Series and Classes/Contracts Information:
| Existing | |||
| Status | Name | Ticker Symbol | |
| CIK 0001026977 | |||
| Series S000005742 | AHA FULL MATURITY FIXED INCOME FUND | ||
| Class/Contract C000015766 | AHA FULL MATURITY FIXED INCOME FUND - CLASS N | AHAFX | |
| Class/Contract C000015767 | AHA FULL MATURITY FIXED INCOME FUND - INSTITUTIONAL | AHFMX | |
| Status | Name | Ticker Symbol | |
| CIK 0001026977 | |||
| Series S000005763 | AHA LIMITED MATURITY FIXED INCOME FUND | ||
| Class/Contract C000015839 | AHA LIMITED MATURITY FIXED INCOME FUND - CLASS N | AHALX | |
| Class/Contract C000015840 | AHA LIMITED MATURITY FIXED INCOME FUND - INSTITUTIONAL | AHLFX | |
| Status | Name | Ticker Symbol | |
| CIK 0001026977 | |||
| Series S000005770 | AHA DIVERSIFIED EQUITY FUND | ||
| Class/Contract C000015854 | AHA DIVERSIFIED EQUITY FUND - CLASS N | AHADX | |
| Class/Contract C000015855 | AHA DIVERSIFIED EQUITY FUND - INSTITUTIONAL | AHDEX | |
| Status | Name | Ticker Symbol | |
| CIK 0001026977 | |||
| Series S000005771 | AHA SOCIALLY RESPONSIBLE EQUITY FUND | ||
| Class/Contract C000015856 | AHA SOCIALLY RESPONSIBLE EQUITY FUND - INSTITUTIONAL | AHSRX | |
| Class/Contract C000015857 | AHA SOCIALLY RESPONSIBLE EQUITY FUND - CLASS N | AHRAX | |
| Status | Name | Ticker Symbol | |
| CIK 0001026977 | |||
| Series S000005828 | CNI CHARTER HIGH YIELD BOND FUND | ||
| Class/Contract C000015987 | CNI CHARTER HIGH YIELD BOND FUND - CLASS N | CHBAX | |
| Class/Contract C000015988 | CNI CHARTER HIGH YIELD BOND FUND - SERVICING | CHYIX | |
| Class/Contract C000107179 | CNI CHARTER HIGH YIELD BOND FUND - INSTITUTIONAL | CNIHX | |
| Status | Name | Ticker Symbol | |
| CIK 0001026977 | |||
| Series S000005832 | CNI CHARTER PRIME MONEY MARKET FUND | ||
| Class/Contract C000015996 | CNI CHARTER PRIME MONEY MARKET FUND - CLASS N | CNPXX | |
| Class/Contract C000015997 | CNI CHARTER PRIME MONEY MARKET FUND - SERVICING | CNMXX | |
| Class/Contract C000015998 | CNI CHARTER PRIME MONEY MARKET FUND - CLASS S | CNSXX | |
| Class/Contract C000120112 | CNI CHARTER PRIME MONEY MARKET FUND - INSTITUTIONAL | CNRXX | |
| Status | Name | Ticker Symbol | |
| CIK 0001026977 | |||
| Series S000005833 | CNI CHARTER GOVERNMENT MONEY MARKET FUND | ||
| Class/Contract C000015999 | CNI CHARTER GOVERNMENT MONEY MARKET FUND - CLASS N | CNGXX | |
| Class/Contract C000016000 | CNI CHARTER GOVERNMENT MONEY MARKET FUND - SERVICING | CNIXX | |
| Class/Contract C000016001 | CNI CHARTER GOVERNMENT MONEY MARKET FUND - CLASS S | CNFXX | |
| Status | Name | Ticker Symbol | |
| CIK 0001026977 | |||
| Series S000005834 | CNI CHARTER CALIFORNIA TAX EXEMPT MONEY MARKET FUND | ||
| Class/Contract C000016002 | CNI CHARTER CALIFORNIA TAX EXEMPT MONEY MARKET FUND - CLASS N | CNEXX | |
| Class/Contract C000016003 | CNI CHARTER CALIFORNIA TAX EXEMPT MONEY MARKET FUND - SERVICING | CNTXX | |
| Class/Contract C000016004 | CNI CHARTER CALIFORNIA TAX EXEMPT MONEY MARKET FUND - CLASS S | CEMXX | |
| Status | Name | Ticker Symbol | |
| CIK 0001026977 | |||
| Series S000005835 | CNI CHARTER CALIFORNIA TAX - EXEMPT BOND FUND | ||
| Class/Contract C000016005 | CNI CHARTER CALIFORNIA TAX - EXEMPT BOND FUND - CLASS N | CCTEX | |
| Class/Contract C000016006 | CNI CHARTER CALIFORNIA TAX - EXEMPT BOND FUND - SERVICING | CNTIX | |
| Status | Name | Ticker Symbol | |
| CIK 0001026977 | |||
| Series S000005836 | CNI CHARTER CORPORATE BOND FUND | ||
| Class/Contract C000016007 | CNI CHARTER CORPORATE BOND FUND - CLASS N | CCBAX | |
| Class/Contract C000016008 | CNI CHARTER CORPORATE BOND FUND - SERVICING | CNCIX | |
| Status | Name | Ticker Symbol | |
| CIK 0001026977 | |||
| Series S000005837 | CNI CHARTER GOVERNMENT BOND FUND | ||
| Class/Contract C000016009 | CNI CHARTER GOVERNMENT BOND FUND - CLASS N | CGBAX | |
| Class/Contract C000016010 | CNI CHARTER GOVERNMENT BOND FUND - SERVICING | CNBIX | |
| Class/Contract C000107178 | CNI CHARTER GOVERNMENT BOND FUND - INSTITUTIONAL | CNIGX | |
| Status | Name | Ticker Symbol | |
| CIK 0001026977 | |||
| Series S000018801 | CNI CHARTER MULTI-ASSET FUND | ||
| Class/Contract C000052022 | CNI CHARTER MULTI-ASSET FUND - SERVICING | CNIIX | |
| Class/Contract C000052023 | CNI CHARTER MULTI-ASSET FUND - CLASS N | CNIAX | |
| Class/Contract C000107180 | CNI CHARTER MULTI-ASSET FUND - INSTITUTIONAL | CNIMX | |
| Status | Name | Ticker Symbol | |
| CIK 0001026977 | |||
| Series S000039066 | CNI CHARTER U.S. CORE EQUITY FUND | ||
| Class/Contract C000120109 | CNI CHARTER U.S. CORE EQUITY FUND - CLASS N | CNRWX | |
| Class/Contract C000120110 | CNI CHARTER U.S. CORE EQUITY FUND - INSTITUTIONAL | CNRUX | |
| Class/Contract C000120111 | CNI CHARTER U.S. CORE EQUITY FUND - SERVICING | CNRVX | |
| Status | Name | Ticker Symbol | |
| CIK 0001026977 | |||
| Series S000039721 | Dividend & Income Fund | ||
| Class/Contract C000123067 | Class N | RIMHX | |
| Status | Name | Ticker Symbol | |
| CIK 0001026977 | |||
| Series S000039722 | Emerging Markets Fund | ||
| Class/Contract C000123068 | Class N | RIMIX | |
| Status | Name | Ticker Symbol | |
| CIK 0001026977 | |||
| Series S000039723 | Fixed Income Opportunities Fund | ||
| Class/Contract C000123069 | Class N | RIMOX | |
| Status | Name | Ticker Symbol | |
| CIK 0001026977 | |||
| Series S000039724 | Intermediate Fixed Income Fund | ||
| Class/Contract C000123070 | Class N | RIMCX | |
IRS No.: 911766001 | State of Incorp.: DE | Fiscal Year End: 1031
Type: N-CSRS | Act: 40 | File No.: 811-07923 | Film No.: 13902886
