0001567619-20-006090.txt : 20200311 0001567619-20-006090.hdr.sgml : 20200311 20200311163027 ACCESSION NUMBER: 0001567619-20-006090 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200309 FILED AS OF DATE: 20200311 DATE AS OF CHANGE: 20200311 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FARKAS ANDREW L CENTRAL INDEX KEY: 0001026285 STATE OF INCORPORATION: SC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32733 FILM NUMBER: 20705641 MAIL ADDRESS: STREET 1: C/O ISLAND CAPITAL GROUP, LLC STREET 2: 717 5TH AVENUE, 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Exantas Capital Corp. CENTRAL INDEX KEY: 0001332551 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 202287134 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O RESOURCE AMERICA, INC. STREET 2: 717 FIFTH AVENUE, 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-621-3210 MAIL ADDRESS: STREET 1: C/O RESOURCE AMERICA, INC. STREET 2: 717 FIFTH AVENUE, 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: Resource Capital Corp. DATE OF NAME CHANGE: 20050708 4 1 doc1.xml FORM 4 X0306 4 2020-03-09 0 0001332551 Exantas Capital Corp. XAN 0001026285 FARKAS ANDREW L 1845 WALNUT STREET, 18TH FLOOR PHILADELPHIA PA 19103 1 0 0 0 8.625% Series C Cumulative Redeemable Preferred Stock 2020-03-09 4 P 0 3607 A 3607 I By Limited Liability Company Common Stock 2020-03-10 4 P 0 38600 A 38600 I By Limited Liability Company Common Stock 2020-03-10 4 P 0 48355 A 156627 D Common Stock 780025 I See Footnote On March 9, 2020, the reporting person purchased through a limited liability company, in multiple transactions, a total of 3,607 shares of 8.625% Series C Cumulative Redeemable Preferred Stock of the Issuer at prices ranging from $24.790 to $25.00. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or any other purposes. On March 10, 2020, the reporting person purchased through a limited liability company, in multiple transactions, a total of 38,600 shares of common stock of the Issuer at prices ranging from $10.07 to $10.415. On March 10, 2020, the reporting person purchased, in multiple transactions, a total of 48,355 shares of common stock of the Issuer at prices ranging from $10.005 to $10.46. Includes 27,700 shares which remain subject to vesting under the Issuer's Second Amended and Restated Omnibus Equity Compensation Plan. Shares are collectively held by Resource Capital Investor, LLC and Exantas Capital Manager Inc, each indirect wholly-owned subsidiaries of C-III Capital Partners LLC ("C-III"). C-III is externally managed by Island Capital Group LLC, through which the reporting person, as a principal, has investment discretion. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or any other purposes. Shelle Weisbaum, Attorney-in-Fact 2020-03-11