-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DdKKZENXCJQoyl5Rw6JJa7te3tp5o9H2SpmYvaxY3GT7Ra4uZjvZkVr/iOEwJ1W9 NFgSqpls8rQug3reQ3ClQQ== 0000922996-01-000023.txt : 20010316 0000922996-01-000023.hdr.sgml : 20010316 ACCESSION NUMBER: 0000922996-01-000023 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000930 FILED AS OF DATE: 20010315 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: EVOKE COMMUNICATIONS INC CENTRAL INDEX KEY: 0001046832 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATION SERVICES, NEC [4899] IRS NUMBER: 841407805 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 000-31045 FILM NUMBER: 1569586 BUSINESS ADDRESS: STREET 1: 1157 CENTURY DR CITY: LOUISVILLE STATE: CO ZIP: 80027 BUSINESS PHONE: 8008787326 MAIL ADDRESS: STREET 1: 1157 CENTURY DR CITY: LOUISVILLE STATE: CO ZIP: 80027 FORMER COMPANY: FORMER CONFORMED NAME: EVOKE INC DATE OF NAME CHANGE: 20000218 FORMER COMPANY: FORMER CONFORMED NAME: VSTREAM INC /CO DATE OF NAME CHANGE: 20000214 COMPANY DATA: COMPANY CONFORMED NAME: CENTENNIAL FUND V L P CENTRAL INDEX KEY: 0001026400 STANDARD INDUSTRIAL CLASSIFICATION: [] OTHER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 1428 15TH STREET CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 3034057500 MAIL ADDRESS: STREET 1: 1428 15TH STREET CITY: DENVER STATE: CO ZIP: 80202 4 1 0001.txt FORM 4 - 09/30/2000 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP (X) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person Centennial Fund V, L.P. 1428 Fifteenth Street Denver, CO 80202 USA 2. Issuer Name and Ticker or Trading Symbol Evoke Communications, Inc. EVOK 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year 09/30/2000 5. If Amendment, Date of Original (Month/Year) 10/10/2000 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) ( ) Director ( ) 10% Owner ( ) Officer (give title below) (X) Other (specify below) 10% owner prior to the IPO 7. Individual or Joint/Group Filing (Check Applicable Line) ( ) Form filed by One Reporting Person (X) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | | | | Beneficially |(D)or | | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Month |ect(I)| | ___________________________________________________________________________________________________________________________________| Common Stock |7/25/0|O | |4,312,646 |A |(1)(2) |4,312,646 |D | | |0 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | | |Month |(I)| | ___________________________________________________________________________________________________________________________________| Series B Preferred Sto|(1) |7/25/|O | |2,275 D |A,D|Immed|N/A |Common Stock|932,692| |0 |D | | ck | |00 | | | | |. | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Series C Preferred Sto|(2) |7/25/|O | |3,736,599 D|A,D|Immed|N/A |Common Stock|2,491,0| |0 |D | | ck | |00 | | | | |. | | |66 | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Series D Preferred Sto|(2) |7/25/|O | |1,333,333 D|A,D|Immed|N/A |Common Stock|888,888| |0 |D | | ck | |00 | | | | |. | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________|
Explanation of Responses: (1) Each share of Series B Preferred Stock held by the reporting person automatically converted into 128.21 shares of Common Stock upon the closing of the Issuer's public offering. (2) Each share of Series C and Series D Preferred Stock held by the reporting person automatically converted into Common Stock upon the closing of the Issuer's public offering based on a 2:3 conversion ratio. (3) This form is executed by Steven C. Halstedt, as General Partner of Centennial Holdings V, L.P., the sole General Partner of the Reporting Person. SIGNATURE OF REPORTING PERSON /s/ Steven C. Halstedt (3) DATE March 15, 2001 -----END PRIVACY-ENHANCED MESSAGE-----