The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ACE LTD | SHS | H0023R105 | 3,102 | 30,000 | SH | DFND | 1,2 | 30,000 | 0 | 0 | |
| ADVISORSHARES RANGER EQUITY BEAR ETF | CS | 00768Y883 | 3,886 | 340,000 | SH | DFND | 1,2 | 340,000 | 0 | 0 | |
| AMERICAN EAGLE OUTFITTERS INC NEW | CS | 02553E106 | 1,954 | 125,000 | SH | DFND | 1,2 | 125,000 | 0 | 0 | |
| APOLLO INVESTMENT CORP | CS | 03761U106 | 1,151 | 210,000 | SH | DFND | 1,2 | 210,000 | 0 | 0 | |
| APPLE INC | CS | 037833100 | 11,030 | 100,000 | SH | DFND | 1,2 | 100,000 | 0 | 0 | |
| ARES CAPITAL CORPORATION | CS | 04010L103 | 3,403 | 235,000 | SH | DFND | 1,2 | 235,000 | 0 | 0 | |
| AT&T | CS | 00206R102 | 33 | 1,000 | SH | DFND | 1,2 | 1,000 | 0 | 0 | |
| BLACKSTONE GROUP LP | COM UNIT LTD | 09253U108 | 1,108 | 35,000 | SH | DFND | 1,2 | 35,000 | 0 | 0 | |
| BRIGHTCOVE INC | CS | 10921T101 | 74 | 15,000 | SH | DFND | 1,2 | 15,000 | 0 | 0 | |
| BRUNSWICK CORP | CS | 117043109 | 96 | 2,000 | SH | DFND | 1,2 | 2,000 | 0 | 0 | |
| BUILDERS FIRSTSOURCE INC | CS | 12008R107 | 63 | 5,000 | SH | DFND | 1,2 | 5,000 | 0 | 0 | |
| DAVIDsTEA INC | CS | 238661102 | 94 | 6,000 | SH | DFND | 1,2 | 6,000 | 0 | 0 | |
| DIAMONDS RESORTS INTERNATIONAL INC | CS | 25272T104 | 70 | 3,000 | SH | DFND | 1,2 | 3,000 | 0 | 0 | |
| FAIR ISAAC CORP | CS | 303250104 | 169 | 2,000 | SH | DFND | 1,2 | 2,000 | 0 | 0 | |
| GENERAL ELECTRIC CO | CS | 369604103 | 2,900 | 115,000 | SH | DFND | 1,2 | 115,000 | 0 | 0 | |
| KINDRED HEALTHCARE INC | CS | 494580103 | 63 | 4,000 | SH | DFND | 1,2 | 4,000 | 0 | 0 | |
| KLX INC | CS | 482539103 | 268 | 7,500 | SH | DFND | 1,2 | 7,500 | 0 | 0 | |
| PENNEY J C INC | CS | 708160106 | 3,716 | 400,000 | SH | DFND | 1,2 | 400,000 | 0 | 0 | |
| PFIZER INC | CS | 717081103 | 157 | 5,000 | SH | DFND | 1,2 | 5,000 | 0 | 0 | |
| SELECT COMFORT CORPORATION | CS | 81616X103 | 109 | 5,000 | SH | DFND | 1,2 | 5,000 | 0 | 0 | |
| STARWOOD PROPERTY TRUST INC | CS | 85571B105 | 103 | 5,000 | SH | DFND | 1,2 | 5,000 | 0 | 0 | |
| TRANSUNION | CS | 89400J107 | 628 | 25,000 | SH | DFND | 1,2 | 25,000 | 0 | 0 | |