0001209191-15-079321.txt : 20151111 0001209191-15-079321.hdr.sgml : 20151111 20151110165109 ACCESSION NUMBER: 0001209191-15-079321 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151109 FILED AS OF DATE: 20151110 DATE AS OF CHANGE: 20151110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BIOCEPT INC CENTRAL INDEX KEY: 0001044378 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071] IRS NUMBER: 330757995 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5810 NANCY RIDGE DR CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 858-320-8200 MAIL ADDRESS: STREET 1: 5810 NANCY RIDGE DR CITY: SAN DIEGO STATE: CA ZIP: 92121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROYSTON IVOR CENTRAL INDEX KEY: 0001026765 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36284 FILM NUMBER: 151219512 MAIL ADDRESS: STREET 1: 4401 WILSHIRE BLVD. STREET 2: SUITE 200 CITY: LOS ANGELES STATE: CA ZIP: 90010 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-11-09 0 0001044378 BIOCEPT INC BIOC 0001026765 ROYSTON IVOR C/O BIOCEPT, INC. 5810 NANCY RIDGE DRIVE #150 SAN DIEGO CA 92121 1 0 0 0 Common Stock 2015-11-09 4 M 0 9285 A 34878 D Restricted Stock Units 2015-11-09 4 M 0 9285 0.00 D Common Stock 9285 0 D Each restricted stock unit represents the right to receive one share of the Issuer's common stock. The restricted stock units are fully vested. The restricted stock units are fully vested. This Form 4 is being filed to report the issuance of shares of the Issuer's Common Stock underlying a Restricted Stock Unit (RSU) that was reported in Table II of the Reporting Person's Form 3. The RSU reported herein fully vested upon the closing of the Issuer's IPO, and the shares of the Issuer's Common Stock underlying the RSU's are now being issued. /s/ Michael Nall, Attorney-in-Fact 2015-11-10