Series and Classes/Contracts Information:
| Existing | |||
| Status | Name | Ticker Symbol | |
| CIK 0001026977 | |||
| Series S000005827 | CNI CHARTER LARGE CAP GROWTH EQUITY FUND | ||
| Class/Contract C000015985 | CNI CHARTER LARGE CAP GROWTH EQUITY FUND - CLASS N | CLEAX | |
| Class/Contract C000015986 | CNI CHARTER LARGE CAP GROWTH EQUITY FUND - INSTITUTIONAL | CNGIX | |
| Status | Name | Ticker Symbol | |
| CIK 0001026977 | |||
| Series S000005828 | CNI CHARTER HIGH YIELD BOND FUND | ||
| Class/Contract C000015987 | CNI CHARTER HIGH YIELD BOND FUND - CLASS N | CHBAX | |
| Class/Contract C000015988 | CNI CHARTER HIGH YIELD BOND FUND - INSTITUTIONAL | CHYIX | |
| Status | Name | Ticker Symbol | |
| CIK 0001026977 | |||
| Series S000005829 | CNI LARGE CAP VALUE EQUITY FUND | ||
| Class/Contract C000015989 | CNI LARGE CAP VALUE EQUITY FUND - CLASS N | CVEAX | |
| Class/Contract C000015990 | CNI LARGE CAP VALUE EQUITY FUND - INSTITUTIONAL | CNLIX | |
| Status | Name | Ticker Symbol | |
| CIK 0001026977 | |||
| Series S000005831 | CNI CHARTER RCB SMALL CAP VALUE FUND | ||
| Class/Contract C000015993 | CNI CHARTER RCB SMALL CAP VALUE FUND - CLASS N | RCBAX | |
| Class/Contract C000015994 | CNI CHARTER RCB SMALL CAP VALUE FUND - INSTITUTIONAL | RCBIX | |
| Class/Contract C000015995 | CNI CHARTER RCB SMALL CAP VALUE FUND - CLASS R | RCBSX | |
| Status | Name | Ticker Symbol | |
| CIK 0001026977 | |||
| Series S000005832 | CNI CHARTER PRIME MONEY MARKET FUND | ||
| Class/Contract C000015996 | CNI CHARTER PRIME MONEY MARKET FUND - CLASS N | CNPXX | |
| Class/Contract C000015997 | CNI CHARTER PRIME MONEY MARKET FUND - INSTITUTIONAL | CNMXX | |
| Class/Contract C000015998 | CNI CHARTER PRIME MONEY MARKET FUND - CLASS S | CNSXX | |
| Status | Name | Ticker Symbol | |
| CIK 0001026977 | |||
| Series S000005833 | CNI CHARTER GOVERNMENT MONEY MARKET FUND | ||
| Class/Contract C000015999 | CNI CHARTER GOVERNMENT MONEY MARKET FUND - CLASS N | CNGXX | |
| Class/Contract C000016000 | CNI CHARTER GOVERNMENT MONEY MARKET FUND - INSTITUTIONAL | CNIXX | |
| Class/Contract C000016001 | CNI CHARTER GOVERNMENT MONEY MARKET FUND - CLASS S | CNFXX | |
| Status | Name | Ticker Symbol | |
| CIK 0001026977 | |||
| Series S000005834 | CNI CHARTER CALIFORNIA TAX EXEMPT MONEY MARKET FUND | ||
| Class/Contract C000016002 | CNI CHARTER CALIFORNIA TAX EXEMPT MONEY MARKET FUND - CLASS N | CNEXX | |
| Class/Contract C000016003 | CNI CHARTER CALIFORNIA TAX EXEMPT MONEY MARKET FUND - INSTITUTIONAL | CNTXX | |
| Class/Contract C000016004 | CNI CHARTER CALIFORNIA TAX EXEMPT MONEY MARKET FUND - CLASS S | CEMXX | |
| Status | Name | Ticker Symbol | |
| CIK 0001026977 | |||
| Series S000005835 | CNI CHARTER CALIFORNIA TAX - EXEMPT BOND FUND | ||
| Class/Contract C000016005 | CNI CHARTER CALIFORNIA TAX - EXEMPT BOND FUND - CLASS N | CCTEX | |
| Class/Contract C000016006 | CNI CHARTER CALIFORNIA TAX - EXEMPT BOND FUND - INSTITUTIONAL | CNTIX | |
| Status | Name | Ticker Symbol | |
| CIK 0001026977 | |||
| Series S000005836 | CNI CHARTER CORPORATE BOND FUND | ||
| Class/Contract C000016007 | CNI CHARTER CORPORATE BOND FUND - CLASS N | CCBAX | |
| Class/Contract C000016008 | CNI CHARTER CORPORATE BOND FUND - INSTITUTIONAL | CNCIX | |
| Status | Name | Ticker Symbol | |
| CIK 0001026977 | |||
| Series S000005837 | CNI CHARTER GOVERNMENT BOND FUND | ||
| Class/Contract C000016009 | CNI CHARTER GOVERNMENT BOND FUND - CLASS N | CGBAX | |
| Class/Contract C000016010 | CNI CHARTER GOVERNMENT BOND FUND - INSTITUTIONAL | CNBIX | |
| Status | Name | Ticker Symbol | |
| CIK 0001026977 | |||
| Series S000018801 | CNI CHARTER MULTI-ASSET FUND | ||
| Class/Contract C000052022 | Institutional Class | ||
| Class/Contract C000052023 | Class N | ||
| Status | Name | Ticker Symbol | |
| CIK 0001026977 | |||
| Series S000022389 | Opportunistic Value Fund | ||
| Class/Contract C000064397 | Class E | ||
| Class/Contract C000064398 | Institutional Class | ||
| Class/Contract C000064399 | Class N | ||
IRS No.: 911766001 | State of Incorp.: DE | Fiscal Year End: 1031
Type: N-CSR | Act: 40 | File No.: 811-07923 | Film No.: 081235301