0001025953-16-000178.txt : 20160108 0001025953-16-000178.hdr.sgml : 20160108 20160108161727 ACCESSION NUMBER: 0001025953-16-000178 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160106 FILED AS OF DATE: 20160108 DATE AS OF CHANGE: 20160108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NOVATION COMPANIES, INC. CENTRAL INDEX KEY: 0001025953 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE AGENTS & MANAGERS (FOR OTHERS) [6531] IRS NUMBER: 742830661 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2114 CENTRAL STREET 2: STE 600 CITY: KANSAS CITY STATE: MO ZIP: 64108 BUSINESS PHONE: 8162377000 MAIL ADDRESS: STREET 1: 2114 CENTRAL STREET 2: STE 600 CITY: KANSAS CITY STATE: MO ZIP: 64108 FORMER COMPANY: FORMER CONFORMED NAME: NOVASTAR FINANCIAL INC DATE OF NAME CHANGE: 19970723 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gillman Charles M CENTRAL INDEX KEY: 0001386979 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22897 FILM NUMBER: 161333468 MAIL ADDRESS: STREET 1: 1223 WILSHIRE BOULEVARD STREET 2: OFFICE 648 CITY: SANTA MONICA STATE: CA ZIP: 90402 4 1 wf-form4_145228783698785.xml FORM 4 X0306 4 2016-01-06 0 0001025953 NOVATION COMPANIES, INC. NOVC 0001386979 Gillman Charles M C/O NOVATION COMPANIES, INC. 2114 CENTRAL STREET, SUITE 600 KANSAS CITY MO 64108 1 0 0 0 Common Stock 2016-01-06 4 A 0 96154 0 A 96154 D Reflects shares of restricted stock awarded under the Novation Companies, Inc. 2015 Incentive Stock Plan as a pro-rated portion of the annual retainer paid to each non-employee director, which shares will vest on August 10, 2016. /s/ Rodney E. Schwatken, Attorney in Fact for Charles M. Gillman 2016-01-08