UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
________
FORM N-PX
________
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act File Number: 811-07923
City National Rochdale Funds
(Exact name of registrant as specified in charter)
________
400 North Roxbury Drive
Beverly Hills, CA 90210
(Address of principal executive offices)
________
Don Andrews
400 North Roxbury Drive
Beverly Hills, CA 90210
(Name and address of agent for service)
________
Registrant’s telephone number, including area code: 1-888-889-0799
Date of Fiscal Year End: September 30
Date of Reporting Period: July 1, 2018 to June 30, 2019
________
Item 1. Proxy Voting Record.
Attached are the proxy voting records for the following funds,
each of which is a series of City National Rochdale Funds:
City National Rochdale California Tax Exempt Bond Fund
City National Rochdale Corporate Bond Fund
City National Rochdale Dividend & Income Fund
City National Rochdale Fixed Income Opportunities Fund
City National Rochdale Government Bond Fund
City National Rochdale Government Money Market Fund
City National Rochdale High Yield Bond Fund
City National Rochdale Intermediate Fixed Income Fund
City National Rochdale Municipal High Income Fund
City National Rochdale Short Term Emerging Markets Debt Fund
(The City National Rochdale Short Term Emerging Markets Debt Fund commenced Operations May 14, 2019)
City National Rochdale U.S. Core Equity Fund
Non-Voting Funds
City National Rochdale California Tax Exempt Bond Fund
California Tax Exempt Bond Fund Invests In Securities That Do Not Have Voting Rights.
No Votes Have Been Cast On Securities By This Fund During the Reporting Period.
City National Rochdale Corporate Bond Fund
Corporate Bond Fund Invests In Securities That Do Not Have Voting Rights.
No Votes Have Been Cast On Securities By This Fund During the Reporting Period.
City National Rochdale Fixed Income Opportunities Fund
Fixed Income Opportunities Fund Invests In Securities That Do Not Have Voting Rights.
No Votes Have Been Cast On Securities By This Fund During the Reporting Period.
City National Rochdale Government Bond Fund
Government Bond Fund Invests In Securities That Do Not Have Voting Rights.
No Votes Have Been Cast On Securities By This Fund During the Reporting Period.
City National Rochdale Government Money Market Fund
Government Money Market Fund Invests In Securities That Do Not Have Voting Rights.
No Votes Have Been Cast On Securities By This Fund During the Reporting Period.
City National Rochdale High Yield Bond Fund
High Yield Bond Fund Invests In Securities That Do Not Have Voting Rights.
No Votes Have Been Cast On Securities By This Fund During the Reporting Period.
City National Rochdale Intermediate Fixed Income Fund
Intermediate Fixed Income Fund Invests In Securities That Do Not Have Voting Rights.
No Votes Have Been Cast On Securities By This Fund During the Reporting Period.
City National Rochdale Municipal High Income Fund
Municipal High Income Fund Invests In Securities That Do Not Have Voting Rights.
No Votes Have Been Cast On Securities By This Fund During the Reporting Period.
City National Rochdale Short Term Emerging Markets Debt Fund
Short Term Emerging Markets Debt Fund Invests In Securities That Do Not Have Voting Rights.
No Votes Have Been Cast On Securities By This Fund During the Reporting Period.
City National Rochdale Dividend & Income Fund
Proposal Proposed by Mgt. Position Registrant Voted
ALTRIA GROUP, INC.
Security ID: 02209S103 Ticker: MO
Meeting Date: 16-May-19 Meeting Type: Annual
1A Election of Director: John T. Casteen III Management For Voted - For
1B Election of Director: Dinyar S. Devitre Management For Voted - For
1C Election of Director: Thomas F. Farrell II Management For Voted - For
1D Election of Director: Debra J. Kelly-Ennis Management For Voted - For
1E Election of Director: W. Leo Kiely III Management For Voted - For
1F Election of Director: Kathryn B. McQuade Management For Voted - For
1G Election of Director: George Mu[]oz Management For Voted - For
1H Election of Director: Mark E. Newman Management For Voted - For
1I Election of Director: Nabil Y. Sakkab Management For Voted - For
1J Election of Director: Virginia E. Shanks Management For Voted - For
1K Election of Director: Howard A. Willard III Management For Voted - For
2 Ratification of the Selection of Independent
Registered Public Accounting Firm Management For Voted - For
3 Non-Binding Advisory Vote to Approve the
Compensation of Altria's Named Executive Officers Management For Voted - For
4 Shareholder Proposal - Reducing and Disclosing
Nicotine Levels in Cigarette Brands Shareholder Against Voted - Against
5 Shareholder Proposal - Disclosure of Lobbying
Policies and Practices Shareholder Against Voted - Against
AMERICAN ELECTRIC POWER COMPANY, INC.
Security ID: 025537101 Ticker: AEP
Meeting Date: 23-Apr-19 Meeting Type: Annual
1a. Election of Director: Nicholas K. Akins Management For Voted - For
1b. Election of Director: David J. Anderson Management For Voted - For
1c. Election of Director: J. Barnie Beasley, Jr. Management For Voted - For
1d. Election of Director: Ralph D. Crosby, Jr. Management For Voted - For
1e. Election of Director: Linda A. Goodspeed Management For Voted - For
1f. Election of Director: Thomas E. Hoaglin Management For Voted - For
1g. Election of Director: Sandra Beach Lin Management For Voted - For
1h. Election of Director: Margaret M. McCarthy Management For Voted - For
1i. Election of Director: Richard C. Notebaert Management For Voted - For
1j. Election of Director: Lionel L. Nowell III Management For Voted - For
1k. Election of Director: Stephen S. Rasmussen Management For Voted - For
1l. Election of Director: Oliver G. Richard III Management For Voted - For
1m. Election of Director: Sara Martinez Tucker Management For Voted - For
2. Ratification of the appointment of
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting firm for
the fiscal year ending December 31, 2019. Management For Voted - For
3. Amendment to the Restated certificate of
Incorporation to eliminate preemptive Rights. Management For Voted - For
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City National Rochdale Dividend & Income Fund
Proposal Proposed by Mgt. Position Registrant Voted
4. Advisory approval of the Company's executive
compensation. Management For Voted - For
ARES CAPITAL CORPORATION
Security ID: 04010L103 Ticker: ARCC
Meeting Date: 10-Jun-19 Meeting Type: Annual
1a. Election of Class III director of the Company to
serve until the 2022 annual meeting of
stockholders: R. Kipp deVeer Management For Voted - For
1b. Election of Class III director of the Company to
serve until the 2022 annual meeting of
stockholders: Daniel G. Kelly, Jr. Management For Voted - For
1c. Election of Class III director of the Company to
serve until the 2022 annual meeting of
stockholders: Eric B. Siegel Management For Voted - For
2. To ratify the selection of KPMG LLP as the
Company's independent registered public accounting
firm for the year ending December 31, 2019. Management For Voted - For
ARTHUR J. GALLAGHER & CO.
Security ID: 363576109 Ticker: AJG
Meeting Date: 14-May-19 Meeting Type: Annual
1a. Election of Director: Sherry S. Barrat Management For Voted - For
1b. Election of Director: William L. Bax Management For Voted - For
1c. Election of Director: D. John Coldman Management For Voted - For
1d. Election of Director: Frank E. English, Jr. Management For Voted - For
1e. Election of Director: J. Patrick Gallagher, Jr. Management For Voted - For
1f. Election of Director: David S. Johnson Management For Voted - For
1g. Election of Director: Kay W. McCurdy Management For Voted - For
1h. Election of Director: Ralph J. Nicoletti Management For Voted - For
1i. Election of Director: Norman L. Rosenthal Management For Voted - For
2. Ratification of the Appointment of Ernst & Young
LLP as our Independent Auditor for the fiscal year
ending December 31, 2019. Management For Voted - For
3. Approval, on an Advisory Basis, of the Compensation
of our Named Executive Officers. Management For Voted - For
AT&T INC.
Security ID: 00206R102 Ticker: T
Meeting Date: 26-Apr-19 Meeting Type: Annual
1a. Election of Director: Randall L. Stephenson Management For Voted - For
1b. Election of Director: Samuel A. Di Piazza, Jr. Management For Voted - For
1c. Election of Director: Richard W. Fisher Management For Voted - For
1d. Election of Director: Scott T. Ford Management For Voted - For
1e. Election of Director: Glenn H. Hutchins Management For Voted - For
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City National Rochdale Dividend & Income Fund
Proposal Proposed by Mgt. Position Registrant Voted
1f. Election of Director: William E. Kennard Management For Voted - For
1g. Election of Director: Michael B. McCallister Management For Voted - For
1h. Election of Director: Beth E. Mooney Management For Voted - For
1i. Election of Director: Matthew K. Rose Management For Voted - For
1j. Election of Director: Cynthia B. Taylor Management For Voted - For
1k. Election of Director: Laura D'Andrea Tyson Management For Voted - For
1l. Election of Director: Geoffrey Y. Yang Management For Voted - For
2. Ratification of appointment of independent auditors. Management For Voted - For
3. Advisory approval of executive compensation. Management For Voted - For
4. Independent Chair. Shareholder Against Voted - Against
AVANGRID, INC.
Security ID: 05351W103 Ticker: AGR
Meeting Date: 27-Jun-19 Meeting Type: Annual
1.1 Director: Ignacio S[]nchez Gal[]n Management For Voted - For
1.2 Director: John Baldacci Management For Voted - For
1.3 Director: Robert Duffy Management For Voted - For
1.4 Director: Carol Folt Management For Voted - For
1.5 Director: Teresa Herbert Management For Voted - For
1.6 Director: Patricia Jacobs Management For Voted - For
1.7 Director: John Lahey Management For Voted - For
1.8 Director: S. Martinez Garrido Management For Voted - For
1.9 Director: Sonsoles Rubio Reinoso Management For Voted - For
1.10 Director: J. C. Rebollo Liceaga Management For Voted - For
1.11 Director: Jos[] S[]inz Armada Management For Voted - For
1.12 Director: Alan Solomont Management For Voted - For
1.13 Director: Elizabeth Timm Management For Voted - For
1.14 Director: James Torgerson Management For Voted - For
2. RATIFICATION OF THE SELECTION OF KPMG US LLP AS
AVANGRID, INC.'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31,
2019. Management For Voted - For
3. NON-BINDING ADVISORY VOTE TO APPROVE THE
COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. Management For Voted - For
B&G FOODS, INC.
Security ID: 05508R106 Ticker: BGS
Meeting Date: 21-May-19 Meeting Type: Annual
1.1 Election of Director: DeAnn L. Brunts Management For Voted - For
1.2 Election of Director: Charles F. Marcy Management For Voted - For
1.3 Election of Director: Robert D. Mills Management For Voted - For
1.4 Election of Director: Dennis M. Mullen Management For Voted - For
1.5 Election of Director: Cheryl M. Palmer Management For Voted - For
1.6 Election of Director: Alfred Poe Management For Voted - For
1.7 Election of Director: Kenneth G. Romanzi Management For Voted - For
1.8 Election of Director: Stephen C. Sherrill Management For Voted - For
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City National Rochdale Dividend & Income Fund
Proposal Proposed by Mgt. Position Registrant Voted
1.9 Election of Director: David L. Wenner Management For Voted - For
2. Approval, by non-binding advisory vote, of
executive compensation. Management For Voted - For
3. Ratification of appointment of KPMG LLP as
independent registered public accounting firm. Management For Voted - For
BB&T CORPORATION
Security ID: 054937107 Ticker: BBT
Meeting Date: 30-Apr-19 Meeting Type: Annual
1a. Election of Director: Jennifer S. Banner Management For Voted - For
1b. Election of Director: K. David Boyer, Jr. Management For Voted - For
1c. Election of Director: Anna R. Cablik Management For Voted - For
1d. Election of Director: Patrick C. Graney III Management For Voted - For
1e. Election of Director: I. Patricia Henry Management For Voted - For
1f. Election of Director: Kelly S. King Management For Voted - For
1g. Election of Director: Louis B. Lynn, Ph.D. Management For Voted - For
1h. Election of Director: Easter A. Maynard Management For Voted - For
1i. Election of Director: Charles A. Patton Management For Voted - For
1j. Election of Director: Nido R. Qubein Management For Voted - For
1k. Election of Director: William J. Reuter Management For Voted - For
1l. Election of Director: Tollie W. Rich, Jr. Management For Voted - For
1m. Election of Director: Christine Sears Management For Voted - For
1n. Election of Director: Thomas E. Skains Management For Voted - For
1o. Election of Director: Thomas N. Thompson Management For Voted - For
2. Ratification of the appointment of BB&T's
independent registered public accounting firm for
2019. Management For Voted - For
3. An advisory vote to approve BB&T's executive
compensation program. Management For Voted - For
BRISTOL-MYERS SQUIBB COMPANY
Security ID: 110122108 Ticker: BMY
Meeting Date: 12-Apr-19 Meeting Type: Contested Special
1. Stock Issuance Proposal: To approve the issuance of
shares of Bristol-Myers Squibb Company common stock
to stockholders of Celgene Corporation in the
merger between Celgene Corporation and Burgundy
Merger Sub, Inc., a wholly-owned subsidiary of
Bristol-Myers Squibb Company, pursuant to the terms
and conditions of the Agreement and Plan of Merger,
dated as of January 2, 2019, as it may be amended
from time to time, among Bristol-Myers Squibb
Company, Burgundy Merger Sub, Inc. and Celgene
Corporation. Management For Voted - For
2. Adjournment Proposal: To approve the adjournment
from time to time of the special meeting of the
stockholders of Bristol- Myers Squibb Company if
necessary to solicit additional proxies if there
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City National Rochdale Dividend & Income Fund
Proposal Proposed by Mgt. Position Registrant Voted
are not sufficient votes at the time of the special
meeting, or any adjournment or postponement
thereof, to approve the Stock Issuance Proposal. Management For Voted - For
Meeting Date: 29-May-19 Meeting Type: Annual
1A. Election of Director: Peter J. Arduini Management For Voted - For
1B. Election of Director: Robert Bertolini Management For Voted - For
1C. Election of Director: Giovanni Caforio, M.D. Management For Voted - For
1D. Election of Director: Matthew W. Emmens Management For Voted - For
1E. Election of Director: Michael Grobstein Management For Voted - For
1F. Election of Director: Alan J. Lacy Management For Voted - For
1G. Election of Director: Dinesh C. Paliwal Management For Voted - For
1H. Election of Director: Theodore R. Samuels Management For Voted - For
1I. Election of Director: Vicki L. Sato, Ph.D. Management For Voted - For
1J. Election of Director: Gerald L. Storch Management For Voted - For
1K. Election of Director: Karen H. Vousden, Ph.D. Management For Voted - For
2. Advisory vote to approve the compensation of our
Named Executive Officers Management For Voted - For
3. Ratification of the appointment of an independent
registered public accounting firm Management For Voted - For
4. Shareholder Proposal on Right to Act by Written
Consent Shareholder Against Voted - For
CEDAR FAIR, L.P.
Security ID: 150185106 Ticker: FUN
Meeting Date: 05-Jun-19 Meeting Type: Annual
1.1 Director: D. Scott Olivet Management For Voted - For
1.2 Director: Carlos A. Ruisanchez Management For Voted - For
1.3 Director: John M. Scott. III Management For Voted - For
2. Confirm the appointment of Deloitte & Touche LLP as
our independent registered public accounting firm. Management For Voted - For
3. Approve, on an advisory basis, the compensation of
our named executive officers. Management For Voted - For
CENTERPOINT ENERGY, INC.
Security ID: 15189T107 Ticker: CNP
Meeting Date: 25-Apr-19 Meeting Type: Annual
1a. Election of Director: Leslie D. Biddle Management For Voted - For
1b. Election of Director: Milton Carroll Management For Voted - For
1c. Election of Director: Scott J. McLean Management For Voted - For
1d. Election of Director: Martin H. Nesbitt Management For Voted - For
1e. Election of Director: Theodore F. Pound Management For Voted - For
1f. Election of Director: Scott M. Prochazka Management For Voted - For
1g. Election of Director: Susan O. Rheney Management For Voted - For
1h. Election of Director: Phillip R. Smith Management For Voted - For
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City National Rochdale Dividend & Income Fund
Proposal Proposed by Mgt. Position Registrant Voted
1i. Election of Director: John W. Somerhalder II Management For Voted - For
1j. Election of Director: Peter S. Wareing Management For Voted - For
2. Ratify the appointment of Deloitte & Touche LLP as
the independent registered public accounting firm
for 2019. Management For Voted - For
3. Approve the advisory resolution on executive
compensation. Management For Voted - For
CHEVRON CORPORATION
Security ID: 166764100 Ticker: CVX
Meeting Date: 29-May-19 Meeting Type: Annual
1a. Election of Director: W. M. Austin Management For Voted - For
1b. Election of Director: J. B. Frank Management For Voted - For
1c. Election of Director: A. P. Gast Management For Voted - For
1d. Election of Director: E. Hernandez, Jr. Management For Voted - For
1e. Election of Director: C. W. Moorman IV Management For Voted - For
1f. Election of Director: D. F. Moyo Management For Voted - For
1g. Election of Director: D. Reed-Klages Management For Voted - For
1h. Election of Director: R. D. Sugar Management For Voted - For
1i. Election of Director: I. G. Thulin Management For Voted - For
1j. Election of Director: D. J. Umpleby III Management For Voted - For
1k. Election of Director: M. K. Wirth Management For Voted - For
2. Ratification of Appointment of PwC as Independent
Registered Public Accounting Firm Management For Voted - For
3. Advisory Vote to Approve Named Executive Officer
Compensation Management For Voted - For
4. Report on Human Right to Water Shareholder Against Voted - Against
5. Report on Reducing Carbon Footprint Shareholder Against Voted - Against
6. Create a Board Committee on Climate Change Shareholder Against Voted - Against
7. Adopt Policy for an Independent Chairman Shareholder Against Voted - Against
8. Set Special Meeting Threshold at 10% Shareholder Against Voted - Against
CINCINNATI FINANCIAL CORPORATION
Security ID: 172062101 Ticker: CINF
Meeting Date: 29-Apr-19 Meeting Type: Annual
1a. Election of Director: William F. Bahl Management For Voted - For
1b. Election of Director: Gregory T. Bier Management For Voted - For
1c. Election of Director: Linda W. Clement- Holmes Management For Voted - For
1d. Election of Director: Dirk J. Debbink Management For Voted - For
1e. Election of Director: Steven J. Johnston Management For Voted - For
1f. Election of Director: Kenneth C. Lichtendahl Management For Voted - For
1g. Election of Director: W. Rodney McMullen Management For Voted - For
1h. Election of Director: David P. Osborn Management For Voted - For
1i. Election of Director: Gretchen W. Price Management For Voted - For
1j. Election of Director: Thomas R. Schiff Management For Voted - For
1k. Election of Director: Douglas S. Skidmore Management For Voted - For
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City National Rochdale Dividend & Income Fund
Proposal Proposed by Mgt. Position Registrant Voted
1l. Election of Director: Kenneth W. Stecher Management For Voted - For
1m. Election of Director: John F. Steele, Jr. Management For Voted - For
1n. Election of Director: Larry R. Webb Management For Voted - For
2. A nonbinding proposal to approve compensation for
the company's named executive officers. Management For Voted - For
3. Ratification of the selection of Deloitte & Touche
LLP as the company's independent registered public
accounting firm for 2019. Management For Voted - For
COMPASS DIVERSIFIED HOLDINGS
Security ID: 20451Q104 Ticker: CODI
Meeting Date: 29-May-19 Meeting Type: Annual
1.1 Director: Harold S. Edwards Management For Voted - For
1.2 Director: Sarah G. McCoy Management For Voted - For
2. To approve, on a non-binding and advisory basis,
the resolution approving the compensation of our
named executive officers as disclosed in the Proxy
Statement ("Say-on- Pay Vote"). Management For Voted - For
3. To ratify the appointment of Grant Thornton LLP to
serve as the independent auditor for the Company
and the Trust for the fiscal year ending December
31, 2019. Management For Voted - For
CROWN CASTLE INTERNATIONAL CORP
Security ID: 22822V101 Ticker: CCI
Meeting Date: 16-May-19 Meeting Type: Annual
1a. Election of Director: P. Robert Bartolo Management For Voted - For
1b. Election of Director: Jay A. Brown Management For Voted - For
1c. Election of Director: Cindy Christy Management For Voted - For
1d. Election of Director: Ari Q. Fitzgerald Management For Voted - For
1e. Election of Director: Robert E. Garrison II Management For Voted - For
1f. Election of Director: Andrea J. Goldsmith Management For Voted - For
1g. Election of Director: Lee W. Hogan Management For Voted - For
1h. Election of Director: Edward C. Hutcheson, Jr. Management For Voted - For
1i. Election of Director: J. Landis Martin Management For Voted - For
1j. Election of Director: Robert F. McKenzie Management For Voted - For
1k. Election of Director: Anthony J. Melone Management For Voted - For
1l. Election of Director: W. Benjamin Moreland Management For Voted - For
2. The ratification of the appointment of
PricewaterhouseCoopers LLP as the Company's
independent registered public accountants for
fiscal year 2019. Management For Voted - For
3. The non-binding, advisory vote to approve the
compensation of the Company's named executive
officers. Management For Voted - For
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City National Rochdale Dividend & Income Fund
Proposal Proposed by Mgt. Position Registrant Voted
DOMINION ENERGY, INC.
Security ID: 25746U109 Ticker: D
Meeting Date: 07-May-19 Meeting Type: Annual
1a. Election of Director: James A. Bennett Management For Voted - For
1b. Election of Director: Helen E. Dragas Management For Voted - For
1c. Election of Director: James O. Ellis, Jr. Management For Voted - For
1d. Election of Director: Thomas F. Farrell, II Management For Voted - For
1e. Election of Director: D. Maybank Hagood Management For Voted - For
1f. Election of Director: John W. Harris Management For Voted - For
1g. Election of Director: Ronald W. Jibson Management For Voted - For
1h. Election of Director: Mark J. Kington Management For Voted - For
1i. Election of Director: Joseph M. Rigby Management For Voted - For
1j. Election of Director: Pamela J. Royal, M.D. Management For Voted - For
1k. Election of Director: Robert H. Spilman, Jr. Management For Voted - For
1l. Election of Director: Susan N. Story Management For Voted - For
1m. Election of Director: Michael E. Szymanczyk Management For Voted - For
2. Ratification of Appointment of Independent Auditor Management For Voted - For
3. Advisory Vote on Approval of Executive Compensation
(Say on Pay) Management For Voted - For
4. Management's Proposal to Amend the Company's
Articles of Incorporation to Increase the Number of
Authorized Shares of Common Stock Management For Voted - For
5. Shareholder Proposal Regarding a Policy to Require
an Independent Board Chair Shareholder Against Voted - Against
DUKE ENERGY CORPORATION
Security ID: 26441C204 Ticker: DUK
Meeting Date: 02-May-19 Meeting Type: Annual
1.1 Director: Michael G. Browning Management For Voted - For
1.2 Director: Annette K. Clayton Management For Voted - For
1.3 Director: Theodore F. Craver, Jr. Management For Voted - For
1.4 Director: Robert M. Davis Management For Voted - For
1.5 Director: Daniel R. DiMicco Management For Voted - For
1.6 Director: Lynn J. Good Management For Voted - For
1.7 Director: John T. Herron Management For Voted - For
1.8 Director: William E. Kennard Management For Voted - For
1.9 Director: E. Marie McKee Management For Voted - For
1.10 Director: Charles W. Moorman IV Management For Voted - For
1.11 Director: Marya M. Rose Management For Voted - For
1.12 Director: Carlos A. Saladrigas Management For Voted - For
1.13 Director: Thomas E. Skains Management For Voted - For
1.14 Director: William E. Webster, Jr. Management For Voted - For
2. Ratification of Deloitte & Touche LLP as Duke
Energy's independent registered public accounting
firm for 2019 Management For Voted - For
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City National Rochdale Dividend & Income Fund
Proposal Proposed by Mgt. Position Registrant Voted
3. Advisory vote to approve Duke Energy's named
executive officer compensation Management For Voted - For
4. Shareholder proposal regarding political
contributions Shareholder Against Voted - Against
5. Shareholder proposal regarding providing an annual
report on Duke Energy's lobbying expenses Shareholder Against Voted - Against
6. Shareholder proposal regarding a report on
mitigating health and climate impacts of coal use Shareholder Against Voted - Against
7. Shareholder proposal regarding a report on the
costs and benefits of Duke Energy's voluntary
environment-related activities Shareholder Against Voted - Against
EATON CORPORATION PLC
Security ID: G29183103 Ticker: ETN
Meeting Date: 24-Apr-19 Meeting Type: Annual
1a. Election of Director: Craig Arnold Management For Voted - For
1b. Election of Director: Todd M. Bluedorn Management For Voted - For
1c. Election of Director: Christopher M. Connor Management For Voted - For
1d. Election of Director: Michael J. Critelli Management For Voted - For
1e. Election of Director: Richard H. Fearon Management For Voted - For
1f. Election of Director: Arthur E. Johnson Management For Voted - For
1g. Election of Director: Olivier Leonetti Management For Voted - For
1h. Election of Director: Deborah L. McCoy Management For Voted - For
1i. Election of Director: Gregory R. Page Management For Voted - For
1j. Election of Director: Sandra Pianalto Management For Voted - For
1k. Election of Director: Gerald B. Smith Management For Voted - For
1l. Election of Director: Dorothy C. Thompson Management For Voted - For
2. Approving the appointment of Ernst & Young as
independent auditor for 2019 and authorizing the
Audit Committee of the Board of Directors to set
its remuneration. Management For Voted - For
3. Advisory approval of the Company's executive
compensation. Management For Voted - For
4. Approving a proposal to grant the Board authority
to issue shares. Management For Voted - For
5. Approving a proposal to grant the Board authority
to opt out of pre-emption rights. Management For Voted - For
6. Authorizing the Company and any subsidiary of the
Company to make overseas market purchases of
Company shares. Management For Voted - For
ENTERGY CORPORATION
Security ID: 29364G103 Ticker: ETR
Meeting Date: 03-May-19 Meeting Type: Annual
1a. Election of Director: J. R. Burbank Management For Voted - For
1b. Election of Director: P. J. Condon Management For Voted - For
1c. Election of Director: L. P. Denault Management For Voted - For
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City National Rochdale Dividend & Income Fund
Proposal Proposed by Mgt. Position Registrant Voted
1d. Election of Director: K. H. Donald Management For Voted - For
1e. Election of Director: P. L. Frederickson Management For Voted - For
1f. Election of Director: A. M. Herman Management For Voted - For
1g. Election of Director: M. E. Hyland Management For Voted - For
1h. Election of Director: S. L. Levenick Management For Voted - For
1i. Election of Director: B. L. Lincoln Management For Voted - For
1j. Election of Director: K. A. Puckett Management For Voted - For
2. Ratification of the Appointment of Deloitte &
Touche LLP as Independent Registered Public
Accountants for 2019. Management For Voted - For
3. Advisory Vote to Approve Named Executive Officer
Compensation. Management For Voted - For
4. Approval of the Entergy Corporation 2019 Omnibus
Incentive Plan. Management For Voted - For
EPR PROPERTIES
Security ID: 26884U109 Ticker: EPR
Meeting Date: 30-May-19 Meeting Type: Annual
1.1 Director: Barrett Brady Management For Voted - For
1.2 Director: Peter C. Brown Management For Voted - For
1.3 Director: James B. Connor Management For Voted - For
2. To approve, on a non-binding advisory basis, the
compensation of the Company's named executive
officers as disclosed in these proxy materials. Management For Voted - For
3. To ratify the appointment of KPMG LLP as the
Company's independent registered public accounting
firm for 2019. Management For Voted - For
EVERSOURCE ENERGY
Security ID: 30040W108 Ticker: ES
Meeting Date: 01-May-19 Meeting Type: Annual
1a. Election of Trustee: Cotton M. Cleveland Management For Voted - For
1b. Election of Trustee: Sanford Cloud, Jr. Management For Voted - For
1c. Election of Trustee: James S. DiStasio Management For Voted - For
1d. Election of Trustee: Francis A. Doyle Management For Voted - For
1e. Election of Trustee: Linda Dorcena Forry Management For Voted - For
1f. Election of Trustee: James J. Judge Management For Voted - For
1g. Election of Trustee: John Y. Kim Management For Voted - For
1h. Election of Trustee: Kenneth R. Leibler Management For Voted - For
1i. Election of Trustee: William C. Van Faasen Management For Voted - For
1j. Election of Trustee: Frederica M. Williams Management For Voted - For
2. Consider an advisory proposal approving the
compensation of our Named Executive Officers. Management For Voted - For
3. Ratify the selection of Deloitte & Touche LLP as
the independent registered public accounting firm
for 2019. Management For Voted - For
-----------------------------------------------------------------------------------------------------------
City National Rochdale Dividend & Income Fund
Proposal Proposed by Mgt. Position Registrant Voted
GENERAL DYNAMICS CORPORATION
Security ID: 369550108 Ticker: GD
Meeting Date: 01-May-19 Meeting Type: Annual
1a. Election of Director: James S. Crown Management For Voted - For
1b. Election of Director: Rudy F. deLeon Management For Voted - For
1c. Election of Director: Cecil D. Haney Management For Voted - For
1d. Election of Director: Lester L. Lyles Management For Voted - For
1e. Election of Director: Mark M. Malcolm Management For Voted - For
1f. Election of Director: Phebe N. Novakovic Management For Voted - For
1g. Election of Director: C. Howard Nye Management For Voted - For
1h. Election of Director: William A. Osborn Management For Voted - For
1i. Election of Director: Catherine B. Reynolds Management For Voted - For
1j. Election of Director: Laura J. Schumacher Management For Voted - For
1k. Election of Director: Peter A. Wall Management For Voted - For
2. Advisory Vote on the Selection of Independent
Auditors. Management For Voted - For
3. Advisory Vote to approve Executive Compensation. Management For Voted - For
4. Approval of General Dynamics United Kingdom Share
Save Plan. Management For Voted - For
5. Shareholder Proposal to require an Independent
Board Chairman. Shareholder Against Voted - Against
GENERAL MILLS, INC.
Security ID: 370334104 Ticker: GIS
Meeting Date: 25-Sep-18 Meeting Type: Annual
1a) Election of Director: Alicia Boler Davis Management For Voted - For
1b) Election of Director: R. Kerry Clark Management For Voted - For
1c) Election of Director: David M. Cordani Management For Voted - For
1d) Election of Director: Roger W. Ferguson Jr. Management For Voted - For
1e) Election of Director: Jeffrey L. Harmening Management For Voted - For
1f) Election of Director: Maria G. Henry Management For Voted - For
1g) Election of Director: Heidi G. Miller Management For Voted - For
1h) Election of Director: Steve Odland Management For Voted - For
1i) Election of Director: Maria A. Sastre Management For Voted - For
1j) Election of Director: Eric D. Sprunk Management For Voted - For
1k) Election of Director: Jorge A. Uribe Management For Voted - For
2. Advisory Vote on Executive Compensation. Management For Voted - For
3. Ratify Appointment of the Independent Registered
Public Accounting Firm. Management For Voted - For
4. Shareholder Proposal for Report on Pesticide Use in
Our Supply Chain and its Impacts on Pollinators. Shareholder Against Voted - Against
-----------------------------------------------------------------------------------------------------------
City National Rochdale Dividend & Income Fund
Proposal Proposed by Mgt. Position Registrant Voted
HEALTHCARE TRUST OF AMERICA, INC.
Security ID: 42225P501 Ticker: HTA
Meeting Date: 09-Jul-18 Meeting Type: Annual
1a. Election of Director: Scott D. Peters Management For Voted - For
1b. Election of Director: W. Bradley Blair, II Management For Voted - For
1c. Election of Director: Vicki U. Booth Management For Voted - For
1d. Election of Director: Roberta B. Bowman Management For Voted - For
1e. Election of Director: Maurice J. DeWald Management For Voted - For
1f. Election of Director: Warren D. Fix Management For Voted - For
1g. Election of Director: Peter N. Foss Management For Voted - For
1h. Election of Director: Daniel S. Henson Management For Voted - For
1i. Election of Director: Larry L. Mathis Management For Voted - For
1j. Election of Director: Gary T. Wescombe Management For Voted - For
2. To approve, on a non-binding advisory basis, the
compensation of our named executive officers. Management For Voted - Against
3. To consider and vote upon the ratification of the
appointment of Deloitte & Touche LLP as our
independent registered public accounting firm for
the fiscal year ending December 31, 2018. Management For Voted - For
HUNTINGTON BANCSHARES INCORPORATED
Security ID: 446150104 Ticker: HBAN
Meeting Date: 18-Apr-19 Meeting Type: Annual
1.1 Director: Lizabeth Ardisana Management For Voted - For
1.2 Director: Ann B. Crane Management For Voted - For
1.3 Director: Robert S. Cubbin Management For Voted - For
1.4 Director: Steven G. Elliott Management For Voted - For
1.5 Director: Gina D. France Management For Voted - For
1.6 Director: J Michael Hochschwender Management For Voted - For
1.7 Director: John C. Inglis Management For Voted - For
1.8 Director: Peter J. Kight Management For Voted - For
1.9 Director: Katherine M. A. Kline Management For Voted - For
1.10 Director: Richard W. Neu Management For Voted - For
1.11 Director: David L. Porteous Management For Voted - For
1.12 Director: Kathleen H. Ransier Management For Voted - For
1.13 Director: Stephen D. Steinour Management For Voted - For
2. Ratification of the appointment of
PricewaterhouseCoopers LLP as the independent
registered public accounting firm for 2019. Management For Voted - For
3. Advisory resolution to approve, on a non- binding
basis, the compensation of executives as disclosed
in the accompanying proxy statement. Management For Voted - For
-----------------------------------------------------------------------------------------------------------
City National Rochdale Dividend & Income Fund
Proposal Proposed by Mgt. Position Registrant Voted
INTEL CORPORATION
Security ID: 458140100 Ticker: INTC
Meeting Date: 16-May-19 Meeting Type: Annual
1a. Election of Director: Aneel Bhusri Management For Voted - For
1b. Election of Director: Andy D. Bryant Management For Voted - For
1c. Election of Director: Reed E. Hundt Management For Voted - For
1d. Election of Director: Omar Ishrak Management For Voted - For
1e. Election of Director: Risa Lavizzo-Mourey Management For Voted - For
1f. Election of Director: Tsu-Jae King Liu Management For Voted - For
1g. Election of Director: Gregory D. Smith Management For Voted - For
1h. Election of Director: Robert ("Bob") H. Swan Management For Voted - For
1i. Election of Director: Andrew Wilson Management For Voted - For
1j. Election of Director: Frank D. Yeary Management For Voted - For
2. Ratification of selection of Ernst & Young LLP as
our independent registered public accounting firm
for 2019 Management For Voted - For
3. Advisory vote to approve executive compensation of
our listed officers Management For Voted - Against
4. Approval of amendment and restatement of the 2006
Equity Incentive Plan Management For Voted - For
5. Stockholder proposal on whether to allow
stockholders to act by written consent, if properly
presented Shareholder Against Voted - Against
6. Stockholder proposal requesting a report on the
risks associated with emerging public policies
addressing the gender pay gap, if properly presented Shareholder Against Voted - Against
7. Stockholder proposal requesting an annual advisory
vote on political contributions, if properly
presented Shareholder Against Voted - Against
JOHNSON & JOHNSON
Security ID: 478160104 Ticker: JNJ
Meeting Date: 25-Apr-19 Meeting Type: Annual
1a. Election of Director: Mary C. Beckerle Management For Voted - For
1b. Election of Director: D. Scott Davis Management For Voted - For
1c. Election of Director: Ian E. L. Davis Management For Voted - For
1d. Election of Director: Jennifer A. Doudna Management For Voted - For
1e. Election of Director: Alex Gorsky Management For Voted - For
1f. Election of Director: Marillyn A. Hewson Management For Voted - For
1g. Election of Director: Mark B. McClellan Management For Voted - For
1h. Election of Director: Anne M. Mulcahy Management For Voted - For
1i. Election of Director: William D. Perez Management For Voted - For
1j. Election of Director: Charles Prince Management For Voted - For
1k. Election of Director: A. Eugene Washington Management For Voted - For
1l. Election of Director: Ronald A. Williams Management For Voted - For
2. Advisory Vote to Approve Named Executive Officer
Compensation. Management For Voted - For
-----------------------------------------------------------------------------------------------------------
City National Rochdale Dividend & Income Fund
Proposal Proposed by Mgt. Position Registrant Voted
3. Ratification of Appointment of
PricewaterhouseCoopers LLP as the Independent
Registered Public Accounting Firm for 2019. Management For Voted - For
4. Shareholder Proposal - Clawback Disclosure Shareholder Against Voted - For
5. Shareholder Proposal - Executive Compensation and
Drug Pricing Risks. Shareholder Against Voted - Against
JPMORGAN CHASE & CO.
Security ID: 46625H100 Ticker: JPM
Meeting Date: 21-May-19 Meeting Type: Annual
1a. Election of Director: Linda B. Bammann Management For Voted - For
1b. Election of Director: James A. Bell Management For Voted - For
1c. Election of Director: Stephen B. Burke Management For Voted - For
1d. Election of Director: Todd A. Combs Management For Voted - For
1e. Election of Director: James S. Crown Management For Voted - For
1f. Election of Director: James Dimon Management For Voted - For
1g. Election of Director: Timothy P. Flynn Management For Voted - For
1h. Election of Director: Mellody Hobson Management For Voted - For
1i. Election of Director: Laban P. Jackson, Jr. Management For Voted - For
1j. Election of Director: Michael A. Neal Management For Voted - For
1k. Election of Director: Lee R. Raymond Management For Voted - For
2. Advisory resolution to approve executive
compensation Management For Voted - For
3. Ratification of independent registered public
accounting firm Management For Voted - For
4. Gender pay equity report Shareholder Against Voted - Against
5. Enhance shareholder proxy access Shareholder Against Voted - Against
6. Cumulative voting Shareholder Against Voted - Against
KELLOGG COMPANY
Security ID: 487836108 Ticker: K
Meeting Date: 26-Apr-19 Meeting Type: Annual
1a. Election of Director for term expires 2022: Rod
Gillum Management For Voted - For
1b. Election of Director for term expires 2022: Mary
Laschinger Management For Voted - For
1c. Election of Director for term expires 2022: Erica
Mann Management For Voted - For
1d. Election of Director for term expires 2022: Carolyn
Tastad Management For Voted - For
2. Advisory resolution to approve executive
compensation. Management For Voted - For
3. Ratification of the appointment of
PricewaterhouseCoopers LLP as Kellogg's independent
registered public accounting firm for fiscal year
2019. Management For Voted - For
-----------------------------------------------------------------------------------------------------------
City National Rochdale Dividend & Income Fund
Proposal Proposed by Mgt. Position Registrant Voted
4. Shareowner proposal, if properly presented at the
meeting, to repeal classified board. Shareholder Against Voted - For
KIMBERLY-CLARK CORPORATION
Security ID: 494368103 Ticker: KMB
Meeting Date: 02-May-19 Meeting Type: Annual
1a. Election of Director: Abelardo E. Bru Management For Voted - For
1b. Election of Director: Robert W. Decherd Management For Voted - For
1c. Election of Director: Thomas J. Falk Management For Voted - For
1d. Election of Director: Fabian T. Garcia Management For Voted - For
1e. Election of Director: Michael D. Hsu Management For Voted - For
1f. Election of Director: Mae C. Jemison, M.D. Management For Voted - For
1g. Election of Director: Nancy J. Karch Management For Voted - For
1h. Election of Director: S. Todd Maclin Management For Voted - For
1i. Election of Director: Sherilyn S. McCoy Management For Voted - For
1j. Election of Director: Christa S. Quarles Management For Voted - For
1k. Election of Director: Ian C. Read Management For Voted - For
1l. Election of Director: Marc J. Shapiro Management For Voted - For
1m. Election of Director: Dunia A. Shive Management For Voted - For
1n. Election of Director: Michael D. White Management For Voted - For
2. Ratification of Auditor Management For Voted - For
3. Advisory Vote to Approve Named Executive Officer
Compensation Management For Voted - For
LAMAR ADVERTISING COMPANY
Security ID: 512816109 Ticker: LAMR
Meeting Date: 30-May-19 Meeting Type: Annual
1.1 Director: John E. Koerner, III Management For Voted - For
1.2 Director: Marshall A. Loeb Management For Voted - For
1.3 Director: Stephen P. Mumblow Management For Voted - For
1.4 Director: Thomas V. Reifenheiser Management For Voted - For
1.5 Director: Anna Reilly Management For Voted - For
1.6 Director: Kevin P. Reilly, Jr. Management For Voted - For
1.7 Director: Wendell Reilly Management For Voted - For
1.8 Director: Elizabeth Thompson Management For Voted - For
2. Approval of an amendment and restatement of the
Company's 1996 Equity Incentive Plan to increase
the number of shares of Class A Common Stock of the
Company available for issuance under the plan by
2,000,000 shares from 15,500,000 to 17,500,000
shares. Management For Voted - Against
3. Approval of the Company's 2019 Employee Stock
Purchase Plan. Management For Voted - Against
4. Ratify the appointment of KPMG LLP as the Company's
independent registered public accounting firm for
fiscal 2019. Management For Voted - For
-----------------------------------------------------------------------------------------------------------
City National Rochdale Dividend & Income Fund
Proposal Proposed by Mgt. Position Registrant Voted
LIBERTY PROPERTY TRUST
Security ID: 531172104 Ticker: LPT
Meeting Date: 29-May-19 Meeting Type: Annual
1.1 Director: Thomas C. Deloach, Jr. Management For Voted - For
1.2 Director: Katherine E. Dietze Management For Voted - For
1.3 Director: Antonio F. Fernandez Management For Voted - For
1.4 Director: Daniel P. Garton Management For Voted - For
1.5 Director: Robert G. Gifford Management For Voted - For
1.6 Director: William P. Hankowsky Management For Voted - For
1.7 Director: David L. Lingerfelt Management For Voted - For
1.8 Director: Marguerite M. Nader Management For Voted - For
1.9 Director: Lawrence D. Raiman Management For Voted - For
1.10 Director: Fredric J. Tomczyk Management For Voted - For
2. Advisory vote to approve the compensation of the
Trust's named executive officers. Management For Voted - For
3. Approval of the proposal to ratify the selection of
Ernst & Young LLP as the Trust's independent
registered public accounting firm for 2019. Management For Voted - For
LOCKHEED MARTIN CORPORATION
Security ID: 539830109 Ticker: LMT
Meeting Date: 25-Apr-19 Meeting Type: Annual
1a. Election of Director: Daniel F. Akerson Management For Voted - For
1b. Election of Director: David B. Burritt Management For Voted - For
1c. Election of Director: Bruce A. Carlson Management For Voted - For
1d. Election of Director: James O. Ellis, Jr. Management For Voted - For
1e. Election of Director: Thomas J. Falk Management For Voted - For
1f. Election of Director: Ilene S. Gordon Management For Voted - For
1g. Election of Director: Marillyn A. Hewson Management For Voted - For
1h. Election of Director: Vicki A. Hollub Management For Voted - For
1i. Election of Director: Jeh C. Johnson Management For Voted - For
1j. Election of Director: James D. Taiclet, Jr. Management For Voted - For
2. Ratification of Appointment of Ernst & Young LLP as
Independent Auditors for 2019 Management For Voted - For
3. Advisory Vote to Approve the Compensation of our
Named Executive Officers (Say-on- Pay) Management For Voted - For
4. Stockholder Proposal to Amend the Proxy Access Bylaw Shareholder Against Voted - Against
MCDONALD'S CORPORATION
Security ID: 580135101 Ticker: MCD
Meeting Date: 23-May-19 Meeting Type: Annual
1a. Election of Director: Lloyd Dean Management For Voted - For
1b. Election of Director: Stephen Easterbrook Management For Voted - For
-----------------------------------------------------------------------------------------------------------
City National Rochdale Dividend & Income Fund
Proposal Proposed by Mgt. Position Registrant Voted
1c. Election of Director: Robert Eckert Management For Voted - For
1d. Election of Director: Margaret Georgiadis Management For Voted - For
1e. Election of Director: Enrique Hernandez, Jr. Management For Voted - For
1f. Election of Director: Richard Lenny Management For Voted - For
1g. Election of Director: John Mulligan Management For Voted - For
1h. Election of Director: Sheila Penrose Management For Voted - For
1i. Election of Director: John Rogers, Jr. Management For Voted - For
1j. Election of Director: Paul Walsh Management For Voted - For
1k. Election of Director: Miles White Management For Voted - For
2. Advisory vote to approve executive compensation. Management For Voted - For
3. Advisory vote to approve the appointment of Ernst &
Young LLP as independent auditor for 2019. Management For Voted - For
4. Vote to approve an amendment to the Company's
Certificate of Incorporation to lower the
authorized range of the number of Directors on the
Board to 7 to 15 Directors. Management For Voted - For
5. Advisory vote on a shareholder proposal requesting
the ability for shareholders to act by written
consent, if properly presented. Shareholder Against Voted - For
MERCK & CO., INC.
Security ID: 58933Y105 Ticker: MRK
Meeting Date: 28-May-19 Meeting Type: Annual
1a. Election of Director: Leslie A. Brun Management For Voted - For
1b. Election of Director: Thomas R. Cech Management For Voted - For
1c. Election of Director: Mary Ellen Coe Management For Voted - For
1d. Election of Director: Pamela J. Craig Management For Voted - For
1e. Election of Director: Kenneth C. Frazier Management For Voted - For
1f. Election of Director: Thomas H. Glocer Management For Voted - For
1g. Election of Director: Rochelle B. Lazarus Management For Voted - For
1h. Election of Director: Paul B. Rothman Management For Voted - For
1i. Election of Director: Patricia F. Russo Management For Voted - For
1j. Election of Director: Inge G. Thulin Management For Voted - For
1k. Election of Director: Wendell P. Weeks Management For Voted - For
1l. Election of Director: Peter C. Wendell Management For Voted - For
2. Non-binding advisory vote to approve the
compensation of our named executive officers. Management For Voted - For
3. Proposal to adopt the 2019 Incentive Stock Plan. Management For Voted - For
4. Ratification of the appointment of the Company's
independent registered public accounting firm for
2019. Management For Voted - For
5. Shareholder proposal concerning an independent
board chairman. Shareholder Against Voted - Against
6. Shareholder proposal concerning executive
incentives and stock buybacks. Shareholder Against Voted - Against
7. Shareholder proposal concerning drug pricing. Shareholder Against Voted - Against
-----------------------------------------------------------------------------------------------------------
City National Rochdale Dividend & Income Fund
Proposal Proposed by Mgt. Position Registrant Voted
MID-AMERICA APARTMENT COMMUNITIES, INC.
Security ID: 59522J103 Ticker: MAA
Meeting Date: 21-May-19 Meeting Type: Annual
1a. Election of Director: H. Eric Bolton, Jr. Management For Voted - For
1b. Election of Director: Russell R. French Management For Voted - For
1c. Election of Director: Alan B. Graf, Jr. Management For Voted - For
1d. Election of Director: Toni Jennings Management For Voted - For
1e. Election of Director: James K. Lowder Management For Voted - For
1f. Election of Director: Thomas H. Lowder Management For Voted - For
1g. Election of Director: Monica McGurk Management For Voted - For
1h. Election of Director: Claude B. Nielsen Management For Voted - For
1i. Election of Director: Philip W. Norwood Management For Voted - For
1j. Election of Director: W. Reid Sanders Management For Voted - For
1k. Election of Director: Gary Shorb Management For Voted - For
1l. Election of Director: David P. Stockert Management For Voted - For
2. Advisory (non-binding) vote to approve the
compensation of our named executive officers as
disclosed in the proxy statement. Management For Voted - For
3. Ratification of appointment of Ernst & Young LLP as
independent registered public accounting firm for
fiscal year 2019. Management For Voted - For
NATIONAL RETAIL PROPERTIES, INC.
Security ID: 637417106 Ticker: NNN
Meeting Date: 14-May-19 Meeting Type: Annual
1.1 Director: Pamela K. M. Beall Management For Voted - For
1.2 Director: Steven D. Cosler Management For Voted - For
1.3 Director: Don DeFosset Management For Voted - For
1.4 Director: David M. Fick Management For Voted - For
1.5 Director: Edward J. Fritsch Management For Voted - For
1.6 Director: Kevin B. Habicht Management For Voted - For
1.7 Director: Betsy D. Holden Management For Voted - For
1.8 Director: Sam L. Susser Management For Voted - For
1.9 Director: Julian E. Whitehurst Management For Voted - For
2. Advisory vote to approve executive compensation. Management For Voted - For
3. Ratification of the selection of the independent
registered public accounting firm for 2019. Management For Voted - For
NATIONAL STORAGE AFFILIATES TRUST
Security ID: 637870106 Ticker: NSA
Meeting Date: 23-May-19 Meeting Type: Annual
1a. Election of Trustee: Arlen D. Nordhagen Management For Voted - For
1b. Election of Trustee: George L. Chapman Management For Voted - For
-----------------------------------------------------------------------------------------------------------
City National Rochdale Dividend & Income Fund
Proposal Proposed by Mgt. Position Registrant Voted
1c. Election of Trustee: Paul W. Hylbert, Jr. Management For Voted - For
1d. Election of Trustee: Chad L. Meisinger Management For Voted - For
1e. Election of Trustee: Steven G. Osgood Management For Voted - For
1f. Election of Trustee: Dominic M. Palazzo Management For Voted - For
1g. Election of Trustee: Rebecca L. Steinfort Management For Voted - For
1h. Election of Trustee: Mark Van Mourick Management For Voted - For
1i. Election of Trustee: J. Timothy Warren Management For Voted - For
2. The ratification of the appointment of KPMG LLP as
the Company's independent registered public
accounting firm for the fiscal year ending December
31, 2019. Management For Voted - For
3. Shareholder advisory vote (non-binding) on the
executive compensation of the Company's Named
Executive Officers as more fully described in the
Proxy Statement. Management For Voted - For
OCCIDENTAL PETROLEUM CORPORATION
Security ID: 674599105 Ticker: OXY
Meeting Date: 10-May-19 Meeting Type: Annual
1a. Election of Director: Spencer Abraham Management For Voted - For
1b. Election of Director: Eugene L. Batchelder Management For Voted - For
1c. Election of Director: Margaret M. Foran Management For Voted - For
1d. Election of Director: Carlos M. Gutierrez Management For Voted - For
1e. Election of Director: Vicki Hollub Management For Voted - For
1f. Election of Director: William R. Klesse Management For Voted - For
1g. Election of Director: Jack B. Moore Management For Voted - For
1h. Election of Director: Avedick B. Poladian Management For Voted - For
1i. Election of Director: Elisse B. Walter Management For Voted - For
2. Advisory Vote to Approve Named Executive Officer
Compensation Management For Voted - For
3. Ratification of Selection of KPMG as Independent
Auditor for the Fiscal Year Ending December 31, 2019 Management For Voted - For
4. Request to Lower Stock Ownership Threshold to Call
Special Stockholder Meetings Shareholder Against Voted - For
OGE ENERGY CORP.
Security ID: 670837103 Ticker: OGE
Meeting Date: 16-May-19 Meeting Type: Annual
1A. Election of Director: Frank A. Bozich Management For Voted - For
1B. Election of Director: James H. Brandi Management For Voted - For
1C. Election of Director: Peter D. Clarke Management For Voted - For
1D. Election of Director: Luke R. Corbett Management For Voted - For
1E. Election of Director: David L. Hauser Management For Voted - For
1F. Election of Director: Judy R. McReynolds Management For Voted - For
1G. Election of Director: David E. Rainbolt Management For Voted - For
1H. Election of Director: J. Michael Sanner Management For Voted - For
1I. Election of Director: Sheila G. Talton Management For Voted - For
-----------------------------------------------------------------------------------------------------------
City National Rochdale Dividend & Income Fund
Proposal Proposed by Mgt. Position Registrant Voted
1J. Election of Director: Sean Trauschke Management For Voted - For
2. Ratification of the appointment of Ernst & Young
LLP as the Company's principal independent
accountants for 2019. Management For Voted - For
3. Advisory Vote to Approve Named Executive Officer
Compensation. Management For Voted - For
4. Shareholder Proposal Regarding Simple Majority Vote. Shareholder Against Voted - For
ONEOK, INC.
Security ID: 682680103 Ticker: OKE
Meeting Date: 22-May-19 Meeting Type: Annual
1A. Election of director: Brian L. Derksen Management For Voted - For
1B. Election of director: Julie H. Edwards Management For Voted - For
1C. Election of director: John W. Gibson Management For Voted - For
1D. Election of director: Mark W. Helderman Management For Voted - For
1E. Election of director: Randall J. Larson Management For Voted - For
1F. Election of director: Steven J. Malcolm Management For Voted - For
1G. Election of director: Jim W. Mogg Management For Voted - For
1H. Election of director: Pattye L. Moore Management For Voted - For
1I. Election of director: Gary D. Parker Management For Voted - For
1J. Election of director: Eduardo A. Rodriguez Management For Voted - For
1k. Election of director: Terry K. Spencer Management For Voted - For
2. Ratification of the selection of
PricewaterhouseCoopers LLP as the independent
registered public accounting firm of ONEOK, Inc.
for the year ending December 31, 2019. Management For Voted - For
3. An advisory vote to approve ONEOK, Inc.'s executive
compensation. Management For Voted - For
PAYCHEX, INC.
Security ID: 704326107 Ticker: PAYX
Meeting Date: 11-Oct-18 Meeting Type: Annual
1a. Election of director: B. Thomas Golisano Management For Voted - For
1b. Election of director: Thomas F. Bonadio Management For Voted - For
1c. Election of director: Joseph G. Doody Management For Voted - For
1d. Election of director: David J.S. Flaschen Management For Voted - For
1e. Election of director: Pamela A. Joseph Management For Voted - For
1f. Election of director: Martin Mucci Management For Voted - For
1g. Election of director: Joseph M. Tucci Management For Voted - For
1h. Election of director: Joseph M. Velli Management For Voted - For
1i. Election of director: Kara Wilson Management For Voted - For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER
COMPENSATION. Management For Voted - For
3. RATIFICATION OF SELECTION OF PRICEWATERHOUSECOOPERS
LLP TO SERVE AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM. Management For Voted - For
-----------------------------------------------------------------------------------------------------------
City National Rochdale Dividend & Income Fund
Proposal Proposed by Mgt. Position Registrant Voted
PFIZER INC.
Security ID: 717081103 Ticker: PFE
Meeting Date: 25-Apr-19 Meeting Type: Annual
1a. Election of Director: Ronald E. Blaylock Management For Voted - For
1b. Election of Director: Albert Bourla Management For Voted - For
1c. Election of Director: W. Don Cornwell Management For Voted - For
1d. Election of Director: Joseph J. Echevarria Management For Voted - For
1e. Election of Director: Helen H. Hobbs Management For Voted - For
1f. Election of Director: James M. Kilts Management For Voted - For
1g. Election of Director: Dan R. Littman Management For Voted - For
1h. Election of Director: Shantanu Narayen Management For Voted - For
1i. Election of Director: Suzanne Nora Johnson Management For Voted - For
1j. Election of Director: Ian C. Read Management For Voted - For
1k. Election of Director: James C. Smith Management For Voted - For
2. Ratify the selection of KPMG LLP as independent
registered public accounting firm for 2019 Management For Voted - For
3. 2019 Advisory approval of executive compensation Management For Voted - For
4. Approval of the Pfizer Inc. 2019 Stock Plan Management For Voted - For
5. Shareholder proposal regarding right to act by
written consent Shareholder Against Voted - Against
6. Shareholder proposal regarding report on lobbying
activities Shareholder Against Voted - Against
7. Shareholder proposal regarding independent chair
policy Shareholder Against Voted - Against
8. Shareholder proposal regarding integrating drug
pricing into executive compensation policies and
programs Shareholder Against Voted - Against
PHILIP MORRIS INTERNATIONAL INC.
Security ID: 718172109 Ticker: PM
Meeting Date: 01-May-19 Meeting Type: Annual
1a. Election of Director: Andr[] Calantzopoulos Management For Voted - For
1b. Election of Director: Louis C. Camilleri Management For Voted - For
1c. Election of Director: Massimo Ferragamo Management For Voted - For
1d. Election of Director: Werner Geissler Management For Voted - For
1e. Election of Director: Lisa A. Hook Management For Voted - For
1f. Election of Director: Jennifer Li Management For Voted - For
1g. Election of Director: Jun Makihara Management For Voted - For
1h. Election of Director: Kalpana Morparia Management For Voted - For
1i. Election of Director: Lucio A. Noto Management For Voted - For
1j. Election of Director: Frederik Paulsen Management For Voted - For
1k. Election of Director: Robert B. Polet Management For Voted - For
1l. Election of Director: Stephen M. Wolf Management For Voted - For
2. Advisory Vote Approving Executive Compensation Management For Voted - For
3. Ratification of the Selection of Independent
Auditors Management For Voted - For
-----------------------------------------------------------------------------------------------------------
City National Rochdale Dividend & Income Fund
Proposal Proposed by Mgt. Position Registrant Voted
PINNACLE WEST CAPITAL CORPORATION
Security ID: 723484101 Ticker: PNW
Meeting Date: 15-May-19 Meeting Type: Annual
1.1 Director: Donald E. Brandt Management For Voted - For
1.2 Director: Denis A. Cortese, M.D. Management For Voted - For
1.3 Director: Richard P. Fox Management For Voted - For
1.4 Director: Michael L. Gallagher Management For Voted - For
1.5 Director: Dale E. Klein, Ph.D. Management For Voted - For
1.6 Director: Humberto S. Lopez Management For Voted - For
1.7 Director: Kathryn L. Munro Management For Voted - For
1.8 Director: Bruce J. Nordstrom Management For Voted - For
1.9 Director: Paula J. Sims Management For Voted - For
1.10 Director: James E. Trevathan, Jr. Management For Voted - For
1.11 Director: David P. Wagener Management For Voted - For
2. Advisory vote to approve executive compensation as
disclosed in the 2019 Proxy Statement. Management For Voted - For
3. Ratify the appointment of the independent
accountant for the year ending December 31, 2019. Management For Voted - For
4. Vote on the approval of a shareholder proposal
asking the Company to amend its governing documents
to reduce the ownership threshold to 10% to call
special shareholder meetings, if properly presented
at the meeting. Shareholder Against Voted - For
PRUDENTIAL FINANCIAL, INC.
Security ID: 744320102 Ticker: PRU
Meeting Date: 14-May-19 Meeting Type: Annual
1a. Election of Director: Thomas J. Baltimore, Jr. Management For Voted - For
1b. Election of Director: Gilbert F. Casellas Management For Voted - For
1c. Election of Director: Robert M. Falzon Management For Voted - For
1d. Election of Director: Mark B. Grier Management For Voted - For
1e. Election of Director: Martina Hund-Mejean Management For Voted - For
1f. Election of Director: Karl J. Krapek Management For Voted - For
1g. Election of Director: Peter R. Lighte Management For Voted - For
1h. Election of Director: Charles F. Lowrey Management For Voted - For
1i. Election of Director: George Paz Management For Voted - For
1j. Election of Director: Sandra Pianalto Management For Voted - For
1k. Election of Director: Christine A. Poon Management For Voted - For
1l. Election of Director: Douglas A. Scovanner Management For Voted - For
1m. Election of Director: Michael A. Todman Management For Voted - For
2. Ratification of the appointment of
PricewaterhouseCoopers LLP as our independent
registered public accounting firm for 2019. Management For Voted - For
3. Advisory vote to approve named executive officer
compensation. Management For Voted - For
-----------------------------------------------------------------------------------------------------------
City National Rochdale Dividend & Income Fund
Proposal Proposed by Mgt. Position Registrant Voted
4. Shareholder proposal regarding Right to Act by
Written Consent. Shareholder Against Voted - Against
SIMON PROPERTY GROUP, INC.
Security ID: 828806109 Ticker: SPG
Meeting Date: 08-May-19 Meeting Type: Annual
1a. Election of Director: Glyn F. Aeppel Management For Voted - For
1b. Election of Director: Larry C. Glasscock Management For Voted - For
1c. Election of Director: Karen N. Horn, Ph.D. Management For Voted - For
1d. Election of Director: Allan Hubbard Management For Voted - For
1e. Election of Director: Reuben S. Leibowitz Management For Voted - For
1f. Election of Director: Gary M. Rodkin Management For Voted - For
1g. Election of Director: Stefan M. Selig Management For Voted - For
1h. Election of Director: Daniel C. Smith, Ph.D. Management For Voted - For
1i. Election of Director: J. Albert Smith, Jr. Management For Voted - For
1j. Election of Director: Marta R. Stewart Management For Voted - For
2. An advisory vote to approve the compensation of our
Named Executive Officers. Management For Voted - For
3. Ratification of Ernst & Young LLP as our
independent registered public accounting firm for
2019. Management For Voted - For
4. Vote to approve the 2019 Stock Incentive Plan. Management For Voted - For
5. Shareholder Proposal requesting disclosure of
political contributions. Shareholder Against Voted - Against
SIX FLAGS ENTERTAINMENT CORPORATION
Security ID: 83001A102 Ticker: SIX
Meeting Date: 01-May-19 Meeting Type: Annual
1.1 Director: Kurt M. Cellar Management For Voted - For
1.2 Director: Nancy A. Krejsa Management For Voted - For
1.3 Director: Jon L. Luther Management For Voted - For
1.4 Director: Usman Nabi Management For Voted - For
1.5 Director: Stephen D. Owens Management For Voted - For
1.6 Director: James Reid-Anderson Management For Voted - For
1.7 Director: Richard W. Roedel Management For Voted - For
2. Advisory vote to ratify the appointment of KPMG LLP
as independent registered public accounting firm
for the year ending December 31, 2019. Management For Voted - For
3. Advisory vote to approve executive compensation. Management For Voted - For
SONOCO PRODUCTS COMPANY
Security ID: 835495102 Ticker: SON
Meeting Date: 17-Apr-19 Meeting Type: Annual
1.1 Director: P. L. Davies Management For Voted - For
-----------------------------------------------------------------------------------------------------------
City National Rochdale Dividend & Income Fund
Proposal Proposed by Mgt. Position Registrant Voted
1.2 Director: T. J. Drew Management For Voted - For
1.3 Director: P. Guillemot Management For Voted - For
1.4 Director: J. R. Haley Management For Voted - For
1.5 Director: R. G. Kyle Management For Voted - For
1.6 Director: R. C. Tiede Management For Voted - For
1.7 Director: T. E. Whiddon Management For Voted - For
2. To ratify the selection of PricewaterhouseCoopers,
LLP as the independent registered public accounting
firm for the Company for the year ending December
31, 2019. Management For Voted - For
3. To approve the advisory resolution on Executive
Compensation. Management For Voted - For
4. To approve the Sonoco Products Company 2019 Omnibus
Incentive Plan. Management For Voted - For
5. Advisory (non-binding) shareholder proposal
regarding simple majority vote. Shareholder Against Voted - For
SYSCO CORPORATION
Security ID: 871829107 Ticker: SYY
Meeting Date: 16-Nov-18 Meeting Type: Annual
1a. Election of Director: Thomas L. Bene Management For Voted - For
1b. Election of Director: Daniel J. Brutto Management For Voted - For
1c. Election of Director: John M. Cassaday Management For Voted - For
1d. Election of Director: Joshua D. Frank Management For Voted - For
1e. Election of Director: Larry C. Glasscock Management For Voted - For
1f. Election of Director: Bradley M. Halverson Management For Voted - For
1g. Election of Director: John M. Hinshaw Management For Voted - For
1h. Election of Director: Hans-Joachim Koerber Management For Voted - For
1i. Election of Director: Nancy S. Newcomb Management For Voted - For
1j. Election of Director: Nelson Peltz Management For Voted - For
1k. Election of Director: Edward D. Shirley Management For Voted - For
1l. Election of Director: Sheila G. Talton Management For Voted - For
2. To approve the adoption of the Sysco Corporation
2018 Omnibus Incentive Plan. Management For Voted - For
3. To approve, by advisory vote, the compensation paid
to Sysco's named executive officers, as disclosed
in Sysco's 2018 proxy statement. Management For Voted - For
4. To ratify the appointment of Ernst & Young LLP as
Sysco's independent registered public accounting
firm for fiscal 2019. Management For Voted - For
5. To consider a stockholder proposal, if properly
presented at the meeting, regarding a policy
limiting accelerated vesting of equity awards upon
a change in control. Shareholder Against Voted - Against
-----------------------------------------------------------------------------------------------------------
City National Rochdale Dividend & Income Fund
Proposal Proposed by Mgt. Position Registrant Voted
THE CLOROX COMPANY
Security ID: 189054109 Ticker: CLX
Meeting Date: 14-Nov-18 Meeting Type: Annual
1A. Election of Director: Amy Banse Management For Voted - For
1B. Election of Director: Richard H. Carmona Management For Voted - For
1C. Election of Director: Benno Dorer Management For Voted - For
1D. Election of Director: Spencer C. Fleischer Management For Voted - For
1E. Election of Director: Esther Lee Management For Voted - For
1F. Election of Director: A.D. David Mackay Management For Voted - For
1G. Election of Director: Robert W. Matschullat Management For Voted - For
1H. Election of Director: Matthew J. Shattock Management For Voted - For
1I. Election of Director: Pamela Thomas-Graham Management For Voted - For
1J. Election of Director: Carolyn M. Ticknor Management For Voted - For
1K. Election of Director: Russell Weiner Management For Voted - For
1L. Election of Director: Christopher J. Williams Management For Voted - For
2. Advisory Vote to Approve Executive Compensation. Management For Voted - For
3. Ratification of Independent Registered Public
Accounting Firm. Management For Voted - For
4. Approval of the Amended and Restated Certificate of
Incorporation to Eliminate the Supermajority Voting
Provision. Management For Voted - For
THE COCA-COLA COMPANY
Security ID: 191216100 Ticker: KO
Meeting Date: 24-Apr-19 Meeting Type: Annual
1a. Election of Director: Herbert A. Allen Management For Voted - For
1b. Election of Director: Ronald W. Allen Management For Voted - For
1c. Election of Director: Marc Bolland Management For Voted - For
1d. Election of Director: Ana Botin Management For Voted - For
1e. Election of Director: Christopher C. Davis Management For Voted - For
1f. Election of Director: Barry Diller Management For Voted - For
1g. Election of Director: Helene D. Gayle Management For Voted - For
1h. Election of Director: Alexis M. Herman Management For Voted - For
1i. Election of Director: Robert A. Kotick Management For Voted - For
1j. Election of Director: Maria Elena Lagomasino Management For Voted - For
1k. Election of Director: James Quincey Management For Voted - For
1l. Election of Director: Caroline J. Tsay Management For Voted - For
1m. Election of Director: David B. Weinberg Management For Voted - For
2. Advisory vote to approve executive compensation Management For Voted - For
3. Ratification of the appointment of Ernst & Young
LLP as Independent Auditors Management For Voted - For
4. Shareowner proposal regarding an independent Board
Chair Shareholder Against Voted - Against
5. Shareowner proposal on sugar and public health Shareholder Against Voted - Against
-----------------------------------------------------------------------------------------------------------
City National Rochdale Dividend & Income Fund
Proposal Proposed by Mgt. Position Registrant Voted
THE HERSHEY COMPANY
Security ID: 427866108 Ticker: HSY
Meeting Date: 21-May-19 Meeting Type: Annual
1.1 Director: P. M. Arway Management For Voted - For
1.2 Director: J. W. Brown Management For Voted - For
1.3 Director: M. G. Buck Management For Voted - For
1.4 Director: C. A. Davis Management For Voted - For
1.5 Director: M. K. Haben Management For Voted - For
1.6 Director: J. C. Katzman Management For Voted - For
1.7 Director: M. D. Koken Management For Voted - For
1.8 Director: R. M. Malcolm Management For Voted - For
1.9 Director: A. J. Palmer Management For Voted - For
1.10 Director: J. R. Perez Management For Voted - For
1.11 Director: W. L. Schoppert Management For Voted - For
1.12 Director: D. L. Shedlarz Management For Voted - For
2. Ratify the appointment of Ernst & Young LLP as
independent auditors for 2019. Management For Voted - For
3. Approve named executive officer compensation on a
non-binding advisory basis. Management For Voted - For
THE PROCTER & GAMBLE COMPANY
Security ID: 742718109 Ticker: PG
Meeting Date: 09-Oct-18 Meeting Type: Annual
1a. Election of Director: Francis S. Blake Management For Voted - For
1b. Election of Director: Angela F. Braly Management For Voted - For
1c. Election of Director: Amy L. Chang Management For Voted - For
1d. Election of Director: Kenneth I. Chenault Management For Voted - For
1e. Election of Director: Scott D. Cook Management For Voted - For
1f. Election of Director: Joseph Jimenez Management For Voted - For
1g. Election of Director: Terry J. Lundgren Management For Voted - For
1h. Election of Director: W. James McNerney, Jr. Management For Voted - For
1i. Election of Director: Nelson Peltz Management For Voted - For
1j. Election of Director: David S. Taylor Management For Voted - For
1k. Election of Director: Margaret C. Whitman Management For Voted - For
1l. Election of Director: Patricia A. Woertz Management For Voted - For
1m. Election of Director: Ernesto Zedillo Management For Voted - For
2. Ratify Appointment of the Independent Registered
Public Accounting Firm Management For Voted - For
3. Advisory Vote on the Company's Executive
Compensation (the "Say on Pay" vote) Management For Voted - For
-----------------------------------------------------------------------------------------------------------
City National Rochdale Dividend & Income Fund
Proposal Proposed by Mgt. Position Registrant Voted
UMPQUA HOLDINGS CORPORATION
Security ID: 904214103 Ticker: UMPQ
Meeting Date: 17-Apr-19 Meeting Type: Annual
1a. Election of Director: Peggy Y. Fowler Management For Voted - For
1b. Election of Director: Stephen M. Gambee Management For Voted - For
1c. Election of Director: James S. Greene Management For Voted - For
1d. Election of Director: Luis F. Machuca Management For Voted - For
1e. Election of Director: Cort L. O'Haver Management For Voted - For
1f. Election of Director: Maria M. Pope Management For Voted - For
1g. Election of Director: John F. Schultz Management For Voted - For
1h. Election of Director: Susan F. Stevens Management For Voted - For
1i. Election of Director: Hilliard C. Terry III Management For Voted - For
1j. Election of Director: Bryan L. Timm Management For Voted - For
1k. Election of Director: Anddria Varnado Management For Voted - For
2. RATIFICATION OF REGISTERED PUBLIC ACCOUNTING FIRM
APPOINTMENT: The Audit and Compliance Committee has
selected the independent registered public
accounting firm of Deloitte & Touche LLP
("Deloitte") to act in such capacity for the fiscal
year ending December 31, 2019. Management For Voted - For
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION: We are
requesting your non-binding vote on the following
resolution: "RESOLVED, that the shareholders
approve the compensation of the named executive
officers as described in the Compensation
Discussion and Analysis and the tabular and
accompanying narrative disclosure of named
executive officer compensation in the Proxy
Statement for the 2019 Annual Meeting of
Shareholders." Management For Voted - For
UNILEVER PLC
Security ID: 904767704 Ticker: UL
Meeting Date: 26-Oct-18 Meeting Type: Special
C1. To approve the Scheme. Management For Voted - Abstain
E1. To vote For or Against the Special Resolution Management For Voted - Abstain
Meeting Date: 02-May-19 Meeting Type: Annual
1. To receive the Report and Accounts for the year
ended 31 December 2018 Management For Voted - For
2. To approve the Directors' Remuneration Report Management For Voted - For
3. To re-elect Mr N S Andersen as a Non- Executive
Director Management For Voted - For
4. To re-elect Mrs L M Cha as a Non-Executive Director Management For Voted - For
5. To re-elect Mr V Colao as a Non-Executive Director Management For Voted - For
6. To re-elect Dr M Dekkers as a Non-Executive Director Management For Voted - For
-----------------------------------------------------------------------------------------------------------
City National Rochdale Dividend & Income Fund
Proposal Proposed by Mgt. Position Registrant Voted
7. To re-elect Dr J Hartmann as a Non-Executive
Director Management For Voted - For
8. To re-elect Ms A Jung as a Non-Executive Director Management For Voted - For
9. To re-elect Ms M Ma as a Non-Executive Director Management For Voted - For
10. To re-elect Mr S Masiyiwa as a Non-Executive
Director Management For Voted - For
11. To re-elect Professor Y Moon as a Non- Executive
Director Management For Voted - For
12. To re-elect Mr G Pitkethly as an Executive Director Management For Voted - For
13. To re-elect Mr J Rishton as a Non-Executive Director Management For Voted - For
14. To re-elect Mr F Sijbesma as a Non-Executive
Director Management For Voted - For
15. To elect Mr A Jope as an Executive Director Management For Voted - For
16. To elect Mrs S Kilsby as a Non-Executive Director Management For Voted - For
17. To reappoint KPMG LLP as Auditors of the Company Management For Voted - For
18. To authorise the Directors to fix the remuneration
of the Auditors Management For Voted - For
19. To authorise Political Donations and expenditure Management For Voted - For
20. To renew the authority to Directors to issue shares Management For Voted - For
21. To renew the authority to Directors to disapply
pre-emption rights Management For Voted - For
22. To renew the authority to Directors to disapply
pre-emption rights for the purposes of acquisitions
or capital investments Management For Voted - For
23. To renew the authority to the Company to purchase
its own shares Management For Voted - For
24. To shorten the notice period for General Meetings Management For Voted - For
VENTAS, INC.
Security ID: 92276F100 Ticker: VTR
Meeting Date: 14-May-19 Meeting Type: Annual
1A. Election of Director: Melody C. Barnes Management For Voted - For
1B. Election of Director: Debra A. Cafaro Management For Voted - For
1C. Election of Director: Jay M. Gellert Management For Voted - For
1D. Election of Director: Richard I. Gilchrist Management For Voted - For
1E. Election of Director: Matthew J. Lustig Management For Voted - For
1F. Election of Director: Roxanne M. Martino Management For Voted - For
1G. Election of Director: Walter C. Rakowich Management For Voted - For
1H. Election of Director: Robert D. Reed Management For Voted - For
1I. Election of Director: James D. Shelton Management For Voted - For
2. Ratification of the selection of KPMG LLP as the
independent registered public accounting firm for
fiscal year 2019. Management For Voted - For
3. Advisory vote to approve our executive compensation. Management For Voted - For
-----------------------------------------------------------------------------------------------------------
City National Rochdale Dividend & Income Fund
Proposal Proposed by Mgt. Position Registrant Voted
VERIZON COMMUNICATIONS INC.
Security ID: 92343V104 Ticker: VZ
Meeting Date: 02-May-19 Meeting Type: Annual
1a. Election of Director: Shellye L. Archambeau Management For Voted - For
1b. Election of Director: Mark T. Bertolini Management For Voted - For
1c. Election of Director: Vittorio Colao Management For Voted - For
1d. Election of Director: Melanie L. Healey Management For Voted - For
1e. Election of Director: Clarence Otis, Jr. Management For Voted - For
1f. Election of Director: Daniel H. Schulman Management For Voted - For
1g. Election of Director: Rodney E. Slater Management For Voted - For
1h. Election of Director: Kathryn A. Tesija Management For Voted - For
1i. Election of Director: Hans E. Vestberg Management For Voted - For
1j. Election of Director: Gregory G. Weaver Management For Voted - For
2. Ratification of Appointment of Independent
Registered Public Accounting Firm Management For Voted - For
3. Advisory Vote to Approve Executive Compensation Management For Voted - For
4. Nonqualified Savings Plan Earnings Shareholder Against Voted - Against
5. Independent Chair Shareholder Against Voted - Against
6. Report on Online Child Exploitation Shareholder Against Voted - Against
7. Cybersecurity and Data Privacy Shareholder Against Voted - Against
8. Severance Approval Policy Shareholder Against Voted - Against
W. P. CAREY INC.
Security ID: 92936U109 Ticker: WPC
Meeting Date: 29-Oct-18 Meeting Type: Special
1. To approve issuance of validly issued, fully paid
and non-assessable shares of W. P. Carey common
stock, $0.001 par value per share, under Rule
312.03 of NYSE Listed Company Manual (the "Stock
Issuance") in connection with consummation of the
Merger, by and among Corporate Property Associates
17 - Global Incorporated ("CPA:17 - Global"), W. P.
Carey, the ultimate parent of external manager of
CPA:17 - Global, CPA:17 Merger Sub LLC, an indirect
wholly owned subsidiary of W. P. Carey, and other
parties thereto, and other transactions
contemplated. Management For Voted - For
2. To consider and vote upon any adjournments or
postponements of the W. P. Carey Special Meeting,
including, without limitation, a motion to adjourn
the special meeting to another time for the purpose
of soliciting additional proxies to approve the
proposal above. Management For Voted - For
Meeting Date: 13-Jun-19 Meeting Type: Annual
1a. Election of Director: Mark A. Alexander Management For Voted - For
1b. Election of Director: Peter J. Farrell Management For Voted - For
-----------------------------------------------------------------------------------------------------------
City National Rochdale Dividend & Income Fund
Proposal Proposed by Mgt. Position Registrant Voted
1c. Election of Director: Robert J. Flanagan Management For Voted - For
1d. Election of Director: Jason E. Fox Management For Voted - For
1e. Election of Director: Benjamin H. Griswold, IV Management For Voted - For
1f. Election of Director: Axel K.A. Hansing Management For Voted - For
1g. Election of Director: Jean Hoysradt Management For Voted - For
1h. Election of Director: Margaret G. Lewis Management For Voted - For
1i. Election of Director: Christopher J. Niehaus Management For Voted - For
1j. Election of Director: Nick J.M. van Ommen Management For Voted - For
2. To Approve the Advisory Resolution on Executive
Compensation. Management For Voted - For
3. Ratification of Appointment of
PricewaterhouseCoopers LLP as the Company's
Independent Registered Public Accounting Firm for
2019. Management For Voted - For
WEC ENERGY GROUP, INC.
Security ID: 92939U106 Ticker: WEC
Meeting Date: 02-May-19 Meeting Type: Annual
1a. Election of Director: Barbara L. Bowles Management For Voted - For
1b. Election of Director: Albert J. Budney, Jr. Management For Voted - For
1c. Election of Director: Patricia W. Chadwick Management For Voted - For
1d. Election of Director: Curt S. Culver Management For Voted - For
1e. Election of Director: Danny L. Cunningham Management For Voted - For
1f. Election of Director: William M. Farrow III Management For Voted - For
1g. Election of Director: Thomas J. Fischer Management For Voted - For
1h. Election of Director: J. Kevin Fletcher Management For Voted - For
1i. Election of Director: Gale E. Klappa Management For Voted - For
1j. Election of Director: Henry W. Knueppel Management For Voted - For
1k. Election of Director: Allen L. Leverett Management For Voted - Against
1l. Election of Director: Ulice Payne, Jr. Management For Voted - For
1m. Election of Director: Mary Ellen Stanek Management For Voted - For
2. Advisory Vote to Approve Compensation of the Named
Executive Officers Management For Voted - For
3. Ratification of Deloitte & Touche LLP as
Independent Auditors for 2019 Management For Voted - For
WELLTOWER INC.
Security ID: 95040Q104 Ticker: WELL
Meeting Date: 02-May-19 Meeting Type: Annual
1a. Election of Director: Kenneth J. Bacon Management For Voted - For
1b. Election of Director: Thomas J. DeRosa Management For Voted - For
1c. Election of Director: Karen B. DeSalvo Management For Voted - For
1d. Election of Director: Jeffrey H. Donahue Management For Voted - For
1e. Election of Director: Timothy J. Naughton Management For Voted - For
1f. Election of Director: Sharon M. Oster Management For Voted - For
1g. Election of Director: Sergio D. Rivera Management For Voted - For
-----------------------------------------------------------------------------------------------------------
City National Rochdale Dividend & Income Fund
Proposal Proposed by Mgt. Position Registrant Voted
1h. Election of Director: Johnese M. Spisso Management For Voted - For
1i. Election of Director: Kathryn M. Sullivan Management For Voted - For
1j. Election of Director: R. Scott Trumbull Management For Voted - For
1k. Election of Director: Gary Whitelaw Management For Voted - For
2. The ratification of the appointment of Ernst &
Young LLP as independent registered public
accounting firm for the fiscal year 2019. Management For Voted - For
3. The approval, on an advisory basis, of the
compensation of our named executive officers as
disclosed in the 2019 Proxy Statement. Management For Voted - For
WESTROCK COMPANY
Security ID: 96145D105 Ticker: WRK
Meeting Date: 01-Feb-19 Meeting Type: Annual
1a. Election of Director: Colleen F. Arnold Management For Voted - For
1b. Election of Director: Timothy J. Bernlohr Management For Voted - For
1c. Election of Director: J. Powell Brown Management For Voted - For
1d. Election of Director: Michael E. Campbell Management For Voted - For
1e. Election of Director: Terrell K. Crews Management For Voted - For
1f. Election of Director: Russell M. Currey Management For Voted - For
1g. Election of Director: John A. Luke, Jr. Management For Voted - For
1h. Election of Director: Gracia C. Martore Management For Voted - For
1i. Election of Director: James E. Nevels Management For Voted - For
1j. Election of Director: Timothy H. Powers Management For Voted - For
1k. Election of Director: Steven C. Voorhees Management For Voted - For
1l. Election of Director: Bettina M. Whyte Management For Voted - For
1m. Election of Director: Alan D. Wilson Management For Voted - For
2. Approval of an Amendment to the Amended and
Restated Certificate of Incorporation of WRKCo
Inc., a wholly owned subsidiary of WestRock Company. Management For Voted - For
3. Advisory Vote to Approve Executive Compensation. Management For Voted - For
4. Ratification of Appointment of Ernst & Young LLP. Management For Voted - For
XCEL ENERGY INC.
Security ID: 98389B100 Ticker: XEL
Meeting Date: 15-May-19 Meeting Type: Annual
1a. Election of Director: Lynn Casey Management For Voted - For
1b. Election of Director: Richard K. Davis Management For Voted - For
1c. Election of Director: Ben Fowke Management For Voted - For
1d. Election of Director: Richard T. O'Brien Management For Voted - For
1e. Election of Director: David K. Owens Management For Voted - For
1f. Election of Director: Christopher J. Policinski Management For Voted - For
1g. Election of Director: James T. Prokopanko Management For Voted - For
1h. Election of Director: A. Patricia Sampson Management For Voted - For
1i. Election of Director: James J. Sheppard Management For Voted - For
1j. Election of Director: David A. Westerlund Management For Voted - For
-----------------------------------------------------------------------------------------------------------
City National Rochdale Dividend & Income Fund
Proposal Proposed by Mgt. Position Registrant Voted
1k. Election of Director: Kim Williams Management For Voted - For
1l. Election of Director: Timothy V. Wolf Management For Voted - For
1m. Election of Director: Daniel Yohannes Management For Voted - For
2. Company proposal to approve, on an advisory basis,
executive compensation. Management For Voted - For
3. Company proposal to ratify the appointment of
Deloitte & Touche LLP as Xcel Energy Inc.'s
independent registered public accounting firm for
2019. Management For Voted - For
-----------------------------------------------------------------------------------------------------------
City National Rochdale U.S. Core Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
ACCENTURE PLC
Security ID: G1151C101 Ticker: ACN
Meeting Date: 01-Feb-19 Meeting Type: Annual
1a. Re-Appointment of Director: Jaime Ardila Management For Voted - For
1b. Re-Appointment of Director: Herbert Hainer Management For Voted - For
1c. Re-Appointment of Director: Marjorie Magner Management For Voted - For
1d. Re-Appointment of Director: Nancy McKinstry Management For Voted - For
1e. Re-Appointment of Director: Pierre Nanterme Management For Voted - For
1f. Re-Appointment of Director: Gilles C. Pelisson Management For Voted - For
1g. Re-Appointment of Director: Paula A. Price Management For Voted - For
1h. Re-Appointment of Director: Venkata (Murthy)
Renduchintala Management For Voted - For
1i. Re-Appointment of Director: Arun Sarin Management For Voted - For
1j. Re-Appointment of Director: Frank K. Tang Management For Voted - For
1k. Re-Appointment of Director: Tracey T. Travis Management For Voted - For
2. To approve, in a non-binding vote, the compensation
of our named executive officers. Management For Voted - For
3. To ratify, in a non-binding vote, the appointment
of KPMG LLP ("KPMG") as independent auditors of
Accenture and to authorize, in a binding vote, the
Audit Committee of the Board of Directors to
determine KPMG's remuneration. Management For Voted - For
4. To grant the Board of Directors the authority to
issue shares under Irish law. Management For Voted - For
5. To grant the Board of Directors the authority to
opt-out of pre-emption rights under Irish law. Management For Voted - For
6. To determine the price range at which Accenture can
re-allot shares that it acquires as treasury shares
under Irish law. Management For Voted - For
ADOBE INC
Security ID: 00724F101 Ticker: ADBE
Meeting Date: 11-Apr-19 Meeting Type: Annual
1a. Election of Director: Amy Banse Management For Voted - For
1b. Election of Director: Frank Calderoni Management For Voted - For
1c. Election of Director: James Daley Management For Voted - For
1d. Election of Director: Laura Desmond Management For Voted - For
1e. Election of Director: Charles Geschke Management For Voted - For
1f. Election of Director: Shantanu Narayen Management For Voted - For
1g. Election of Director: Kathleen Oberg Management For Voted - For
1h. Election of Director: Dheeraj Pandey Management For Voted - For
1i. Election of Director: David Ricks Management For Voted - For
1j. Election of Director: Daniel Rosensweig Management For Voted - For
1k. Election of Director: John Warnock Management For Voted - For
2. Approve the 2019 Equity Incentive Plan to replace
our 2003 Equity Incentive Plan. Management For Voted - For
-----------------------------------------------------------------------------------------------------------
City National Rochdale U.S. Core Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
3. Ratify the appointment of KPMG LLP as our
independent registered public accounting firm for
our fiscal year ending on November 29, 2019. Management For Voted - For
4. Approve, on an advisory basis, the compensation of
our named executive officers. Management For Voted - For
5. Consider and vote upon one stockholder proposal. Shareholder Against Voted - Against
ALPHABET INC.
Security ID: 02079K305 Ticker: GOOGL
Meeting Date: 19-Jun-19 Meeting Type: Annual
1.1 Director: Larry Page Management For Voted - For
1.2 Director: Sergey Brin Management For Voted - For
1.3 Director: John L. Hennessy Management For Voted - For
1.4 Director: L. John Doerr Management For Voted - For
1.5 Director: Roger W. Ferguson, Jr. Management For Voted - For
1.6 Director: Ann Mather Management For Voted - For
1.7 Director: Alan R. Mulally Management For Voted - For
1.8 Director: Sundar Pichai Management For Voted - For
1.9 Director: K. Ram Shriram Management For Voted - For
1.10 Director: Robin L. Washington Management For Voted - For
2. Ratification of the appointment of Ernst & Young
LLP as Alphabet's independent registered public
accounting firm for the fiscal year ending December
31, 2019. Management For Voted - For
3. The amendment and restatement of Alphabet's 2012
Stock Plan to increase the share reserve by
3,000,000 shares of Class C capital stock. Management For Voted - For
4. A stockholder proposal regarding equal shareholder
voting, if properly presented at the meeting. Shareholder Against Voted - For
5. A stockholder proposal regarding inequitable
employment practices, if properly presented at the
meeting. Shareholder Against Voted - For
6. A stockholder proposal regarding the establishment
of a societal risk oversight committee, if properly
presented at the meeting. Shareholder Against Voted - Against
7. A stockholder proposal regarding a report on sexual
harassment risk management, if properly presented
at the meeting. Shareholder Against Voted - For
8. A stockholder proposal regarding majority vote for
the election of directors, if properly presented at
the meeting. Shareholder Against Voted - For
9. A stockholder proposal regarding a report on gender
pay, if properly presented at the meeting. Shareholder Against Voted - Against
10. A stockholder proposal regarding strategic
alternatives, if properly presented at the meeting. Shareholder Against Voted - Against
11. A stockholder proposal regarding the nomination of
an employee representative director, if properly
presented at the meeting. Shareholder Against Voted - Against
12. A stockholder proposal regarding simple majority
vote, if properly presented at the meeting. Shareholder Against Voted - Against
-----------------------------------------------------------------------------------------------------------
City National Rochdale U.S. Core Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
13. A stockholder proposal regarding a sustainability
metrics report, if properly presented at the
meeting. Shareholder Against Voted - Against
14. A stockholder proposal regarding Google Search in
China, if properly presented at the meeting. Shareholder Against Voted - Against
15. A stockholder proposal regarding a clawback policy,
if properly presented at the meeting. Shareholder Against Voted - For
16. A stockholder proposal regarding a report on
content governance, if properly presented at the
meeting. Shareholder Against Voted - For
AMERICAN WATER WORKS COMPANY, INC.
Security ID: 030420103 Ticker: AWK
Meeting Date: 10-May-19 Meeting Type: Annual
1a. Election of Director: Jeffrey N. Edwards Management For Voted - For
1b. Election of Director: Martha Clark Goss Management For Voted - For
1c. Election of Director: Veronica M. Hagen Management For Voted - For
1d. Election of Director: Julia L. Johnson Management For Voted - Against
1e. Election of Director: Karl F. Kurz Management For Voted - For
1f. Election of Director: George MacKenzie Management For Voted - For
1g. Election of Director: James G. Stavridis Management For Voted - For
1h. Election of Director: Susan N. Story Management For Voted - For
2. Approval, on an advisory basis, of the compensation
of the Company's named executive officers. Management For Voted - For
3. Ratification of the appointment, by the Audit,
Finance and Risk Committee of the Board of
Directors, of PricewaterhouseCoopers LLP as the
Company's independent registered public accounting
firm for 2019. Management For Voted - For
4. Shareholder proposal on political contributions as
described in the proxy statement. Shareholder Against Voted - Against
5. Shareholder proposal on lobbying expenditures as
described in the proxy statement. Shareholder Against Voted - Against
AMPHENOL CORPORATION
Security ID: 032095101 Ticker: APH
Meeting Date: 22-May-19 Meeting Type: Annual
1.1 Election of Director: Stanley L. Clark Management For Voted - For
1.2 Election of Director: John D. Craig Management For Voted - For
1.3 Election of Director: David P. Falck Management For Voted - For
1.4 Election of Director: Edward G. Jepsen Management For Voted - For
1.5 Election of Director: Robert A. Livingston Management For Voted - For
1.6 Election of Director: Martin H. Loeffler Management For Voted - For
1.7 Election of Director: R. Adam Norwitt Management For Voted - For
1.8 Election of Director: Diana G. Reardon Management For Voted - For
1.9 Election of Director: Anne Clarke Wolff Management For Voted - For
-----------------------------------------------------------------------------------------------------------
City National Rochdale U.S. Core Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
2. Ratification of Deloitte & Touche LLP as
independent accountants of the Company. Management For Voted - For
3. Advisory vote to approve compensation of named
executive officers. Management For Voted - For
4. Stockholder Proposal: Special Shareholder Meeting
Improvement. Shareholder Against Voted - For
5. Stockholder Proposal: Recruitment and Forced Labor
Proposal. Shareholder Against Voted - For
APPLE INC.
Security ID: 037833100 Ticker: AAPL
Meeting Date: 01-Mar-19 Meeting Type: Annual
1a. Election of director: James Bell Management For Voted - For
1b. Election of director: Tim Cook Management For Voted - For
1c. Election of director: Al Gore Management For Voted - For
1d. Election of director: Bob Iger Management For Voted - For
1e. Election of director: Andrea Jung Management For Voted - For
1f. Election of director: Art Levinson Management For Voted - For
1g. Election of director: Ron Sugar Management For Voted - For
1h. Election of director: Sue Wagner Management For Voted - For
2. Ratification of the appointment of Ernst & Young
LLP as Apple's independent registered public
accounting firm for 2019 Management For Voted - For
3. Advisory vote to approve executive compensation Management For Voted - For
4. A shareholder proposal entitled "Shareholder Proxy
Access Amendments" Shareholder Against Voted - Against
5. A shareholder proposal entitled "True Diversity
Board Policy" Shareholder Against Voted - Against
BANK OF AMERICA CORPORATION
Security ID: 060505104 Ticker: BAC
Meeting Date: 24-Apr-19 Meeting Type: Annual
1a. Election of Director: Sharon L. Allen Management For Voted - For
1b. Election of Director: Susan S. Bies Management For Voted - For
1c. Election of Director: Jack O. Bovender, Jr. Management For Voted - For
1d. Election of Director: Frank P. Bramble, Sr. Management For Voted - For
1e. Election of Director: Pierre J.P. de Weck Management For Voted - For
1f. Election of Director: Arnold W. Donald Management For Voted - For
1g. Election of Director: Linda P. Hudson Management For Voted - For
1h. Election of Director: Monica C. Lozano Management For Voted - For
1i. Election of Director: Thomas J. May Management For Voted - For
1j. Election of Director: Brian T. Moynihan Management For Voted - For
1k. Election of Director: Lionel L. Nowell III Management For Voted - For
1l. Election of Director: Clayton S. Rose Management For Voted - For
1m. Election of Director: Michael D. White Management For Voted - For
1n. Election of Director: Thomas D. Woods Management For Voted - For
-----------------------------------------------------------------------------------------------------------
City National Rochdale U.S. Core Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
1o. Election of Director: R. David Yost Management For Voted - For
1p. Election of Director: Maria T. Zuber Management For Voted - For
2. Approving Our Executive Compensation (an Advisory,
Non- binding "Say on Pay" Resolution) Management For Voted - For
3. Ratifying the Appointment of Our Independent
Registered Public Accounting Firm for 2019. Management For Voted - For
4. Amending the Bank of America Corporation Key
Employee Equity Plan. Management For Voted - For
5. Report Concerning Gender Pay Equity. Shareholder Against Voted - Against
6. Right to Act by Written Consent. Shareholder Against Voted - Against
7. Enhance Shareholder Proxy Access. Shareholder Against Voted - Against
BERKSHIRE HATHAWAY INC.
Security ID: 084670702 Ticker: BRKB
Meeting Date: 04-May-19 Meeting Type: Annual
1.1 Director: Warren E. Buffett Management For Voted - For
1.2 Director: Charles T. Munger Management For Voted - For
1.3 Director: Gregory E. Abel Management For Voted - For
1.4 Director: Howard G. Buffett Management For Voted - For
1.5 Director: Stephen B. Burke Management For Voted - For
1.6 Director: Susan L. Decker Management For Voted - For
1.7 Director: William H. Gates III Management For Voted - For
1.8 Director: David S. Gottesman Management For Voted - For
1.9 Director: Charlotte Guyman Management For Voted - For
1.10 Director: Ajit Jain Management For Voted - For
1.11 Director: Thomas S. Murphy Management For Voted - For
1.12 Director: Ronald L. Olson Management For Voted - For
1.13 Director: Walter Scott, Jr. Management For Voted - For
1.14 Director: Meryl B. Witmer Management For Voted - For
BLACKROCK, INC.
Security ID: 09247X101 Ticker: BLK
Meeting Date: 23-May-19 Meeting Type: Annual
1a. Election of Director: Bader M. Alsaad Management For Voted - For
1b. Election of Director: Mathis Cabiallavetta Management For Voted - For
1c. Election of Director: Pamela Daley Management For Voted - For
1d. Election of Director: William S. Demchak Management For Voted - For
1e. Election of Director: Jessica P. Einhorn Management For Voted - For
1f. Election of Director: Laurence D. Fink Management For Voted - For
1g. Election of Director: William E. Ford Management For Voted - For
1h. Election of Director: Fabrizio Freda Management For Voted - For
1i. Election of Director: Murry S. Gerber Management For Voted - For
1j. Election of Director: Margaret L. Johnson Management For Voted - For
1k. Election of Director: Robert S. Kapito Management For Voted - For
1l. Election of Director: Cheryl D. Mills Management For Voted - For
1m. Election of Director: Gordon M. Nixon Management For Voted - For
-----------------------------------------------------------------------------------------------------------
City National Rochdale U.S. Core Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
1n. Election of Director: Charles H. Robbins Management For Voted - For
1o. Election of Director: Ivan G. Seidenberg Management For Voted - For
1p. Election of Director: Marco Antonio Slim Domit Management For Voted - For
1q. Election of Director: Susan L. Wagner Management For Voted - For
1r. Election of Director: Mark Wilson Management For Voted - For
2. Approval, in a non-binding advisory vote, of the
compensation for named executive officers. Management For Voted - For
3. Ratification of the appointment of Deloitte LLP as
BlackRock's independent registered public
accounting firm for the fiscal year 2019. Management For Voted - For
4. Shareholder Proposal - Production of an Annual
Report on Certain Trade Association and Lobbying
Expenditures. Shareholder Against Voted - Against
5. Shareholder Proposal - Simple Majority Vote
Requirement. Shareholder Against Voted - Against
CABOT OIL & GAS CORPORATION
Security ID: 127097103 Ticker: COG
Meeting Date: 01-May-19 Meeting Type: Annual
1.1 Director: Dorothy M. Ables Management For Voted - For
1.2 Director: Rhys J. Best Management For Voted - For
1.3 Director: Robert S. Boswell Management For Voted - For
1.4 Director: Amanda M. Brock Management For Voted - For
1.5 Director: Peter B. Delaney Management For Voted - For
1.6 Director: Dan O. Dinges Management For Voted - For
1.7 Director: Robert Kelley Management For Voted - For
1.8 Director: W. Matt Ralls Management For Voted - For
1.9 Director: Marcus A. Watts Management For Voted - For
2. To ratify the appointment of the firm
PricewaterhouseCoopers LLP as the independent
registered public accounting firm for the Company
for its 2019 fiscal year. Management For Voted - For
3. To approve, by non-binding advisory vote, the
compensation of our named executive officers. Management For Voted - For
CHEVRON CORPORATION
Security ID: 166764100 Ticker: CVX
Meeting Date: 29-May-19 Meeting Type: Annual
1a. Election of Director: W. M. Austin Management For Voted - For
1b. Election of Director: J. B. Frank Management For Voted - For
1c. Election of Director: A. P. Gast Management For Voted - For
1d. Election of Director: E. Hernandez, Jr. Management For Voted - For
1e. Election of Director: C. W. Moorman IV Management For Voted - For
1f. Election of Director: D. F. Moyo Management For Voted - For
1g. Election of Director: D. Reed-Klages Management For Voted - For
1h. Election of Director: R. D. Sugar Management For Voted - For
1i. Election of Director: I. G. Thulin Management For Voted - For
-----------------------------------------------------------------------------------------------------------
City National Rochdale U.S. Core Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
1j. Election of Director: D. J. Umpleby III Management For Voted - For
1k. Election of Director: M. K. Wirth Management For Voted - For
2. Ratification of Appointment of PwC as Independent
Registered Public Accounting Firm Management For Voted - For
3. Advisory Vote to Approve Named Executive Officer
Compensation Management For Voted - For
4. Report on Human Right to Water Shareholder Against Voted - Against
5. Report on Reducing Carbon Footprint Shareholder Against Voted - Against
6. Create a Board Committee on Climate Change Shareholder Against Voted - Against
7. Adopt Policy for an Independent Chairman Shareholder Against Voted - Against
8. Set Special Meeting Threshold at 10% Shareholder Against Voted - Against
CHUBB LIMITED
Security ID: H1467J104 Ticker: CB
Meeting Date: 16-May-19 Meeting Type: Annual
1. Approval of the management report, standalone
financial statements and consolidated financial
statements of Chubb Limited for the year ended
December 31, 2018 Management For Voted - For
2a. Allocation of disposable profit Management For Voted - For
2b. Distribution of a dividend out of legal reserves
(by way of release and allocation to a dividend
reserve) Management For Voted - For
3. Discharge of the Board of Directors Management For Voted - For
4a. Election of Auditor: Election of
PricewaterhouseCoopers AG (Zurich) as our statutory
auditor Management For Voted - For
4b. Election of Auditor: Ratification of appointment of
PricewaterhouseCoopers LLP (United States) as
independent registered public accounting firm for
purposes of U.S. securities law reporting Management For Voted - For
4c. Election of Auditor: Election of BDO AG (Zurich) as
special audit firm Management For Voted - For
5a. Election of Director: Evan G. Greenberg Management For Voted - For
5b. Election of Director: Robert M. Hernandez Management For Voted - For
5c. Election of Director: Michael G. Atieh Management For Voted - For
5d. Election of Director: Sheila P. Burke Management For Voted - For
5e. Election of Director: James I. Cash Management For Voted - For
5f. Election of Director: Mary Cirillo Management For Voted - For
5g. Election of Director: Michael P. Connors Management For Voted - For
5h. Election of Director: John A. Edwardson Management For Voted - For
5i. Election of Director: Kimberly A. Ross Management For Voted - For
5j. Election of Director: Robert W. Scully Management For Voted - For
5k. Election of Director: Eugene B. Shanks, Jr. Management For Voted - For
5l. Election of Director: Theodore E. Shasta Management For Voted - For
5m. Election of Director: David H. Sidwell Management For Voted - For
5n. Election of Director: Olivier Steimer Management For Voted - For
6. Election of Evan G. Greenberg as Chairman of the
Board of Directors Management For Voted - For
-----------------------------------------------------------------------------------------------------------
City National Rochdale U.S. Core Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
7a. Election of the Compensation Committee of the Board
of Directors: Michael P. Connors Management For Voted - Against
7b. Election of the Compensation Committee of the Board
of Directors: Mary Cirillo Management For Voted - For
7c. Election of the Compensation Committee of the Board
of Directors: John A. Edwardson Management For Voted - For
7d. Election of the Compensation Committee of the Board
of Directors: Robert M. Hernandez Management For Voted - For
8. Election of Homburger AG as independent proxy Management For Voted - For
9a. Approval of the Compensation of the Board of
Directors until the next annual general meeting Management For Voted - For
9b. Approval of the Compensation of Executive
Management for the next calendar year Management For Voted - For
10. Advisory vote to approve executive compensation
under U.S. securities law requirements Management For Voted - For
A. If a new agenda item or a new proposal for an
existing agenda item is put before the meeting,
I/we hereby authorize and instruct the independent
proxy to vote as follows. Management For Voted - Against
CINTAS CORPORATION
Security ID: 172908105 Ticker: CTAS
Meeting Date: 30-Oct-18 Meeting Type: Annual
1a. Election of Director: Gerald S. Adolph Management For Voted - For
1b. Election of Director: John F. Barrett Management For Voted - For
1c. Election of Director: Melanie W. Barstad Management For Voted - For
1d. Election of Director: Robert E. Coletti Management For Voted - For
1e. Election of Director: Scott D. Farmer Management For Voted - For
1f. Election of Director: James J. Johnson Management For Voted - For
1g. Election of Director: Joseph Scaminace Management For Voted - For
1h. Election of Director: Ronald W. Tysoe Management For Voted - For
2. To approve, on an advisory basis, named executive
officer compensation. Management For Voted - For
3. To ratify Ernst & Young LLP as our independent
registered public accounting firm for fiscal year
2019. Management For Voted - For
CME GROUP INC.
Security ID: 12572Q105 Ticker: CME
Meeting Date: 29-Nov-18 Meeting Type: Special
1. Approve an amendment and restatement of our
certificate of incorporation to eliminate all or
some of the Class B Election Rights. Management For Voted - For
Meeting Date: 08-May-19 Meeting Type: Annual
1a. Election of Equity Director: Terrence A. Duffy Management For Voted - For
1b. Election of Equity Director: Timothy S. Bitsberger Management For Voted - For
-----------------------------------------------------------------------------------------------------------
City National Rochdale U.S. Core Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
1c. Election of Equity Director: Charles P. Carey Management For Voted - For
1d. Election of Equity Director: Dennis H. Chookaszian Management For Voted - For
1e. Election of Equity Director: Ana Dutra Management For Voted - For
1f. Election of Equity Director: Martin J. Gepsman Management For Voted - For
1g. Election of Equity Director: Larry G. Gerdes Management For Voted - For
1h. Election of Equity Director: Daniel R. Glickman Management For Voted - For
1i. Election of Equity Director: Daniel G. Kaye Management For Voted - For
1j. Election of Equity Director: Phyllis M. Lockett Management For Voted - For
1k. Election of Equity Director: Deborah J. Lucas Management For Voted - For
1l. Election of Equity Director: Alex J. Pollock Management For Voted - For
1m. Election of Equity Director: Terry L. Savage Management For Voted - For
1n. Election of Equity Director: William R. Shepard Management For Voted - For
1o. Election of Equity Director: Howard J. Siegel Management For Voted - For
1p. Election of Equity Director: Michael A. Spencer Management For Voted - For
1q. Election of Equity Director: Dennis A. Suskind Management For Voted - For
2. Ratification of the appointment of Ernst & Young as
our independent registered public accounting firm
for 2019. Management For Voted - For
3. Advisory vote on the compensation of our named
executive officers. Management For Voted - For
CMS ENERGY CORPORATION
Security ID: 125896100 Ticker: CMS
Meeting Date: 03-May-19 Meeting Type: Annual
1a. Election of Director: Jon E. Barfield Management For Voted - For
1b. Election of Director: Deborah H. Butler Management For Voted - For
1c. Election of Director: Kurt L. Darrow Management For Voted - For
1d. Election of Director: Stephen E. Ewing Management For Voted - For
1e. Election of Director: William D. Harvey Management For Voted - For
1f. Election of Director: Patricia K. Poppe Management For Voted - For
1g. Election of Director: John G. Russell Management For Voted - For
1h. Election of Director: Suzanne F. Shank Management For Voted - For
1i. Election of Director: Myrna M. Soto Management For Voted - For
1j. Election of Director: John G. Sznewajs Management For Voted - For
1k. Election of Director: Laura H. Wright Management For Voted - For
2. Approve, on an advisory basis, the Company's
executive compensation. Management For Voted - For
3. Ratify the appointment of independent registered
public accounting firm (PricewaterhouseCoopers LLP). Management For Voted - For
4. Shareholder Proposal - Political Contributions
Disclosure. Shareholder Against Voted - Against
COLGATE-PALMOLIVE COMPANY
Security ID: 194162103 Ticker: CL
Meeting Date: 10-May-19 Meeting Type: Annual
1a. Election of director: Charles A. Bancroft Management For Voted - For
-----------------------------------------------------------------------------------------------------------
City National Rochdale U.S. Core Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
1b. Election of director: John P. Bilbrey Management For Voted - For
1c. Election of director: John T. Cahill Management For Voted - For
1d. Election of director: Ian Cook Management For Voted - For
1e. Election of director: Lisa M. Edwards Management For Voted - For
1f. Election of director: Helene D. Gayle Management For Voted - For
1g. Election of director: C. Martin Harris Management For Voted - For
1h. Election of director: Lorrie M. Norrington Management For Voted - For
1i. Election of director: Michael B. Polk Management For Voted - For
1j. Election of director: Stephen I. Sadove Management For Voted - For
1k. Election of director: Noel R. Wallace Management For Voted - For
2. Ratify selection of PricewaterhouseCoopers LLP as
Colgate's independent registered public accounting
firm. Management For Voted - For
3. Advisory vote on executive compensation. Management For Voted - For
4. Approve the Colgate-Palmolive Company 2019
Incentive Compensation Plan. Management For Voted - For
5. Stockholder proposal on independent Board Chairman. Shareholder Against Voted - Against
COMCAST CORPORATION
Security ID: 20030N101 Ticker: CMCSA
Meeting Date: 05-Jun-19 Meeting Type: Annual
1.1 Director: Kenneth J. Bacon Management For Voted - For
1.2 Director: Madeline S. Bell Management For Voted - For
1.3 Director: Sheldon M. Bonovitz Management For Voted - For
1.4 Director: Edward D. Breen Management For Voted - For
1.5 Director: Gerald L. Hassell Management For Voted - For
1.6 Director: Jeffrey A. Honickman Management For Voted - For
1.7 Director: Maritza G. Montiel Management For Voted - For
1.8 Director: Asuka Nakahara Management For Voted - For
1.9 Director: David C. Novak Management For Voted - For
1.10 Director: Brian L. Roberts Management For Voted - For
2. Ratification of the appointment of our independent
auditors Management For Voted - For
3. Approval of Comcast Corporation 2019 Omnibus
Sharesave Plan Management For Voted - For
4. Advisory vote on executive compensation Management For Voted - For
5. To require an independent board chairman Shareholder Against Voted - Against
6. To provide a lobbying report Shareholder Against Voted - Against
CONCHO RESOURCES INC
Security ID: 20605P101 Ticker: CXO
Meeting Date: 17-Jul-18 Meeting Type: Special
1. Approval of the issuance of shares of Concho common
stock in connection with the Agreement and Plan of
Merger, dated March 27, 2018. Management For Voted - For
-----------------------------------------------------------------------------------------------------------
City National Rochdale U.S. Core Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
COSTCO WHOLESALE CORPORATION
Security ID: 22160K105 Ticker: COST
Meeting Date: 24-Jan-19 Meeting Type: Annual
1.1 Director: Hamilton E. James Management For Voted - For
1.2 Director: John W. Stanton Management For Voted - For
1.3 Director: Mary A. Wilderotter Management For Voted - For
2. Ratification of selection of independent auditors. Management For Voted - For
3. Approval, on an advisory basis, of executive
compensation. Management For Voted - For
4. Approval of adoption of the 2019 Incentive Plan. Management For Voted - For
5. Approval to amend Articles of Incorporation to
declassify the Board and provide for annual
election of directors. Management For Voted - For
6. Approval to amend Articles of Incorporation to
eliminate supermajority vote requirement. Management For Voted - For
7. Shareholder proposal regarding prison labor. Shareholder Against Voted - Against
DANAHER CORPORATION
Security ID: 235851102 Ticker: DHR
Meeting Date: 07-May-19 Meeting Type: Annual
1A. Election of Director: Donald J. Ehrlich Management For Voted - For
1B. Election of Director: Linda Hefner Filler Management For Voted - For
1C. Election of Director: Thomas P. Joyce, Jr. Management For Voted - For
1D. Election of Director: Teri List-Stoll Management For Voted - For
1E. Election of Director: Walter G. Lohr, Jr. Management For Voted - For
1F. Election of Director: Mitchell P. Rales Management For Voted - For
1G. Election of Director: Steven M. Rales Management For Voted - For
1H. Election of Director: John T. Schwieters Management For Voted - For
1I. Election of Director: Alan G. Spoon Management For Voted - For
1J. Election of Director: Raymond C. Stevens, Ph.D. Management For Voted - For
1K. Election of Director: Elias A. Zerhouni, M.D. Management For Voted - For
2. To ratify the selection of Ernst & Young LLP as
Danaher's independent registered public accounting
firm for the year ending December 31, 2019. Management For Voted - For
3. To approve on an advisory basis the Company's named
executive officer compensation. Management For Voted - For
4. To act upon a shareholder proposal requesting
adoption of a policy requiring an independent Board
Chair whenever possible. Shareholder Against Voted - Against
EDWARDS LIFESCIENCES CORPORATION
Security ID: 28176E108 Ticker: EW
Meeting Date: 08-May-19 Meeting Type: Annual
1a. Election of Director: Michael A. Mussallem Management For Voted - For
-----------------------------------------------------------------------------------------------------------
City National Rochdale U.S. Core Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
1b. Election of Director: Kieran T. Gallahue Management For Voted - For
1c. Election of Director: Leslie S. Heisz Management For Voted - For
1d. Election of Director: William J. Link, Ph.D. Management For Voted - For
1e. Election of Director: Steven R. Loranger Management For Voted - For
1f. Election of Director: Martha H. Marsh Management For Voted - For
1g. Election of Director: Wesley W. von Schack Management For Voted - For
1h. Election of Director: Nicholas J. Valeriani Management For Voted - For
2. ADVISORY VOTE TO APPROVE COMPENSATION OF NAMED
EXECUTIVE OFFICERS Management For Voted - For
3. RATIFICATION OF APPOINTMENT OF INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM Management For Voted - For
4. ADVISORY VOTE ON A STOCKHOLDER PROPOSAL REGARDING
AN INDEPENDENT CHAIR POLICY Shareholder Against Voted - Against
ELECTRONIC ARTS INC.
Security ID: 285512109 Ticker: EA
Meeting Date: 02-Aug-18 Meeting Type: Annual
1a. Election of Director: Leonard S. Coleman Management For Voted - For
1b. Election of Director: Jay C. Hoag Management For Voted - For
1c. Election of Director: Jeffrey T. Huber Management For Voted - For
1d. Election of Director: Lawrence F. Probst Management For Voted - For
1e. Election of Director: Talbott Roche Management For Voted - For
1f. Election of Director: Richard A. Simonson Management For Voted - For
1g. Election of Director: Luis A. Ubinas Management For Voted - For
1h. Election of Director: Heidi J. Ueberroth Management For Voted - For
1i. Election of Director: Andrew Wilson Management For Voted - For
2. Advisory vote on the compensation of the named
executive officers. Management For Voted - Against
3. Ratification of the appointment of KPMG LLP as our
independent public registered accounting firm for
the fiscal year ending March 31, 2019. Management For Voted - For
EQUINIX, INC.
Security ID: 29444U700 Ticker: EQIX
Meeting Date: 30-May-19 Meeting Type: Annual
1.1 Director: Thomas Bartlett Management For Voted - For
1.2 Director: Nanci Caldwell Management For Voted - For
1.3 Director: Gary Hromadko Management For Voted - For
1.4 Director: Scott Kriens Management For Voted - For
1.5 Director: William Luby Management For Voted - For
1.6 Director: Irving Lyons, III Management For Voted - For
1.7 Director: Charles Meyers Management For Voted - For
1.8 Director: Christopher Paisley Management For Voted - For
1.9 Director: Peter Van Camp Management For Voted - For
2. To approve, by a non-binding advisory vote, the
compensation of Equinix's named executive officers. Management For Voted - For
-----------------------------------------------------------------------------------------------------------
City National Rochdale U.S. Core Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
3. To approve the Equinix French Sub-plan under
Equinix's 2000 Equity Incentive Plan. Management For Voted - For
4. To ratify the appointment of PricewaterhouseCoopers
LLP as Equinix's independent registered public
accounting firm for the fiscal year ending December
31, 2019. Management For Voted - For
5. Stockholder proposal related to political
contributions. Shareholder Against Voted - Against
ESSEX PROPERTY TRUST, INC.
Security ID: 297178105 Ticker: ESS
Meeting Date: 14-May-19 Meeting Type: Annual
1.1 Director: Keith R. Guericke Management For Voted - For
1.2 Director: Amal M. Johnson Management For Voted - For
1.3 Director: Mary Kasaris Management For Voted - For
1.4 Director: Irving F. Lyons, III Management For Voted - For
1.5 Director: George M. Marcus Management For Voted - For
1.6 Director: Thomas E. Robinson Management For Voted - For
1.7 Director: Michael J. Schall Management For Voted - For
1.8 Director: Byron A. Scordelis Management For Voted - For
1.9 Director: Janice L. Sears Management For Voted - For
2. Ratification of the appointment of KPMG LLP as the
independent registered public accounting firm for
the Company for the year ending December 31, 2019. Management For Voted - For
3. Advisory vote to approve the Company's named
executive officer compensation. Management For Voted - For
FACEBOOK, INC.
Security ID: 30303M102 Ticker: FB
Meeting Date: 30-May-19 Meeting Type: Annual
1.1 Director: Peggy Alford Management For Voted - For
1.2 Director: Marc L. Andreessen Management For Voted - For
1.3 Director: Kenneth I. Chenault Management For Voted - For
1.4 Director: S. D. Desmond-Hellmann Management For Voted - For
1.5 Director: Sheryl K. Sandberg Management For Voted - For
1.6 Director: Peter A. Thiel Management For Voted - For
1.7 Director: Jeffrey D. Zients Management For Voted - For
1.8 Director: Mark Zuckerberg Management For Voted - For
2. To ratify the appointment of Ernst & Young LLP as
Facebook, Inc.'s independent registered public
accounting firm for the fiscal year ending December
31, 2019. Management For Voted - For
3. To approve, on a non-binding advisory basis, the
compensation program for Facebook, Inc.'s named
executive officers as disclosed in Facebook, Inc.'s
proxy statement. Management For Voted - For
-----------------------------------------------------------------------------------------------------------
City National Rochdale U.S. Core Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
4. To vote, on a non-binding advisory basis, whether a
non-binding advisory vote on the compensation
program for Facebook, Inc.'s named executive
officers should be held every one, two or three
years. Management Voted - 1 Year
5. A stockholder proposal regarding change in
stockholder voting. Shareholder Against Voted - For
6. A stockholder proposal regarding an independent
chair. Shareholder Against Voted - Against
7. A stockholder proposal regarding majority voting
for directors. Shareholder Against Voted - For
8. A stockholder proposal regarding true diversity
board policy. Shareholder Against Voted - Against
9. A stockholder proposal regarding a content
governance report. Shareholder Against Voted - For
10. A stockholder proposal regarding median gender pay
gap. Shareholder Against Voted - Against
11. A stockholder proposal regarding workforce
diversity. Shareholder Against Voted - Against
12. A stockholder proposal regarding strategic
alternatives. Shareholder Against Voted - Against
HONEYWELL INTERNATIONAL INC.
Security ID: 438516106 Ticker: HON
Meeting Date: 29-Apr-19 Meeting Type: Annual
1A. Election of Director: Darius Adamczyk Management For Voted - For
1B. Election of Director: Duncan B. Angove Management For Voted - For
1C. Election of Director: William S. Ayer Management For Voted - For
1D. Election of Director: Kevin Burke Management For Voted - For
1E. Election of Director: Jaime Chico Pardo Management For Voted - For
1F. Election of Director: D. Scott Davis Management For Voted - For
1G. Election of Director: Linnet F. Deily Management For Voted - For
1H. Election of Director: Judd Gregg Management For Voted - For
1I. Election of Director: Clive Hollick Management For Voted - For
1J. Election of Director: Grace D. Lieblein Management For Voted - For
1K. Election of Director: George Paz Management For Voted - For
1L. Election of Director: Robin L. Washington Management For Voted - For
2. Advisory Vote to Approve Executive Compensation. Management For Voted - For
3. Approval of Independent Accountants. Management For Voted - For
4. Right To Act By Written Consent. Shareholder Against Voted - Against
5. Report on Lobbying Payments and Policy. Shareholder Against Voted - Against
INGERSOLL-RAND PLC
Security ID: G47791101 Ticker: IR
Meeting Date: 06-Jun-19 Meeting Type: Annual
1a. Election of Director: Kirk E. Arnold Management For Voted - For
1b. Election of Director: Ann C. Berzin Management For Voted - For
-----------------------------------------------------------------------------------------------------------
City National Rochdale U.S. Core Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
1c. Election of Director: John Bruton Management For Voted - For
1d. Election of Director: Jared L. Cohon Management For Voted - For
1e. Election of Director: Gary D. Forsee Management For Voted - For
1f. Election of Director: Linda P. Hudson Management For Voted - For
1g. Election of Director: Michael W. Lamach Management For Voted - For
1h. Election of Director: Myles P. Lee Management For Voted - For
1i. Election of Director: Karen B. Peetz Management For Voted - For
1j. Election of Director: John P. Surma Management For Voted - For
1k. Election of Director: Richard J. Swift Management For Voted - For
1l. Election of Director: Tony L. White Management For Voted - For
2. Advisory approval of the compensation of the
Company's named executive officers. Management For Voted - For
3. Approval of the appointment of independent auditors
of the Company and authorization of the Audit
Committee of the Board of Directors to set the
auditors' remuneration. Management For Voted - For
4. Approval of the renewal of the Directors' existing
authority to issue shares. Management For Voted - For
5. Approval of the renewal of the Directors' existing
authority to issue shares for cash without first
offering shares to existing shareholders. (Special
Resolution) Management For Voted - For
6. Determination of the price range at which the
Company can re- allot shares that it holds as
treasury shares. (Special Resolution) Management For Voted - For
JOHNSON & JOHNSON
Security ID: 478160104 Ticker: JNJ
Meeting Date: 25-Apr-19 Meeting Type: Annual
1a. Election of Director: Mary C. Beckerle Management For Voted - For
1b. Election of Director: D. Scott Davis Management For Voted - For
1c. Election of Director: Ian E. L. Davis Management For Voted - For
1d. Election of Director: Jennifer A. Doudna Management For Voted - For
1e. Election of Director: Alex Gorsky Management For Voted - For
1f. Election of Director: Marillyn A. Hewson Management For Voted - For
1g. Election of Director: Mark B. McClellan Management For Voted - For
1h. Election of Director: Anne M. Mulcahy Management For Voted - For
1i. Election of Director: William D. Perez Management For Voted - For
1j. Election of Director: Charles Prince Management For Voted - For
1k. Election of Director: A. Eugene Washington Management For Voted - For
1l. Election of Director: Ronald A. Williams Management For Voted - For
2. Advisory Vote to Approve Named Executive Officer
Compensation. Management For Voted - For
3. Ratification of Appointment of
PricewaterhouseCoopers LLP as the Independent
Registered Public Accounting Firm for 2019. Management For Voted - For
4. Shareholder Proposal - Clawback Disclosure Shareholder Against Voted - For
5. Shareholder Proposal - Executive Compensation and
Drug Pricing Risks. Shareholder Against Voted - Against
-----------------------------------------------------------------------------------------------------------
City National Rochdale U.S. Core Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
JPMORGAN CHASE & CO.
Security ID: 46625H100 Ticker: JPM
Meeting Date: 21-May-19 Meeting Type: Annual
1a. Election of Director: Linda B. Bammann Management For Voted - For
1b. Election of Director: James A. Bell Management For Voted - For
1c. Election of Director: Stephen B. Burke Management For Voted - For
1d. Election of Director: Todd A. Combs Management For Voted - For
1e. Election of Director: James S. Crown Management For Voted - For
1f. Election of Director: James Dimon Management For Voted - For
1g. Election of Director: Timothy P. Flynn Management For Voted - For
1h. Election of Director: Mellody Hobson Management For Voted - For
1i. Election of Director: Laban P. Jackson, Jr. Management For Voted - For
1j. Election of Director: Michael A. Neal Management For Voted - For
1k. Election of Director: Lee R. Raymond Management For Voted - For
2. Advisory resolution to approve executive
compensation Management For Voted - For
3. Ratification of independent registered public
accounting firm Management For Voted - For
4. Gender pay equity report Shareholder Against Voted - Against
5. Enhance shareholder proxy access Shareholder Against Voted - Against
6. Cumulative voting Shareholder Against Voted - Against
MAGNA INTERNATIONAL INC.
Security ID: 559222401 Ticker: MGA
Meeting Date: 09-May-19 Meeting Type: Annual
1.1 Director: Scott B. Bonham Management For Voted - For
1.2 Director: Peter G. Bowie Management For Voted - For
1.3 Director: Mary S. Chan Management For Voted - For
1.4 Director: Dr. Kurt J. Lauk Management For Voted - For
1.5 Director: Robert F. MacLellan Management For Voted - Withheld
1.6 Director: Cynthia A. Niekamp Management For Voted - For
1.7 Director: William A. Ruh Management For Voted - For
1.8 Director: Dr. I.V. Samarasekera Management For Voted - For
1.9 Director: Donald J. Walker Management For Voted - For
1.10 Director: Lisa S. Westlake Management For Voted - For
1.11 Director: William L. Young Management For Voted - For
2 Reappointment of Auditors Reappointment of Deloitte
LLP as the independent auditor of the Corporation
and authorization of the Audit Committee to fix the
independent auditor's remuneration. Management For Voted - For
3 Advisory Resolution on Executive Compensation
Resolved, on an advisory basis and not to diminish
the roles and responsibilities of the board of
directors, that the shareholders accept the
approach to executive compensation disclosed in the
accompanying Management Information Circular/Proxy
Statement. Management For Voted - Against
-----------------------------------------------------------------------------------------------------------
City National Rochdale U.S. Core Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
4 Shareholder Proposal The shareholder proposal that
is contained in the Management Information Circular
/ Proxy Statement. Shareholder Against Voted - Against
MASTERCARD INCORPORATED
Security ID: 57636Q104 Ticker: MA
Meeting Date: 25-Jun-19 Meeting Type: Annual
1a. Election of director: Richard Haythornthwaite Management For Voted - For
1b. Election of director: Ajay Banga Management For Voted - For
1c. Election of director: David R. Carlucci Management For Voted - For
1d. Election of director: Richard K. Davis Management For Voted - For
1e. Election of director: Steven J. Freiberg Management For Voted - For
1f. Election of director: Julius Genachowski Management For Voted - For
1g. Election of director: Choon Phong Goh Management For Voted - For
1h. Election of director: Merit E. Janow Management For Voted - For
1i. Election of director: Oki Matsumoto Management For Voted - For
1j. Election of director: Youngme Moon Management For Voted - For
1k. Election of director: Rima Qureshi Management For Voted - For
1l. Election of director: Jos[] Octavio Reyes Lagunes Management For Voted - For
1m. Election of director: Gabrielle Sulzberger Management For Voted - For
1n. Election of director: Jackson Tai Management For Voted - For
1o. Election of director: Lance Uggla Management For Voted - For
2. Advisory approval of Mastercard's executive
compensation Management For Voted - For
3. Ratification of the appointment of
PricewaterhouseCoopers LLP as the independent
registered public accounting firm for Mastercard
for 2019 Management For Voted - For
4. Consideration of a stockholder proposal on gender
pay gap Shareholder Against Voted - Against
5. Consideration of a stockholder proposal on creation
of a human rights committee Shareholder Against Voted - Against
MCDONALD'S CORPORATION
Security ID: 580135101 Ticker: MCD
Meeting Date: 23-May-19 Meeting Type: Annual
1a. Election of Director: Lloyd Dean Management For Voted - For
1b. Election of Director: Stephen Easterbrook Management For Voted - For
1c. Election of Director: Robert Eckert Management For Voted - For
1d. Election of Director: Margaret Georgiadis Management For Voted - For
1e. Election of Director: Enrique Hernandez, Jr. Management For Voted - For
1f. Election of Director: Richard Lenny Management For Voted - For
1g. Election of Director: John Mulligan Management For Voted - For
1h. Election of Director: Sheila Penrose Management For Voted - For
1i. Election of Director: John Rogers, Jr. Management For Voted - For
1j. Election of Director: Paul Walsh Management For Voted - For
-----------------------------------------------------------------------------------------------------------
City National Rochdale U.S. Core Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
1k. Election of Director: Miles White Management For Voted - For
2. Advisory vote to approve executive compensation. Management For Voted - For
3. Advisory vote to approve the appointment of Ernst &
Young LLP as independent auditor for 2019. Management For Voted - For
4. Vote to approve an amendment to the Company's
Certificate of Incorporation to lower the
authorized range of the number of Directors on the
Board to 7 to 15 Directors. Management For Voted - For
5. Advisory vote on a shareholder proposal requesting
the ability for shareholders to act by written
consent, if properly presented. Shareholder Against Voted - For
MICROSOFT CORPORATION
Security ID: 594918104 Ticker: MSFT
Meeting Date: 28-Nov-18 Meeting Type: Annual
1a. Election of Director: William H. Gates lll Management For Voted - For
1b. Election of Director: Reid G. Hoffman Management For Voted - For
1c. Election of Director: Hugh F. Johnston Management For Voted - For
1d. Election of Director: Teri L. List-Stoll Management For Voted - For
1e. Election of Director: Satya Nadella Management For Voted - For
1f. Election of Director: Charles H. Noski Management For Voted - For
1g. Election of Director: Helmut Panke Management For Voted - For
1h. Election of Director: Sandra E. Peterson Management For Voted - For
1i. Election of Director: Penny S. Pritzker Management For Voted - For
1j. Election of Director: Charles W. Scharf Management For Voted - For
1k. Election of Director: Arne M. Sorenson Management For Voted - For
1l. Election of Director: John W. Stanton Management For Voted - For
1m. Election of Director: John W. Thompson Management For Voted - For
1n. Election of Director: Padmasree Warrior Management For Voted - For
2. Advisory vote to approve named executive officer
compensation Management For Voted - For
3. Ratification of Deloitte & Touche LLP as our
independent auditor for fiscal year 2019 Management For Voted - For
NEXTERA ENERGY, INC.
Security ID: 65339F101 Ticker: NEE
Meeting Date: 23-May-19 Meeting Type: Annual
1a. Election of Director: Sherry S. Barrat Management For Voted - For
1b. Election of Director: James L. Camaren Management For Voted - For
1c. Election of Director: Kenneth B. Dunn Management For Voted - For
1d. Election of Director: Naren K. Gursahaney Management For Voted - For
1e. Election of Director: Kirk S. Hachigian Management For Voted - For
1f. Election of Director: Toni Jennings Management For Voted - For
1g. Election of Director: Amy B. Lane Management For Voted - For
1h. Election of Director: James L. Robo Management For Voted - For
1i. Election of Director: Rudy E. Schupp Management For Voted - For
-----------------------------------------------------------------------------------------------------------
City National Rochdale U.S. Core Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
1j. Election of Director: John L. Skolds Management For Voted - For
1k. Election of Director: William H. Swanson Management For Voted - For
1l. Election of Director: Hansel E. Tookes, II Management For Voted - For
1m. Election of Director: Darryl L. Wilson Management For Voted - For
2. Ratification of appointment of Deloitte & Touche
LLP as NextEra Energy's independent registered
public accounting firm for 2019 Management For Voted - For
3. Approval, by non-binding advisory vote, of NextEra
Energy's compensation of its named executive
officers as disclosed in the proxy statement Management For Voted - For
4. A proposal by the Comptroller of the State of New
York, Thomas P. DiNapoli, entitled "Political
Contributions Disclosure" to request semiannual
reports disclosing political contribution policies
and expenditures Shareholder Against Voted - Against
NORTHROP GRUMMAN CORPORATION
Security ID: 666807102 Ticker: NOC
Meeting Date: 15-May-19 Meeting Type: Annual
1a. Election of Director: Wesley G. Bush Management For Voted - For
1b. Election of Director: Marianne C. Brown Management For Voted - For
1c. Election of Director: Donald E. Felsinger Management For Voted - For
1d. Election of Director: Ann M. Fudge Management For Voted - For
1e. Election of Director: Bruce S. Gordon Management For Voted - For
1f. Election of Director: William H. Hernandez Management For Voted - For
1g. Election of Director: Madeleine A. Kleiner Management For Voted - For
1h. Election of Director: Karl J. Krapek Management For Voted - For
1i. Election of Director: Gary Roughead Management For Voted - For
1j. Election of Director: Thomas M. Schoewe Management For Voted - For
1k. Election of Director: James S. Turley Management For Voted - For
1l. Election of Director: Kathy J. Warden Management For Voted - For
1m. Election of Director: Mark A. Welsh III Management For Voted - For
2. Proposal to approve, on an advisory basis, the
compensation of the Company's Named Executive
Officers. Management For Voted - For
3. Proposal to ratify the appointment of Deloitte &
Touche LLP as the Company's Independent Auditor for
fiscal year ending December 31, 2019. Management For Voted - For
4. Shareholder proposal to provide for a report on
management systems and processes for implementing
the Company's human rights policy. Shareholder Against Voted - For
5. Shareholder proposal to provide for an independent
chair. Shareholder Against Voted - Against
-----------------------------------------------------------------------------------------------------------
City National Rochdale U.S. Core Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
PEPSICO, INC.
Security ID: 713448108 Ticker: PEP
Meeting Date: 01-May-19 Meeting Type: Annual
1a. Election of Director: Shona L. Brown Management For Voted - For
1b. Election of Director: Cesar Conde Management For Voted - For
1c. Election of Director: Ian Cook Management For Voted - For
1d. Election of Director: Dina Dublon Management For Voted - For
1e. Election of Director: Richard W. Fisher Management For Voted - For
1f. Election of Director: Michelle Gass Management For Voted - For
1g. Election of Director: William R. Johnson Management For Voted - For
1h. Election of Director: Ramon Laguarta Management For Voted - For
1i. Election of Director: David C. Page Management For Voted - For
1j. Election of Director: Robert C. Pohlad Management For Voted - For
1k. Election of Director: Daniel Vasella Management For Voted - For
1l. Election of Director: Darren Walker Management For Voted - For
1m. Election of Director: Alberto Weisser Management For Voted - For
2. Ratification of the appointment of KPMG LLP as the
Company's independent registered public accounting
firm for fiscal year 2019. Management For Voted - For
3. Advisory approval of the Company's executive
compensation. Management For Voted - For
4. Approve amendments to the Company's Articles of
Incorporation to eliminate supermajority voting
standards. Management For Voted - For
5. Shareholder Proposal - Independent Board Chairman. Shareholder Against Voted - Against
6. Shareholder Proposal - Disclosure of Pesticide
Management Data. Shareholder Against Voted - Against
PULTEGROUP, INC.
Security ID: 745867101 Ticker: PHM
Meeting Date: 08-May-19 Meeting Type: Annual
1a. Election of Director: Brian P. Anderson Management For Voted - For
1b. Election of Director: Bryce Blair Management For Voted - For
1c. Election of Director: Richard W. Dreiling Management For Voted - For
1d. Election of Director: Thomas J. Folliard Management For Voted - For
1e. Election of Director: Cheryl W. Gris[] Management For Voted - For
1f. Election of Director: Andr[] J. Hawaux Management For Voted - For
1g. Election of Director: Ryan R. Marshall Management For Voted - For
1h. Election of Director: John R. Peshkin Management For Voted - For
1i. Election of Director: Scott F. Powers Management For Voted - For
1j. Election of Director: William J. Pulte Management For Voted - For
1k. Election of Director: Lila Snyder Management For Voted - For
2. Ratification of appointment of Ernst & Young LLP as
our independent registered public accounting firm
for 2019. Management For Voted - For
-----------------------------------------------------------------------------------------------------------
City National Rochdale U.S. Core Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
3. Say-on-pay: Advisory vote to approve executive
compensation. Management For Voted - For
4. Approval of an amendment to extend the term of our
amended and restated Section 382 rights agreement. Management For Voted - For
RAYTHEON COMPANY
Security ID: 755111507 Ticker: RTN
Meeting Date: 30-May-19 Meeting Type: Annual
1a. Election of Director: Tracy A. Atkinson Management For Voted - For
1b. Election of Director: Robert E. Beauchamp Management For Voted - For
1c. Election of Director: Adriane M. Brown Management For Voted - For
1d. Election of Director: Stephen J. Hadley Management For Voted - For
1e. Election of Director: Thomas A. Kennedy Management For Voted - For
1f. Election of Director: Letitia A. Long Management For Voted - For
1g. Election of Director: George R. Oliver Management For Voted - For
1h. Election of Director: Dinesh C. Paliwal Management For Voted - For
1i. Election of Director: Ellen M. Pawlikowski Management For Voted - For
1j. Election of Director: William R. Spivey Management For Voted - For
1k. Election of Director: Marta R. Stewart Management For Voted - For
1l. Election of Director: James A. Winnefeld, Jr. Management For Voted - For
1m. Election of Director: Robert O. Work Management For Voted - For
2. Advisory vote to approve named executive officer
compensation. Management For Voted - For
3. Approval of the Raytheon 2019 Stock Plan Management For Voted - For
4. Ratification of Independent Auditors. Management For Voted - For
ROPER TECHNOLOGIES, INC.
Security ID: 776696106 Ticker: ROP
Meeting Date: 10-Jun-19 Meeting Type: Annual
1.1 Director: Shellye L. Archambeau Management For Voted - For
1.2 Director: Amy Woods Brinkley Management For Voted - For
1.3 Director: John F. Fort, III Management For Voted - For
1.4 Director: L. Neil Hunn Management For Voted - For
1.5 Director: Robert D. Johnson Management For Voted - For
1.6 Director: Robert E. Knowling, Jr. Management For Voted - For
1.7 Director: Wilbur J. Prezzano Management For Voted - For
1.8 Director: Laura G. Thatcher Management For Voted - For
1.9 Director: Richard F. Wallman Management For Voted - For
1.10 Director: Christopher Wright Management For Voted - For
2. To consider, on a non-binding advisory basis, a
resolution approving the compensation of our named
executive officers. Management For Voted - For
3. To ratify the appointment of PricewaterhouseCoopers
LLP as the independent registered public accounting
firm for the year ending December 31, 2019. Management For Voted - For
-----------------------------------------------------------------------------------------------------------
City National Rochdale U.S. Core Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
4. To consider a shareholder proposal regarding
political contributions disclosure, if properly
presented at the meeting. Shareholder Against Voted - Against
STRYKER CORPORATION
Security ID: 863667101 Ticker: SYK
Meeting Date: 01-May-19 Meeting Type: Annual
1a) Election of Director: Mary K. Brainerd Management For Voted - For
1b) Election of Director: Srikant M. Datar, Ph.D. Management For Voted - For
1c) Election of Director: Roch Doliveux, DVM Management For Voted - For
1d) Election of Director: Louise L. Francesconi Management For Voted - For
1e) Election of Director: Allan C. Golston (Lead
Independent Director) Management For Voted - For
1f) Election of Director: Kevin A. Lobo (Chairman of
the Board) Management For Voted - For
1g) Election of Director: Sherilyn S. McCoy Management For Voted - For
1h) Election of Director: Andrew K. Silvernail Management For Voted - For
1i) Election of Director: Ronda E. Stryker Management For Voted - For
1j) Election of Director: Rajeev Suri Management For Voted - For
2. Ratify appointment of Ernst & Young LLP as our
independent registered public accounting firm for
2019. Management For Voted - For
3. Advisory vote to approve named executive officer
compensation. Management For Voted - For
SUNTRUST BANKS, INC.
Security ID: 867914103 Ticker: STI
Meeting Date: 23-Apr-19 Meeting Type: Annual
1A Election of Director: Agnes Bundy Scanlan Management For Voted - For
1B Election of Director: Dallas S. Clement Management For Voted - For
1C Election of Director: Paul D. Donahue Management For Voted - For
1D Election of Director: Paul R. Garcia Management For Voted - For
1E Election of Director: Donna S. Morea Management For Voted - For
1F Election of Director: David M. Ratcliffe Management For Voted - For
1G Election of Director: William H. Rogers, Jr. Management For Voted - For
1H Election of Director: Frank P. Scruggs, Jr. Management For Voted - For
1I Election of Director: Bruce L. Tanner Management For Voted - For
1J Election of Director: Steven C. Voorhees Management For Voted - For
2 To approve, on an advisory basis, the Company's
executive compensation. Management For Voted - For
3 To ratify the appointment of Ernst & Young LLP as
our independent auditor for 2019. Management For Voted - For
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City National Rochdale U.S. Core Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
THE HOME DEPOT, INC.
Security ID: 437076102 Ticker: HD
Meeting Date: 23-May-19 Meeting Type: Annual
1a. Election of Director: Gerard J. Arpey Management For Voted - For
1b. Election of Director: Ari Bousbib Management For Voted - For
1c. Election of Director: Jeffery H. Boyd Management For Voted - For
1d. Election of Director: Gregory D. Brenneman Management For Voted - For
1e. Election of Director: J. Frank Brown Management For Voted - For
1f. Election of Director: Albert P. Carey Management For Voted - For
1g. Election of Director: Helena B. Foulkes Management For Voted - Against
1h. Election of Director: Linda R. Gooden Management For Voted - For
1i. Election of Director: Wayne M. Hewett Management For Voted - For
1j. Election of Director: Manuel Kadre Management For Voted - For
1k. Election of Director: Stephanie C. Linnartz Management For Voted - For
1l. Election of Director: Craig A. Menear Management For Voted - For
2. Ratification of the Appointment of KPMG LLP Management For Voted - For
3. Advisory Vote to Approve Executive Compensation
("Say-on-Pay") Management For Voted - For
4. Shareholder Proposal Regarding EEO-1 Disclosure Shareholder Against Voted - Against
5. Shareholder Proposal to Reduce the Threshold to
Call Special Shareholder Meetings to 10% of
Outstanding Shares Shareholder Against Voted - Against
6. Shareholder Proposal Regarding Report on Prison
Labor in the Supply Chain Shareholder Against Voted - Against
THE PNC FINANCIAL SERVICES GROUP, INC.
Security ID: 693475105 Ticker: PNC
Meeting Date: 23-Apr-19 Meeting Type: Annual
1a. Election of Director: Joseph Alvarado Management For Voted - For
1b. Election of Director: Charles E. Bunch Management For Voted - For
1c. Election of Director: Debra A. Cafaro Management For Voted - For
1d. Election of Director: Marjorie Rodgers Cheshire Management For Voted - For
1e. Election of Director: William S. Demchak Management For Voted - For
1f. Election of Director: Andrew T. Feldstein Management For Voted - For
1g. Election of Director: Richard J. Harshman Management For Voted - For
1h. Election of Director: Daniel R. Hesse Management For Voted - For
1i. Election of Director: Richard B. Kelson Management For Voted - For
1j. Election of Director: Linda R. Medler Management For Voted - For
1k. Election of Director: Martin Pfinsgraff Management For Voted - For
1l. Election of Director: Toni Townes-Whitley Management For Voted - For
1m. Election of Director: Michael J. Ward Management For Voted - For
2. Ratification of the Audit Committee's selection of
PricewaterhouseCoopers LLP as PNC's independent
registered public accounting firm for 2019. Management For Voted - For
3. Advisory vote to approve named executive officer
compensation. Management For Voted - For
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City National Rochdale U.S. Core Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
THE WALT DISNEY COMPANY
Security ID: 254687106 Ticker: DIS
Meeting Date: 10-Jul-18 Meeting Type: Special
1. IMPORTANT: The special meeting of stockholders
scheduled for July 10, 2018 has been postponed and
voting will no longer be processed. A new proxy
with a July 27, 2018 meeting date will be sent to
stockholders as soon as it is available and a NEW
VOTE will be required. If you have already voted
the July 10, 2018 proxy, you will need to vote
again using the new ballot(s) you will receive for
the July 27, 2018 meeting. Your vote is important.
Please make sure you vote your new proxy. Thank you. Management For Voted - For
2. IMPORTANT: The special meeting of stockholders
scheduled for July 10, 2018 has been postponed and
voting will no longer be processed. A new proxy
with a July 27, 2018 meeting date will be sent to
stockholders as soon as it is available and a NEW
VOTE will be required. If you have already voted
the July 10, 2018 proxy, you will need to vote
again using the new ballot(s) you will receive for
the July 27, 2018 meeting. Your vote is important.
Please make sure you vote your new proxy. Thank you. Management For Voted - For
3. IMPORTANT: The special meeting of stockholders
scheduled for July 10, 2018 has been postponed and
voting will no longer be processed. A new proxy
with a July 27, 2018 meeting date will be sent to
stockholders as soon as it is available and a NEW
VOTE will be required. If you have already voted
the July 10, 2018 proxy, you will need to vote
again using the new ballot(s) you will receive for
the July 27, 2018 meeting. Your vote is important.
Please make sure you vote your new proxy. Thank you. Management For Voted - For
Meeting Date: 27-Jul-18 Meeting Type: Special
1. To approve the issuance of common stock, par value
$0.01 per share, of TWDC Holdco 613 Corp. ("New
Disney"), to stockholders of Twenty-First Century
Fox, Inc. ("21CF") contemplated by the Amended and
Restated Agreement and Plan of Merger, dated as of
June 20, 2018, as it may be amended from time to
time, by and among 21CF, a Delaware corporation,
Disney, a Delaware corporation, New Disney, a
Delaware corporation and a wholly owned subsidiary
of Disney, WDC Merger Enterprises I, Inc., a
(due to space limits, see proxy statement for
full proposal). Management For Voted - For
2. To approve adjournments of the Disney special
meeting, if necessary or appropriate, to solicit
additional proxies if there are insufficient votes
at the time of the Disney special meeting to
approve the share issuance proposal. Management For Voted - For
-----------------------------------------------------------------------------------------------------------
City National Rochdale U.S. Core Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 07-Mar-19 Meeting Type: Annual
1a. Election of Director: Susan E. Arnold Management For Voted - For
1b. Election of Director: Mary T. Barra Management For Voted - For
1c. Election of Director: Safra A. Catz Management For Voted - For
1d. Election of Director: Francis A. deSouza Management For Voted - For
1e. Election of Director: Michael Froman Management For Voted - For
1f. Election of Director: Robert A. Iger Management For Voted - For
1g. Election of Director: Maria Elena Lagomasino Management For Voted - For
1h. Election of Director: Mark G. Parker Management For Voted - For
1i. Election of Director: Derica W. Rice Management For Voted - For
2. To ratify the appointment of PricewaterhouseCoopers
LLP as the Company's registered public accountants
for fiscal 2019. Management For Voted - For
3. To approve the advisory resolution on executive
compensation. Management For Voted - Against
4. Shareholder proposal requesting an annual report
disclosing information regarding the Company's
lobbying policies and activities. Shareholder Against Voted - Against
5. Shareholder proposal requesting a report on use of
additional cyber security and data privacy metrics
in determining compensation of senior executives. Shareholder Against Voted - Against
THERMO FISHER SCIENTIFIC INC.
Security ID: 883556102 Ticker: TMO
Meeting Date: 22-May-19 Meeting Type: Annual
1a. Election of Director: Marc N. Casper Management For Voted - For
1b. Election of Director: Nelson J. Chai Management For Voted - For
1c. Election of Director: C. Martin Harris Management For Voted - For
1d. Election of Director: Tyler Jacks Management For Voted - For
1e. Election of Director: Judy C. Lewent Management For Voted - For
1f. Election of Director: Thomas J. Lynch Management For Voted - For
1g. Election of Director: Jim P. Manzi Management For Voted - For
1h. Election of Director: James C. Mullen Management For Voted - For
1i. Election of Director: Lars R. S[]rensen Management For Voted - For
1j. Election of Director: Scott M. Sperling Management For Voted - For
1k. Election of Director: Elaine S. Ullian Management For Voted - For
1l. Election of Director: Dion J. Weisler Management For Voted - For
2. An advisory vote to approve named executive officer
compensation. Management For Voted - Against
3. Ratification of the Audit Committee's selection of
PricewaterhouseCoopers LLP as the Company's
independent auditors for 2019. Management For Voted - For
-----------------------------------------------------------------------------------------------------------
City National Rochdale U.S. Core Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
UNION PACIFIC CORPORATION
Security ID: 907818108 Ticker: UNP
Meeting Date: 16-May-19 Meeting Type: Annual
1a. Election of Director: Andrew H. Card Jr. Management For Voted - For
1b. Election of Director: Erroll B. Davis Jr. Management For Voted - For
1c. Election of Director: William J. DeLaney Management For Voted - For
1d. Election of Director: David B. Dillon Management For Voted - For
1e. Election of Director: Lance M. Fritz Management For Voted - For
1f. Election of Director: Deborah C. Hopkins Management For Voted - For
1g. Election of Director: Jane H. Lute Management For Voted - For
1h. Election of Director: Michael R. McCarthy Management For Voted - For
1i. Election of Director: Thomas F. McLarty III Management For Voted - For
1j. Election of Director: Bhavesh V. Patel Management For Voted - For
1k. Election of Director: Jose H. Villarreal Management For Voted - For
2. Ratification of the appointment of Deloitte &
Touche LLP as the independent registered public
accounting firm of the Company for 2019. Management For Voted - For
3. An advisory vote to approve executive compensation
("Say on Pay"). Management For Voted - For
4. Shareholder proposal regarding Independent Chairman
if properly presented at the Annual Meeting. Shareholder Against Voted - Against
UNITEDHEALTH GROUP INCORPORATED
Security ID: 91324P102 Ticker: UNH
Meeting Date: 03-Jun-19 Meeting Type: Annual
1a. Election of Director: William C. Ballard, Jr. Management For Voted - For
1b. Election of Director: Richard T. Burke Management For Voted - For
1c. Election of Director: Timothy P. Flynn Management For Voted - For
1d. Election of Director: Stephen J. Hemsley Management For Voted - For
1e. Election of Director: Michele J. Hooper Management For Voted - For
1f. Election of Director: F. William McNabb III Management For Voted - For
1g. Election of Director: Valerie C. Montgomery Rice,
M.D. Management For Voted - For
1h. Election of Director: John H. Noseworthy, M.D. Management For Voted - For
1i. Election of Director: Glenn M. Renwick Management For Voted - For
1j. Election of Director: David S. Wichmann Management For Voted - For
1k. Election of Director: Gail R. Wilensky, Ph.D. Management For Voted - For
2. Advisory approval of the Company's executive
compensation. Management For Voted - For
3. Ratification of the appointment of Deloitte &
Touche LLP as the independent registered public
accounting firm for the Company for the year ending
December 31, 2019. Management For Voted - For
4. The shareholder proposal set forth in the proxy
statement requesting an amendment to the proxy
access bylaw, if properly presented at the 2019
Annual Meeting of Shareholders. Shareholder Against Voted - Against
-----------------------------------------------------------------------------------------------------------
City National Rochdale U.S. Core Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
VISA INC.
Security ID: 92826C839 Ticker: V
Meeting Date: 29-Jan-19 Meeting Type: Annual
1a. Election of Director: Lloyd A. Carney Management For Voted - For
1b. Election of Director: Mary B. Cranston Management For Voted - For
1c. Election of Director: Francisco Javier
Fernandez-Carbajal Management For Voted - For
1d. Election of Director: Alfred F. Kelly, Jr. Management For Voted - For
1e. Election of Director: John F. Lundgren Management For Voted - For
1f. Election of Director: Robert W. Matschullat Management For Voted - For
1g. Election of Director: Denise M. Morrison Management For Voted - For
1h. Election of Director: Suzanne Nora Johnson Management For Voted - For
1i. Election of Director: John A. C. Swainson Management For Voted - For
1j. Election of Director: Maynard G. Webb, Jr. Management For Voted - For
2. Advisory vote to approve executive compensation. Management For Voted - For
3. Ratification of the appointment of KPMG LLP as our
independent registered public accounting firm for
the 2019 fiscal year. Management For Voted - For
WALMART INC.
Security ID: 931142103 Ticker: WMT
Meeting Date: 05-Jun-19 Meeting Type: Annual
1a. Election of Director: Cesar Conde Management For Voted - For
1b. Election of Director: Stephen J. Easterbrook Management For Voted - For
1c. Election of Director: Timothy P. Flynn Management For Voted - For
1d. Election of Director: Sarah J. Friar Management For Voted - For
1e. Election of Director: Carla A. Harris Management For Voted - For
1f. Election of Director: Thomas W. Horton Management For Voted - For
1g. Election of Director: Marissa A. Mayer Management For Voted - For
1h. Election of Director: C. Douglas McMillon Management For Voted - For
1i. Election of Director: Gregory B. Penner Management For Voted - For
1j. Election of Director: Steven S Reinemund Management For Voted - For
1k. Election of Director: S. Robson Walton Management For Voted - For
1l. Election of Director: Steuart L. Walton Management For Voted - For
2. Advisory Vote to Approve Named Executive Officer
Compensation Management For Voted - Against
3. Ratification of Ernst & Young LLP as Independent
Accountants Management For Voted - For
4. Request to Strengthen Prevention of Workplace
Sexual Harassment Shareholder Against Voted - Against
5. Request to Adopt Cumulative Voting Shareholder Against Voted - Against
-----------------------------------------------------------------------------------------------------------
City National Rochdale U.S. Core Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
ZOETIS INC.
Security ID: 98978V103 Ticker: ZTS
Meeting Date: 15-May-19 Meeting Type: Annual
1.1 Election of Director: Juan Ramon Alaix Management For Voted - For
1.2 Election of Director: Paul M. Bisaro Management For Voted - For
1.3 Election of Director: Frank A. D'Amelio Management For Voted - For
1.4 Election of Director: Michael B. McCallister Management For Voted - For
2. Advisory vote to approve our executive compensation
(Say on Pay) Management For Voted - For
3. Ratification of appointment of KPMG LLP as our
independent registered public accounting firm for
2019. Management For Voted - For
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
City National Rochdale Funds
By: /s/ Garrett R. D’Alessandro
Garrett R. D’Alessandro
President and Chief Executive Officer
Date: August 30, 2019