The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ALLIANCEBERNSTEIN GLOBAL HIGH INCOME FUND | CS | 01879R106 | 393 | 32,000 | SH | DFND | 1,2 | 32,000 | 0 | 0 | |
| AMERICAN CAPITAL AGENCY CORP | CS | 02503X105 | 1,982 | 100,000 | SH | DFND | 1,3 | 100,000 | 0 | 0 | |
| ARES CAPITAL CORPORATION | CS | 04010L103 | 3,692 | 260,000 | SH | DFND | 1,4 | 260,000 | 0 | 0 | |
| AT&T INC | CS | 00206R102 | 4,753 | 110,000 | SH | DFND | 1,5 | 110,000 | 0 | 0 | |
| ATLASSIAN CORPORATION PLC | CL-A | G06242104 | 39 | 1,500 | SH | DFND | 1,6 | 1,500 | 0 | 0 | |
| B & G FOODS INC NEW | CS | 05508R106 | 482 | 10,000 | SH | DFND | 1,7 | 10,000 | 0 | 0 | |
| BLACKROCK CAPITAL INVESTMENT CORPORATION | CS | 092533108 | 467 | 60,000 | SH | DFND | 1,8 | 60,000 | 0 | 0 | |
| BLACKSTONE MORTGAGE TRUST INC. | CL-A | 09257W100 | 2,269 | 82,000 | SH | DFND | 1,9 | 82,000 | 0 | 0 | |
| BRIGHTCOVE INC | CS | 10921T101 | 26 | 3,000 | SH | DFND | 1,10 | 3,000 | 0 | 0 | |
| CHIMERA INVESTMENT CORP | COM NEW | 16934Q208 | 2,355 | 150,000 | SH | DFND | 1,11 | 150,000 | 0 | 0 | |
| CNA FINANCIAL CORP | CS | 126117100 | 1,571 | 50,000 | SH | DFND | 1,12 | 50,000 | 0 | 0 | |
| CYS INVESTMENTS INC | CS | 12673A108 | 502 | 60,000 | SH | DFND | 1,13 | 60,000 | 0 | 0 | |
| EVERCORE PARTNERS INC | CL-A | 29977A105 | 221 | 5,000 | SH | DFND | 1,14 | 5,000 | 0 | 0 | |
| EXXON MOBIL CORP | CS | 30231G102 | 1,875 | 20,000 | SH | DFND | 1,15 | 20,000 | 0 | 0 | |
| GAMING AND LEISURE PROPERTIES, INC | CS | 36467J108 | 517 | 15,000 | SH | DFND | 1,16 | 15,000 | 0 | 0 | |
| HOUGHTON MIFFLIN HARCOURT COMPANY | CS | 44157R109 | 23 | 1,500 | SH | DFND | 1,17 | 1,500 | 0 | 0 | |
| ISHARES MORTGAGE REAL ESTATE CAPPED ETF | MRG RL ES CP ETF | 464288539 | 3,745 | 365,000 | SH | DFND | 1,18 | 365,000 | 0 | 0 | |
| MGM GROWTH PROPERTIES LLC | CL-A | 55303A105 | 4,402 | 165,000 | SH | DFND | 1,19 | 165,000 | 0 | 0 | |
| PFIZER INC | CS | 717081103 | 1,232 | 35,000 | SH | DFND | 1,20 | 35,000 | 0 | 0 | |
| PIMCO DINAMIC CREDIT INCOME FUND | CS | 72202D106 | 383 | 20,000 | SH | DFND | 1,21 | 20,000 | 0 | 0 | |
| PRUDENTIAL GLOBAL SHOR DURATION HY FUND | CS | 74433A109 | 525 | 35,000 | SH | DFND | 1,22 | 35,000 | 0 | 0 | |
| PRUDENTIAL SHORT DURATION HY FUND INC | CS | 74442F107 | 395 | 25,000 | SH | DFND | 1,23 | 25,000 | 0 | 0 | |
| SERVICENOW INC | CS | 81762P102 | 66 | 1,000 | SH | DFND | 1,24 | 1,000 | 0 | 0 | |
| SHOPIFY INC | CL-A | 82509L107 | 92 | 3,000 | SH | DFND | 1,25 | 3,000 | 0 | 0 | |
| SOLAR CAPITAL LTD | CS | 83413U100 | 191 | 10,000 | SH | DFND | 1,26 | 10,000 | 0 | 0 | |
| STARWOOD PROPERTY TRUST INC | CS | 85571B105 | 1,347 | 65,000 | SH | DFND | 1,27 | 65,000 | 0 | 0 | |
| TOOTSIE ROLL INDUSTRIES INC | CS | 890516107 | 77 | 2,000 | SH | DFND | 1,28 | 2,000 | 0 | 0 | |
| TPG SPECIALTY LENDING INC | CS | 87265K102 | 1,080 | 65,000 | SH | DFND | 1,29 | 65,000 | 0 | 0 | |
| TRANSUNION | CS | 89400J107 | 50 | 1,500 | SH | DFND | 1,30 | 1,500 | 0 | 0 | |