EDGAR Filing Documents for 0001398344-13-000997

Form N-14/A - Registration statement for open-end investment company (business combinations): [Amend]

SEC Accession No. 0001398344-13-000997

Filing Date

2013-02-26

Accepted

2013-02-26 17:15:08

Documents

Document Format Files

Seq	Description	Document	Type	Size
1		fp0006513_n14a.htm	N-14/A	968284
2		fp0006513_ex9913e.htm	EX-99.13.E	23720
3		fp0006513_ex9914.htm	EX-99.14	2877
4		fp0006513_ex9916.htm	EX-99.16	18646
6		cni_1.jpg	GRAPHIC	67707
7		cni_2.jpg	GRAPHIC	63350
8		cni_3.jpg	GRAPHIC	39093
9		cni_4.jpg	GRAPHIC	45170
10		mm1.jpg	GRAPHIC	30382
11		mm2.jpg	GRAPHIC	32975
12		filename12.htm	COVER	8922
	Complete submission text file	0001398344-13-000997.txt		1410945

Series and Classes/Contracts Information:

Merger
	Status	Name	Ticker Symbol
CIK 0001026977	acquiring
Series S000039721		Dividend & Income Fund
Class/Contract C000123067		Class N	RIMHX
CIK 0001057120	target
Series S000005953		Rochdale Dividend & Income Portfolio
Class/Contract C000016407		Rochdale Dividend & Income Portfolio	RIMHX
CIK 0001026977	acquiring
Series S000039722		Emerging Markets Fund
Class/Contract C000123068		Class N	RIMIX
CIK 0001057120	target
Series S000032471		Rochdale Emerging Markets Portfolio
Class/Contract C000100185		Rochdale Emerging Markets Portfolio	RIMIX
CIK 0001026977	acquiring
Series S000039723		Fixed Income Opportunities Fund
Class/Contract C000123069		Class N	RIMOX
CIK 0001057120	target
Series S000025813		Rochdale Fixed Income Opportunities Portfolio
Class/Contract C000077172		Rochdale Fixed Income Opportunities Portfolio	RIMOX
CIK 0001026977	acquiring
Series S000039724		Intermediate Fixed Income Fund
Class/Contract C000123070		Class N	RIMCX
CIK 0001057120	target
Series S000005954		Rochdale Intermediate Fixed Income Portfolio
Class/Contract C000016408		Rochdale Intermediate Fixed Income Portfolio	RIMCX

Mailing Address 400 NORTH ROXBURY DRIVE BEVERLY HILLS CA 90210

Business Address 400 NORTH ROXBURY DRIVE BEVERLY HILLS CA 90210 (800) 708-8881