EDGAR Filing Documents for 0001398344-13-000216

Form N-14 - Registration statement for open-end investment company (business combinations):

SEC Accession No. 0001398344-13-000216

Filing Date

2013-01-18

Accepted

2013-01-18 16:32:09

Documents

Document Format Files

Seq	Description	Document	Type	Size
1		fp0006058_n14.htm	N-14	933838
2		fp0006058_ex991a.htm	EX-99.1.A	20856
3		fp0006058_ex991d.htm	EX-99.1.D	11687
4		fp0006058_ex992a.htm	EX-99.2.A	181495
5		fp0006058_ex9911.htm	EX-99.11	25323
6		fp0006058_ex9912.htm	EX-99.12	76106
7		fp0006058_ex9914.htm	EX-99.14	2883
8		fp0006058_ex9916.htm	EX-99.16	17203
9		fp0006058_ex9917.htm	EX-99.17	19501
11		cni_1.jpg	GRAPHIC	67707
12		cni_2.jpg	GRAPHIC	63350
13		cni_3.jpg	GRAPHIC	39093
14		cni_4.jpg	GRAPHIC	45170
15		mm1.jpg	GRAPHIC	30382
16		mm2.jpg	GRAPHIC	32975
17		filename17.htm	COVER	10072
	Complete submission text file	0001398344-13-000216.txt		1687312

Series and Classes/Contracts Information:

Merger
	Status	Name	Ticker Symbol
CIK 0001026977	acquiring
Series S000039721		Dividend & Income Fund
Class/Contract C000123067		Class N
CIK 0001057120	target
Series S000005953		Rochdale Dividend & Income Portfolio
Class/Contract C000016407		Rochdale Dividend & Income Portfolio	RIMHX
CIK 0001026977	acquiring
Series S000039722		Emerging Markets Fund
Class/Contract C000123068		Class N
CIK 0001057120	target
Series S000032471		Rochdale Emerging Markets Portfolio
Class/Contract C000100185		Rochdale Emerging Markets Portfolio	RIMIX
CIK 0001026977	acquiring
Series S000039723		Fixed Income Opportunities Fund
Class/Contract C000123069		Class N
CIK 0001057120	target
Series S000025813		Rochdale Fixed Income Opportunities Portfolio
Class/Contract C000077172		Rochdale Fixed Income Opportunities Portfolio	RIMOX
CIK 0001026977	acquiring
Series S000039724		Intermediate Fixed Income Fund
Class/Contract C000123070		Class N
CIK 0001057120	target
Series S000005954		Rochdale Intermediate Fixed Income Portfolio
Class/Contract C000016408		Rochdale Intermediate Fixed Income Portfolio	RIMCX

Mailing Address 400 NORTH ROXBURY DRIVE BEVERLY HILLS CA 90210

Business Address 400 NORTH ROXBURY DRIVE BEVERLY HILLS CA 90210 (800) 708-8881