rrd250777_283037.html

-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Klq7+DZO5K9Z3+RIiYvmJbS9W2Di1YufrsQr0dCvlJaj8KeeSZLA78ZoXI6L3hju NbkpV/MtntEzWvp+ctykhg== 0001181431-10-034574.txt : 20100624 0001181431-10-034574.hdr.sgml : 20100624 20100624150602 ACCESSION NUMBER: 0001181431-10-034574 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20100622 FILED AS OF DATE: 20100624 DATE AS OF CHANGE: 20100624 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MARRON & ASSOCIATES LLC CENTRAL INDEX KEY: 0001277195 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34779 FILM NUMBER: 10914870 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Higher One Holdings, Inc. CENTRAL INDEX KEY: 0001486800 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 263025501 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 25 SCIENCE PARK CITY: NEW HAVEN STATE: CT ZIP: 06511 BUSINESS PHONE: 2037767776 MAIL ADDRESS: STREET 1: 25 SCIENCE PARK CITY: NEW HAVEN STATE: CT ZIP: 06511 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MARRON DONALD B CENTRAL INDEX KEY: 0001026921 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34779 FILM NUMBER: 10914868 MAIL ADDRESS: STREET 1: 51 WEST 52ND ST STREET 2: 23RD FL CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LIGHTYEAR FUND II LP CENTRAL INDEX KEY: 0001401516 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34779 FILM NUMBER: 10914873 BUSINESS ADDRESS: STREET 1: 375 PARK AVENUE STREET 2: 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10152 BUSINESS PHONE: 212-328-0555 MAIL ADDRESS: STREET 1: 375 PARK AVENUE STREET 2: 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10152 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lightyear Fund II GP Holdings, LLC CENTRAL INDEX KEY: 0001478799 STATE OF INCORPORATION: DE FISCAL YEAR END: 1209 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34779 FILM NUMBER: 10914871 BUSINESS ADDRESS: STREET 1: 375 PARK AVENUE, 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10152 BUSINESS PHONE: 212-328-0555 MAIL ADDRESS: STREET 1: 375 PARK AVENUE, 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10152 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lightyear Fund II GP, L.P. CENTRAL INDEX KEY: 0001478800 STATE OF INCORPORATION: DE FISCAL YEAR END: 1209 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34779 FILM NUMBER: 10914872 BUSINESS ADDRESS: STREET 1: 375 PARK AVENUE, 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10152 BUSINESS PHONE: 212-328-0555 MAIL ADDRESS: STREET 1: 375 PARK AVENUE, 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10152 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chestnut Venture Holdings, LLC CENTRAL INDEX KEY: 0001494519 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34779 FILM NUMBER: 10914869 BUSINESS ADDRESS: STREET 1: 375 PARK AVENUE STREET 2: 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10152 BUSINESS PHONE: (212) 328-0555 MAIL ADDRESS: STREET 1: 375 PARK AVENUE STREET 2: 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10152 4 1 rrd279825.xml FORM 4 X0303 4 2010-06-22 0 0001486800 Higher One Holdings, Inc. HOH 0001401516 LIGHTYEAR FUND II LP 375 PARK AVENUE, 11TH FLOOR NEW YORK NY 10152 0 0 1 0 0001478800 Lightyear Fund II GP, L.P. 375 PARK AVENUE, 11TH FLOOR NEW YORK NY 10152 0 0 1 0 0001478799 Lightyear Fund II GP Holdings, LLC 375 PARK AVENUE, 11TH FLOOR NEW YORK NY 10152 0 0 1 0 0001277195 MARRON & ASSOCIATES LLC 375 PARK AVENUE, 11TH FLOOR NEW YORK NY 10152 0 0 1 0 0001494519 Chestnut Venture Holdings, LLC 375 PARK AVENUE, 11TH FLOOR NEW YORK NY 10152 0 0 1 0 0001026921 MARRON DONALD B 375 PARK AVENUE, 11TH FLOOR NEW YORK NY 10152 0 0 1 0 Common Stock 2010-06-22 4 S 0 2373688 11.16 D 13908128 D Common Stock 2010-06-22 4 S 0 9902 11.16 D 71917 I See Footnote On June 22, 2010, pursuant to the Underwriting Agreement, dated June 16, 2010, among Higher One Holdings, Inc., the Selling Stockholders named therein and Goldman, Sachs & Co., as Representative of the several Underwriters named therein, Lightyear Fund II, L.P. sold 2,373,688 shares of Common Stock and Lightyear Co-Invest Partnership II, L.P. sold 9,902 shares of Common Stock in a public offering. Represents the public offering price of $12.00 per share of Common Stock less the underwriting discount of $.84 per share of Common Stock. The general partner of Lightyear Fund II, L.P. is Lightyear Fund II GP, L.P. The general partner of Lightyear Fund II GP, L.P. is Lightyear Fund II GP Holdings, LLC. The managing member of Lightyear Fund II GP Holdings, LLC is Marron & Associates, LLC. The sole member of Marron & Associates, LLC is Chestnut Venture Holdings, LLC. The managing member of Chestnut Venture Holdings, LLC is Mr. Donald B. Marron. The shares are held directly by Lightyear Co-Invest Partnership II, L.P. The general partner of Lightyear Co-Invest Partnership II, L.P. is Lightyear Fund II GP, L.P. Pursuant to Rule 16a-1(a)(2)(ii)(B) under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported herein only to the extent of his or its pecuniary interest therein. Pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount. See Attached Joint Filer Information. (See signatures of Reporting Persons as Exhibit 99.1) 2010-06-24 EX-99.1 2 rrd250777_283037.htm JOINT FILER INFORMATION rrd250777_283037.html

                             JOINT FILER INFORMATION

Name:

Lightyear Fund II, L.P.
Lightyear Fund II GP, L.P.
Lightyear Fund II GP Holdings, LLC
Marron & Associates, LLC
Chestnut Venture Holdings, LLC
Donald B. Marron

Address:

375 Park Avenue, 11th Floor
New York, NY 10152

Designated Filer:

Lightyear Fund II, L.P.

Issuer and Ticker Symbol:

Higher One Holdings, Inc. (ONE)

Date of Event Requiring Statement:

June 22, 2010

LIGHTYEAR FUND II, L.P.
By: Lightyear Fund II GP, L.P., its general partner
By: Lightyear Fund II GP Holdings, LLC, its general partner

By: /s/ Timothy J. Kacani
    ------------------------------
Name: Timothy J. Kacani
Title: Authorized Signatory

LIGHTYEAR FUND II GP, L.P.
By: Lightyear Fund II GP Holdings, LLC, its general partner

By: /s/ Timothy J. Kacani
    ------------------------------
Name: Timothy J. Kacani
Title: Authorized Signatory

LIGHTYEAR FUND II GP HOLDINGS, LLC
By: Marron & Associates, LLC

By: /s/ Timothy J. Kacani
    ------------------------------
Name: Timothy J. Kacani
Title: Authorized Signatory

MARRON & ASSOCIATES, LLC

By: /s/ Timothy J. Kacani
    ------------------------------
Name: Timothy J. Kacani
Title: Vice President

CHESTNUT VENTURE HOLDINGS, LLC

By: /s/ Timothy J. Kacani
    ------------------------------
Name: Timothy J. Kacani
Title: Vice President

DONALD B. MARRON

/s/ Timothy J. Kacani
- ---------------------------------------
By: Timothy J. Kacani, Attorney-in-Fact

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