0001628280-20-008704.txt : 20200529
0001628280-20-008704.hdr.sgml : 20200529
20200529195918
ACCESSION NUMBER: 0001628280-20-008704
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200527
FILED AS OF DATE: 20200529
DATE AS OF CHANGE: 20200529
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KAPLAN DAVID B
CENTRAL INDEX KEY: 0001025976
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36429
FILM NUMBER: 20930367
MAIL ADDRESS:
STREET 1: 1999 AVENUE OF THE STARS
STREET 2: SUITE 1900
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Ares Management Corp
CENTRAL INDEX KEY: 0001176948
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 954656677
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2000 AVE OF THE STARS
STREET 2: 12TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
BUSINESS PHONE: 3102014100
MAIL ADDRESS:
STREET 1: 2000 AVE OF THE STARS
STREET 2: 12TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
FORMER COMPANY:
FORMER CONFORMED NAME: ARES MANAGEMENT LP
DATE OF NAME CHANGE: 20020701
4
1
wf-form4_159079673812161.xml
FORM 4
X0306
4
2020-05-27
0
0001176948
Ares Management Corp
ARES
0001025976
KAPLAN DAVID B
2000 AVENUE OF THE STARS
12TH FLOOR
LOS ANGELES
CA
90067
1
1
0
0
Co-Founder & Co-Chair of PEG
Class A Common Stock
2020-05-27
4
S
0
13203
37.11
D
1159679
I
By Trently Holdings, LLC
Class A Common Stock
2020-05-28
4
S
0
20432
37.12
D
1139247
I
By Trently Holdings, LLC
Class A Common Stock
2020-05-29
4
S
0
157257
37.41
D
981990
I
By Trently Holdings, LLC
Class A Common Stock
1780052
I
By Ares Owners Holdings L.P.
This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him.
The price reported in Column 4 is a weighted average price. These shares were sold on May 27, 2020 in multiple transactions at prices ranging from $37.00 to $37.23. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote and footnotes 3 and 4.
The price reported in Column 4 is a weighted average price. These shares were sold on May 28, 2020 in multiple transactions at prices ranging from $37.00 to $37.45.
The price reported in Column 4 is a weighted average price. These shares were sold on May 29, 2020 in multiple transactions at prices ranging from $37.00 to $37.94.
The reporting person or a vehicle controlled by him is a limited partner in Ares Owners Holdings L.P. ("AOH"), the direct holder of the shares of Class A Common Stock. The shares of Class A Common Stock indirectly held by the reporting person or the vehicle are the number of shares of Class A Common Stock that he or the vehicle has a right to receive as a limited partner in AOH.
/s/ Naseem Sagati Aghili, by power of attorney
2020-05-29