0001752724-23-093255.txt : 20230504 0001752724-23-093255.hdr.sgml : 20230504 20230504163052 ACCESSION NUMBER: 0001752724-23-093255 CONFORMED SUBMISSION TYPE: N-CEN/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20230504 DATE AS OF CHANGE: 20230504 EFFECTIVENESS DATE: 20230504 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BLACKROCK INDEX FUNDS, INC. CENTRAL INDEX KEY: 0001026144 IRS NUMBER: 223483675 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-CEN/A SEC ACT: 1940 Act SEC FILE NUMBER: 811-07899 FILM NUMBER: 23889283 BUSINESS ADDRESS: STREET 1: 100 BELLEVUE PARKWAY CITY: WILMINGTON STATE: DE ZIP: 19809 BUSINESS PHONE: 800-441-7762 MAIL ADDRESS: STREET 1: 100 BELLEVUE PARKWAY CITY: WILMINGTON STATE: DE ZIP: 19809 FORMER COMPANY: FORMER CONFORMED NAME: MERRILL LYNCH INDEX FUNDS INC DATE OF NAME CHANGE: 19961031 0001026144 S000003116 iShares MSCI EAFE International Index Fund C000008447 Investor A C000008448 Institutional C000099168 Class K C000201956 Investor P Shares 0001026144 S000003118 iShares Russell 2000 Small-Cap Index Fund C000008451 Investor A C000008452 Institutional C000099169 Class K C000201957 Investor P Shares N-CEN/A 1 primary_doc.xml X0404 N-CEN/A 0001752724-20-049312 LIVE 0001026144 XXXXXXXX 811-07899 false false false N-1A true BlackRock Index Funds, Inc. 811-07899 0001026144 549300R0LV8YE1DSQ620 100 Bellevue Parkway Wilmington 19809 US-DE US 800-441-7762 State Street Bank and Trust Company 1 Lincoln Street Boston 02111 617-786-3000 Records related to its functions as custodian, sub-administrator and accounting agent BlackRock Investments, LLC 40 East 52nd Street New York 10022 609-282-3046 Records related to its functions as distributor BlackRock Advisors, LLC 100 Bellevue Parkway Wilmington 19809 302-797-2000 Records related to its functions as advisor and administrator BlackRock Fund Advisors 400 Howard Street San Francisco 94105 415-670-2000 Records related to its functions as sub-advisor BNY Mellon Investment Servicing (US) Inc. 301 Bellevue Parkway Wilmington 19809 302-791-1700 Records related to its functions as transfer agent N N N-1A 2 Y Cynthia A. Montgomery 000000000 N Robert M. Hernandez 000000000 N Kenneth L. Urish 005352005 N John M. Perlowski 000000000 Y Mark Stalnecker 000000000 N Susan J. Carter 000000000 N Donald C. Opatrny 000000000 N Henry R. Keizer 000000000 N Joseph P. Platt 000000000 N Lena G. Goldberg 000000000 N Bruce R. Bond 000000000 N Claire A. Walton 000000000 N Collette Chilton 000000000 N Robert Fairbairn 004992372 Y Neil A. Cotty 000000000 N Charles Park 000000000 55 East 52nd Street New York 10055 XXXXXX N N N N N N BlackRock Investments, LLC 8-48436 000038642 00000000000000000000 Y N Deloitte & Touche LLP 34 00000000000000000000 N N N N N N iShares MSCI EAFE International Index Fund S000003116 54930010H61VSB6TRU46 N 4 0 0 N N -0.01140000 -0.07450000 5.99 5.99 N N Y N N BlackRock Institutional Trust Company, National Association 549300RK1FB0VMTPD087 Y N Revenue sharing split Other Cash collateral reinvestment fee Rebates paid to borrowers 30921753.00000000 818937.00000000 Rule 17e-1 (17 CFR 270.17e-1) Rule 17a-7 (17 CFR 270.17a-7) Rule 22d-1 (17 CFR 270.22d-1) Rule 12d1-1 (17 CFR 270.12d1-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y N N BlackRock Advisors, LLC 801-47710 000106614 5493001LN9MRM6A35J74 N BlackRock Fund Advisors 801-22609 000105247 549300YOOGP0Y1M95C20 Y N BNY Mellon Investment Servicing (US) Inc. 084-01761 549300CFZQLI9QMJ1Z03 N N N Refinitiv US Holdings Inc. 549300NF240HXJO7N016 N ICE Data Services, Inc. 13-3668779 Tax ID N IHS Markit Ltd. 549300HLPTRASHS0E726 GB N Bloomberg L.P. 549300B56MD0ZC402L06 N N Intesa Sanpaolo SpA 2W8N8UU78PMDQKZENC08 IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Trust Company Canada 549300L71XG2CTQ2V827 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Aktiengesellschaft (Amsterdam, Noord Holland, NL, Branch) 7LTWFZYICNSX8D621K86 NL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited (Sydney, NSW, AU, Branch) 2HI3YI5320L3RW6NJ957 AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB F3JS33DEI6XQ4ZBPTN86 SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Hapoalim B.M. 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LLC 9R7GPTSO7KV3UQJZQ078 N Y Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) Citibank, National Association (Singapore, SG, Branch) E57ODZWZ7FF32TWEFA76 SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank and Trust Company (Edinburgh, GB, Branch) 571474TGEMMWANRLN572 GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BofA Securities, Inc. 549300HN4UKV1E2R3U73 N Y Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) Skandinaviska Enskilda Banken A/S F3JS33DEI6XQ4ZBPTN86 DK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Mizuho Bank, Ltd. 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Riley Wealth Management Holdings, Inc 8-31206 SEC File Number N N Callaway Financial Services, Inc. 8-52474 SEC File Number N N Schlitt Investor Services, Inc. 8-34202 SEC File Number N N SagePoint Financial, Inc. 8-66771 SEC File Number N N Reliance Trust Company 549300NV8FSQRNOUQO50 N Y Madison Avenue Securities, LLC 8-40426 SEC File Number N N Planned Financial Programs, Inc. 8-5727 SEC File Number N N Woodmen Financial Services, Inc. 8-53592 SEC File Number N N Institutional Securities Corporation 2549007EJ1PSLA8XVA50 N N Vaughan & Company Securities, Inc. 8-36916 SEC File Number N N Securities America, Inc. 8-26602 SEC File Number N N Lucia Securities, LLC 8-47643 SEC File Number N N Vision Financial Markets LLC 549300J0X8HK9GUADL55 N N Y BlackRock Advisors, LLC 5493001LN9MRM6A35J74 Y N State Street Bank and Trust Company 571474TGEMMWANRLN572 N Y N BlackRock Investments, LLC 8-48436 000038642 00000000000000000000 0.00000000 BlackRock Execution Services 8-48719 000039438 549300HFCRQ0NT5KY652 0.00000000 0.00000000 0.00000000 N 2031975908.41000000 N N N N true INTERNAL CONTROL RPT 2 NCEN_8641538248455724.txt REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders of iShares MSCI EAFE International Index Fund and iShares Russell 2000 Small-Cap Index Fund and the Board of Directors of BlackRock Index Funds, Inc.: In planning and performing our audits of the financial statements of iShares MSCI EAFE International Index Fund and iShares Russell 2000 Small-Cap Index Fund of BlackRock Index Funds, Inc. (the "Funds"), as of and for the year ended December 31, 2019, in accordance with the standards of the Public Company Accounting Oversight Board (United States) (PCAOB), we considered the Funds' internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-CEN, but not for the purpose of expressing an opinion on the effectiveness of the Funds' internal control over financial reporting. Accordingly, we express no such opinion. The management of the Funds is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A company's internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles. A company's internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the company; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with generally accepted accounting principles, and that receipts and expenditures of the company are being made only in accordance with authorizations of management and directors of the company; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use, or disposition of a company's assets that could have a material effect on the financial statements. Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions or that the degree of compliance with the policies or procedures may deteriorate. A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the company's annual or interim financial statements will not be prevented or detected on a timely basis. Our consideration of the Funds' internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control that might be material weaknesses under standards established by the PCAOB. However, we noted no deficiencies in the Funds' internal control over financial reporting and its operation, including controls for safeguarding securities, that we consider to be a material weakness, as defined above, as of December 31, 2019. This report is intended solely for the information and use of management and the Board of Directors of the Funds, and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. Deloitte & Touche LLP Boston, Massachusetts February 24, 2020