5YPJ5OT455
PEPSICO INC 2.250000% 03/19/2025
713448EQ7
2600000.00000000
PA
USD
2576685.20000000
2.312178193082
Long
DBT
CORP
US
N
2
2025-03-19
Fixed
2.25000000
N
N
N
N
N
N
EXXON MOBIL CORPORATION
J3WHBG0MTS7O8ZVMDC91
EXXON MOBIL CORP 2.275000% 08/16/2026
30231GBD3
2500000.00000000
PA
USD
2448091.53000000
2.196785175906
Long
DBT
CORP
US
N
2
2026-08-16
Fixed
2.27500000
N
N
N
N
N
N
City National Rochdale Funds: City National Rochdale Fixed Income Opportunities Fund; Class N Shares
N/A
CNR FIOF ROCHDALE FIXED INCOME OPPORTUNITIES FUND (269)
17800P506
157077.01700000
NS
USD
3358306.62000000
3.013563058634
Long
EC
US
N
1
N
N
N
N/A
N/A
STONE RIDGE REINSURANCE RISK PREMIUM INTERVAL FUND CLOSED END MUTUAL FUND
861729101
217.21500000
NS
USD
8451.84000000
0.007584224933
Long
EC
US
N
1
N
N
N
Sumitomo Mitsui Financial Group, Inc.
35380028MYWPB6AUO129
SUMITOMO MITSUI FINANCIAL GROUP INC 1.402000% 09/17/2026
86562MCH1
2250000.00000000
PA
USD
2055469.46000000
1.844467326454
Long
DBT
NUSS
JP
N
2
2026-09-17
Fixed
1.40200000
N
N
N
N
N
N
AUTOZONE, INC.
GA3JGKJ41LJKXDN23E90
AUTOZONE INC 3.125000% 04/21/2026
053332AT9
2250000.00000000
PA
USD
2216768.02000000
1.989207946305
Long
DBT
CORP
US
N
2
2026-04-21
Fixed
3.12500000
N
N
N
N
N
N
JEFFERIES GROUP LLC
NY9Q8VBNB6D1L6YV0J84
JEFFERIES GROUP LLC / JEFFERIES GROUP CAPITAL FINA 4.850000% 01/15/2027
47233JAG3
2000000.00000000
PA
USD
2091709.90000000
1.876987540827
Long
DBT
CORP
US
N
2
2027-01-15
Fixed
4.85000000
N
N
N
N
N
N
ABBOTT LABORATORIES
HQD377W2YR662HK5JX27
ABBOTT LABORATORIES 3.875000% 09/15/2025
002824BM1
2355000.00000000
PA
USD
2437451.75000000
2.187237611735
Long
DBT
CORP
US
N
2
2025-09-15
Fixed
3.87500000
N
N
N
N
N
N
ABBVIE INC.
FR5LCKFTG8054YNNRU85
ABBVIE INC 2.600000% 11/21/2024
00287YBZ1
2500000.00000000
PA
USD
2484282.68000000
2.229261160093
Long
DBT
CORP
US
N
2
2024-11-21
Fixed
2.60000000
N
N
N
N
N
N
PROLOGIS, L.P.
GL16H1DHB0QSHP25F723
PROLOGIS LP 3.250000% 10/01/2026
74340XBK6
2500000.00000000
PA
USD
2516787.35000000
2.258429096148
Long
DBT
CORP
US
N
2
2026-10-01
Fixed
3.25000000
N
N
N
N
N
N
SEI Daily Income Trust: Government Fund; Class F Shares
N/A
SEI DAILY INCOME TRUST GOVERNMENT FUND (#36)
783965593
6506001.78000000
NS
USD
6506001.78000000
5.838134763172
Long
STIV
RF
US
N
2
N
N
N
ORACLE CORPORATION
1Z4GXXU7ZHVWFCD8TV52
ORACLE CORP 2.500000% 04/01/2025
68389XBT1
2250000.00000000
PA
USD
2200045.23000000
1.974201817358
Long
DBT
CORP
US
N
2
2025-04-01
Fixed
2.50000000
N
N
N
N
N
N
UNITEDHEALTH GROUP INCORPORATED
549300GHBMY8T5GXDE41
UNITEDHEALTH GROUP INC 2.875000% 03/15/2023
91324PCC4
3000000.00000000
PA
USD
3026611.77000000
2.715918007182
Long
DBT
CORP
US
N
2
2023-03-15
Fixed
2.87500000
N
N
N
N
N
N
DUKE ENERGY CORPORATION
I1BZKREC126H0VB1BL91
DUKE ENERGY CORP 3.150000% 08/15/2027
26441CAX3
1575000.00000000
PA
USD
1560305.16000000
1.400133615664
Long
DBT
CORP
US
N
2
2027-08-15
Fixed
3.15000000
N
N
N
N
N
N
GENERAL MILLS, INC.
2TGYMUGI08PO8X8L6150
GENERAL MILLS INC 2.600000% 10/12/2022
370334CA0
2450000.00000000
PA
USD
2455860.45000000
2.203756585299
Long
DBT
CORP
US
N
2
2022-10-12
Fixed
2.60000000
N
N
N
N
N
N
NATWEST GROUP PLC
2138005O9XJIJN4JPN90
NATWEST GROUP PLC 4.519000% 06/25/2024
780097BJ9
2300000.00000000
PA
USD
2335694.18000000
2.095925861919
Long
DBT
NUSS
GB
N
2
2024-06-25
Fixed
4.51900000
N
N
N
N
N
N
PENSKE TRUCK LEASING CO., L.P.
549300ZX07JYMI8GHQ39
PENSKE TRUCK LEASING CO LP / PTL FINANCE CORP 144A 3.450000% 07/01/2024
709599BF0
1500000.00000000
PA
USD
1504340.22000000
1.349913699842
Long
DBT
CORP
US
Y
2
2024-07-01
Fixed
3.45000000
N
N
N
N
N
N
TOYOTA MOTOR CREDIT CORPORATION
Z2VZBHUMB7PWWJ63I008
TOYOTA MOTOR CREDIT CORP MTN 2.250000% 10/18/2023
89236TDK8
3000000.00000000
PA
USD
2991071.40000000
2.684025997833
Long
DBT
CORP
US
N
2
2023-10-18
Fixed
2.25000000
N
N
N
N
N
N
APPLE INC.
HWUPKR0MPOU8FGXBT394
APPLE INC 3.450000% 05/06/2024
037833AS9
3450000.00000000
PA
USD
3528265.91000000
3.166075350026
Long
DBT
CORP
US
N
2
2024-05-06
Fixed
3.45000000
N
N
N
N
N
N
STANDARD CHARTERED PLC
U4LOSYZ7YG4W3S5F2G91
STANDARD CHARTERED PLC 144A 3.950000% 01/11/2023
853254AJ9
2250000.00000000
PA
USD
2261388.67000000
2.029248108716
Long
DBT
NUSS
GB
Y
2
2023-01-11
Fixed
3.95000000
N
N
N
N
N
N
ENERGY TRANSFER LP
MTLVN9N7JE8MIBIJ1H73
ENERGY TRANSFER LP 4.050000% 03/15/2025
29273RBD0
2000000.00000000
PA
USD
2030472.16000000
1.822036098943
Long
DBT
CORP
US
N
2
2025-03-15
Fixed
4.05000000
N
N
N
N
N
N
WELLS FARGO & COMPANY
PBLD0EJDB5FWOLXP3B76
WELLS FARGO & CO MTN 3.300000% 09/09/2024
94974BGA2
2500000.00000000
PA
USD
2526113.98000000
2.266798310401
Long
DBT
CORP
US
N
2
2024-09-09
Fixed
3.30000000
N
N
N
N
N
N
AMERICAN EXPRESS COMPANY
R4PP93JZOLY261QX3811
AMERICAN EXPRESS CO 4.200000% 11/06/2025
025816CA5
2500000.00000000
PA
USD
2605912.95000000
2.338405598038
Long
DBT
CORP
US
N
2
2025-11-06
Fixed
4.20000000
N
N
N
N
N
N
VERIZON COMMUNICATIONS INC.
2S72QS2UO2OESLG6Y829
VERIZON COMMUNICATIONS INC 2.625000% 08/15/2026
92343VDD3
2500000.00000000
PA
USD
2447549.70000000
2.196298966915
Long
DBT
CORP
US
N
2
2026-08-15
Fixed
2.62500000
N
N
N
N
N
N
BANK OF AMERICA CORPORATION
9DJT3UXIJIZJI4WXO774
BANK OF AMERICA CORP MTN 4.250000% 10/22/2026
06051GFL8
2500000.00000000
PA
USD
2576652.53000000
2.312148876788
Long
DBT
CORP
US
N
2
2026-10-22
Fixed
4.25000000
N
N
N
N
N
N
MORGAN STANLEY
IGJSJL3JD5P30I6NJZ34
MORGAN STANLEY MTN 3.125000% 07/27/2026
61761J3R8
3000000.00000000
PA
USD
2978010.00000000
2.672305402608
Long
DBT
CORP
US
N
2
2026-07-27
Fixed
3.12500000
N
N
N
N
N
N
United States of America
254900HROIFWPRGM1V77
US TREASURY FRN VARIABLE RATE 10/31/2022
91282CAS0
3000000.00000000
PA
USD
3002818.32000000
2.694567049670
Long
SN
UST
US
N
1
2022-10-31
Floating
0.66092760
N
N
N
N
N
N
AT&T INC.
549300Z40J86GGSTL398
AT&T INC 3.600000% 07/15/2025
00206RHS4
2000000.00000000
PA
USD
2027459.16000000
1.819332395403
Long
DBT
CORP
US
N
2
2025-07-15
Fixed
3.60000000
N
N
N
N
N
N
THE GOLDMAN SACHS GROUP, INC.
784F5XWPLTWKTBV3E584
GOLDMAN SACHS GROUP INC/THE MTN 3.850000% 07/08/2024
38141EC23
2500000.00000000
PA
USD
2547520.03000000
2.286006944040
Long
DBT
CORP
US
N
2
2024-07-08
Fixed
3.85000000
N
N
N
N
N
N
GILEAD SCIENCES, INC.
549300WTZWR07K8MNV44
GILEAD SCIENCES INC 3.700000% 04/01/2024
375558AW3
2500000.00000000
PA
USD
2544153.43000000
2.282985938950
Long
DBT
CORP
US
N
2
2024-04-01
Fixed
3.70000000
N
N
N
N
N
N
CARMAX AUTO OWNER TRUST
N/A
CARMAX AUTO OWNER TRUST 2018-4 CARMX 2018-4 A3
14315EAC4
417992.30000000
PA
USD
419504.68000000
0.376440852375
Long
ABS-MBS
US
N
2
2023-09-15
Fixed
3.36000000
N
N
N
N
N
N
BARCLAYS PLC
213800LBQA1Y9L22JB70
BARCLAYS PLC MTN 4.338000% 05/16/2024
06738EBB0
2250000.00000000
PA
USD
2285343.74000000
2.050744095291
Long
DBT
NUSS
GB
N
2
2024-05-16
Fixed
4.33800000
N
N
N
N
N
N
CITIGROUP INC.
6SHGI4ZSSLCXXQSBB395
CITIGROUP INC VARIABLE RATE 09/01/2023
172967KX8
3000000.00000000
PA
USD
3010233.51000000
2.701221040858
Long
DBT
CORP
US
N
2
2023-09-01
Floating
1.95300000
N
N
N
N
N
N
JPMORGAN CHASE & CO.
8I5DZWZKVSZI1NUHU748
JPMORGAN CHASE & CO 3.300000% 04/01/2026
46625HQW3
3000000.00000000
PA
USD
3027233.13000000
2.716475582101
Long
DBT
CORP
US
N
2
2026-04-01
Fixed
3.30000000
N
N
N
N
N
N
COMCAST CORPORATION
51M0QTTNCGUN7KFCFZ59
COMCAST CORP 3.700000% 04/15/2024
20030NCR0
2500000.00000000
PA
USD
2553915.40000000
2.291745803817
Long
DBT
CORP
US
N
2
2024-04-15
Fixed
3.70000000
N
N
N
N
N
N
EOG RESOURCES, INC.
XWTZDRYZPBUHIQBKDB46
EOG RESOURCES INC 2.625000% 03/15/2023
26875PAK7
2520000.00000000
PA
USD
2527161.87000000
2.267738630316
Long
DBT
CORP
US
N
2
2023-03-15
Fixed
2.62500000
N
N
N
N
N
N
GEORGIA POWER COMPANY
D981X4Z4RWS7PDMJUZ03
GEORGIA POWER CO 3.250000% 04/01/2026
373334KE0
2200000.00000000
PA
USD
2209110.05000000
1.982336097451
Long
DBT
CORP
US
N
2
2026-04-01
Fixed
3.25000000
N
N
N
N
N
N
2022-03-31
City National Rochdale Funds
Faria Adam
Faria Adam
Compliance