0000899243-15-008044.txt : 20151112
0000899243-15-008044.hdr.sgml : 20151112
20151112132005
ACCESSION NUMBER: 0000899243-15-008044
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151112
FILED AS OF DATE: 20151112
DATE AS OF CHANGE: 20151112
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: XTERA COMMUNICATIONS, INC.
CENTRAL INDEX KEY: 0001122051
STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661]
IRS NUMBER: 383394611
STATE OF INCORPORATION: DE
BUSINESS ADDRESS:
STREET 1: 500 WEST BETHANY DRIVE
STREET 2: SUITE 100
CITY: ALLEN
STATE: TX
ZIP: 75013
BUSINESS PHONE: 972-649-5000
MAIL ADDRESS:
STREET 1: 500 WEST BETHANY DRIVE
STREET 2: SUITE 100
CITY: ALLEN
STATE: TX
ZIP: 75013
FORMER COMPANY:
FORMER CONFORMED NAME: XTERA COMMUNICATIONS INC
DATE OF NAME CHANGE: 20000816
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wellcome Trust Investments 2 Unlimited
CENTRAL INDEX KEY: 0001657782
STATE OF INCORPORATION: X0
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37617
FILM NUMBER: 151223166
BUSINESS ADDRESS:
STREET 1: 215 EUSTON ROAD
CITY: LONDON
STATE: X0
ZIP: NW1 2BE
BUSINESS PHONE: 011442076118888
MAIL ADDRESS:
STREET 1: 215 EUSTON ROAD
CITY: LONDON
STATE: X0
ZIP: NW1 2BE
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WELLCOME TRUST LTD (THE) as trustee of the WELLCOME TRUST
CENTRAL INDEX KEY: 0001026720
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37617
FILM NUMBER: 151223167
BUSINESS ADDRESS:
STREET 1: 215 EUSTON ROAD
CITY: LONDON
STATE: X0
ZIP: NW1 2BE
BUSINESS PHONE: 011 44 20 7611 8888
MAIL ADDRESS:
STREET 1: 215 EUSTON ROAD
CITY: LONDON
STATE: X0
ZIP: NW1 2BE
FORMER NAME:
FORMER CONFORMED NAME: WELLCOME TRUST LTD
DATE OF NAME CHANGE: 19961108
3
1
doc3.xml
FORM 3 SUBMISSION
X0206
3
2015-11-12
0
0001122051
XTERA COMMUNICATIONS, INC.
XCOM
0001026720
WELLCOME TRUST LTD (THE) as trustee of the WELLCOME TRUST
215 EUSTON ROAD
LONDON
X0
NW1 2BE
UNITED KINGDOM
0
0
1
0
0001657782
Wellcome Trust Investments 2 Unlimited
215 EUSTON ROAD
LONDON
X0
NW1 2BE
UNITED KINGDOM
0
0
1
0
Common Stock
61476
D
Series B-3 Preferred Stock
Common Stock
555758
I
By Wellcome Trust Investments 2 Unlimited
Series C-3 Preferred Stock
Common Stock
222630
I
By Wellcome Trust Investments 2 Unlimited
Series D-3 Preferred Stock
Common Stock
596491
I
By Wellcome Trust Investments 2 Unlimited
Series E-3 Preferred Stock
Common Stock
403013
I
By Wellcome Trust Investments 2 Unlimited
Series E-3 Preferred Stock
Common Stock
33445
D
Each share of Series B-3 Preferred Stock, Series C-3 Preferred Stock, Series D-3 Preferred Stock and Series E-3 Preferred Stock is convertible into common stock at any time, at the election of the holders thereof, on a 26-for-one basis and has no expiration date.
Reflects conversion of preferred stock into common stock.
Wellcome Trust Investments 2 Unlimited is a wholly owned subsidiary of The Wellcome Trust Limited as trustee of the Wellcome Trust.
/s/ Peter Pereira Gray, Managing Director, Investment Division, on behalf of The Wellcome Trust Limited as trustee of the Wellcome Trust and Wellcome Investments 2 Unlimited
2015-11-12