-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JWpld1gftKOrV9Jr5cLzCqEXRd1XGBc/0xFfq/lB3iW5nB04fdGVXaO3/rzs4/sA q4d4XFQ2u+VfCL0GKfTxmg== 0001181431-10-033694.txt : 20100617 0001181431-10-033694.hdr.sgml : 20100617 20100617165748 ACCESSION NUMBER: 0001181431-10-033694 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20100616 FILED AS OF DATE: 20100617 DATE AS OF CHANGE: 20100617 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MARRON & ASSOCIATES LLC CENTRAL INDEX KEY: 0001277195 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-34779 FILM NUMBER: 10903852 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Higher One Holdings, Inc. CENTRAL INDEX KEY: 0001486800 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 263025501 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 25 SCIENCE PARK CITY: NEW HAVEN STATE: CT ZIP: 06511 BUSINESS PHONE: 2037767776 MAIL ADDRESS: STREET 1: 25 SCIENCE PARK CITY: NEW HAVEN STATE: CT ZIP: 06511 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MARRON DONALD B CENTRAL INDEX KEY: 0001026921 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-34779 FILM NUMBER: 10903855 MAIL ADDRESS: STREET 1: 51 WEST 52ND ST STREET 2: 23RD FL CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LIGHTYEAR FUND II LP CENTRAL INDEX KEY: 0001401516 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-34779 FILM NUMBER: 10903856 BUSINESS ADDRESS: STREET 1: 375 PARK AVENUE STREET 2: 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10152 BUSINESS PHONE: 212-328-0555 MAIL ADDRESS: STREET 1: 375 PARK AVENUE STREET 2: 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10152 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lightyear Fund II GP Holdings, LLC CENTRAL INDEX KEY: 0001478799 STATE OF INCORPORATION: DE FISCAL YEAR END: 1209 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-34779 FILM NUMBER: 10903853 BUSINESS ADDRESS: STREET 1: 375 PARK AVENUE, 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10152 BUSINESS PHONE: 212-328-0555 MAIL ADDRESS: STREET 1: 375 PARK AVENUE, 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10152 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lightyear Fund II GP, L.P. CENTRAL INDEX KEY: 0001478800 STATE OF INCORPORATION: DE FISCAL YEAR END: 1209 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-34779 FILM NUMBER: 10903854 BUSINESS ADDRESS: STREET 1: 375 PARK AVENUE, 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10152 BUSINESS PHONE: 212-328-0555 MAIL ADDRESS: STREET 1: 375 PARK AVENUE, 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10152 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chestnut Venture Holdings, LLC CENTRAL INDEX KEY: 0001494519 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-34779 FILM NUMBER: 10903851 BUSINESS ADDRESS: STREET 1: 375 PARK AVENUE STREET 2: 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10152 BUSINESS PHONE: (212) 328-0555 MAIL ADDRESS: STREET 1: 375 PARK AVENUE STREET 2: 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10152 3/A 1 rrd279465.xml FORM 3/A X0203 3/A 2010-06-16 2010-06-16 0 0001486800 Higher One Holdings, Inc. HOH 0001401516 LIGHTYEAR FUND II LP 375 PARK AVENUE, 11TH FLOOR NEW YORK NY 10152 0 0 1 0 0001478800 Lightyear Fund II GP, L.P. 375 PARK AVENUE, 11TH FLOOR NEW YORK NY 10152 0 0 1 0 0001478799 Lightyear Fund II GP Holdings, LLC 375 PARK AVENUE, 11TH FLOOR NEW YORK NY 10152 0 0 1 0 0001277195 MARRON & ASSOCIATES LLC 375 PARK AVENUE, 11TH FLOOR NEW YORK NY 10152 0 0 1 0 0001494519 Chestnut Venture Holdings, LLC 375 PARK AVENUE, 11TH FLOOR NEW YORK NY 10152 0 0 1 0 0001026921 MARRON DONALD B 375 PARK AVENUE, 11TH FLOOR NEW YORK NY 10152 0 0 1 0 Common Stock 16281816 D Common Stock 81819 I See Footnote Stock Options (right to buy) 10.80 2019-12-04 Common Stock 30000 I See Footnote The shares are held directly by Lightyear Fund II, L.P. The general partner of Lightyear Fund II, L.P. is Lightyear Fund II GP, L.P. The general partner of Lightyear Fund II GP, L.P. is Lightyear Fund II GP Holdings, LLC. The managing member of Lightyear Fund II GP Holdings, LLC is Marron & Associates, LLC. The sole member of Marron & Associates, LLC is Chestnut Venture Holdings, LLC. The managing member of Chestnut Venture Holdings, LLC is Mr. Donald B. Marron. The shares are held directly by Lightyear Co-Invest Partnership II, L.P. The general partner of Lightyear Co-Invest Partnership II, L.P. is Lightyear Fund II GP, L.P. One-third of these options become exercisable after each of December 4, 2010, December 4, 2011 and December 4, 2012. The stock options are held directly by Lightyear Capital II, LLC. The sole member of Lightyear Capital II, LLC is Lightyear Capital LLC. The managing member of Lightyear Capital LLC is Mr. Donald B. Marron. Pursuant to Rule 16a-1(a)(2)(ii)(B) under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported herein only to the extent of his or its pecuniary interest therein. Pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount. See attached Joint Filer Information and Power of Attorney. This Form 3 is being amended to include the EDGAR filing codes for Chestnut Venture Holdings, LLC. (See signatures of Reporting Persons as Exhibit 99.1) 2010-06-17 EX-24. 2 rrd250459_282604.htm POWER OF ATTORNEY rrd250459_282604.html 
                            LIMITED POWER OF ATTORNEY

        Know all men by these presents that Donald B. Marron does hereby make,
constitute and appoint Timothy Kacani as a true and lawful attorney-in-fact of
the undersigned with full powers of substitution and revocation, for and in the
name, place and stead of the undersigned in the undersigned's individual
capacity and as managing member of Marron & Associates, LLC, for which the
undersigned is authorized to sign, to execute and deliver such forms as may be
required to be filed from time to time with the Securities and Exchange
commission with respect to: (i) Sections 13(d) and 16(a) of the Securities
Exchange Act of 1934, as amended (the "Act"), including without limitation,
Schedule 13D, Schedule 13G, statements on Form 3, Form 4 and Form 5 and (ii) in
connection with any applications for EDGAR access codes, including without
limitation the Form ID.

/s/ Donald B. Marron
- -----------------------------
Name: Donald B. Marron

Date: February 11, 2005
EX-99.1 3 rrd250459_282605.htm JOINT FILER INFORMATION rrd250459_282605.html 
                            JOINT FILER INFORMATION

Name:

Lightyear Fund II, L.P.
Lightyear Fund II GP, L.P.
Lightyear Fund II GP Holdings, LLC
Marron & Associates, LLC
Chestnut Venture Holdings, LLC
Donald B. Marron

Address:

375 Park Avenue, 11th Floor
New York, NY 10152

Designated Filer:

Lightyear Fund II, L.P.

Issuer and Ticker Symbol:

Higher One Holdings, Inc. (ONE)

Date of Event Requiring Statement:

June 16, 2010


LIGHTYEAR FUND II, L.P.

By: Lightyear Fund II GP, L.P., its general partner
By: Lightyear Fund II GP Holdings, LLC, its general partner


By: /s/ Timothy J. Kacani
    --------------------------------------
Name: Timothy J. Kacani
Title: Authorized Signatory


LIGHTYEAR FUND II GP, L.P.

By: Lightyear Fund II GP Holdings, LLC, its general partner


By: /s/ Timothy J. Kacani
    --------------------------------------
Name: Timothy J. Kacani
Title: Authorized Signatory


LIGHTYEAR FUND II GP HOLDINGS, LLC

By: Marron & Associates, LLC


By: /s/ Timothy J. Kacani
    --------------------------------------
Name: Timothy J. Kacani
Title: Authorized Signatory


MARRON & ASSOCIATES, LLC


By: /s/ Timothy J. Kacani
    --------------------------------------

Name: Timothy J. Kacani
Title:  Vice President


CHESTNUT VENTURE HOLDINGS, LLC


By: /s/ Timothy J. Kacani
    --------------------------------------
Name: Timothy J. Kacani
Title:  Vice President


DONALD B. MARRON


By: /s/ Timothy J. Kacani
    --------------------------------------
By: Timothy J. Kacani, Attorney-in-Fact
-----END PRIVACY-ENHANCED MESSAGE-----