The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| AKAMAI TECHNOLOGY | COM | 00971T101 | 27 | 400 | SH | DFND | 1 | 400 | 0 | 0 | |
| ALLEGHANY CORP | COM | 017175100 | 1,946 | 3,200 | SH | DFND | 1 | 3,200 | 0 | 0 | |
| ALPHABET INC CL A | CAP STK CL A | 02079k305 | 2,060 | 2,600 | SH | DFND | 1 | 2,600 | 0 | 0 | |
| ANHEUSER-BUSCH | Sponsored ADR | 03524A108 | 1,054 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | |
| APOLLO COMMERCIAL REAL ESTATE FINANCE INC. | CL A | 03762U105 | 2,078 | 125,000 | SH | DFND | 1 | 125,000 | 0 | 0 | |
| APOLLO GLOBAL MANAGEMENT LLC | CL A SHS | 037612306 | 2,323 | 120,000 | SH | DFND | 1 | 120,000 | 0 | 0 | |
| APOLLO INVESTMENT CORP | COM | 03761U106 | 1,377 | 235,000 | SH | DFND | 1 | 235,000 | 0 | 0 | |
| ARES CAPITAL CORPORATION | COM | 04010L103 | 3,958 | 240,000 | SH | DFND | 1 | 240,000 | 0 | 0 | |
| ARES MANAGEMENT LP | COM UNIT RP IN | 04014Y101 | 384 | 20,000 | SH | DFND | 1 | 20,000 | 0 | 0 | |
| ATHENE HOLDING LTD | CL A | g0684d107 | 1,680 | 35,000 | SH | DFND | 1 | 35,000 | 0 | 0 | |
| ATLASSIAN CORPORATION PLC | CL A | G06242104 | 31 | 1,300 | SH | DFND | 1 | 1,300 | 0 | 0 | |
| BRIGHTCOVE INC | COM | 10921T101 | 8 | 1,000 | SH | DFND | 1 | 1,000 | 0 | 0 | |
| CARNIVAL CORP | ADR | 143658300 | 1,041 | 20,000 | SH | DFND | 1 | 20,000 | 0 | 0 | |
| CBS CORPORATION - CLASS B | CL B | 124857202 | 1,909 | 30,000 | SH | DFND | 1 | 30,000 | 0 | 0 | |
| CHUBB LIMITED | COM | H1467J104 | 661 | 5,000 | SH | DFND | 1 | 5,000 | 0 | 0 | |
| CITIGROUP INC | COM NEW | 172967424 | 2,674 | 45,000 | SH | DFND | 1 | 45,000 | 0 | 0 | |
| CNA FINANCIAL CORP | COM | 126117100 | 3,113 | 75,000 | SH | DFND | 1 | 75,000 | 0 | 0 | |
| COWEN GROUP INC | COM | 223622606 | 1,938 | 125,000 | SH | DFND | 1 | 125,000 | 0 | 0 | |
| DREW INDUSTRIES | COM NEW | 26168L205 | 54 | 500 | SH | DFND | 1 | 500 | 0 | 0 | |
| FIDUS INVESTMENT CORP | COM | 316500107 | 236 | 15,000 | SH | DFND | 1 | 15,000 | 0 | 0 | |
| FLAGSTAR BANCORP INC | COM | 337930705 | 27 | 1,000 | SH | DFND | 1 | 1,000 | 0 | 0 | |
| GLOBAL PAYMENTS | COM | 37940X102 | 104 | 1,500 | SH | DFND | 1 | 1,500 | 0 | 0 | |
| KAYNE ANDERSON MLP INVESTMENT COMPANY | COM | 486606106 | 587 | 30,000 | SH | DFND | 1 | 30,000 | 0 | 0 | |
| LIVE NATION | COM | 538034109 | 40 | 1,500 | SH | DFND | 1 | 1,500 | 0 | 0 | |
| MGM GROWTH PROPERTIES LLC - A | CL A COM | 55303A105 | 3,290 | 130,000 | SH | DFND | 1 | 130,000 | 0 | 0 | |
| MGM RESORTS INTERNATIONAL | COM | 552953101 | 721 | 25,000 | SH | DFND | 1 | 25,000 | 0 | 0 | |
| MICROCHIP TECHNOLOGY | COM | 595017104 | 26 | 400 | SH | DFND | 1 | 400 | 0 | 0 | |
| MOELIS & CO CL A | CL A | 60786m105 | 2,543 | 75,000 | SH | DFND | 1 | 75,000 | 0 | 0 | |
| PHARMECEUTICAL HOLDERS TRUST | PHARMACEUTICAL E | 71712A206 | 315 | 6,000 | SH | DFND | 1 | 6,000 | 0 | 0 | |
| RICE ENERGY INC | COM | 762760106 | 11 | 500 | SH | DFND | 1 | 500 | 0 | 0 | |
| ROYAL DUTCH SHELL ADR-A | SPONS ADR A | 780259206 | 2,175 | 40,000 | SH | DFND | 1 | 40,000 | 0 | 0 | |
| SHERWIN-WILLIAMS | COM | 824348106 | 27 | 100 | SH | DFND | 1 | 100 | 0 | 0 | |
| SIX FLAGS INC | COM | 83001P109 | 48 | 800 | SH | DFND | 1 | 800 | 0 | 0 | |
| STARWOOD PROPERTY TRUST INC | COM | 85571B105 | 439 | 20,000 | SH | DFND | 1 | 20,000 | 0 | 0 | |
| TILE SHOP HOLDINGS INC | COM | 88677Q109 | 29 | 1,500 | SH | DFND | 1 | 1,500 | 0 | 0 | |
| TPG SPECIALTY LENDING INC | COM | 87265K102 | 1,401 | 75,000 | SH | DFND | 1 | 75,000 | 0 | 0 | |
| WASTE CONNECTIONS INC | COM | 94106B101 | 79 | 1,000 | SH | DFND | 1 | 1,000 | 0 | 0 | |
| WESTERN DIGITAL CORP | COM | 958102105 | 340 | 5,000 | SH | DFND | 1 | 5,000 | 0 | 0 | |
| YELP INCORPORATED | CL A | 985817105 | 76 | 2,000 | SH | DFND | 1 | 2,000 | 0 | 0 | |